HomeMy WebLinkAbout5527ORDINANCE NO.5 5 2 7
AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF AUBURN,
WASHINGTON, AUTHORIZING THE MAYOR AND CITY CLERK TO
EXECUTE A PUBLIC WORKS TRUST FUND LOAN AGREEMENT BETWEEN
THE CITY AND THE WASHINGTON STATE DEPARTMENT OF
COMMUNITY, TRADE AND ECONOMIC DEVELOPMENT FOR
DEVELOPMENT OF WATER CORROSION CONTROL FACILITIES AND
APPURTENANCES.
WHEREAS, the City Council of the City of Auburn must adopt and
approve all appropriations by Ordinance pursuant to Chapter 35A.33 RCW.
THE CITY COUNCIL OF THE CITY OF AUBURN, WASHINGTON, DO
ORDAIN AS FOLLOWS:
Section 1. Pursuant to Chapter 35A.33 RCW, the City Council hereby
approves the expenditure and appropriation of Public Works Trust Fund loan
funds in the amount of $4,299,500 at an interest rate of one-half percent (1/2%)
per annum on the outstanding principal balance. The term of the loan shall not
exceed twenty (20) years, with the final payment due July 1, 2020. Loan
payments will be made from the Water Utility Enterprise Fund. Local matching
initial capital funds of not less than $905,500 will be paid from the City's Water
Utility Enterprise Fund. Funds will be used to design and construct two facilities
to treat water from water supply sources. The Mayor and City Clerk are hereby
authorized to execute the Public Works Trust Fund Construction Loan
Ordinance No. 5527
March 23, 2001
Page 1
Community, Trade and Economic Development, approving said Agreement, a
copy of which is attached hereto as Exhibit "A" and is incorporated herein by
reference. The Mayor and City Clerk are also authorized to approve and
execute any future supplemental agreements thereto required for completion of
phases of the project, including but not limited to design and construction.
Section 2. The Mayor is hereby authorized to implement such
administrative procedures as may be necessary to carry out the directions of
this legislation.
Section 3. This ordinance shall take effect and be in force five (5)
days from and after its passage, approval, and publication, as provided by law.
INTRODUCED: April 16, 2001
PASSED: April 16, 2001
APPROVED: April 16, 2001
C"A-hod
CHARLES A. BOOTH
MAYOR
Ordinance No. 5527
March 23, 2001
Page 2
ATTEST:
�3RIAI18-€. 6142H},- Cathy A. Ricl-iardson
Deputy City Clerk
APPROVED AS TO FORM:
4 ELSA
Michael J. Re olds,
City Attorney
PUBLISHED:
Ordinance No. 5527
March 23, 2001
Page 3
PUBLIC WORKS TRUST FUND
CONSTRUCTION LOAN AGREEMENT
(PIi
NUMBER PW-01,UA-006
CITY OF AUBURN
PART I: ENTIRE AGREEMENT
This agreement, and incorporated attachments, contains all terms and conditions agreed b by the PUBLIC
WORKS BOARD and the LOCAL GOVERNMENT and no other statements or representations written or
oral, shall be deemed a part thereof. This contract consists of ten pages and two attachments. An attachment
to this agreement, ATTACHMENT I: SCOPE OF WORK, consists of a description of local project
activities, certification of the project's useful life, and identification of estimated project costs and fund
sources and is, by this reference, incorporated into this agreement as though set forth fuly herein. In
addition, ATTACHMENT II: ATTORNEY'S CERTIFICATION, is by this reference incorporated into this
agreement.
The PUBLIC WORKS BOARD and the LOCAL GOVERNMENT have executed this agreement as of the
date and year last written below.
DEPARTMENT OF COMMUNITY,
TRADE AND ECONOMIC
DEV OP NT
Steve ells
Director, Local Government Division
Title
t1l /
Date
APPROVED AS TO FORM ONLY
Sth Day of February, 2001
Christine O. Gregorie
Attorney General
By: Signature on File
Assistant Attorney General
Jeanne A. Cushman
(Print Name)
LOCAL GOVERNMENT
Name Charles A. Booth 4
Mayor
Title
April 16, 2001
Date
gl—incoIZ2f3
Federal Taxpayer Identification Number
AP OVED AS FORM:
Michael J. Reynol s,
City Attorney
Ordinance 5527
Exhibit A Pagel
Paqe 1 2001 PWTF Construction Loan Agreement
. CTED Contract Number AUBURN
PART II:
This loan agreement is made and entered into by and between the PUBLIC WORKS BOARD, or its
successor, (referred to as the "BOARD"), a department of the state of Washington, and CITY OF AUBURN
(referred to as the "LOCAL GOVERNMENT").
Acting under the authority of Chapter 43.155 RCW, the BOARD has selected the LOCAL
GOVERNMENT to receive a Public Works Trust Fund loan for an approved public works project.
PART III: PURPOSE
The BOARD and the LOCAL GOVERNMENT have entered into this agreement to undertake a local public
works project that furthers the goals and objectives of the Washington State Public Works Trust Fund
Program. The project will be undertaken by the LOCAL GOVERNMENT and will include the activities
described in ATTACHMENT I: SCOPE OF WORK. The project must be undertaken in accordance with
PART IV: TERMS AND CONDITIONS, and all applicable state and local laws and ordinances, which by
this reference are incorporated into this agreement as though set forth fully herein.
PART IV: TERMS AND CONDITIONS
The parties to this agreement agree as follows:
4.01 Rate and Term of Loan
The BOARD, using funds appropriated from the Public Works Assistance Account, shall loan the LOCAL
GOVERNMENT sum not to exceed $4,299,500.00. The interest rate shall be one-half percent (1/2%) per
annum on the outstanding principal balance. The term of the loan shall not exceed 20 years, with the final
payment due July 1, 2021.
4.02 Local Project Share ,*,
The LOCAL GOVERNMENT pledges an amount of locally -generated revenue not less than fifteen percent
(15%) of the total eligible portion of the project cost not funded by federal or state grants as identified in
ATTACHMENT I: SCOPE OF WORK, to be verified at the time of project close-out. Any change in the
percentage of locally -generated funds may require an adjustment in the loan amount or interest rate charged,
or both. In such event, the LOCAL GOVERNMENT agrees to execute an amendment to this agreement
adjusting the loan amount or interest rate, as appropriate.
Local project share must consist of expenditures eligible under WAC 399-30-030(3) and be related only to
project activities described in ATTACHMENT I: SCOPE OF WORK. These expenditures may be made up
to twelve (12) months prior to the execution of the loan agreement and verified at the time of project
close-out.
PUBLIC WORKS TRUST FUND MONIES MAY NOT BE USED TO REIMBURSE THE LOCAL
GOVERNMENT FOR ANY COSTS INCURRED PRIOR TO EXECUTION OF THIS LOAN
AGREEMENT.
Ordinance 5527 Paget
Exhibit A
Page 2
2001 PWTF Construction Loan Agreement
CTED Contract Number AUBURN
4.03 Disbursement of Loan Proceeds
Warrants shall be issued to the LOCAL GOVERNMENT for payment of allowable expenses incurred by
the LOCAL GOVERNMENT while undertaking and administering approved project activities in
accordance with ATTACHMENT I: SCOPE OF WORK. In no event shall the total Public Works Trust
Fund loan exceed eighty five percent (85%) of the eligible actual project costs. The disbursement of loan
proceeds shall be initiated by the LOCAL GOVERNMENT on a Washington State Invoice Voucher form.
The loan funds will be disbursed to the LOCAL GOVERNMENT as follows:
Within thirty (30) days of the formal execution of this agreement, a sum not to exceed fifteen percent (15%)
of the approved Public Works Trust Fund loan shall be disbursed to the LOCAL GOVERNMENT.
Within thirty (30) days of the execution of a Notice to Proceed which follows the formal award of a
construction contract, a sum not to exceed eighty percent (80%) of the approved Public Works Trust Fund
loan shall be disbursed to the LOCAL GOVERNMENT, except in the case of engineering services
contracts. If the approved project described in ATTACHMENT I: SCOPE OF WORK is solely for the
completion of engineering studies, a sum not to exceed eighty percent (80%) of the approved Public Works
Trust Fund loan shall be disbursed to the LOCAL GOVERNMENT within thirty (30) days of the execution
of a Notice to Proceed following the formal award of a contract for engineering services.
At the time of project completion, a Close-out Report, (refer to Section 4.19 for Close-out Report), shall be
submitted to the BOARD by the LOCAL GOVERNMENT certifying total actual project costs.
The final Public Works Trust Fund loan disbursement shall not bring the total loan in excess ofeighty five
percent (85%) of the eligible project costs or the total of $4,299,500.00 whichever is less. The Close-out
Report shall serve as a contract AMENDMENT for determining the final loan amount, interest rate, aril
local share.
In the event that the final costs identified in the Close-out Report indicate that the LOCAL GOVERNMENT
has received Public Works Trust Fund monies in excess of eighty five percent (85%) of eligible costs, all
funds in excess of eighty five percent (85%) shall be repaid to the Department of Commuaify, Trade and
Economic Development, or its successor, within thirty (30) days of submission of the Close-out Report.
4.04 Interest Earned on Public Works Trust Fund Monies
All interest earned on Public Works Trust Fund Monies held by the LOCAL GOVERNMENT shall accrue
to the benefit of the LOCAL GOVERNMENT and be applied to the eligible costs of the approved project.
Benefits shall accrue in one of two ways:
Reduce the amount of the Public Works Trust Fund loan.
2. Pay any part of eligible project costs that are in excess of ATTACHMENT I: SCOPE OF WORK
estimates, if there is an overrun of project costs.
The LOCAL GOVERNMENT shall establish procedures to ensure that all monies received from the Public
Works Trust Fund loan can be readily identified and accounted for at any time during the liE of this loan
Ordinance 5527
Exhibit A Page 3
Page 3 2001 PWTF Construction Loan Agreement
CTED Contract Number AUBURN
agreement. Such procedures shall consist of the establishment of a separate fund, account, sub -account or
any other method meeting generally accepted accounting principles.
4.05 Time of Performance
The LOCAL GOVERNMENT shall begin the activities identified within ATTACHMENT I: SCOPE OF
WORK no later than three months after loan agreement execution, and reach project completion no later
than thirty-six (36) months after the date of agreement execution.
Failure to perform within the timeframe described in the preceding paragraph may constitute default of this
agreement and require the immediate repayment of any loan funds disbursed. In the event of extenuating
circumstances, the LOCAL GOVERNMENT may request, in writing, that the BOARD extend the deadline
for project completion. The BOARD may, by a two-thirds vote, extend the deadline.
The term of this agreement shall be for the entire term of the loan, irrespective of actual project completion,
unless terminated sooner as provided herein.
4.06 Repayment
The first loan repayment under this agreement is due July 1, 2002, and subsequent installments are due on
July 1 of each year during the term of the loan. The first repayment under this agreement shall consist of
interest only at the rate of one-half percent (1/2%) per annum, calculated on a 360 -day year of twelve
30 -day months, applied to funds received. Interest will begin to accrue from the date each warrant is issuai
to the LOCAL GOVERNMENT. Subsequent repayments shall consist of the principal balance due divided
by the loan term remaining plus interest on the unpaid balance of the loan. The final payment shall be an
amount sufficient to bring the loan balance to zero.
The LOCAL GOVERNMENT has the right to repay the unpaid balance of the loan in full at any time, and
the right to repay at a faster rate than is provided in this agreement, provided that any such payment must
equal or exceed the principal amount normally due on an annual basis.
Ordinance 5527
Exhibit A Page 4
Page 4 2001 PWTE Construction Loan Agreement
CTED Contract Number AUBURN
The LOCAL GOVERNMENT will repay the loan in accordance with the preceding conditions through the
use of a check, money order, or equivalent means made payable to the Department of Community, Trade
and Economic Development, or its successor, and sent to:
Department of Community, Trade and Economic Development
Administrative Services Division/Fiscal Unit
906 Columbia Street S.W.
P.O. Box 48300
Olympia, Washington 98504-8300
4.07 Repayment Account
The LOCAL GOVERNMENT shall repay the loan solely from utility revenues, general obligation
revenues, or a combination thereof. The name of the fund, account, or sub -account shall be
4?�o
4.08 Default in Repayment
Loan repayments shall be made on the loan in accordance with Section 4.06 of this agreement. A
payment not received within thirty (30) days of the due date shall be declared delinquent. Delinquent
payments shall be assessed a daily penalty beginning on the thirty-first (3 1) day past the due date. The
penalty will be assessed on the entire payment amount. The penalty will be twelve percent (12%) per
annum calculated on a 360 -day year.
Upon default in the payment of any annual installment, the BOARD may declare the entire remaining
balance of the loan, together with interest accrued, immediately due and payable.Failure to exercise its
option with respect to any such repayment in default shall not constitute a waiver by the BOARD to exercise
such option for any succeeding installment payment which may then be in default. The LOCAL
GOVERNMENT shall pay the costs and reasonable legal fees incurred by the BOARD in any action
undertaken to enforce its rights under this section.
The same penalty terms shall apply to delinquent repayment of funds paid in excess of eligible costs as
provided for in Section 4.03.
Ordinance 5527
Exhibit A
Page 5
Page 5
2001 PWTF Construction Loan Agreement
CTED Contract Number AUBURN
4.09 Loan Securiri
The LOCAL GOVERNMENT must select one of the following options for securing repayment of the
loan. Please initial the appropriate option.
General Obligation: This loan is a general obligation of the LOCAL GOVERNMENT.
OR
2. Q1
.Q Revenue Obligation: This option may be used only if the entire project is a domestic
water, sanitary sewer, storm sewer or solid waste utility project. LOCAL GOVERNMENTS performing
a storm sewer project that have not created a storm sewer utility or a combined sanitary sewer/storm
sewer utility may not use this option. Projects providing for a mixture of bridge, road, domestic water,
sanitary sewer, and storm sewer activities may not use this option.
This loan is a revenue obligation of the LOCAL GOVERNMENT payable solely from the net revenue of
the utility system indicated below. Payments shall be made from the net revenue of the utility after the
payment of the principal and interest on any revenue bonds, notes, warrants or other obligations of the
utility having a lien on that net revenue. As used here, "net revenue" means gross revenue minus
expenses of maintenance and operations. The BOARD grants the LOCAL GOVERNMENT the right to
issue future bonds and notes that constitute a lien and charge on net revenue superior to the lien and
charge of this loan agreement.
Please choose and initial one of the following utility systems:
QgQ�Water
Sanitary Sewer (Wastewater)
Stormwater
t Water/Sanitary Sewer
Stonnwater/Sanitary Sewer
Solid Waste
•o
3. Local Improvement District: Pursuant to RCW 35.51.050, the LOCAL
GOVERNMENT pledges to repay this loan from assessments collected from a Local Improvement
District, Local Utility District or other similar special assessment district in which the improvements
financed by this loan are located. The name of the special assessment district is
Nothing in this section shall absolve the LOCAL GOVERNMENT of its obligation to make loan
repayments when due, and to adjust rates, fees, or surcharges, if necessary, to meet its obligations under
this agreement.
Ordinance 5527
Exhibit A Page 6
Pacre 6
2001 PWTF Construction Loan Agreement
CTED Contract Number AUBURN
4.10 Recordkeeoine and Access to Records
The BOARD, the BOARD's agents, and duly authorized officials of the State shall have full access and the
right to examine, copy, excerpt, or transcribe any pertinent documents, papers, records, and books of the
LOCAL GOVERNMENT and of persons, firms, or organizations with which the LOCAL GOVERNMENT
may contract, involving transactions related to this project and this agreement.
The LOCAL GOVERNMENT agrees to retain all records pertaining to this project and this agreement Sr a
period of six years from the date of project closo-out.
4.11 Reports
The LOCAL GOVERNMENT, at such times and on such forms as the BOARD may require, shall furnish
the BOARD with such periodic reports as it may request pertaining to the activities tndertaken pursuant to
this agreement including, but not limited to, quarterly progress reports, the CloseOut Report, and any other
matters covered by this agreement. Failure to file periodic reports as requested may result in termination of
this agreement as per Section 4.14.
4.12 Indemnification
The LOCAL GOVERNMENT will defend, protect, indemnify, save, and hold harmless the BOARD, and
the state of Washington from and against any and all claims, costs, damages, expenses, or liability for any or
all injuries to persons or tangible property, arising from the acts or omissions of the LOCAL
GOVERNMENT or any of its contractors or subcontractors, or any employees or agents in the performance
of this agreement, however caused. In the case of negligence of both the BOARD and the LOCAL
GOVERNMENT, any damages allowed shall be levied in proportion to the percentage of negligence
attributable to each party.
4.13 Amendments, Modifications, and Waivers
Except for an increase in the amount of the loan governed by this agreement, the LOCAL GOVERNMENT
may request an amendment to this agreement for the purpose of modifying the SCOPE OF -WORK or for
extending the time of performance as provided for in Section 4.05. No modification or amendment resulting
in an extension of time shall take effect until a request in writing has been received and approved by the
BOARD in accordance with Section 4.05. No amendment or modification shall take effect until approved
in writing by both the BOARD and the LOCAL GOVERNMENT and attached hereto. No conditions or
provisions of this agreement may be waived unless approved by the BOARD in writing.
4.14 Termination for Cause
If the LOCAL GOVERNMENT fails to comply with the terms of this agreement, or fails to use the loan
proceeds only for those activities identified in ATTACHMENT I: SCOPE OF WORK, the BOARD may
terminate the agreement in whole or in part at any time. The BOARD shall promptly notify the LOCAL
GOVERNMENT in writing of its determination to terminate, the reason fa such termination, and the
effective date of the termination. Upon termination of the loan agreement, the BOARD may declare the
entire remaining balance of the loan, together with any interest accrued, immediately due and payable.
Ordinance 5527
Exhibit A Pagel
Paae 7 2001 PWTF Construction Loan Agreement
CTED Contract Number AUBURN
4.15 Termination For Convenience
The BOARD may terminate this agreement in the event that federal or state funds are no longer available to
the BOARD, or are not allocated for the purpose of meeting the BOARD'S obligations under this
agreement. Termination will be effective when the BOARD sends written notice of termination to the
LOCAL GOVERNMENT.
4.16 Govemine Law and Venue
This agreement shall be construed and enforced in accordance with, and the validity and performance hereof
shall be governed by, the laws of the state of Washington. Venue of any suit between the parties arising out
of this agreement shall be the Superior Court of Thurston County, Washington. The prevailing party is
entitled to recover costs in accordance with Washington State Law (Chapter 4.84 RCW)
4.17 Severability
If any provision under this agreement or its application to any person or circumstances is held invalid by any
court of rightful jurisdiction, this invalidity does not affect other provisions of the agreement which can be
given effect without the invalid provision.
4.18 Project Completion
The BOARD will require and notify the LOCAL GOVERNMENT to initiate a Closeout Report when the
activities identified in ATTACI NT I: SCOPE OF WORK are completed. In the report, the LOCAL
GOVERNMENT will provide the following information to the BOARD:
A certified statement of the actual dollar amounts spent, from all fund sources, in completing the
project as described.
2. A certified statement that the project, as described in the Loan Ageemenvs Scope of Work, is
complete and has been designed/constructed to required standards.
3. Certification that all costs associated with the project have been incurred. Costs are incurred when
goods and services are received and/or contract work is performed.
Ordinance 5527
Exhibit A Page 8
Page 8 2001 PWTF Construction Loan Agreement
CTED Contract Number AUBURN
4.19 Project Close -Out
In accordance with Section 4.03 of this agreement, the LOCAL GOVERNMENT will submit, together with
the Close-out Report, a request for a sum not to exceed the final five percent (5%) of the loan amount. This
disbursement shall not occur prior to the completion of all project activities. The LOCAL GOVERNMENT
shall be responsible to ensure that their contractor(s) are in compliance with the Department of Revenue and
the Department of Labor & Industries requirements.
4.20 Audit
Audits of the LOCAL GOVERNMENTS project activities may be conducted by the Municipal Division of
the State Auditor's Office in accordance with state law and any guidelines the Department of Community,
Trade and Economic Development, or its successor, may prescribe. Payment for the audit shall be made by
the LOCAL GOVERNMENT.
4.21 Project Signs
If the LOCAL GOVERNMENT displays, during the period covered by this agreement, signs or markers
identifying those agencies participating financiallyin the approved project, the sign or marker must identify
the Washington State Public Works Trust Fund as a participant in the project.
4.22 Utilization of Minority and Women's Business Enterprises (MWBE)
In accordance with legislative findings and policies set forth in Chapter 39.19 RCW, the BOARD
encourages participation by Minority and Women's Business Enterprise firms certified by OMWBE.
Voluntary goals for participation are:
Construction/Public Works
10% MBE
6% WBE
Architect/Engineering
10% MBE
6% WBE
Purchased Goods
8% MBE
4% WBE
Purchased Services
10% MBE
4% WBE
Professional Services
10% MBE
4% WBE
4.23 Nondiscrimination Provision
During the performance of this contract, the LOCAL GOVERNMENT shall comply with all federal and
state nondiscrimination laws, including, but not limited to Chapter 49.60 RCW, Washington's Law Against
Discrimination, and 42 U.S.C. 12101 et seq, the Americans with Disabilities Act (ADA).
In the event of the LOCAL GOVERNMENT'S noncompliance or refusal to comply with any applicable
nondiscrimination law, regulation, or policy, this contract may be rescinded, canceled, or terminated in
whole or in part, and the LOCAL GOVERNMENT may be declared ineligible for further contracts with the
BOARD. The LOCAL GOVERNMENT shall, however, be given a reasonable time in which to cure this
noncompliance.
Ordinance 5527
brhibit A
Page 9 Page 9
2001 PWTF Construction Loan Agreement
CTED Contract Number AUBURN
4.24 Historical and Cultural Artifacts
The LOCAL GOVERNMENT agrees that if historical or cultural artifacts are discovered during
construction, the LOCAL GOVERNMENT shall immediately stop construction and notify the local
historical preservation officer and the state's historical preservation officer at the Washington State Office of
Archeology and Historic Preservation.
The LOCAL GOVERNMENT shall require this provision to be contained in all contracts for work or
services related to ATTACHMENT ONE: SCOPE OF WORK.
PART V: SPECIAL ASSURANCES
The LOCAL GOVERNMENT assures compliance with all applicable state and local laws, requirements,
and ordinances as they pertain to the design, implementation, and administration of the approved project.
Of particular importance are the following:
5.01 RCW 43.155.060
The LOCAL GOVERNMENT shall comply with the provisions of RCW 43.155.060 regarding competitive
bidding requirements for projects assisted in whole or in part with money from the Public Works Trust Fund
program.
5.02 WAC 399-30-030(3)
The LOCAL GOVERNMENT assures compliance with WAC 399-30-030(3) which identifies eligible costs
for projects assisted with Public Works Trust Fund loans.
Ordinance 5527
Exhibit A
Page 10 Page 10
2001 PWTF Construction Loan Agreement
CTED Contract Number AUBURN
PUBLIC WORKS TRUST FUND
ATTACHMENT 1: SCOPE OF WORK
PW -01-791-006
CITY of AUBURN
(Jurisdiction)
(Project Title)
1. Provide a clear description of the project to be financed in part by a Public Works Trust Fund
loan. (Attach additional sheets if necessary):
The project scope is the same as the initial 1999 PWTF Construction Loan application, wherein the
corrosion control facilities are designed to increase the pH of the City's water supply resulting in a
reduction in the level of corrosion of copper piping within homes and businesses. The selected
treatment process, aeration, should increase the pH from the treated water sources from a range of 6.5
to 6.8 to about 7.5. The project involves installation of two treatment facilities. Each treatment facility
will include aeration towers, blowers, a clear well, booster pumps, and back-up power generators. The
new requirement to treat the two new supplemental well sources has only increased the capacity of the
treatment facilities, as the sources were in close proximity to the previous proposed facilities. The new
facilities will treat 8 mgd at the Coal Creek Springs treatment facility and 13.5 mgd at the Fulmer Field
treatment facility, for a total treatment of 21.5 mgd.
2. The term of this loan will be based on an engineer's certification of the expected useful life of
the improvements, as stated below, or 20 years, whichever is less. If the local government
prefers the term of its loan to be IM than either 20 years or the useful life of the
improvements, the preferred loan term should be indicated: 20 years.
3. I, Dennis Dowdy , licensed engineer, certify that the
average expected useful life for the improvements described above is 20 years.
Signed:
Date:
Telephone: 2-5-3 %) / — 3 a 2.�
ordinance 5527
Exhibit A
Page 11
Scope of Work
Page Two
PW -01-791-006
Estimated Project Costs
Total
Costs
Preliminary Engineering
$
717,000
Environmental Review
$
35,923
Design Engineering
$
975,377
Land/R-O-W Acquisition
$
157,000
Sales or Use Taxes
$
480,657
Other Fees
$
0
Construction Inspection
$
345,000
Start -Up Costs
$
50,000
Relocation Costs
$
0
Financing Costs
$
0
Contingency (1.0)
$
705,006
Construction
$
5,589,037
1. Other (Specify)
$
2. Other (Specify)
$
TOTAL ESTIMATED COSTS
$
9,055,000
Anticipated Fund Sources:
A. Federal Grants
$
State Grants
$
B. Locally Generated Revenue
$
General Funds
$
Capital Reserves
$ 905,500
Other Fund
$
Rates
$
Assessments
$
(LID, RID, ULID)
$
Special Levies
$
Federal Loan(s) from: (identify all)
State Loan(s) from: (identify all)
Other: (identify sources)
TOTAL LOCAL REVENUE
$
905,500
56)0
C. PUBLIC WORKS TRUST FUND LOAN
$
yg 1 gg 00
Ordinance 5527
Exhibit A
Page 12
s0
Scope of Work
Page Three
PW -01-791-006
Calculatino Local Percentage
Notes: 1. Grant funds can not be counted as local match.
Calculate as follows:
Total Local Revenue
PWTF Loan + Total Local Revenue
The local contribution must be at least:
Five percent (5%)
Ten percent (10%)
Fifteen percent (15%)
Ordinance 5527
Exhibit A
Page 13
7 00/
Local Percentage
for a loan interest rate of 2%
for a loan interest rate of 1 %
for a loan interest rate of .5%
Public Works Trust Fund
ATTACHMENT II: ATTORNEY'S CERTIFICATION
I, M�6aE �
—� ,hereby certify:
I am an attorney at law admitted to practice in the State of Washington and the duly appointed
attorney of the
(the LOCAL GOVERNMENT); and
w
I have also examined any and all documents and records which are pertinent to the loan
agreement, including the application requesting this financial assistance.
Based on the foregoing, it is my opinion that:
1. The LOCAL GOVERNMENT is a public body, properly constituted and operating under the
laws of the State of Washington, empowered to receive and expend federal, state and local
funds, to contract with the State of Washington, and to receive and expend the funds
involved to accomplish the objectives set forth in their application.
2. The LOCAL GOVERNMENT is empowered to accept the Public Works Trust Fund financial
assistance and to provide for repayment of the loan as set forth in the loan agreement.
3. There is currently no litigation in existence seeking to enjoin the commencement or
completion of the above-described public facilities project or to enjoin the LOCAL
GOVERNMENT from repaying the Public works Trust Fund loan extended by the
DEPARTMENT with respect to such project. The LOCAL GOVERNMENT is not a party to
litigation which will materially affect its ability to repay such loan an the terms contained in
the loan agreement.
i
4. mption of this obligation would not exceed statutory and administrative rule debt
imi tions a;ey
ble to the LOCAL GOVERNMENT.
SignatureQofAtto Dat
LA cA,n e.t Re rotdS
Name
2S We 5f Ma;,
Address
Ordinance 5527
Exhibit A
Page 14
h 1,,,-),4 9 6 er 1
AMENDMENT
PUBLIC WORKS TRUST FUND LOAN AGREEMENT NUMBER PW -01-691-006
BETWEEN
THE PUBLIC WORKS BOARD
AND
AUBURN
The purpose of this amendment is to extend the time of performance of Public Works Trust Fund Loan Agreement
Number PW -01-691-006.
The Public Works Board (hereinafter referred to as the BOARD) and AUBURN, (hereinafter referred to as the
LOCAL GOVERNMENT) agree to amend the Public Works Trust Fund Loan Agreement Number PW -01-691-006
as described below.
Section 4.05 Time of Performance is amended to read as follows:
The LOCAL GOVERNMENT shall begin the activities identified within ATTACHMENT I: SCOPE OF WORK no
later than three (3) months after the date of loan agreement execution and reach project completion no later than
forty-eight (48) months after the date of agreement execution.
Failure to perform within the time frame described in the preceding paragraph may constitute default of this
agreement and require the immediate repayment of any loan funds disbursed. In the event of extenuating
circumstances, the LOCAL GOVERNMENT may request, in writing, that the BOARD extend the deadline for
project completion. The BOARD may, by a two-thirds vote, extend the deadline.
The term of this agreement shall be for the entire term of the loan, irrespective of actual project completion, unless
terminated sooner as provided herein.
A copy of this amendment, consisting of one (1) page, shall be attached to and incorporated into the original
agreement between the BOARD and the LOCAL GOVERNMENT. Any reference in such agreement to the
"agreement" shall mean "agreement as amended." All other items and conditions of the original loan agreement or
prior amendments shall remain in full force and effect.
IN WITNESS THEREOF, the BOARD and the LOCAL GOVERNMENT have executed this amendment as of the
date and year last written below.
DEPARTMENT OF COMMUNITY, TRADE
ANDCO MIC DEVELOPMENT
zor LOX
Steve Wells
Director, Local Government Division
Title
7-Z %-a�
Date
APPROVED AS TO FORM ONLY
14th Day of May, 2001
Christine O. Gregorie
Attorney General
Signature on File
Assistant Attorney General
Jeanne A. Cushman
LOCAL GOVERNMENT
Name
01�cr
Title
*DaFORM:
Reynolds,
City Attorney
AMENDMENT FACE SHEET
Loan Number: PW -01-691-006
Amendment Number: Y
Washington State Department of Commerce
PUBLIC WORKS BOARD
PUBLIC WORKS TRUST FUND
1. Contractor
2. Contractor Doing Business As (optional)
City of Auburn
N/A
25 West Main Street
Auburn, WA 98001
3- Contractor Representative (only if updated):
4. Public Works Board Representative (only if updated)
N/A
N/A
b. Original Contract Amount
6. Amendment Amount
7. New Contract Amount
$4,299;500.00
N/A
N/A
8. Amendment Funding Source . -s
9. Amendment Start Date
10. Amendment End Date
Federal: E] State: B Otheri'[NIA:
Amendment Execution Date
July 11 2021'
11. Federal Funds (as applicable):, Federal Agency: CFDA Number: `
N/A N/A N/A
12. Amendment Purpose:
The purpose of this amendment is.to revise the Default in Repayment Section of the Public Works Trust
Fund Loan Number PW -01-691=006.
,The Board, defined as the Washington State Public Works Board, and Borrower/Contractor acknowledge
and accept the terms of this Agreement/Contract As Amended and have executed this Agreement/Contract
Amendment on the'date below to start as of the date and year referenced above. The rights and obligations
of both parties to this AgreementlContract As Amended are governed by this Agreedient7Contraet
Amendment and the following other documents incorporated by reference:' Amendment Terms end'
-Coon itions: A Wpy ofthis AgeMemapt�Go`ntract-Amendment shall pe aftadied fo and maiTe a prof the-- -
original Agreement/Contractbetween the'Board and the Borrower/Contractor. Any reference in the original
Agreement/Contract tolhe "Agreement' or the' Contract' shall mean the 'Agreement As Amended" or
"Co mended," respectively.
F THE"BORR RACTOR
FOR PUBLIC WORK OARD'
Signature
Joh` aRocque,,ExecutivilrDirector
Peter B. Lewis
D
Print.Name
Date
Mayor
APPROVED AS TO FORM ONLY
Title
11 r' I O
This 18" Day of December. 2008
Date
Rob McKenna
Attorney General
Signature on File
Kathryn Wyatt-
Assistant.Attomey General
City of Auburn Page 1 Acceleration Removal Amendment
PW -01.691-006 10/27/2010 - Public Works Trust Fund
AMENDMENT TERMS AND CONDITIO
PUBLIC WORKS BOARD
PUBLIC WORKS TRUST FUND
The purpose of this amendment is to revise the Default in Repayment Section of the Public Works Trust
Fund Loan AgreementtContract Number PW -01-691-006 This amendment is to delete the "Acceleration
Provisions" in the Loan Agreement/Contnect Number PW -01-691'-006 that allows the Board, in certain
circumstances, to declare the entire remaining, balance of a loan; together with accrued interest,
immediately due and payable.
The Public Works Board (or its successor), a department of the State of Washington, (hereinafter referred
to as the "Board") and City of Auburn (hereinafter referred to as the "Borrower/Contractor') agree to amend
Public Works Trust Fund Loan. Agreement/Contract-Number PW -01.691-006 as described below.
Default in Repayment Section of Loan Agreement/Contract Number PW -01-691-006 is amended
to read as follows:
Loan repayments shall be made on the loan in`accordance with Repayment Section of this
, be declared delinquent:: ' Delinquent payments. shall' be
beginning, on the first (1st) day past the due date. The pe
entire payment amount. The penalty will be one percent (1 Di
(12%) per annum. The same penalty terms shall appf
repayment of loan funds in excess of eligible costs are not r
Completion Amendment is submitted, as provided for
Amendment and Certified Project Completion Report Secti
The Borrower/Contractor acknowledges and agrees to the E
in the payment of, any annual installment, to notify any othi
City of Auburn Page 2 Acceleration Removal F
PW -01-691-006 10727/2010 Public Works