HomeMy WebLinkAbout5229 RESOLUTION NO. 5 2 2 9
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
AUBURN, WASHINGTON, TO ACCEPT THE CONSOLIDATED
ANNUAL PERFORMANCE AND EVALUATION REPORT (CAPER)
FOR THE 2015 PROGRAM YEAR
WHEREAS, the City of Auburn was designated as an entitlement
community by the U.S. Department of Housing and Urban Development (HUD)
for its Community Development Block Grant (CDBG) program; and
WHEREAS, the requirements of the CDBG require the City prepare and
submit a "Consolidated Annual Performance and Evaluation Report (CAPER)"
for each program year; and
WHEREAS, the City Council of the City of Auburn heard and considered.
public testimony on April 18, 2016 about the CAPER for its 2015 program year.
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF AUBURN,
WASHINGTON, IN A REGULAR MEETING DULY ASSEMBLED, HEREWITH
RESOLVES THAT:
Section 1. That the Consolidated Annual Performance and Evaluation
Report (CAPER) for the 2015 program year is accepted.
Section 2. The Mayor is hereby authorized to implement such
administrative procedures as may be necessary to carry out the directives of
Resolution No. 5229
April 18, 2016
Page 1 of 2
this legislation and submit the report to HUD.
Section 3. This Resolution shall take effect and be in full force
upon passage and signatures hereon.
DATED and SIGNED this /1 i day of .4a-et:--1 , 2016.
• CITY OF AU?URN
il/aLfe) /
lok, NANCY BAYOR ACKUS
ATTEST:
/0.
Danielle E. Daskam
City Clerk
APPROVED AS TO FORM:
uks
Daniel B. Heid
City Attorney
Resolution No. 5229
April 18, 2016
Page 2 of 2
CR-05 Goals and Outcomes
Progress the jurisdiction has made in carrying out its strategic plan and its action plan. 91.520(a)
This could be an overview that includes major initiatives and highlights that were proposed and executed throughout the program year.
This report discusses program outcomes for the City of.Auburn 2015 fiscal year utilizing Community Development Block Grant(CDBG)
Entitlement funds.The city continues to make progress with these funds in increasing the supply of homeless prevention services,economic
development opportunities and public services. In addition,the city is working towards emergency and affordable housing options.
The data provided below discusses public services,affordable housing and homeless prevention.
Comparison of the proposed versus actual outcomes for each outcome measure submitted with the consolidated plan and
explain,if applicable,why progress was not made toward meeting goals and objectives. 91.520(g)
Categories, priority levels,funding sources and amounts,outcomes/objectives,goal outcome indicators,units of measure,targets,actual
outcomes/outputs,and percentage completed for each of the grantee's program year goals.
Goal Category Source/ Indicator Unit of Expected Actual— Percent Expected Actual— Percent
Amount Measure Strategic Complete - Program Complete
Strategic Plan Program Year
Plan Year
End CDBG: Homeless Person Persons
Homeless 5 0 5 0
Homelessness $62500 Overnight Shelter Assisted 0.00% 0.00%
End CDBG: Homelessness Persons
Homeless 60 30 30 30
Homelessness $62500 Prevention Assisted 50.00% 100.00%
Public service
Ensure a Non-Housing activities other than.
CDBG: Persons
Suitable Living Community Low/Moderate 300 104 15 15
Environment Development $66664 Income Housing Assisted 34.67% 100.00%
Benefit
CAPER 1
OMB Control No:2506-0117(exp.07/31/2015)
Public service
Ensure a Non-Housing activities for
CDBG: Households
Suitable Living Community Low/Moderate 0 0 55 55
Environment. Development $66664 Income.Housing Assisted 100.00%
Benefit
Public service
Ensure Decent, Affordable activities other than
CDBG: Persons
Affordable Housing Low/Moderate 20 20 0 30 30
Housing Public Housing $289950 Income Housing. Assisted 100.00% 100.00%
Benefit
Ensure Decent, Affordable Homeowner Household
Affordable Housing CDBG: Housing Housing 80 44 55 44
Housing Public Housing $289950 Rehabilitated Unit 55.00% 80.00%
Table 1-Accomplishments—Program Year Strategic Plan to Date
Assess how the jurisdiction's use of funds,particularly CDBG,addresses the priorities and specific objectives identified in the plan,
giving special attention to the highest priority activities identified.
Consistent with the priorities and specific objectives outlined in the 2015 Annual Action Plan,the city allocates the largest share of its HUD funds
to its homeowner housing rehabilitation program ($249,950).As the city's largest homeless prevention program,the activity is consistent with
the focus of the CDBG housing and homeless prevention programs.
The city's other high expenditure for CDBG funds was public services. Public services include medical and dental services as well as employment
training programs. Both programs are targeted towards Auburn's most vulnerable and at risk populations and are also seen as effective
homeless prevention programs:
CAPER 2
OMB Control No:2506-0117(exp.07/31/2015)
CR-10- Racial and Ethnic composition of families assisted
Describe the families assisted (including the racial and ethnic status of families assisted).
91.520(a)
CDBG
White 117
Black or African American 22
Asian 8
American Indian or American Native 5
Native Hawaiian or Other Pacific Islander 0
Total 152
Hispanic 43
Not Hispanic 0
Table 2—Table of assistance to racial and ethnic populations by source of funds
Narrative
In 2015 the largest racial and ethnic groups served were White and Hispanic,although programs served
a signicant percentage of African.Americans.A greater percentage of the total CDBG elgible population
is white so the above data is somewhat consistent with the trend; however the programs will continue
to towk with its grantees to increase its service to racial and ethnic minorities.
CAPER 3
OMB Control No:2506-0117(exp.07/31/2015)
CR-15 - Resources and Investments 91.520(a)
Identify the resources mad_a available
Source of Funds Source Resources Made Amount Expended
Available During Program Year
CDBG 2,076,456 76,759
Table 3-Resources Made Available
Narrative
Due to CDBG having disencumbered funds,these programs reallocated funds to 2016 activities.
Identify the geographic distribution and location of investments
Target Area Planned Percentage of Actual Percentage of Narrative Description
Allocation Allocation
Table 4—Identify the geographic distribution and location of investments
Narrative
The City of Auburn had no geographic target areas identified for 2015.
CAPER 4
OMB Control No:2506-0117(exp.07/31/2015)
Leveraging
Explain how federal funds leveraged additional resources (private, state and local funds),'
including a description of how matching requirements were satisfied, as well as how any
publicly owned land or property located within the jurisdiction that were used to address the
needs identified in the plan.
Proposals to use CDBG funds wiht other leveraged funds can improve the feasibility of programs and
projects since available funds are often insufficient to fully support most.Community Development or
Economic Development projects and programs.CDBG is generally used in conjuntion with other grant
funds to our local providers. Providers are encouraged to obtain private support in addition to CDBG
funds in proposed activities.
The City of Auburn does not have matching requirements for 2015 projects and activities.
CAPER 5
OMB Control No:2506-0117(exp.07/31/2015)
CR-20 Affordable Housing 91.520(b)
Evaluation of the jurisdiction's progress in providing affordable housing, including the
number and types of families served,the number of extremely low-income, low-income,
moderate-income, and middle-income persons served.
One-Year Goal Actual
Number of homeless households to be
provided-affordable housing units
Number of non-homeless households to
be provided affordable housing units
Number of special-needs households to
be provided affordable housing units ___
Total
Table 5-Number of Households
One-Year Goal Actual
Number of households supported
through-rental assistance
Number of households supported
through the production of new units -
Number of households supported
through the rehab of existing units
Number of households supported
through the acquisition of existing units
Total
Table 6-Number of Households Supported
Discuss the difference between goals and outcomes and problems encountered in meeting
these goals.
The city's Annual Action Plan does not have any goals of providing housing, rental assistance, production
of new units or acquisition of existing units.The city does have a goal of providing rehab to 55 low-
income homeowners residing in Auburn.The city's homeowner repair program encountered diffuclty
meeting the goal due to the delayed start to projects in the year and difficulty securing contractors.The
program's usualy contractors are experiencing a positive effect of the boost in the economy and are
receiving numerous bids for jobs in the community making it more difficult to secure their services.The
city is sending out a request for new contractors this year.
Discuss how these outcomes will impact future annual action plans.
No future anticipated impacts at this time.The City will continue to try to assist in all activitiy areas
based on local needs and priorities.
CAPER 6
OMB Control No:2506-0117(exp.07/31/2015)
Include the number of extremely low-income, low-income,and moderate-income persons
served by each activity where information on income by family size is required to determine
the eligibility of the activity.
Number of Persons Served CDBG Actual HOME Actual
Extremely Low-income 86 0
Low-income 74 0
Moderate-income 29 0
Total 189 0
Table 7-Number of Persons Served
Narrative Information
The numbers above are consistent with the income targeting of each of these program's primary
activities.CDBG's primary focus is on public services,economic development and homeless prevention
activities which primarily serve low and moderate income households.
CAPER 7
OMB Control No:2506-0117(exp.07/31/2015)
CR-25 - Homeless and Other Special Needs 91.220(d, e); 91.320(d, e); 91.520(c)
Evaluate the jurisdiction's progress in meeting its specific objectives for reducing and ending
homelessness through:
Reaching out to homeless persons(especially unsheltered persons)and assessing their
individual needs
The City of Auburn does not receive ESG funds..
The City is implementing several strategies on the local and regional level to address the issue of
homelessness and funds several homeless prevention programs with its general funds.
In addition,the city convened the Auburn Mayor's Task Force on Homelessness in November 2015.The
task force will assess the city's current condition of homelessness and develop and action plan that will
be given to the Auburn City Council.
Addressing the emergency shelter and transitional housing needs of homeless persons
The City of Auburn does not receive ESG funds for emergency shelter.
To address the emergency shelter and transitional housing needs of homeless persons,the city uses its
general funds to support several transitional housing and emergency housing programs throughout the
South King County region.
Helping low-income individuals and families avoid becoming homeless,especially extremely
low-income individuals and families and those who are: likely to become homeless after
being discharged from publicly funded institutions and systems of care (such as health care.
facilities, mental health facilities,foster care and other youth facilities,and corrections
programs and institutions); and, receiving assistance from public or private agencies that
address housing, health,social services,employment,education,or youth needs
The City of Auburns homeless prevention programs include its housing repair program,and its public
service programs which is funded through CDBG. Public services include employment training and free
medical and dental services.The housing repair program is the city's largest homeless prevention
program which provides minor home repairs to low income residents in Auburn.The program makes it
possible for low income residents to stay in their homes and avoid financial crisis from having to pay for
costly home repairs that they normally would not be able to afford.The employment training program
provides job coaching,career support,resume writing and emergency financial support to help Auburn
residents secure and maintain employment which results in self sufficiency,financial independence and
stable housing.The free medical and dental services give free access to healthcare to Auburn's low
income or uninsured residents. Many residents currently experiencing or at risk of homelessness have a
CAPER 8
OMB Control No:2506-0117(exp.07/31/2015)
chronic or severe illness that is keeping them from participating in supportive services to gain self
sufficiency. It also helps residents afford healthcare and avoid costly medical bills that can put them in
financial crisis.
Helping homeless persons (especially chronically homeless individuals and families,families
with children,veterans and their families,and unaccompanied youth) make the transition to
permanent housing and independent living, including shortening the period of time that
individuals and families experience homelessness,facilitating access for homeless individuals
and families to affordable housing units,and preventing individuals and families who were
recently homeless from becoming homeless again
The City of Auburn does not receive ESG funds for programs to help homeless persons.
The City of Auburn does invest a signifcant amount of its general funds to help individuals experiencing
homelessness including families,veterans and unaccompanied youth. Funded programs include:the.City
of Auburn Veteran Services program, PATH,transitional housing,emergency shelters,and rental
assistance.
CAPER 9
OMB Control No:2506-0117(exp.07/31/2015)
CR-30 - Public Housing 91.220(h);91.3200)
Actions taken to address the needs of public housing
The City of Auburn does not own or operate public housing. In Auburn, public housing is administered
directly through the King County Housing Authority.
Actions taken to encourage public housing residents to become more involved in
management and participate in homeownership
Since the City does not administer public housing funds,or have any oversight over public housing
tenants, it has no actions directed specifically to public housing residents.
Actions taken to provide assistance to troubled PHAs
Since the City does not administer public housing funds it does not evaluate the status or condition of
public housing auhtorities.
CAPER 10
OMB Control No:2506-0117(exp.07/31/2015)
CR-35 - Other Actions 91.220(j)-(k); 91.320(i)-(j)
Actions taken to remove or ameliorate the negative effects of public policies that serve as
barriers to affordable housing such as land use controls,tax policies affecting land,zoning
ordinances, building codes,fees and charges,growth limitations,and policies affecting the
return on residential investment. 91220(j);91.320 (i)
The City of Auburn adopted a Comprehensive Plan that contained mandatory elemts including housing.
The housing element contains information about hosuing conditions and trends as well as information
about the availability of sites and infrastructure to accommodate new housing needs and requires
analysis of governmental constraints to the production and preservation of new housing.The city is
required to have land-use plans and regulatory policies which facilitate the development of a range of
housing types to meet the needs of all income groups.The housing element is developed with public
input and participation. It serves as the basis for land-use and assistance programs to address local
housing needs.
Actions taken to address obstacles to meeting underserved needs. 91.220(k); 91.320(j)
The city continues to provide funds to address all of its housing, infrastructure, homeless prevention,
economic development and public facilities. In Auburn and the surrounding South King County area,
these continue to be underserved needs so the city will explore ways to put additional resources
towards addressing these needs.
Actions taken to reduce lead-based paint hazards. 91.220(k); 91.320(j)
The city continues to provide funds to address all of its housing, infrastructure, homeless prevention,
economic development and public facilities. In Auburn and the surrounding South King County area,
these continue to be underserved needs so the city will explore ways to put additional resources
towards addressing these needs.
Actions taken to reduce the number of poverty-level families.91.220(k);91.320(j)
The CDBG program with its Economic Development activities have provided microenterprise services to
over 27 low income business owners.The program helps small business owners expand and sustain
their business as well as provide job opportunities for others in the Auburn area.
In the future the City will encourage the economic development program to partner with the CDBG
funded employment training program with a goal to have small business owners,when ready, hire low
income individuals who have completed the employment training program.
Actions taken to develop institutional structure.91.220(k);91.320(j)
CAPER 11
OMB Control No:2506-0117(exp.07/31/2015)
The City of Auburn is continuing to pursue several opportunities to develop institutional instructure and
reduce chronic homelessness.
In November 2015 the City of Auburn's Mayor convened a task force on homelessness.Comprised of
nonprofit providers,faith based representatives, business owners, police,school officials, hospital
emergency room staff,concerned residents,fire officials and city staff from human services, parks and
code enforcement,the task force will develop an action plan that will go to city council with
recommendations on how to address the city's current condition of homelessness in Auburn.
The city has taken an active role in All Home King County and the Sound Cities Association to work with
neighboring municipalities to address homelessness as a region,combine resources and identify any
gaps in services that can be filled.
Actions taken to enhance coordination between public and private housing and social service
agencies. 91.220(k);91.320(j)
The city participates in numerous coalitions and committee throughout the King County region to
coordinate services between public and private housing adn social service agencies.
The Mayor's Task Force on Homelessness is comprised of city staff, PHA staff,and five local social service
agencies in the area. Each of the groups were able to present to the task force on their agency's current
status, long term goals and strategies to address homelessness.
The South King County Housing and Homeless Partnership is a network of municipal land use and human
services staff, nonprofit housing and homeless organizations working to address affordable housing and
homelessness needs in South King County.The partnership has identified priorities for 2016 which
include:
• Maintain and Improve healthy Affordable Housing
• Increasing funding for affordable housing
• Address barriers to housing development
• Provide emergency homeless services
• Build public awareness and to address housing and homeless needs
• Improve awareness and connections between housing and other key issues
Identify actions taken to overcome the effects of any impediments identified in the
jurisdictions analysis of impediments to fair housing choice. 91.520(a)
The City of Auburn continues to take actions to overcome identified impediments to fair housing based
on King County's Analysis of Impediements to Fair Housing. Primarily the city continues to engage with
regional partners to take local action and use the data provided as guidance to support local policies and
make recommendations to local city councils.
CAPER 12
OMB Control No:2506-0117(exp.07/31/2015)
CR-40 - Monitoring 91.220 and 91.230
Describe the standards and procedures used to monitor activities carried out in furtherance
of the plan and used to ensure long-term compliance with requirements of the programs
involved, including minority business outreach and the comprehensive planning
requirements
Monitoring activities include onsite and desk monitoring through review of analysis and progress reports
and invoice back up details,technical assistance calls and emails.
Subrecients of City of Auburn CDBG funds are monitored annually. Notification and required materials
for the monitoring are sent two weeks in advance of the monitoring date.A detailed monitoring tool is
used to assess the program's progress,timliness and adherence to HUD guidelines.After each annual
monitoring a formal letter is sent to the subrecipient detailing the findings or concerns of their
monitoring. Each subrecipient is given 30 days to respond to the letter.
The City monitors agency compliance with its CDBG contract by requiring the agency to submit quarterly
reports that includes data on the number of service units provided along with demographic information
about their clients.Quarterly reports are cross referenced to the requirements in their contract to
ensure the subrecipient is on track to complete contact goals.
Citizen Participation Plan 91.105(d);91.115(d)
Describe the efforts to provide citizens with reasonable notice and an opportunity to
comment on performance reports.
The city provides adequate notice at the opening of the 15 day comment period and the public hearing
on the CAPER.The notice is provided by wide distribution utilizing the city's vehicles of communication.
In addition to comments received through public hearings,the city accepts public comments in any form
convenient to the public, including written responses,facsimile and email.The city considers all
comments and views received in writing or orally at public hearings in preparing the CAPER.
CAPER 13
OMB Control No:2506-0117(exp.07/31/2015)
CR-45 - CDBG 91.520(c)
Specify the nature of,and reasons for,any changes in the jurisdiction's program objectives
and indications of how the jurisdiction would change its programs as a result of its
experiences.
The City continues to imrpveo processes and proceudres to bring the program into alignment with its
current objectives.The city will maintain focus on preserving and providing affordable housing,
economic development and public services.
Does this Jurisdiction have any open Brownfields Economic Development Initiative (BEDI)
grants?
No
[BEDI grantees] Describe accomplishments and program outcomes during the last year.
CAPER 14
OMB Control No:2506-0117(exp.07/31/2015)
CR-60 - ESG 91.520(g) (ESG Recipients only)
ESG Supplement to the CAPER in e-snaps
For Paperwork Reduction Act
1. Recipient Information—All Recipients Complete
Basic Grant.Information
Recipient Name. AUBURN
Organizational DUNS Number 032942575
EIN/TIN Number 916001228
Indentify the Field Office SEATTLE
Identify CoC(s)in which the recipient or
subrecipient(s)will provide ESG assistance.
ESG Contact Name
Prefix
First Name
Middle Name
Last Name.
Suffix
Title
ESG Contact Address
Street Address 1
Street Address 2
City
State
ZIP Code
Phone Number
Extension
Fax Number
Email Address
ESG Secondary Contact.
Prefix
First Name
Last Name
Suffix
Title
Phone Number
Extension
Email Address
2. Reporting Period—All Recipients Complete
Program Year Start.Date 01/01/2015
CAPER 15
OMB Control No:2506-0117(exp.07/31/2015)
Program Year End Date 12/31/2015
3a. Subrecipient Form—Complete one form for each subrecipient
Subrecipient or Contractor Name
City
State
Zip Code
DUNS Number
Is subrecipient a vistim services provider
Subrecipient Organization Type
ESG Subgrant or Contract Award Amount
CAPER 16
OMB Control No:2506-0117(exp.07/31/2015)
CR-65 - Persons Assisted
4. Persons Served
4a. Complete for Homelessness Prevention Activities
Number of Persons in Total
Households
Adults
Children
Don't Know/Refused/Other
Missing Information
Total
Table 8—Household Information for Homeless Prevention Activities
4b. Complete for Rapid Re-Housing Activities
Number of Persons in Total
Households
Adults
Children
Don't Know/Refused/Other
Missing Information
Total
Table 9 Household Information for Rapid Re-Housing Activities
4e. Complete for Shelter
Number of Persons in Total
Households
Adults
Children
Don't Know/Refused/Other
Missing Information
Total
Table 10—Shelter Information
CAPER 17
OMB Control No:2506-0117(exp.07/31/2015)
4d.Street Outreach
Number of Persons in Total
Households
Adults
Children
Don't Know/Refused/Other
Missing Information
Total
Table 11-Household Information for Street Outreach
4e.Totals for all Persons Served with ESG
Number of Persons in Total
Households
Adults
Children
Don't Know/Refused/Other
Missing Information
Total
Table 12-Household Information for Persons Served with ESG
5. Gender—Complete for All Activities
Total
Male
Female
Transgender Don't Know/Refused/Other
Missing Information
Total
Table 13-Gender Information
CAPER 18
OMB Control No:2506-0117(exp.07/31/2015)
6.Age—Complete for All Activities
Total Under 18
18-24
25 and over
Don't Know/Refused/Other
Missing Information
Total
Table 14-Age Information
7. Special Populations Served—Complete for All Activities
Number o_f Persons in Households
Subpopulation Total Total Persons Total Persons Total
Served- Served-RRH Persons
Prevention Served in
Emergency
Shelters
Veterans
Victims of
Domestic
Violence
Elderly
HIV/AIDS
Chronically
Homeless
Persons with Disabilities:
Severely
Mentally Ill
Chronic
Substance
Abuse
Other
Disability
Total
(unduplicated
if possible)
Table 15-Special Population Served
CAPER 19
OMB Control No:2506-0117(exp.07/31/2015)
CR-70— ESG 91.520(g) - Assistance Provided and Outcomes
10. Shelter Utilization
Number of New Units—Rehabbed
Number of New Units—Conversion
Total Number of bed nigths available
Total Number of bed-nights provided
Capacity Utilization
Table 16—Shelter Capacity
11. Project Outcomes Data measured under the performance standards developed in
consultation with the CoC(s)
CAPER 20
OMB Control No:2506-0117(exp.07/31/2015)
CR-75 — Expenditures
11. Expenditures
ila. ESG Expenditures for Homelessness Prevention
Dollar Amount of Expenditures in Program Year
2013 2014 2015
Expenditures for Rental Assistance
Expenditures for Housing Relocation and
Stabilization Services-Financial Assistance.
Expenditures for Housing Relocation&
Stabilization Services-Services
Expenditures for Homeless Prevention under
Emergency Shelter Grants Program
Subtotal Homelessness Prevention
Table 17—ESG Expenditures for Homelessness Prevention
lib. ESG Expenditures for Rapid Re-Housing
Dollar Amount of Expenditures in Program Year
2013 2014 2015
Expenditures for Rental Assistance
Expenditures for Housing Relocation and
Stabilization Services-Financial Assistance
Expenditures for Housing Relocation &
Stabilization Services-Services
Expenditures for Homeless Assistance under
Emergency Shelter Grants Program
Subtotal Rapid Re-Housing
Table 18—ESG Expenditures for Rapid Re-Housing
3.1c. ESG Expenditures for Emergency Shelter
Dollar Amount of Expenditures in Program Year
2013 - 2014 2015
Essential Services
Operations
Renovation
Major Rehab
Conversion
Subtotal
Table 19—ESG Expenditures for Emergency Shelter
CAPER 21
OMB Control No:2506-0117(exp.07/31/2015)
lid. Other Grant Expenditures
Dollar Amount of Expenditures in Program Year
2013 2014 2015
Street Outreach -
HMIS
Administration_
Table 20-Other Grant Expenditures
lie.Total ESG Grant Funds
Total ESG Funds Expended 2013 2014 2015
Table 21-Total ESG Funds Expended
ilf. Match Source
2013 2014 2015
Other Non-ESG HUD Funds
Other Federal Funds
State Government
Local Government
Private Funds
Other
Fees
Program Income
Total Match Amount
Table 22-Other Funds Expended on Eligible ESG Activities
11g.Total
Total.Amount of Funds 2013 2014 2015
Expended on ESG
Activities
Table 23-Total Amount of Funds Expended on ESG Activities
CAPER 22
OMB Control No:2506-0117(exp.07/31/2015)