HomeMy WebLinkAbout2024-0064 - - 2025-2029 HUD Tier 1 Environmental ReviewDocusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
Nancy Backus Mayor
10/16/2024
U.S. Department of Housing and Urban
Development
451 Seventh Street, SW
Washington, DC 20410
www.hud.gov
espanol.hud.gov
Tiered Environment Review
for Activity/Project that is
Categorically Excluded Subject to Section 58.5
Pursuant to 24 CFR 58.35(a)
Project Information
Project Name: 2024-2029-Tier-1-City-of-Auburn-Housing-Repair-Program
HEROS Number:
900000010426289
Responsible Entity (RE): AUBURN, 25 W Main St Auburn WA, 98001
State / Local Identifier:
RE Preparer: Jody Davison
Certifying Officer: Nancy Backus
Grant Recipient (if different than Responsible Entity):
Consultant (if applicable):
Project Location: Auburn, WA 98001
Additional Location Information:
Inside the City of Auburn boundaries.
Direct Comments to: Jody Davison
Human Services Department
City of Auburn
25 West Main Street
Auburn, WA 98002
jdavison@auburnwa.gov
Point of Contact:
Point of Contact:
Description of the Proposed Project [24 CFR 50.12 & 58.32; 40 CFR 1508.25]:
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
2024-2029-Tier-1-City-of-
Auburn-Housing-Repair-
Program
Auburn, WA 900000010426289
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Maps, photographs, and other documentation of project location and description:
City of Auburn MAP.pdf
Approximate size of the project area: more than 1 square mile
Length of time covered by this review: 5 Years
Maximum number of dwelling units or lots addressed by this tiered review:
425
Level of Environmental Review Determination:
Categorically Excluded per 24 CFR 58.35(a), and subject to laws and authorities at §58.5:
58.35(a)(2)
58.35(a)(3)
Determination:
Extraordinary circumstances exist and this project may result in significant environmental
impact. This project requires preparation of an Environmental Assessment (EA); OR
✓ There are no extraordinary circumstances which would require completion of an EA, and
this project may remain CEST.
Approval Documents:
7015.15 certified by Certifying Officer on:
7015.16 certified by Authorizing Officer on:
Funding Information
The City of Auburn will engage in housing activities, collaborations, and partnerships to
enhance opportunities for the creation and preservation of affordable housing. The City will
plan for and support fair housing strategies and initiatives designed to affirmatively further fair
housing choice, and to increase access to housing and housing programs and by maintain the
affordability of decent housing for low-income Auburn residents by providing repairs
necessary to maintain suitable housing for low-income Auburn homeowners. An estimated 65
low and very low-income families will benefit from the housing repair program annually. As
the City's largest homeless prevention program, housing repair ensures sustainability of a safe
home for some of Auburn's most vulnerable residents. Of the 65 low to moderate income
residents who apply for the program annually, over half of them are of the senior and disabled
population.
Grant / Project
Identification
HUD Program Program Name Funding
Amount
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
2024-2029-Tier-1-City-of-
Auburn-Housing-Repair-
Program
Auburn, WA 900000010426289
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Estimated Total HUD Funded Amount:
$600,000.00
Estimated Total Project Cost [24 CFR 58.2 (a) (5)]: $500,000.00
Compliance with 24 CFR §50.4, §58.5 and §58.6 Laws and Authorities
Compliance Factors:
Statutes, Executive Orders, and
Regulations listed at 24 CFR §50.4,
§58.5, and §58.6
Was compliance
achieved at the
broad level of
review?
Describe here compliance
determinations made at the broad level
and source documentation.
STATUTES, EXECUTIVE ORDERS, AND REGULATIONS LISTED AT 24 CFR §50.4 & § 58.6
Airport Hazards Yes No The project does not involve major
rehabilitation of existing structures or
new construction. The project addresses
minor home repairs to support mobility,
accessibility, weatherization or other
minor repairs. The project does not
encompass a substantial change in the
value or use of any residential structure.
The Auburn, WA airport is a
local/municipal airport that does not
support commercial air travel. No
residential structure are located in the
RPZ or CZ or APZ.
Coastal Barrier Resources Act Yes No This project is located in a state that
does not contain CBRS units. Therefore,
this project is in compliance with the
Coastal Barrier Resource Act.
Flood Insurance Yes No The project does not involve substantial
improvements in excess of 50% of the
pre-hab assessed value. The Flood
Insurance requirement is address in the
Tier 2 environmental review process.
STATUTES, EXECUTIVE ORDERS, AND REGULATIONS LISTED AT 24 CFR §50.4 & § 58.5
Air Quality Yes No Based on the project description, this
project includes no activities that would
require further evaluation under the
Clean Air Act. The project is in
Number
B-24-MC-53-0014 Community Planning and
Development (CPD)
Community Development Block
Grants (CDBG) (Entitlement)
$288,467.00
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
2024-2029-Tier-1-City-of-
Auburn-Housing-Repair-
Program
Auburn, WA 900000010426289
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compliance with the Clean Air Act. See
project description.
Coastal Zone Management Act Yes No Based on the project description this
project does not include any activities
that would affect a Coastal one. This
project is in compliance with the Coastal
Zone Management Act.
Contamination and Toxic
Substances
Yes No
Endangered Species Act Yes No This project will have no effect on listed
species due to the nature of the
activities involved in the project. This
project is in compliance with the
Endangered Species Act.
Explosive and Flammable Hazards Yes No All projects under this review will meet
Acceptable Separation Distance (ASD)
requirements to protect them from
explosive and flammable hazards.
Farmlands Protection Yes No This project does not include any
activities that could potentially convert
agricultural land to a non-agricultural
use. The project is in compliance with
the Farmland Protection Policy Act.
Floodplain Management Yes No The following exception applies, so the
project is in compliance with the
Executive Order 11988: 55.12(b)(2)
financial assistance for minor repairs or
improvements on one-to-four family
properties that do not meet the
threshold for "substantial
improvement" under s.55.2(b)(10).
Historic Preservation Yes No
Noise Abatement and Control Yes No Based on the project description, this
project includes no activities that would
require further evaluation under HUD's
noise regulation. The project is in
compliance with HUD's Noice
Regulation.
Sole Source Aquifers Yes No The project will not affect Sole Source
Aquifer quality. See Statutory
Worksheet for details.
Wetlands Protection Yes No The project will not impact on or offside
wetlands and is in compliance with
Executive Order 11990.
Wild and Scenic Rivers Act Yes No This project is not within proximity of a
NWSRS River. the Project is in
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
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Auburn, WA 900000010426289
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compliance with the Wild and Scenic
Rivers Act.
ENVIRONMENTAL JUSTICE
Environmental Justice Yes No No adverse environmental impacts were
identified in the project's Tier 1 broad-
level environmental review. the project
is in compliance with Executive Order
12898.
Supporting documentation
Air-Quality-Worksheet.pdf
Coastal-Barrier-Resources-Worksheet.pdf
Coastal-Zone-Management-Worksheet.pdf
FWS_Endangered_Species_Act_2020.pdf
Environmental-Justice-Worksheet (1).pdf
Farmlands-Protection-Worksheet.pdf
Flood-Insurance-Worksheet.pdf
Floodplain-Management-Worksheet (1).pdf
Sole-Source-Aquifers-Worksheet.pdf
Wetlands-Protection-Worksheet.pdf
Wild-and-Scenic-Rivers-Worksheet.pdf
Tier 1 Airport Map.pdf
Airport-Hazards-Worksheet.pdf
Explosive-and-Flammable-Facilities-Worksheet.pdf
Noise-Abatement-and-Control-CEST-Worksheet.pdf
Written Strategies
The following strategies provide the policy, standard, or process to be followed in the site-
specific review for each law, authority, and factor that will require completion of a site-specific
review.
1 Contamination and Toxic Substances
This is addressed within a Tier 2 review for each project that identifies contamination and
or toxic substances and proximity to dumps, landfills, industrial sites or other locations
that contain hazardous materials.
2 Historic Preservation
This is addressed within a Tier 2 review for each project. Historic preservation is identified
at the onset of each tier 2 review and specific mitigation efforts if identified are addressed
and managed at the tier 2 review level.
Supporting documentation
Tier 2 Review- UPDATED.pdf
APPENDIX A: Site Specific Reviews
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
Airport Hazards (CEST and EA)
General policy Legislation Regulation
It is HUD’s policy to apply standards to
prevent incompatible development
around civil airports and military
airfields.
24 CFR Part 51 Subpart D
References
https://www.hudexchange.info/environmental-review/airport-hazards
1. To ensure compatible land use development, you must determine your site’s proximity to
civil and military airports. Is your project within 15,000 feet of a military airport or 2,500
feet of a civilian airport?
☐No → Based on the response, the review is in compliance with this section. Continue to the
Worksheet Summary below. Provide a map showing that the site is not within the
applicable distances to a military or civilian airport.
☒Yes → Continue to Question 2.
2. Is your project located within a Runway Potential Zone/Clear Zone (RPZ/CZ) or Accident
Potential Zone (APZ)?
☐Yes, project is in an APZ → Continue to Question 3.
☐Yes, project is an RPZ/CZ → Project cannot proceed at this location.
☒No, project is not within an APZ or RPZ/CZ
→ Based on the response, the review is in compliance with this section. Continue to the Worksheet
Summary below. Provide a map showing that the site is not within either zone.
3. Is the project in conformance with DOD guidelines for APZ?
☒Yes, project is consistent with DOD guidelines without further action.
Explain how you determined that the project is consistent:
→ Based on the response, the review is in compliance with this section. Continue to the Worksheet
Summary below. Provide any documentation supporting this determination.
The project does not involve major rehabilitation to existing structures. The project
addresses minor home repairs to support mobility, accessibility, weatherization or other
minor repairs. The project does not encompass a substantial change in the value or use
of any residential structure. The Auburn, WA airport is a local/municipal airport that
does not support commercial air travel. No residential structure are located in the RPZ
or CZ or APZ.
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
☐No, the project cannot be brought into conformance with DOD guidelines and has not
been approved. → Project cannot proceed at this location.
☐Project is not consistent with DOD guidelines, but it has been approved by Certifying Officer
or HUD Approving Official.
Explain approval process:
If mitigation measures have been or will be taken, explain in detail the proposed
measures that must be implemented to mitigate for the impact or effect, including the
timeline for implementation.
→ Based on the response, the review is in compliance with this section. Continue to the
Worksheet Summary below. Provide any documentation supporting this determination.
Worksheet Summary
Compliance Determination
Provide a clear description of your determination and a synopsis of the information that it was
based on, such as:
• Map panel numbers and dates
• Names of all consulted parties and relevant consultation dates
• Names of plans or reports and relevant page numbers
• Any additional requirements specific to your region
Are formal compliance steps or mitigation required?
☐ Yes
☒ No
See attached maps for distances to Auburn Municipal Airport and McChord Air Force Base.
The closes residential structure is approximately 625 feet from the nearest civilian airport
(Auburn) and 28 miles to McChord Air Force Base.
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
Air Quality (CEST and EA)
General Requirements Legislation Regulation
The Clean Air Act is administered by the
U.S. Environmental Protection Agency
(EPA), which sets national standards on
ambient pollutants. In addition, the Clean
Air Act is administered by States, which
must develop State Implementation Plans
(SIPs) to regulate their state air quality.
Projects funded by HUD must
demonstrate that they conform to the
appropriate SIP.
Clean Air Act (42 USC
7401 et seq.) as
amended particularly
Section 176(c) and (d)
(42 USC 7506(c) and (d))
40 CFR Parts 6, 51
and 93
Reference
https://www.hudexchange.info/environmental-review/air-quality
Scope of Work
1. Does your project include new construction or conversion of land use facilitating the
development of public, commercial, or industrial facilities OR five or more dwelling
units?
☐ Yes
Continue to Question 2.
☒ No
Based on the response, the review is in compliance with this section. Continue to the
Worksheet Summary below. Provide any documents used to make your determination.
Air Quality Attainment Status of Project’s County or Air Quality Management District
2. Is your project’s air quality management district or county in non-attainment or
maintenance status for any criteria pollutants?
Follow the link below to determine compliance status of project county or air quality
management district:
http://www.epa.gov/oaqps001/greenbk/
☒ No, project’s county or air quality management district is in attainment status for all
criteria pollutants
Based on the response, the review is in compliance with this section. Continue to the
Worksheet Summary below. Provide any documents used to make your determination.
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
☐ Yes, project’s management district or county is in non-attainment or maintenance
status for one or more criteria pollutants.
Describe the findings:
Continue to Question 3.
3. Determine the estimated emissions levels of your project for each of those criteria
pollutants that are in non-attainment or maintenance status on your project area. Will
your project exceed any of the de minimis or threshold emissions levels of non-
attainment and maintenance level pollutants or exceed the screening levels established
by the state or air quality management district?
☒ No, the project will not exceed de minimis or threshold emissions levels or screening
levels
Based on the response, the review is in compliance with this section. Continue to the
Worksheet Summary below. Explain how you determined that the project would not exceed
de minimis or threshold emissions.
☐ Yes, the project exceeds de minimis emissions levels or screening levels.
Continue to Question 4. Explain how you determined that the project would not exceed de
minimis or threshold emissions in the Worksheet Summary.
4. For the project to be brought into compliance with this section, all adverse impacts must
be mitigated. Explain in detail the exact measures that must be implemented to
mitigate for the impact or effect, including the timeline for implementation.
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
Worksheet Summary
Compliance Determination
Provide a clear description of your determination and a synopsis of the information that it was
based on, such as:
• Map panel numbers and dates
• Names of all consulted parties and relevant consultation dates
• Names of plans or reports and relevant page numbers
• Any additional requirements specific to your region
Are formal compliance steps or mitigation required?
☐ Yes
☒ No
See attached site map and project description. The project replaces existing impervious surface with
new impervious surface for the purpose of making this stretch of existing sidewalk ADA compliant.
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
Coastal Barrier Resources (CEST and EA)
General requirements Legislation Regulation
HUD financial assistance may not be
used for most activities in units of
the Coastal Barrier Resources
System (CBRS). See 16 USC 3504 for
limitations on federal expenditures
affecting the CBRS.
Coastal Barrier Resources Act
(CBRA) of 1982, as amended
by the Coastal Barrier
Improvement Act of 1990 (16
USC 3501)
References
https://www.hudexchange.info/environmental-review/coastal-barrier-resources
Projects located in the following states must complete this form.
Alabama Georgia Massachusetts New Jersey Puerto Rico Virgin Islands
Connecticut Louisiana Michigan New York Rhode Island Virginia
Delaware Maine Minnesota North Carolina South Carolina Wisconsin
Florida Maryland Mississippi Ohio Texas
1. Is the project located in a CBRS Unit?
☒No Based on the response, the review is in compliance with this section. Continue to the
Worksheet Summary below. Provide a map showing that the site is not within a CBRS Unit.
☐Yes Continue to Question 2.
2. Indicate your selected course of action.
☐ After consultation with the FWS the project was given approval to continue
Based on the response, the review is in compliance with this section. Continue to the
Worksheet Summary below. Provide a map and documentation of a FWS approval.
☐ Project was not given approval
Project cannot proceed at this location.
Worksheet Summary
Federal assistance for most activities may not be used at this location. You
must either choose an alternate site or cancel the project. In very rare
cases, federal monies can be spent within CBRS units for certain
exempted activities (e.g., a nature trail), after consultation with the Fish
and Wildlife Service (FWS) (see 16 USC 3505 for exceptions to limitations
on expenditures).
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
Compliance Determination
Provide a clear description of your determination and a synopsis of the information that it was
based on, such as:
• Map panel numbers and dates
• Names of all consulted parties and relevant consultation dates
• Names of plans or reports and relevant page numbers
• Any additional requirements specific to your region
Are formal compliance steps or mitigation required?
☐ Yes
☒ No
Project is not located in a CBRS Unit.
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
Coastal Zone Management Act (CEST and EA)
General requirements Legislation Regulation
Federal assistance to applicant
agencies for activities affecting
any coastal use or resource is
granted only when such
activities are consistent with
federally approved State
Coastal Zone Management Act
Plans.
Coastal Zone Management
Act (16 USC 1451-1464),
particularly section 307(c)
and (d) (16 USC 1456(c) and
(d))
15 CFR Part 930
References
https://www.onecpd.info/environmental-review/coastal-zone-management
Projects located in the following states must complete this form.
Alabama Florida Louisiana Mississippi Ohio Texas
Alaska Georgia Maine New Hampshire Oregon Virgin Islands
American
Samona
Guam Maryland New Jersey Pennsylvania Virginia
California Hawaii Massachusetts New York Puerto Rico Washington
Connecticut Illinois Michigan North Carolina Rhode Island Wisconsin
Delaware Indiana Minnesota Northern
Mariana Islands
South Carolina
1. Is the project located in, or does it affect, a Coastal Zone as defined in your state Coastal
Management Plan?
☒Yes Continue to Question 2.
☐No Based on the response, the review is in compliance with this section. Continue to the
Worksheet Summary below. Provide a map showing that the site is not within a Coastal
Zone.
2. Does this project include activities that are subject to state review?
☐Yes Continue to Question 3.
☒No Based on the response, the review is in compliance with this section. Continue to the
Worksheet Summary below. Provide documentation used to make your determination.
3. Has this project been determined to be consistent with the State Coastal Management
Program?
☐Yes, with mitigation. Continue to Question 4.
☒Yes, without mitigation. Based on the response, the review is in compliance with this
section. Continue to the Worksheet Summary below. Provide documentation used to make
your determination.
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
☐No, project must be canceled.
Project cannot proceed at this location.
4. Explain in detail the proposed measures that must be implemented to mitigate for the
impact or effect, including the timeline for implementation.
Continue to the Worksheet Summary below. Provide documentation of the
consultation (including the State Coastal Management Program letter of
consistency) and any other documentation used to make your determination.
Worksheet Summary
Compliance Determination
Provide a clear description of your determination and a synopsis of the information that it was
based on, such as:
• Map panel numbers and dates
• Names of all consulted parties and relevant consultation dates
• Names of plans or reports and relevant page numbers
• Any additional requirements specific to your region
Are formal compliance steps or mitigation required?
☐ Yes
☒ No
“Concurrence from Dept. of Ecology for Coastal Zone Management is no longer required
under a Part 58 or Part 50 Environmental Review in Washington State. However, at the time
of project development, the activity may trigger review if it falls under other parts of the
CZMA regulations for federal agency activities (Title 15 CFR Part 930, subpart C), or
consistency for activities requiring a federal license or permit (Title 15 CFR Part 930, Subpart
D) and will be subject to all enforceable policies of the Coastal Zone Management Program.
It is during the local permitting process that a project might be subject to CZM and further
review by the Dept of Ecology.”
See attached worksheet for additional review information.
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
Environmental Justice (CEST and EA)
General requirements Legislation Regulation
Determine if the project creates
adverse environmental impacts
upon a low-income or minority
community. If it does, engage
the community in meaningful
participation about mitigating
the impacts or move the
project.
Executive Order 12898
References
https://www.hudexchange.info/environmental-review/environmental-justice
HUD strongly encourages starting the Environmental Justice analysis only after all other laws
and authorities, including Environmental Assessment factors if necessary, have been
completed.
1. Were any adverse environmental impacts identified in any other compliance review
portion of this project’s total environmental review?
☐Yes Continue to Question 2.
☒No Based on the response, the review is in compliance with this section. Continue to the
Worksheet Summary below.
2. Were these adverse environmental impacts disproportionately high for low-income
and/or minority communities?
☐Yes
Explain:
Continue to Question 3. Provide any supporting documentation.
☒No
Explain:
Continue to the Worksheet Summary and provide any supporting documentation.
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
3. All adverse impacts should be mitigated. Explain in detail the proposed measures that
must be implemented to mitigate for the impact or effect, including the timeline for
implementation.
☐Mitigation as follows will be implemented:
Continue to Question 4.
☐No mitigation is necessary.
Explain why mitigation will not be made here:
Continue to Question 4.
4. Describe how the affected low-income or minority community was engaged or
meaningfully involved in the decision on what mitigation actions, if any, will be taken.
Continue to the Worksheet Summary and provide any supporting documentation.
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
Worksheet Summary
Compliance Determination
Provide a clear description of your determination and a synopsis of the information that it was
based on, such as:
• Map panel numbers and dates
• Names of all consulted parties and relevant consultation dates
• Names of plans or reports and relevant page numbers
• Any additional requirements specific to your region
Are formal compliance steps or mitigation required?
☐ Yes
☒ No
The scope of the project is to perform repairs on owner occupied residential homes within the
City of Auburn Washington. Repairs will range from building stairs, ada compliance wooden
ramps, door widening, appliance repair and/or replacement. Bathroom remodeling and or
accessibility improvements to roof repair and/or replacement.
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
Explosive and Flammable Hazards (CEST and EA)
General requirements Legislation Regulation
HUD-assisted projects must meet
Acceptable Separation Distance (ASD)
requirements to protect them from
explosive and flammable hazards.
N/A 24 CFR Part 51
Subpart C
Reference
https://www.hudexchange.info/environmental-review/explosive-and-flammable-facilities
1. Is the proposed HUD-assisted project itself the development of a hazardous facility (a
facility that mainly stores, handles or processes flammable or combustible chemicals
such as bulk fuel storage facilities and refineries)?
☒ No
Continue to Question 2.
☐ Yes
Explain:
Go directly to Question 5.
2. Does this project include any of the following activities: development, construction,
rehabilitation that will increase residential densities, or conversion?
☒ No
Based on the response, the review is in compliance with this section. Continue to
the Worksheet Summary below.
☐ Yes
Continue to Question 3.
3. Within 1 mile of the project site, are there any current or planned stationary aboveground
storage containers that are covered by 24 CFR 51C? Containers that are NOT covered under
the regulation include:
• Containers 100 gallons or less in capacity, containing common liquid industrial fuels
OR
• Containers of liquified petroleum gas (LPG) or propane with a water volume capacity
of 1,000 gallons or less that meet the requirements of the 2017 version of National
Fire Protection Association (NFPA) Code 58.
If all containers within the search area fit the above criteria, answer “no.” For any other
type of aboveground storage container within the search area that holds one of the
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
flammable or explosive materials listed in Appendix I of 24 CFR part 51 subpart C, answer
“yes.”
☒ No
Based on the response, the review is in compliance with this section. Continue to
the Worksheet Summary below. Provide all documents used to make your
determination.
☐ Yes
Continue to Question 4.
4. Visit HUD’s website to identify the appropriate tank or tanks to assess and to calculate
the required separation distance using the electronic assessment tool. To document this
step in the analysis, please attach the following supporting documents to this screen:
• Map identifying the tank selected for assessment, and showing the distance
from the tank to the proposed HUD-assisted project site; and
• Electronic assessment tool calculation of the required separation distance.
Based on the analysis, is the proposed HUD-assisted project site located at or beyond
the required separation distance from all covered tanks?
☒ Yes
Based on the response, the review is in compliance with this section. Continue
to the Worksheet Summary below.
☐ No
Go directly to Question 6.
5. Is the hazardous facility located at an acceptable separation distance from residences
and any other facility or area where people may congregate or be present?
Please visit HUD’s website for information on calculating Acceptable Separation Distance.
☒ Yes
Based on the response, the review is in compliance with this section. Continue
to the Worksheet Summary below. Provide map(s) showing the location of the
project site relative to residences and any other facility or area where people
congregate or are present and your separation distance calculations.
☐ No
Provide map(s) showing the location of the project site relative to residences
and any other facility or area where people congregate or are present and your
separation distance calculations.
Continue to Question 6.
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
6. For the project to be brought into compliance with this section, all adverse impacts must
be mitigated. Mitigation measures may include both natural and manmade barriers,
modification of the project design, burial or removal of the hazard, or other engineered
solutions. Describe selected mitigation measures, including the timeline for
implementation, and attach an implementation plan. If negative effects cannot be
mitigated, cancel the project at this location.
Note that only licensed professional engineers should design and implement blast
barriers. If a barrier will be used or the project will be modified to compensate for an
unacceptable separation distance, provide approval from a licensed professional
engineer.
Worksheet Summary
Compliance Determination
Provide a clear description of your determination and a synopsis of the information that it was
based on, such as:
• Map panel numbers and dates
• Names of all consulted parties and relevant consultation dates
• Names of plans or reports and relevant page numbers
• Any additional requirements specific to your region
Are formal compliance steps or mitigation required?
☐ Yes
☒ No
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
Farmlands Protection (CEST and EA)
General requirements Legislation Regulation
The Farmland Protection
Policy Act (FPPA) discourages
federal activities that would
convert farmland to
nonagricultural purposes.
Farmland Protection Policy
Act of 1981 (7 U.S.C. 4201 et
seq.)
7 CFR Part 658
Reference
https://www.hudexchange.info/environmental-review/farmlands-protection
1. Does your project include any activities, including new construction, acquisition of
undeveloped land or conversion, that could convert agricultural land to a non-agricultural
use?
☐Yes Continue to Question 2.
☒No
Explain how you determined that agricultural land would not be converted:
Based on the response, the review is in compliance with this section. Continue to the
Worksheet Summary below. Provide any documentation supporting your
determination.
2. Does “important farmland,” including prime farmland, unique farmland, or farmland of
statewide or local importance regulated under the Farmland Protection Policy Act, occur
on the project site?
You may use the links below to determine important farmland occurs on the project site:
Utilize USDA Natural Resources Conservation Service’s (NRCS) Web Soil Survey
http://websoilsurvey.nrcs.usda.gov/app/HomePage.htm
Check with your city or county’s planning department and ask them to document if
the project is on land regulated by the FPPA (zoning important farmland as non-
agricultural does not exempt it from FPPA requirements)
Contact NRCS at the local USDA service center
http://offices.sc.egov.usda.gov/locator/app?agency=nrcs or your NRCS state soil
scientist http://soils.usda.gov/contact/state_offices/ for assistance
☒No Based on the response, the review is in compliance with this section. Continue to the
Worksheet Summary below. Provide any documents used to make your determination.
☐Yes Continue to Question 3.
The project is focused on residential homes with a narrow focus of repair and restoration. It
does not involve projects that that convert agricultural land to nonagricultural lands.
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3. Consider alternatives to completing the project on important farmland and means of
avoiding impacts to important farmland.
Complete form AD-1006, “Farmland Conversion Impact Rating”
http://www.nrcs.usda.gov/Internet/FSE_DOCUMENTS/stelprdb1045394.pdf and
contact the state soil scientist before sending it to the local NRCS District
Conservationist.
(NOTE: for corridor type projects, use instead form NRCS-CPA-106, "Farmland
Conversion Impact Rating for Corridor Type Projects:
http://www.nrcs.usda.gov/Internet/FSE_DOCUMENTS/stelprdb1045395.pdf.)
Work with NRCS to minimize the impact of the project on the protected farmland.
When you have finished with your analysis, return a copy of form AD-1006 (or form
NRCS-CPA-106 if applicable) to the USDA-NRCS State Soil Scientist or his/her designee
informing them of your determination.
Document your conclusion:
☐Project will proceed with mitigation.
Explain in detail the proposed measures that must be implemented to mitigate for the
impact or effect, including the timeline for implementation.
Based on the response, the review is in compliance with this section. Continue to the
Worksheet Summary below. Provide form AD-1006 and all other documents used to
make your determination.
☒Project will proceed without mitigation.
Explain why mitigation will not be made here:
Based on the response, the review is in compliance with this section. Continue to the
Worksheet Summary below. Provide form AD-1006 and all other documents used to
make your determination.
Mitigation is not needed as work is not in agricultural farmlands and does not involve
building or expanding housing units .
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Worksheet Summary
Compliance Determination
Provide a clear description of your determination and a synopsis of the information that it was
based on, such as:
• Map panel numbers and dates
• Names of all consulted parties and relevant consultation dates
• Names of plans or reports and relevant page numbers
• Any additional requirements specific to your region
Are formal compliance steps or mitigation required?
☐ Yes
☒ No
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Flood Insurance (CEST and EA)
General requirements Legislation Regulation Reference
Certain types of federal financial
assistance may not be used in floodplains
unless the community participates in
National Flood Insurance Program and
flood insurance is both obtained and
maintained.
Flood Disaster
Protection Act of
1973 as
amended (42
USC 4001-4128)
24 CFR
50.4(b)(1) and
24 CFR 58.6(a)
and (b); 24
CFR 55.5.
Flood
Insurance -
HUD Exchange
1. Does this project involve mortgage insurance, refinance, acquisition, repairs, construction,
or rehabilitation of a structure, mobile home, or insurable personal property?
☐No. This project does not require flood insurance or is excepted from flood insurance.
Continue to the Worksheet Summary.
☒Yes Continue to Question 2.
2. Provide a FEMA/FIRM map showing the site.
The Federal Emergency Management Agency (FEMA) designates floodplains. The FEMA Map
Service Center provides this information in the form of FEMA Flood Insurance Rate Maps
(FIRMs). For projects in areas not mapped by FEMA, use the best available information to
determine floodplain information. Include documentation, including a discussion of why this
is the best available information for the site. Provide FEMA/FIRM floodplain zone designation,
panel number, and date within your documentation.
Is the structure, part of the structure, or insurable property located in a FEMA -designated
Special Flood Hazard Area?
☐No Continue to the Worksheet Summary.
☒Yes Continue to Question 3.
3. Is the community participating in the National Flood Insurance Program or has less than
one year passed since FEMA notification of Special Flood Hazards?
☒Yes, the community is participating in the National Flood Insurance Program.
For loans, loan insurance or loan guarantees, flood insurance coverage must be continued
for the term of the loan. For grants and other non-loan forms of financial assistance, flood
insurance coverage must be continued for the life of the building irrespec tive of the
transfer of ownership. The amount of coverage must equal the total project cost or the
maximum coverage limit of the National Flood Insurance Program, whichever is less
Provide a copy of the flood insurance policy declaration or a paid receipt for the current
annual flood insurance premium and a copy of the application for flood insurance.
Continue to the Worksheet Summary.
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☐Yes, less than one year has passed since FEMA notification of Special Flood Hazards.
If less than one year has passed since notification of Special Flood Hazards, no flood
Insurance is required.
Continue to the Worksheet Summary.
☐No. The community is not participating, or its participation has been suspended.
Federal assistance may not be used at this location. Cancel the project at this
location.
Worksheet Summary
Compliance Determination
Provide a clear description of your determination and a synopsis of the information that it was
based on, such as:
• Map panel numbers and dates
• Names of all consulted parties and relevant consultation dates
• Names of plans or reports and relevant page numbers
• Any additional requirements specific to your region
Designation of a project location is determined at the Tier 2 Environmental Review level. The
property location is compared to the FEMA flood plane map. Individual mitigation efforts are
taken at that level. Insurance is required by the resident to proceed with work if the project
location is in the FEMA flood plane area.
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City of Auburn Regulatory Floodplain
Regulatory Floodplain: The Regulatory Floodplain is
composed of the Special Flood Hazard Area and the
Protected Area as shown below.
Protected Area
Printed On : 10/18/2021
Map ID: 4597
0 800 1,600 2,400 3,200 4,000
FEET
Maps generally depict regulatory floodplain boundaries in the City
of Auburn. All boundaries are approximate and are subject
to change with additional data. Maps do not include critical areas
or shoreline data. Please note for mapping and reference purposes
some data is shown beyond Auburn City Limits; however,
City of Auburn Regulatory Floodplain does not extend to
areas outside the City. Information shown is for general
reference purposes only and does not necessarily represent
exact geographic or cartographic data as mapped.
Actual Regulatory Floodplain boundaries will
be determined by City of Auburn Ordinance #6295,
associated City Code sections, and FEMA guidance documents.
1. FEMA 100 Year Floodplain and Floodway: FEMA Flood Insurance Rate Maps (1995
Pierce County, 2020 King County)
2. Riparian Habitat Zone: City of Auburn Ordinance #6295 (2010)
3. Channel Migration Area: King County Green River
Channel Migration Zone Study (1993) and City of Auburn
Ordinance #6295 (2010)
Data Source:
Note:
Special Flood Hazard Area (SFHA)
g
Streams
Auburn City Limits
Parcels
FEMA 100 Year Floodplain
Muckleshoot Boundary
Channel Migration Area (CMA)
Riparian Habitat Zone (RHZ)
Floodway
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Floodplain Management (CEST and EA)
General Requirements Legislation Regulation
Executive Order 11988,
Floodplain Management,
requires Federal activities to
avoid impacts to floodplains
and to avoid direct and
indirect support of floodplain
development to the extent
practicable.
Executive Order 11988 24 CFR 55
Reference
https://www.hudexchange.info/environmental-review/floodplain-management
1. Does 24 CFR 55.12(c) exempt this project from compliance with HUD’s floodplain
management regulations in Part 55?
☒ Yes
Provide the applicable citation at 24 CFR 55.12(c) here. If project is exempt under
55.12(c)(7) or (8), provide supporting documentation.
Based on the response, the review is in compliance with this section. Continue to the
Worksheet Summary below.
☐ No Continue to Question 2.
2. Provide a FEMA/FIRM or ABFE map showing the site.
The Federal Emergency Management Agency (FEMA) designates floodplains. The FEMA
Map Service Center provides this information in the form of FEMA Flood Insurance Rate
Maps (FIRMs) or Advisory Base Flood Elevations (ABFEs). For projects in areas not
mapped by FEMA, use the best available information to determine floodplain
information. Include documentation, including a discussion of why this is the best
available information for the site.
Does your project occur in a floodplain?
☒ No Based on the response, the review is in compliance with this section. Continue
to the Worksheet Summary below.
☐ Yes
Select the applicable floodplain using the FEMA map or the best available information:
☐ Floodway Continue to Question 3, Floodways
55.12 (c)(10)
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☐ Coastal High Hazard Area (V Zone) Continue to Question 4, Coastal High
Hazard Areas
☐ 500-year floodplain (B Zone or shaded X Zone) Continue to Question 5,
500-year Floodplains
☐ 100-year floodplain (A Zone) The 8-Step Process is required. Continue to
Question 6, 8-Step Process
3. Floodways
Is this a functionally dependent use?
☐ Yes
The 8-Step Process is required. Work with your HUD FEO to determine a way to
satisfactorily continue with this project. Provide a completed 8-Step Process, including
the early public notice and the final notice.
Continue to Question 6, 8-Step Process
☐ No
Federal assistance may not be used at this location unless a 55.12(c) exception applies.
You must either choose an alternate site or cancel the project at this location.
4. Coastal High Hazard Area
Is this a critical action?
☐ Yes
Critical actions are prohibited in coastal high hazard areas. Federal assistance may not
be used at this location. Unless the action is excepted at 24 CFR 55.12(c), you must
either choose an alternate site or cancel the project.
☐ No
Does this action include construction that is not a functionally dependent use,
existing construction (including improvements), or reconstruction following
destruction caused by a disaster?
☐ Yes, there is new construction.
New construction is prohibited in V Zones ((24 CFR 55.1(c)(3)).
☐ No, this action concerns only a functionally dependent use, existing
construction(including improvements), or reconstruction following
destruction caused by a disaster.
This construction must have met FEMA elevation and construction
standards for a coastal high hazard area or other standards applicable at
the time of construction.
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Continue to Question 6, 8-Step Process
5. 500-year Floodplain
Is this a critical action?
☐ No Based on the response, the review is in compliance with this section. Continue to
the Worksheet Summary below.
☐Yes Continue to Question 6, 8-Step Process
6. 8-Step Process.
Does the 8-Step Process apply? Select one of the following options:
☐ 8-Step Process applies.
Provide a completed 8-Step Process, including the early public notice and the final
notice.
Continue to Question 7, Mitigation
☐ 5-Step Process is applicable per 55.12(a)(1-3).
Provide documentation of 5-Step Process.
Select the applicable citation:
☐ 55.12(a)(1) HUD actions involving the disposition of HUD-acquired multifamily
housing projects or “bulk sales” of HUD-acquired one- to four-family properties
in communities that are in the Regular Program of the National Flood Insurance
Program (NFIP) and in good standing (i.e., not suspended from program eligibility
or placed on probation under 44 CFR 59.24).
☐ 55.12(a)(2) HUD's actions under the National Housing Act (12 U.S.C. 1701) for the
purchase or refinancing of existing multifamily housing projects, hospitals,
nursing homes, assisted living facilities, board and care facilities, and
intermediate care facilities, in communities that are in good standing under the
NFIP.
☐ 55.12(a)(3) HUD's or the recipient’s actions under any HUD program involving the
repair, rehabilitation, modernization, weatherization, or improvement of existing
multifamily housing projects, hospitals, nursing homes, assisted living facilities,
board and care facilities, intermediate care facilities, and one- to four-family
properties, in communities that are in the Regular Program of the National Flood
Insurance Program (NFIP) and are in good standing, provided that the number of
units is not increased more than 20 percent, the action does not involve a
conversion from nonresidential to residential land use, the action does not meet
the thresholds for “substantial improvement” under § 55.2(b)(10), and the
footprint of the structure and paved areas is not significantly increased.
☐ 55.12(a)(4) HUD’s (or the recipient’s) actions under any HUD program involving
the repair, rehabilitation, modernization, weatherization, or improvement of
existing nonresidential buildings and structures, in communities that are in the
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Regular Program of the NFIP and are in good standing, provided that the action
does not meet the thresholds for “substantial improvement” under § 55.2(b)(10)
and that the footprint of the structure and paved areas is not significantly
increased.
Continue to Question 7, Mitigation
☐ 8-Step Process is inapplicable per 55.12(b)(1-4).
Select the applicable citation:
☐ 55.12(b)(1) HUD's mortgage insurance actions and other financial assistance for
the purchasing, mortgaging or refinancing of existing one- to four-family
properties in communities that are in the Regular Program of the National Flood
Insurance Program (NFIP) and in good standing (i.e., not suspended from
program eligibility or placed on probation under 44 CFR 59.24), where the action
is not a critical action and the property is not located in a floodway or coastal high
hazard area.
☐ 55.12(b)(2) Financial assistance for minor repairs or improvements on one- to
four-family properties that do not meet the thresholds for “substantial
improvement” under § 55.2(b)(10)
☐ 55.12(b)(3) HUD actions involving the disposition of individual HUD-acquired, one-
to four-family properties.
☐ 55.12(b)(4) HUD guarantees under the Loan Guarantee Recovery Fund Program
(24 CFR part 573) of loans that refinance existing loans and mortgages, where any
new construction or rehabilitation financed by the existing loan or mortgage has
been completed prior to the filing of an application under the program, and the
refinancing will not allow further construction or rehabilitation, nor result in any
physical impacts or changes except for routine maintenance.
☐ 55.12(b)(5) The approval of financial assistance to lease an existing structure
located within the floodplain, but only if—
(i) The structure is located outside the floodway or Coastal High Hazard
Area, and is in a community that is in the Regular Program of the NFIP
and in good standing (i.e., not suspended from program eligibility or
placed on probation under 44 CFR 59.24);
(ii) The project is not a critical action; and
(iii) The entire structure is or will be fully insured or insured to the
maximum under the NFIP for at least the term of the lease.
Based on the response, the review is in compliance with this section. Continue to the
Worksheet Summary below.
7. Mitigation
For the project to be brought into compliance with this section, all adverse impacts must
be mitigated. Explain in detail the exact measures that must be implemented to
mitigate for the impact or effect, including the timeline for implementation.
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Which of the following mitigation/minimization measures have been identified for this
project in the 8-Step or 5-Step Process? Select all that apply.
☐ Permeable surfaces
☐ Natural landscape enhancements that maintain or restore natural hydrology
☐ Planting or restoring native plant species
☐ Bioswales
☐ Evapotranspiration
☐ Stormwater capture and reuse
☐ Green or vegetative roofs with drainage provisions
☐ Natural Resources Conservation Service conservation easements or similar
easements
☐ Floodproofing of structures
☐ Elevating structures including freeboarding above the required base flood
elevations
☐ Other
Based on the response, the review is in compliance with this section. Continue to the
Worksheet Summary below.
Worksheet Summary
Compliance Determination
Provide a clear description of your determination and a synopsis of the information that it was
based on, such as:
• Map panel numbers and dates
• Names of all consulted parties and relevant consultation dates
• Names of plans or reports and relevant page numbers
• Any additional requirements specific to your region
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Are formal compliance steps or mitigation required?
☐ Yes
☒ No
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Oct 2020
Endangered Species Act: Consultation Guidance for Washington State
Prepared in collaboration with the U.S. Fish and Wildlife Service.
For use in Washington State only.
24 CFR Part 58, 24 CFR Part 50
Purpose
The purpose of this checklist is to assist HUD and HUD’s responsible entities (REs) in
meeting their Endangered Species Act obligations. The checklist is designed to help you
determine whether a proposed HUD assisted project has potential to affect federally listed
species or designated critical habitat, and the process to follow based on those effect
determinations. The guidance contained herein is specifically for U.S. Fish and Wildlife
Service (FWS) trust resources.
In September 2020, National Marine Fisheries Service (NMFS) issued its Endangered Species
Act Section 7 Formal Programmatic Biological Opinion and Magnuson-Stevens Fishery
Conservation and Management Act Essential Fish Habitat Consultation for the U.S. Department
of Housing and Urban Development Housing Programs in Washington, otherwise known as a
“programmatic” biological opinion.1 HUD and REs must consider both this Fish & Wildlife
Consultation Guidance document AND the NMFS Washington State Programmatic when
considering the effects of a HUD assisted project on listed species and/or habitat.
HUD must ensure that any action it authorizes, funds, or carries out is not likely to jeopardize
the continued existence of a listed species in the wild or destroy or adversely modify its critical
habitat. HUD staff and REs, as a part of an environmental review, must consider potential impacts
of the HUD-assisted project to endangered and threatened species and critical habitats. The review
must evaluate potential impacts not only to any listed species but also to any proposed endangered
or threatened species and critical habitats. This responsibility is cited in environmental procedures
at 24 CFR 58.5(e) and 24 CFR 50.4(e).
ESA Section 7 Consultation Background
The ESA directs all Federal agencies to utilize their authorities to conserve species listed as
threatened or endangered (ESA Section 2(c)(1)), and to consult with “the Services” - NMFS and
FWS - to ensure that their actions will not jeopardize listed species, or adversely modify habitat
designated as critical for listed species.
The Services share responsibility for assisting federal agencies in implementing the ESA. FWS
trust resources under the ESA include birds, amphibians, plants, insects, terrestrial reptiles,
terrestrial mammals, most freshwater fish, and a few marine mammals. In Washington, FWS
1 The programmatic is a separate document from this consultation guidance which you are reading. The
programmatic can be found at the Region X Environmental website
https://www.hud.gov/states/shared/working/r10/environment
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trust resources include bull trout and designated bull trout critical habitat located in three
recovery units (the Coastal, Mid-Columbia, and Columbia Headwaters recovery units). NMFS
manages the remainder of listed marine mammals, as well as anadromous fish such as salmon
and steelhead. For NMFS information and guidance on how to consider NMFS listed species
and habitat, consult the Washington State Programmatic found here
https://www.hud.gov/states/shared/working/r10/environment.
Before HUD or the RE consults with NMFS and FWS, they must make a preliminary analysis of
the project activity and/or whether listed species and/or habitat are present. HUD or the RE can
then make one of three determinations of effect for each relevant 2 listed species:
• “No effect” is the appropriate conclusion if the proposed action will not affect listed
species/critical habitat at all. If a “no effect” determination is made, the Federal agency
(or the RE) should not contact FWS and/or NMFS for concurrence.
• When effects to listed species are expected to be insignificant or discountable, or wholly
beneficial, the action agency should make a “not likely to adversely affect”
determination and contact FWS, for written concurrence with that determination. The
thresholds for reaching a finding of Not Likely to Adversely Affect are important:
Insignificant effects relate to the size of the impact and should never reach the
scale where take occurs. Take is defined as to harass, harm, pursue, hunt, shoot,
wound, kill, trap, capture, or collect or attempt to engage in any such conduct.
Harm can arise if habitat is altered in a manner that diminishes important species
behavior, such as breeding, feeding, or sheltering, to the degree that it injures the
species. Harass includes those activities that alter a species behavior in a manner
that increases the likelihood of it being injured. Based on best judgment, a person
would not be able to meaningfully measure, detect, or evaluate insignificant
effects.
Discountable effects are those that are extremely unlikely to occur. Based on
best judgment, a person would not expect discountable effects to occur.
• Unless all effects that are likely to occur as a direct or indirect result of the proposed
action, or its interrelated or interdependent actions, are insignificant, discountable, or
beneficial, then the action agency should make a determination of “likely to adversely
affect.” The Federal agency/HUD must initiate formal consultation with FWS.
The effects of the action (direct and indirect) are not limited to the immediate area involved in the
action (“footprint” or project area). Instead, the effects of the action more typically extend to a
larger action area, which encompasses all of the action’s direct and indirect effects to the physical,
chemical, and biological environment. Direct effects include sources of sound and visual
2 By “relevant” we mean, identified on the County-wide list as occurring or potentially occurring in the County of
interest.
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disturbance during construction. Indirect effects occur later in time (i.e., post-construction) and
may include air emissions, storm or process water discharges, sources of sound and visual
disturbance (e.g., lighting), etc. The effects of interrelated and interdependent actions must also
be considered (e.g., site access and staging, sourcing of materials, disposal of wastes). Some
actions may have indirect effects to the pattern or rate of land use conversion or development, and
those potential effects must also be considered.
Procedure for a No Effect Determination
A determination of “no effect” to federally listed species and critical habitat fulfills HUD’s
and the RE’s obligation to ensure actions it authorizes, funds, or carries out do not jeopardize
the continued existence of listed species or adversely modify designated critical habitat. “No
effect” determinations do not require coordination with or approval from the FWS and/or
NMFS.
Use the guidance below to help you determine whether the project qualifies for a “no effect”
determination; if, for any species or critical habitat under FWS jurisdiction, there is the
potential for a significant exposure or measurable effect, the project does not qualify. The
guidance provided herein is for FWS only and may not be used to document a determination of
“no effect” for species or habitats managed by NMFS.
Step 1: Obtain Species List & Determine Critical Habitat
You must obtain a species list for the entire action area of your project. The action area
encompasses all of the effects of the project, not just those that occur within the construction
footprint. Project effects may include those that extend beyond the project site itself, such as
noise, air pollution, water quality, stormwater discharge, visual disturbance. Effects to habitat
must also be considered, including the project’s effects on roosting, feeding, nesting, spawning
and rearing habitat, overwintering sites, and migratory corridors.
Go to http://ecos.fws.gov/ipac/ for a list of species; the area of interest/action area can be
identified using the ‘tools’. Please note that this list includes listed, proposed and candidate
species. Consideration of project effects on candidate species is optional, unless effects are very
large; however, candidate species may become listed as endangered or threatened species during
the period of construction. If you have questions, contact the appropriate FWS field office to
discuss the species list for your area.
Step 2: Determine Effect
Question 1: Does suitable habitat for any listed or proposed species under FWS
jurisdiction, or designated critical habitat, occur in the action area; is it possible that any
listed or proposed species would be exposed or affected?
Consider all effects of the project within the action area. The action area encompasses all the
effects of the project, including those that occur beyond the boundaries of the property (such as
noise, air pollution, water quality, stormwater discharge, visual disturbance).
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NO, the project action area and all effects are outside the range of listed or
proposed species and designated critical habitat. Therefore, the project will
have No Effect on ESA-listed or proposed species and designated critical habitat.
Record your determination of No Effect for each relevant species and critical habitat,
and maintain this documentation in your Environmental Review Record.
Attach a statement explaining how you determined that your project’s effects do not
extend to, and therefore will have no effect on, listed or proposed species or
designated critical habitat.
YES, the project action area does include habitats that may support ESA-
listed or proposed species, or designated critical habitat, under FWS
jurisdiction.
Continue to Question 2.
Question 2: Is the project activity listed in Table A and does it meet all of the required
parameters?
YES, the activity is listed in Table A and meets all of the required parameters.
Therefore, you can determine the project will have No Effect on ESA-listed or proposed
species and/or designated critical habitat.
Record your determination of No Effect and maintain this documentation, including
the official species list and map of your project location, in your Environmental
Review Record.
Attach a statement to your determination explaining how your project met the
required parameters in Table A.
NO, the project description does not match a project description in Table A and all
of the specified parameters.
Continue to Question 3.
Question 3: Do you have some other basis for a No Effect determination, for example a
biological assessment or other documentation from a qualified professional that you
concur with?
YES, the project has professional documentation for No Effect determination.
Record your determination of No Effect and maintain this documentation, including
the official species list and map of your project location, in your Environmental
Review Record.
Attach the biological assessment or other professional documentation.
NO, the project does not have professional documentation for a No Effect
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determination and may affect a listed species.
The project may affect listed or proposed species, or designated or proposed critical
habitat. Consultation with the FWS may be required. CONTACT THE FWS TO
DETERMINE THE APPROPRIATE EFFECTS DETERMINATION AND LEVEL
OF CONSULTATION REQUIRED. Contact information is provided below.
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Table A.
Potential “No Effect” Activity
Required Parameters and/or Conditions
Interior rehabilitation
For existing structures only.
Access and staging, source sites, and
disposal sites have been assessed as
part of the proposed action.
Waste materials are recycled or
otherwise disposed of in a properly
permitted sanitary or hazardous waste
disposal site.
Landscape repair*1*, including adding
sprinkler systems
*1* Species under FWS jurisdiction include
some that occur in the previously disturbed
and built environment; HUD and its
responsible entities must evaluate potential
effects to all of the FWS species that occur,
or potentially occur, in the action area;
contact the nearest FWS Field Office with
any related questions.
Access and staging, source sites, and
disposal sites have been assessed as
part of the proposed action.
Waste materials are recycled or
otherwise disposed of in a properly
permitted sanitary or hazardous waste
disposal site.
The project or activity involves a
previously disturbed, developed or
partially developed, site or
property/properties.
Does not remove streamside/riparian
vegetation or trees.
Does not increase the amount of
impervious/hard surface; or, will fully
infiltrate any resulting runoff.
Does not result in wetland fill.
Exterior rehabilitation, including:
Replacing exterior paint or siding,
Replace/repair roof*1*,
For existing structures only.
Access and staging, source sites, and
disposal sites have been assessed as
part of the proposed action.
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Oct 2020
Reconstruct/repair existing curbs,
sidewalks, or other concrete
structures*2*,
Repair existing parking lots (pot
holes, repainting lines, etc.)*2*.
*1* Does not include galvanized material
unless it has been sealed or otherwise
contained so that it will not leach into storm
water.
*2* Species under FWS jurisdiction include
some that occur in the previously disturbed
and built environment; HUD and its
responsible entities must evaluate potential
effects to all of the FWS species that occur,
or potentially occur, in the action area;
contact the nearest FWS Field Office with
any related questions.
*3* Points of discharge must be a minimum of
¼ mile from waterbodies that support ESA-
listed species or proposed/designated critical
habitat.
3) Waste materials are recycled or
otherwise disposed of in a properly
permitted sanitary or hazardous waste
disposal site.
5) Does not remove
streamside/riparian vegetation or trees.
6) Does not increase the amount of
impervious/hard surface; or, will fully
infiltrate any resulting runoff.
7) Does not result in wetland fill.
8) Does not/will not discharge new or
additional sources of storm or waste
water to wetlands or waterbodies that
support ESA-listed species*3*.
9) If located within a Special Flood
Hazard Area, does not reduce the
amount of flood storage capacity or
remove native riparian vegetation.
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
Oct 2020
Table A Continued:
Potential “No Effect” Activity
Required Parameters and/or Conditions
New construction*1,2*
*1* Does not include galvanized material unless it has
been sealed or otherwise contained so that it will not
leach into storm water.
*2* Species under FWS jurisdiction include some that
occur in the previously disturbed and built
environment; HUD and its responsible entities must
evaluate potential effects to all of the FWS species that
occur, or potentially occur, in the action area; contact
the nearest FWS Field Office with any related
questions.
*3* Points of discharge must be a minimum of ¼ mile
from waterbodies that support ESA-listed species or
proposed/designated critical habitat.
Access and staging, source sites, and
disposal sites have been assessed as
part of the proposed action.
Waste materials are recycled or
otherwise disposed of in a properly
permitted sanitary or hazardous waste
disposal site.
The project or activity involves a
previously disturbed, developed or
partially developed, site or
property/properties.
Does not remove streamside/riparian
vegetation or trees.
Does not result in wetland fill.
Does not/will not discharge new or
additional sources of storm or waste
water to wetlands or waterbodies that
support ESA-listed species*3*.
If located within a Special Flood
Hazard Area, does not reduce the
amount of flood storage capacity or
remove native riparian vegetation.
Complies with all state and local
building codes, including storm water
regulations.
Project design will fully infiltrate any
resulting runoff; or, runoff is treated,
detained (as necessary according to
state and local requirements), and
discharged to wetlands and/or
waterbodies that do NOT support
ESA-listed species*3*.
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Oct 2020
Initiating Section 7 Consultation
HUD and or a RE should NOT contact FWS if a No Effect Determination has been reached.
If all of the direct and indirect effects of the action are insignificant, discountable, or entirely
beneficial, it is not likely to adversely affect listed species, and the section 7 consultation for the
project will remain informal and relatively simple. Concurrence from FWS on a May Affect, Not
Likely to Adversely Affect determination is the most common outcome of consultation for
HUD-funded projects.
If the effects of the action on listed species and/or critical habitat are not discountable,
insignificant, or beneficial, (i.e., likely to adversely affect), formal consultation must be initiated.
In such cases, a formal consultation must be completed prior to committing resources to the
project, by which the FWS assesses the action’s potential to jeopardize the listed species, result
in the destruction or adverse modification of critical habitat, or cause an incidental take of a
listed species.
At any stage in making your determination, you may wish to contact the appropriate HUD
Environmental Staff or FWS field offices for technical assistance. Contact information is
available at:
For Technical Assistance contact the environmental staff at HUD:
Brian Sturdivant
Regional Environmental Officer
Region X
Brian.Sturdivant@hud.gov
Technical Assistance from FWS:
Ryan McReynolds
U.S. Fish and Wildlife Service, Lacey WA
Consultation & Conservation Planning Division
ryan_mcreynolds@fws.gov
360.753.6047
U.S. Fish and Wildlife Service
To initiate informal or formal consultation:
HUD's requests for consultation should be addressed to:
WA State Supervisor (Brad Thompson)
ATTN: Federal Activities Branch,
and submitted electronically to email address: WashingtonFWO@fws.gov
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Noise (CEST Level Reviews)
General requirements Legislation Regulation
HUD’s noise regulations protect
residential properties from
excessive noise exposure. HUD
encourages mitigation as
appropriate.
Noise Control Act of 1972
General Services Administration
Federal Management Circular
75-2: “Compatible Land Uses at
Federal Airfields”
Title 24 CFR 51
Subpart B
References
https://www.hudexchange.info/programs/environmental-review/noise-abatement-and-
control
1. What activities does your project involve? Check all that apply:
☐ New construction for residential use
NOTE: HUD assistance to new construction projects is generally prohibited if
they are located in an Unacceptable zone, and HUD discourages assistance for
new construction projects in Normally Unacceptable zones. See 24 CFR
51.101(a)(3) for further details.
Continue to Question 4.
☒ Rehabilitation of an existing residential property
NOTE: For modernization projects in all noise zones, HUD encourages mitigation
to reduce levels to acceptable compliance standards. See 24 CFR 51 Subpart B
for further details.
Continue to Question 2.
☐ A research demonstration project which does not result in new construction
or reconstruction, interstate, land sales registration, or any timely emergency
assistance under disaster assistance provisions or appropriations which are
provided to save lives, protect property, protect public health and safety,
remove debris and wreckage, or assistance that has the effect of restoring
facilities substantially as they existed prior to the disaster
Based on the response, the review is in compliance with this section. Continue
to the Worksheet Summary below.
☒ None of the above
Based on the response, the review is in compliance with this section. Continue
to the Worksheet Summary below.
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2. Do you have standardized noise attenuation measures that apply to all modernization
and/or minor rehabilitation projects, such as the use of double glazed windows or
extra insulation?
☐ Yes
Indicate the type of measures that will apply (check all that apply):
☐ Improved building envelope components (better windows and doors,
strengthened sheathing, insulation, sealed gaps, etc.)
☐ Redesigned building envelope (more durable or substantial materials,
increased air gap, resilient channels, staggered wall studs, etc.)
☐ Other
Explain:
Based on the response, the review is in compliance with this section. Continue
to the Worksheet Summary below and provide any supporting documentation.
☐ No
Continue to Question 3.
3. Complete the Preliminary Screening to identify potential noise generators in the
vicinity (1000’ from a major road, 3000’ from a railroad, or 15 miles from an airport).
Describe findings of the Preliminary Screening:
Continue to Question 6.
4. Complete the Preliminary Screening to identify potential noise generators in the
vicinity (1000’ from a major road, 3000’ from a railroad, or 15 miles from an airport).
Indicate the findings of the Preliminary Screening below:
☐ There are no noise generators found within the threshold distances above.
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Based on the response, the review is in compliance with this section. Continue
to the Worksheet Summary below. Provide a map showing the location of the
project relative to any noise generators.
☐ Noise generators were found within the threshold distances.
Continue to Question 5.
5. Complete the Noise Assessment Guidelines to quantify the noise exposure. Indicate
the findings of the Noise Assessment below:
☐ Acceptable: (65 decibels or less; the ceiling may be shifted to 70 decibels in
circumstances described in §24 CFR 51.105(a))
Indicate noise level here:
Based on the response, the review is in compliance with this section. Continue
to the Worksheet Summary below. Provide noise analysis, including noise level
and data used to complete the analysis.
☐ Normally Unacceptable: (Above 65 decibels but not exceeding 75 decibels;
the floor may be shifted to 70 decibels in circumstances described in 24 CFR
51.105(a))
Indicate noise level here:
Is the project in a largely undeveloped area 1?
☒ No
Your project requires completion of an Environmental Assessment
(EA) pursuant to 51.104(b)(1)(i). Elevate this review to an EA-level
review.
Provide noise analysis, including noise level and data used to complete
the analysis.
Continue to Question 6.
☐ Yes
Your project requires completion of an Environmental Impact
Statement (EIS) pursuant to 51.104(b)(1)(i). Elevate this review to an
EIS-level review.
Provide noise analysis, including noise level and data used to complete
the analysis.
Continue to Question 6.
1 A largely undeveloped area means the area within 2 miles of the project site is less than 50 percent developed
with urban uses or does not have water and sewer capacity to serve the project.
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
☐ Unacceptable: (Above 75 decibels)
Indicate noise level here:
Your project requires completion of an Environmental Impact Statement
(EIS) pursuant to 51.104(b)(1)(i). You may either complete an EIS or provide
a waiver signed by the appropriate authority. Indicate your choice:
☐ Convert to an EIS
Provide noise analysis, including noise level and data used to complete
the analysis.
Continue to Question 6.
☐ Provide waiver
Provide an Environmental Impact Statement waiver from the Certifying
Officer or the Assistant Secretary for Community Planning and
Development per 24 CFR 51.104(b)(2) and noise analysis, including noise
level and data used to complete the analysis.
Continue to Question 6.
6. HUD strongly encourages mitigation be used to eliminate adverse noise impacts.
Explain in detail the exact measures that must be implemented to mitigate for the
impact or effect, including the timeline for implementation. This information will be
automatically included in the Mitigation summary for the environmental review.
☐ Mitigation as follows will be implemented:
Provide drawings, specifications, and other materials as needed to describe
the project’s noise mitigation measures.
Continue to the Worksheet Summary.
☒ No mitigation is necessary.
Explain why mitigation will not be made here:
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
Continue to the Worksheet Summary.
Worksheet Summary
Compliance Determination
Provide a clear description of your determination and a synopsis of the information that it was
based on, such as:
• Map panel numbers and dates
• Names of all consulted parties and relevant consultation dates
• Names of plans or reports and relevant page numbers
• Any additional requirements specific to your region
Are formal compliance steps or mitigation required?
☐ Yes
☒ No
Noise mitigation efforts will be made if a device, process or activity is included in
any future project.
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Sole Source Aquifers (CEST and EA)
General requirements Legislation Regulation
The Safe Drinking Water Act of 1974
protects drinking water systems
which are the sole or principal
drinking water source for an area and
which, if contaminated, would create
a significant hazard to public health.
Safe Drinking Water
Act of 1974 (42 U.S.C.
201, 300f et seq., and
21 U.S.C. 349)
40 CFR Part 149
Reference
https://www.hudexchange.info/environmental-review/sole-source-aquifers
1. Does your project consist solely of acquisition, leasing, or rehabilitation of an existing
building(s)?
☐Yes Based on the response, the review is in compliance with this section. Continue to the
Worksheet Summary below.
☒No Continue to Question 2.
2. Is the project located on a sole source aquifer (SSA)1?
☒No Based on the response, the review is in compliance with this section. Continue to the
Worksheet Summary below. Provide documentation used to make your determination, such
as a map of your project (or jurisdiction, if appropriate) in relation to the nearest SSA and its
source area.
☐Yes Continue to Question 3.
3. Does your region have a memorandum of understanding (MOU) or other working
agreement with EPA for HUD projects impacting a sole source aquifer?
Contact your Field or Regional Environmental Officer or visit the HUD webpage at the link
above to determine if an MOU or agreement exists in your area.
☐Yes Provide the MOU or agreement as part of your supporting documentation. Continue to
Question 4.
☒No Continue to Question 5.
4. Does your MOU or working agreement exclude your project from further review?
☐Yes Based on the response, the review is in compliance with this section. Continue to the
Worksheet Summary below. Provide documentation used to make your determination and
document where your project fits within the MOU or agreement.
1 A sole source aquifer is defined as an aquifer that supplies at least 50 percent of the drinking water consumed in
the area overlying the aquifer. This includes streamflow source areas, which are upstream areas of losing streams
that flow into the recharge area.
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☐No Continue to Question 5.
5. Will the proposed project contaminate the aquifer and create a significant hazard to public
health?
Consult with your Regional EPA Office. Your consultation request should include detailed
information about your proposed project and its relationship to the aquifer and associated
streamflow source area. EPA will also want to know about water, storm water and waste
water at the proposed project. Follow your MOU or working agreement or contact your
Regional EPA office for specific information you may need to provide. EPA may request
additional information if impacts to the aquifer are questionable after this information is
submitted for review.
☒No Based on the response, the review is in compliance with this section. Continue to the
Worksheet Summary below. Provide your correspondence with the EPA and all documents
used to make your determination.
☐Yes Work with EPA to develop mitigation measures. If mitigation measures are approved,
attach correspondence with EPA and include the mitigation measures in your
environmental review documents and project contracts. If EPA determines that the project
continues to pose a significant risk to the aquifer, federal financial assistance must be
denied. Continue to Question 6.
6. In order to continue with the project, any threat must be mitigated, and all mitigation must
be approved by the EPA. Explain in detail the proposed measures that can be implemented
to mitigate for the impact or effect, including the timeline for implementation.
Continue to the Worksheet Summary below. Provide documentation of the consultation
(including the Managing Agency’s concurrence) and any other documentation used to
make your determination.
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
Worksheet Summary
Compliance Determination
Provide a clear description of your determination and a synopsis of the information that it was
based on, such as:
• Map panel numbers and dates
• Names of all consulted parties and relevant consultation dates
• Names of plans or reports and relevant page numbers
• Any additional requirements specific to your region
Are formal compliance steps or mitigation required?
☐ Yes
☒ No
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Wetlands (CEST and EA)
General requirements Legislation Regulation
Executive Order 11990 discourages that direct or
indirect support of new construction impacting
wetlands wherever there is a practicable
alternative. The Fish and Wildlife Service’s National
Wetlands Inventory can be used as a primary
screening tool, but observed or known wetlands
not indicated on NWI maps must also be
processed. Off-site impacts that result in draining,
impounding, or destroying wetlands must also be
processed.
Executive Order
11990
24 CFR 55.20 can
be used for
general guidance
regarding the 8
Step Process.
References
https://www.hudexchange.info/environmental-review/wetlands-protection
1. Does this project involve new construction as defined in Executive Order 11990,
expansion of a building’s footprint, or ground disturbance?
The term "new construction" shall include draining, dredging, channelizing, filling,
diking, impounding, and related activities and any structures or facilities begun or
authorized after the effective date of the Order.
☒ No Based on the response, the review is in compliance with this section.
Continue to the Worksheet Summary below.
☐ Yes Continue to Question 2.
2. Will the new construction or other ground disturbance impact an on- or off-site
wetland?
The term "wetlands" means those areas that are inundated by surface or ground water
with a frequency sufficient to support, and under normal circumstances does or would
support, a prevalence of vegetative or aquatic life that requires saturated or seasonally
saturated soil conditions for growth and reproduction. Wetlands generally include
swamps, marshes, bogs, and similar areas such as sloughs, potholes, wet meadows, river
overflows, mud flats, and natural ponds. Wetlands under E.O. 11990 include isolated
and non-jurisdictional wetlands.
☒ No, a wetland will not be impacted in terms of E.O. 11990’s definition of new
construction.
Based on the response, the review is in compliance with this section. Continue
to the Worksheet Summary below. Provide a map or any other relevant
documentation to explain your determination.
☐ Yes, there is a wetland that be impacted in terms of E.O. 11990’s definition of
new construction.
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
You must determine that there are no practicable alternatives to wetlands
development by completing the 8-Step Process.
Provide a completed 8-Step Process as well as all documents used to make your
determination, including a map. Be sure to include the early public notice and the
final notice with your documentation.
Continue to Question 3.
3. For the project to be brought into compliance with this section, all adverse impacts
must be mitigated. Explain in detail the exact measures that must be implemented to
mitigate for the impact or effect, including the timeline for implementation.
Which of the following mitigation actions have been or will be taken? Select all that
apply:
☐ Permeable surfaces
☐ Natural landscape enhancements that maintain or restore natural hydrology
through infiltration
☐ Native plant species
☐ Bioswales
☐ Evapotranspiration
☐ Stormwater capture and reuse
☐ Green or vegetative roofs with drainage provisions
☐ Natural Resources Conservation Service conservation easements
☐ Compensatory mitigation
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
Worksheet Summary
Compliance Determination
Provide a clear description of your determination and a synopsis of the information that it was
based on, such as:
• Map panel numbers and dates
• Names of all consulted parties and relevant consultation dates
• Names of plans or reports and relevant page numbers
• Any additional requirements specific to your region
Are formal compliance steps or mitigation required?
☐ Yes
☒ No
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
Wild and Scenic Rivers (CEST and EA)
General requirements Legislation Regulation
The Wild and Scenic Rivers Act
provides federal protection for
certain free-flowing, wild, scenic
and recreational rivers
designated as components or
potential components of the
National Wild and Scenic Rivers
System (NWSRS) from the effects
of construction or development.
The Wild and Scenic Rivers
Act (16 U.S.C. 1271-1287),
particularly section 7(b) and
(c) (16 U.S.C. 1278(b) and (c))
36 CFR Part 297
References
https://www.hudexchange.info/environmental-review/wild-and-scenic-rivers
1. Is your project within proximity of a NWSRS river as defined below?
Wild & Scenic Rivers: These rivers or river segments have been designated by Congress or
by states (with the concurrence of the Secretary of the Interior) as wild, scenic, or
recreational
Study Rivers: These rivers or river segments are being studied as a potential component of
the Wild & Scenic River system.
Nationwide Rivers Inventory (NRI): The National Park Service has compiled and maintains
the NRI, a register of river segments that potentially qualify as national wild, scenic, or
recreational river areas
☒ No
Based on the response, the review is in compliance with this section. Continue to the Worksheet
Summary below. Provide documentation used to make your determination, such as a map
identifying the project site and its surrounding area or a list of rivers in your region in the Screen
Summary at the conclusion of this screen.
☐ Yes, the project is in proximity of a Nationwide Rivers Inventory (NRI) River.
Continue to Question 2.
2. Could the project do any of the following?
Have a direct and adverse effect within Wild and Scenic River Boundaries,
Invade the area or unreasonably diminish the river outside Wild and Scenic River
Boundaries, or
Have an adverse effect on the natural, cultural, and/or recreational values of a NRI
segment.
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Consultation with the appropriate federal/state/local/tribal Managing Agency(s) is
required, pursuant to Section 7 of the Act, to determine if the proposed project may have
an adverse effect on a Wild & Scenic River or a Study River and, if so, to determine the
appropriate avoidance or mitigation measures.
Note: Concurrence may be assumed if the Managing Agency does not respond within 30
days; however, you are still obligated to avoid or mitigate adverse effects on the rivers
identified in the NWSRS
☒ No, the Managing Agency has concurred that the proposed project will not alter, directly,
or indirectly, any of the characteristics that qualifies or potentially qualifies the river for
inclusion in the NWSRS.
Based on the response, the review is in compliance with this section. Continue to the Worksheet
Summary below. Provide documentation of the consultation (including the Managing Agency’s
concurrence) and any other documentation used to make your determination.
☐ Yes, the Managing Agency was consulted and the proposed project may alter, directly,
or indirectly, any of the characteristics that qualifies or potentially qualifies the river for
inclusion in the NWSRS.
Continue to Question 3.
3. For the project to be brought into compliance with this section, all adverse impacts must
be mitigated. Explain in detail the proposed measures that must be implemented to
mitigate for the impact or effect, including the timeline for implementation.
Continue to the Worksheet Summary below. Provide documentation of the consultation
(including the Managing Agency’s concurrence) and any other documentation used to make your
determination.
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA
Worksheet Summary
Compliance Determination
Provide a clear description of your determination and a synopsis of the information that it was
based on, such as:
• Map panel numbers and dates
• Names of all consulted parties and relevant consultation dates
• Names of plans or reports and relevant page numbers
• Any additional requirements specific to your region
Are formal compliance steps or mitigation required?
☐ Yes
☒ No
Docusign Envelope ID: DDFA1612-9AFA-4F09-8079-74F80A9C22DA