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HomeMy WebLinkAboutACFR 2023 - Full Jr' i 9 - 4 • ir >_ „_-__�-- �11 p. it iW ' r _s II . ., I A , 4b --- f • 1 .- ., • _ =2-:'-=-.73-== .11.../W f 11.1 . E , y• -" f '///' I� �` r kJ �..��i�/s„ \ ( < � — 1\ Y /I r)O IV kl y 11111111 ,�� ' r' � ..-0 -f 1111flit .... ;..., :0:: -.......-1.0 sols...0•,...... 41113 1,-.2.,....q iliki, . ............ .... ... .....,„,,,... ........... ... ....._ ........... .. :110w4 i vir 14. 7,-"re , roiliesma•W•81.wriviaowil . ... I vim_ I ii , A....... i , e 1111111111181 yr _� �i. ZO...,_.:......,...„. ....., i ii, 1• � �11011/4'3!i ' ������ i 1 440 .., 1 4'0'1' 1.1.111:1111.6.1.1.111.111.111111116.111.01.11:7111.1.62:11.01:mei=m;;;6:1711...111111 0•••••r• 2023 ANNUALREHENSIVE FINANCIALCOMP REPORT is AUBURN FOB R ENDED DECEMBER 31, 2023 ,,ASH,NGTON CITY OF AUBURN WASHINGTON ANNUAL COMPREHENSIVE FINANCIAL REPORT Fiscal Year January 1, 2023 through December 31, 2023 CITY OF AutuR WASHINGTON Prepared by City of Auburn Finance Department Jamie Thomas, Finance Director CITY JBURN WASHINGTON City of Auburn: 2023 Annual Comprehensive Financial Report Table of Contents ANNUAL COMPREHENSIVE FINANCIAL REPORT For the Year Ended December 31, 2023 TABLE OF CONTENTS I. INTRODUCTORY SECTION Page Title Page Table of Contents City Officials 1 Organizational Chart 2 Letter of Transmittal 3 Certificate of Achievement 10 II. FINANCIAL SECTION Auditor's Report 11 Management's Discussion and Analysis 15 Basic Financial Statements Government-wide Financial Statements: Statement of Net Position 33 Statement of Activities 34 Fund Financial Statements: Governmental Funds Balance Sheet 38 Reconciliation of Balance Sheet of Government Funds to the Statement of Net Position 39 Statement of Revenues, Expenses and Changes in Fund Balances 40 Reconciliation of the Statement of Revenues, Expenditures, and Changes in Fund Balances of Government Funds to the Statement of Activities 41 Statement of Revenues, Expenses and Changes in Fund Balances— Budget to Actual: General Fund 42 American Rescue Plan Act (ARPA) Fund 43 Arterial Street Fund 44 Proprietary Funds: Statement of Net Position 46 Statement of Revenues, Expenses, and Changes in Fund Net Position 47 Statement of Cash Flows 48 Fiduciary Funds: Statement of Fiduciary Net Position 52 Statement of Changes in Fiduciary Net Position 53 Notes to the Financial Statements 55 Required Supplemental Information Managerial Funds Schedule of Revenues, Expenditures, and Changes in Fund Balances— Budget to Actual: Cumulative Reserve Fund 116 Fire Pension Fund 117 Schedule of Proportionate Share of the Net Pension Liability PERS 1 119 Schedule of Proportionate Share of the Net Pension Liability PERS 2/3 119 Schedule of Proportionate Share of the Net Pension Liability LEOFF 1 119 Schedule of Proportionate Share of the Net Pension Liability LEOFF 2 119 Schedule of Employer Contributions PERS 1 121 Schedule of Employer Contributions PERS 2/3 121 Schedule of Employer Contributions LEOFF 2 121 City of Auburn: 2023 Annual Comprehensive Financial Report Table of Contents Schedule of Changes in Total Pension Liability and Related Ratios 122 Schedule of Changes in Total OPEB Liability and Related Ratios 123 Page Combining and Individual Fund Financial Statements and Schedules Non-Major Government Funds: Combining Balance Sheet 126 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances 127 Non-Major Special Revenue Funds: Combining Balance Sheet 130 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances 132 Schedule of Revenues, Expenditures, and Changes in Fund Balances— Budget to Actual: Arterial Street Preservation Special Revenue Fund 134 Business Improvement Area Special Revenue Fund 135 Drug Forfeiture Special Revenue Fund 136 Hotel/Motel Tax Special Revenue Fund 137 Housing &Community Development Special Revenue Fund 138 Local Street Special Revenue Fund 139 Mitigation Fees Special Revenue Fund 140 Recreation Trails Special Revenue Fund 141 Non-Major Debt Service Funds: Combining Balance Sheet 144 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances 145 Capital Project Funds: Combining Balance Sheet 148 Combining Statement of Revenues, Expenditures, and Changes in Fund Balance 149 Permanent Fund: Balance Sheet 152 Statement of Revenues, Expenditures and Changes in Fund Balance 153 Non-Major Enterprise Funds: Combining Statement of Net Position 156 Combining Statement of Revenues, Expenses, and Changes in Net Position 157 Combining Statement of Cash Flows 158 Internal Service Funds: Combining Statement of Net Position 162 Combining Statement of Revenues, Expenses, and Changes in Net Position 163 Combining Statement of Cash Flows 164 ii City of Auburn: 2023 Annual Comprehensive Financial Report Table of Contents Ili. STATISTICAL SECTION Schedule Page Net Position by Components 1 168 Changes in Net Positions 2 169 Fund Balances, Government Funds 3 170 Changes in Fund Balances, Government Funds 4 171 Tax Revenues by Source, Government Funds 5 172 Assessed Value by Type 6 173 Property Tax Data 7 174 Property Tax Levies and Collections 8 176 Principal Taxpayers— Property Taxes 9 177 Retail Tax Collections by Sector 10 178 Ratios of Outstanding Debt by Type 11 179 Computation of Legal Debt Margin 12 180 Legal Debt Margin Ratios 13 180 Computation of Net Direct and Estimated Overlapping Debt 14 181 Ratios of Net General Bonded Debt to Assessed Value 15 182 Pledged Revenue Bond Coverages 16 183 Population, Income and Housing Trends 17 184 Major Employers 18 185 Staffing Levels by Department 19 186 Operating Indicators by Department 20 187 Capital Asset Indicators by Department 21 188 Utility Customers by Customer Class 22 189 iii City of Auburn: 2023 Annual Comprehensive Financial Report Table of Contents * * ACITY of IB u RN* WASHINGTON iv F . _ _ , _ . ACITY OF 1111 ■ %III mil Ill 01' M � 7.- WASHINGTON ,:::'' "F ` Mayor Nancy Backus Serving as Mayor since 2014 City Council 2004-2014 . AUBURN CITY COUNCIL 1111 it i illit 1 k !,bi1 SFj i, jt: - f 1 Ail' iL Larry Brown Clinton Taylor Hanan Amer Kate Baldwin Deputy Mayor Serving since 2024 Serving since 2024 Serving since 2021 Serving since 2018 i * ,.. • - 4 Tracy Taylor Cheryl Rakes Yolanda Trout-Manuel Serving since 2024 Serving since 2023 Serving since 2014 DEPARTMENT DIRECTORS Administration I Dana Hinman Human Resources I Candis Martinson Anti-Homelessness I Kent Hay Innovation and Technology I David Travis Chief Equity Office I Brenda Goodson-Moore Parks,Arts&Recreation Daryl Faber City Attorney I Jason Whalen Police I Mark Caillier Community Development I Jason Krum Public Works I Ingrid Gaub Finance I Jamie Thomas 1 Citizens City Council Executive Assistant Mayor Outreach Program Nancy Backus Administrator Council Administrative Assistant Director of Administration Director of Community Development Dana Hinman Jason Krum Director of Human Resources and Risk Management Director of Public Works Candis Martinson Ingrid Gaub Finance Director Police Chief Jamie Thomas Mark Caillier City Attorney Parks,Arts and Recreation Director Jason Whalen Daryl Faber Director of Anti-Homelessness Director of Innovation and Kent Hay Technology David Travis Chief Equity Office Brenda Goodson-Moore 2 �- * MAYOR NANCY BACKUS CITY OF __J * ® 25 WEST MAIN STREET,AUBURN.WA 98001 A M �■ ! • d 11 253-931-3000 ® AUBURNwA.GCv WASHINGTON September 23, 2024 Honorable Nancy Backus, Mayor Members of the Auburn City Council Citizens of the City of Auburn 25 W Main Street Auburn,WA 98001 We are pleased to present the City's Annual Comprehensive Financial Report for the year ended December 31,2023. We publish this financial statement in conformity with generally accepted accounting principles (GAAP). It has been audited in accordance with generally accepted auditing standards by the Washington State Auditor's Office. Therefore,we issue and transmit to you the City of Auburn's Annual Comprehensive Financial Report for the fiscal year ended December 31, 2023. This transmittal letter provides an overview of the report and the financial condition of the City. It also provides insight into the history of the City and the economic conditions affecting it, and describes the systems and controls employed by the Finance department. The Annual Comprehensive Financial Report has several significant uses. First, it provides a general overview of the City's finances to the general public and taxpayers. Second, it is referenced by bond buyers and rating agencies to evaluate the City's fiscal stability and creditworthiness. Finally, the Annual Comprehensive Financial Report is a series of financial statements that have been audited by the State Auditor's Office and provides assurances that assets are safeguarded, and funds are expended as they were legally appropriated in the biennial budget. I. INTRODUCTION A. Management Representation The Auburn Finance Department prepared the report and accepts complete responsibility for the accuracy, completeness, and fairness of presentation of the information included. The data is believed to be accurate in all material respects, and it is believed that all significant information necessary for an understanding of the affairs and financial condition of the City has been disclosed. The report has been prepared in conformance with generally accepted accounting principles and in conformance with financial reporting standards issued by the Governmental Accounting Standards Board (GASB). City management has developed and evaluated a comprehensive internal control structure that is designed to protect the City's assets from loss, theft, or misuse and to compile sufficient reliable information for the preparation of the City's financial statements in conformity with generally accepted accounting principles. Because the cost of internal controls should not outweigh the benefits, the City's internal control structure is designed to provide reasonable, rather than absolute, assurance that the financial statements will be free from material misstatement. As management, we attest that, to the best of our knowledge and belief, this financial report is complete and reliable in all material aspects. 3 City of Auburn: 2023 ACFR Letter of Transmittal GAAP requires that management provide a narrative introduction, overview, and analysis to accompany the basic financial statements in the form of Management's Discussion and Analysis (MD&A). This letter of transmittal is designed to complement the MD&A and should be read in conjunction with it. Auburn's MD&A can be found immediately following the independent auditor's report. B. Organization of the Report The report is divided into three sections: the Introductory Section,the Financial Section, and the Statistical Section. The Introductory Section contains the table of contents, a list of the City's principal officials, an organizational chart, this letter of transmittal, and the Certificate of Achievement for Excellence in Financial Reporting from the Government Finance Officers' Association of the United States and Canada for the 2022 Annual Comprehensive Financial Report. The Financial Section contains the Washington State Auditor's Report, completed by the Washington State Auditor, Management's Discussion and Analysis, Government-Wide Financial Statements, the Fund Financial Statements, Notes to the Financial Statements and Other Required Combining and Supplemental Information. The Statistical Section,which is unaudited, contains a range of statistical tables and charts that present various financial, economic, social, and demographic data about the City. This information depicts various trends that have affected the fiscal condition of the City over the last ten years. The data presented in this section complies with the requirements of GASB Statement No. 44, Economic Condition Reporting:• The Statistical Section. C. Reporting Entity The City of Auburn was incorporated in 1891 and currently operates as a non-charter Code City under the laws of the State of Washington. Code City status in Washington provides "home rule" authority to cities. Auburn has a Mayor/Council form of government; the Mayor is elected and is the full-time Chief Administrator. The seven-member City Council is elected at large, rather than by district. Members of the City Council are responsible for establishing the general direction and policies for the City and for providing the resources necessary to carry out those policies. As the City's chief administrator,the Mayor is responsible for carrying out the policy and direction set by the City Council. This includes the enforcement of laws and ordinances, the execution of contracts and agreements, and maintenance of peace and order in the city.The City is located primarily in southern King County and a small northeastern portion of Pierce County. These are the two most populous counties in the State of Washington, comprising over 41% of the state-wide population. The City is strategically located in relation to the labor and consumer markets of the two largest cities in the area: Seattle in King County and Tacoma in Pierce County. Auburn currently serves approximately 88,750 people within its incorporated limits. The City provides a wide range of services, both beneficial and necessary to its residents as well as to the adjacent area. These services include police protection; parks and recreational facilities that include a senior center, gymnasium, community and teen center, golf course and museum; land use management and development regulation; infrastructure construction and maintenance; water, sanitary sewage collection, storm drainage, and solid waste services; a general aviation airport; and a municipal cemetery. The City is a member/owner of Valley Communications providing emergency 911 services and South Correctional Entity (SCORE) providing jail facilities. Both these organizations provide services to other owner/member governments and other non-owner/member governments as well through interlocal agreements. 4 City of Auburn: 2023 ACFR Letter of Transmittal II. ECONOMIC CONDITION A. Summary of Local Economy Auburn began as a small rural community founded on agriculture and the railroad, which maintained a significant switching and repair facility. The City has grown significantly since World War II, both as a residential community and as a commercial and industrial location. Auburn has become a significant area for automobile sales and has also developed a substantial manufacturing and distribution base with the largest employer being The Boeing Co.,which employs approximately 3,935 people at its Auburn facility. Boeing is a worldwide supplier of aircraft and related products. At the start of 2023, Auburn was providing approximately 43,916 jobs with an unemployment rate of 3.9%. By the end of 2023 the unemployment rate had subsided to 3.8%, which is below both the national and state figures. Auburn has enjoyed steady residential and industrial growth over the years as development has moved outward from the major cities. Auburn is currently home to about 8,500 businesses and is the center of the largest industrial complex in the Pacific Northwest. The City has a growing array of manufacturing facilities, as well as distribution, wholesale, and retail operations. Auburn's transit-oriented district is home to the MultiCare Auburn Medical Center, with a Trauma Level III emergency facility. This location serves the local geographic area and employs approximately 1,500 people. The City's total assessed property valuation has increased by 130% in 10 years from $7.4 billion in 2014 to $17.5 billion in 2023. However, in the State of Washington property tax is limited to 1% growth year over year, despite the rising assessed valuations. The total property tax rate has decreased from $2.17 per 1,000 in assessed valuation in 2014 to $1.39 per 1,000 in assessed valuation in 2023. Sales tax revenue, excluding criminal justice and annexation sales tax credits, increased by $3.0 million (11.5%) from 2022 to 2023, making 2023 the third year in a row for strong sales tax collections, largely due to pent up demand and inflationary costs. Sales tax revenue constitutes about 21% of total General Fund revenue.While the local economy is generally favorable,the City remains vigilant in its management of expenses to ensure it lives within its means, particularly with the uncertainties related to concerns of an impending recession. Despite economic cycles, the City has continually focused on enhancing the quality of life in the community and focusing on maintaining and redeveloping its aging infrastructure. For example, the City's Local Street program is partially funded by dedicating 2.5% of utility taxes toward local roadway improvements. The Arterial Street Program is funded by .1% sales and use tax enacted by the Transportation Benefit District (TBD) ordinance. The City's budgeting process is based on financial policies directed at conserving fiscal resources while supporting programmatic strategies. Budget recommendations reflect a long-range analysis of fiscal trends. These policies and practices have not only averted serious funding problems in the past but have enabled the General Fund to remain on a firm financial footing during the most recent recession. The City maintains a stable financial condition by managing expenditure budgets to available revenue streams. All funds contain adequate balances, and the City's debt is manageable. The General fund contains a satisfactory balance along with a reserve fund for stabilization, a significant Insurance fund has been set aside for contingencies, and the Equipment Rental fund is adequate for vehicle replacement. The Proprietary and Fiduciary funds are in satisfactory condition. The City completed a review of the City's 5 City of Auburn: 2023 ACFR Letter of Transmittal water, sewer, and stormwater utility rates in 2022 and established rates to fund operating and capital needs through 2024. B. Future Economic Outlook Auburn is in a continuous process of both short-term and long-term financial planning. Short-term financial planning is inherent in the development of the City's biennial budget. Concurrent with the biennial budget is the review of the City's long-term capital needs. Funding sources are assessed with the development of the six-year Capital Facilities Plan. The capital facility plan is a component of the Comprehensive Master Plan, which outlines how the City should look and function in twenty years and creates a vision that can be realistically implemented. An integral part of this vision is determining how to allocate the City's financial resources to achieve the desired goals. The City has several long-term municipal planning and capital projects underway. These include reconstruction of aged utility infrastructure and street improvements that include rehabilitation of local neighborhood streets. These projects will improve mobility, will contribute to the restoration of a North/South arterial corridor, and provide for greater recreational opportunities for the community. These municipal projects, coupled with the new private sector developments described earlier, will help ensure local economic growth continues, albeit not at the rate experienced in the late 1990s. The challenge is to control costs that grow at a faster rate than revenue. Areas of concern are health care costs, pension costs, other post-employment benefits (OPEB), and public safety costs related to incarceration and labor contracts. Continuing to maintain service level in these sectors will draw valuable resources from other areas such as infrastructure replacement and capital programs. As Auburn moves forward, economic conditions will be continually monitored and adjustments to city spending, and services made to maintain the City's financial health. Long-term plans will be focused on ensuring the City continues to be an economically strong and viable city. C. Tax Abatements The multi-family property tax exemption program was codified as RCW 84.14 to incentivize residential development in urban centers. Chapter 3.94 of the City Code defines the purpose of the program, application procedure, project eligibility, and other processes to administer the exemption. The program is set to accomplish goals and benefits such as: • Encouraging the residential opportunities, • Stimulating new construction for housing, • Directing the future population growth into the City's downtown core, • Achieving development densities that enhance the use of the community's mass transit opportunities, and • Promoting the community development and downtown core revitalization in fulfillment of the city's downtown plan. 6 City of Auburn: 2023 ACFR Letter of Transmittal The Community Development department oversees the compliance with requirements regarding the muti-family housing property tax exemption. The following provides information on the exemption amounts and the number of units available in return for the exemption: Number of Property Tax Year Exempted Units Abated 2023 481 $146,190 2022 481 148,754 2021 255 77,838 2020 255 80,734 2019 255 81,414 A use tax exemption was established for aerospace industry under the Washington State tax legislation. Washington State Department of Revenue administers the state tax programs including use tax and its exemptions.The Joint Legislative Audit and Review Committee,JLARC, reviews and evaluates aerospace tax preferences. By law, the evaluation includes whether a preference achieves the Legislature's objectives, who benefits, how much they save, and other factors. Per the Legislative Auditor's conclusion, the program objectives have been met in three areas, including reducing the cost of doing business, encouraging the continued presence of the industry, and providing jobs with good wages and benefits. However, per the conclusion, it is unclear if the objective to maintain and grow Washington's aerospace industry workforce has been met. Please refer to JLARC page at leg.wa.gov to obtain more information about the program evaluation. III. FINANCIAL INFORMATION A. Cash Management The City invests in U.S. Treasury and Agency Issues, Prime Bankers Acceptances, Time Deposits, and Repurchase Agreements. Investment policies and procedures, established by the Mayor and adopted by the City Council, require the City to establish a trustee to take delivery of all investment transactions at time of payment. The City has contracted with the Bank of New York to provide delivery versus payment trustee services on all government agency investments. The State of Washington maintains an investment pool to provide economies of scale in investing to smaller-and medium-sized cities in the State. The City uses this service for all funds not invested in longer-term securities. The pool operates under the same legal restrictions that apply to all municipalities in the State and, consequently, uses the same instruments as listed above. The State also takes delivery of all investment transactions. The City has adopted a comprehensive investment policy statement to guide City investment practices. These policies are closely patterned after the recommendations in Investing Public Funds published by the Government Finance Officers Association (GFOA). Investments are restricted to less than five years in order to maintain liquidity on all investments in all funds yet enable the City to take advantage of the yield curve. Fiduciary funds,which involve long-term reserves and require minimal liquidity, are invested for longer time periods. The City undertakes repurchase agreements only with financial institutions that offer the City full protection in the event of default, by providing the delivery of the underlying security to the City. 7 City of Auburn: 2023 ACFR Letter of Transmittal B. Risk Management The City participates in the Washington Cities' Insurance Authority (an insurance pool of over 160 members) and the City actively pursues risk reduction in the operation of its programs. The Washington Cities' Insurance Authority not only provides a sharing of risk by pooling of losses, but it also provides an extensive array of professional services in risk management. The pool monitors the City's management practices and damage claims. The City follows the guidelines provided by the pool in an effort to minimize risk exposure in the day-to-day operations of the City's programs. The City also maintains an extensive employee safety program managed by the Human Resources department. The City purchases, with employee participation, most of its health insurance for its employees through commercial policies administered by Brown and Brown. Employees represented by the outside Teamsters Union have insurance through the Teamsters organization and employees represented by the inside Teamsters Union have insurance policies administered by the Association of Washington Cities. Beginning in 2014, the City created its own worker's compensation program and pool. Prior, the City participated in the Washington State Workers' Compensation program. To keep its long-term options open and to provide for any uninsured losses that might occur, the City has elected to build an insurance reserve (the Insurance fund). The Insurance fund supplements various insurance coverages maintained by the City. This fund is also used to self-insure some limited exposures, the most significant of which is accidental loss to City-owned vehicles. IV. OTHER RELEVANT INFORMATION A. Independent Audit State law requires an annual audit of all City books of accounts and financial records by the Office of the State Auditor, which is headed by an independently elected State official, the State Auditor. The Auditor has broad legal authority to inquire into all financial and legal compliance matters and such audits are considered equal to audits by certified public accounting firms. The 2023 financial audit of the City is complete and was conducted in conformance with Generally Accepted Auditing Standards. The financial statements of all City funds have been included in this audit. The City has been given an unmodified opinion for 2023. Please see the Auditor's Report. The State Auditor's Office also audits the City's administration of its federal grants under the single audit concept. B. Awards The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Auburn for its Annual Comprehensive Financial Report for the fiscal year ended December 31,2022. This was the thirty-seventh consecutive year that the City has achieved this prestigious award. To be awarded a Certificate of Achievement, a government must publish an easily readable and efficiently organized annual comprehensive financial report. This report must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current Annual Comprehensive Financial Report continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. 8 City of Auburn: 2023 ACFR Letter of Transmittal C. Acknowledgments Preparation of this report could not have been accomplished without the professional, efficient, and dedicated staff of the Finance department and various other City employees who assisted in its production. Further appreciation is extended to the Mayor and City Council for their encouragement, interest, and support in conducting the financial affairs of the City in a sound and progressive manner. The assistance of the auditors from the Washington State Auditor's Office is also greatly appreciated. Respectfully submitted, Jamie Thomas Finance Director 9 GD Government Finance Officers Association Certificate of Achievement for Excellence in Financial Reporting Presented to City of Auburn Washington For its Annual Comprehensive Financial Report For the Fiscal Year Ended December 31, 2022 P Executive Director/CEO 10 9��pR OFF, fig 4 ' N:C ) 'OY 17+05 L Vo Office of the Washington State Auditor Pat McCarthy INDEPENDENT AUDITOR'S REPORT ON THE AUDIT OF THE FINANCIAL STATEMENTS Mayor and City Council City of Auburn Auburn, Washington REPORT ON THE AUDIT OF THE FINANCIAL STATEMENTS Opinions We have audited the accompanying financial statements of the governmental activities, the business- type activities, each major fund and the aggregate remaining fund information of the City of Auburn as of and for the year then ended December 31, 2023, and the related notes to the financial statements, which collectively comprise the City's basic financial statements as listed in the table of contents. In our opinion, the accompanying financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund and the aggregate remaining fund information of the City of Auburn,as of December 31, 2023, and the respective changes in financial position and,where applicable, cash flows thereof, and the respective budgetary comparison for the General,American Rescue Plan Act(ARPA)and Arterial Street funds for the year then ended in accordance with accounting principles generally accepted in the United States of America. Basis for Opinions We conducted our audit in accordance with auditing standards generally accepted in the United States of America (GAAS) and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Our responsibilities under those standards are further described in the Auditor's Responsibilities for the Audit of the Financial Statements section of our report. We are required to be independent of the City and to meet our other ethical responsibilities, in accordance with the relevant ethical requirements relating to our audit. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. 11 Responsibilities of Management for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America, and for the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. In preparing the financial statements, management is required to evaluate whether there are conditions or events, considered in the aggregate,that raise substantial doubt about the City's ability to continue as a going concern for twelve months beyond the financial statement date, including any currently known information that may raise substantial doubt shortly thereafter. Auditor's Responsibilities for the Audit of the Financial Statements Our objectives are to obtain reasonable assurance about whether the financial statements as a whole are free from material misstatement, whether due to fraud or error, and to issue an auditor's report that includes our opinions. Reasonable assurance is a high level of assurance but is not absolute assurance and therefore is not a guarantee that an audit conducted in accordance with GAAS and Government Auditing Standards will always detect a material misstatement when it exists. The risk of not detecting a material misstatement resulting from fraud is higher than for one resulting from error, as fraud may involve collusion, forgery, intentional omissions,misrepresentations, or the override of internal control. Misstatements are considered material if there is a substantial likelihood that, individually or in the aggregate, they would influence the judgment made by a reasonable user based on the financial statements. Performing an audit in accordance with GAAS and Government Auditing Standards includes the following responsibilities: • Exercise professional judgment and maintain professional skepticism throughout the audit; • Identify and assess the risks of material misstatement of the financial statements,whether due to fraud or error, and design and perform audit procedures responsive to those risks. Such procedures include examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements; • Obtain an understanding of internal control relevant to the audit in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the City's internal control. Accordingly, no such opinion is expressed; • Evaluate the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluate the overall presentation of the financial statements; • Conclude whether, in our judgment, there are conditions or events, considered in the aggregate, that raise substantial doubt about the City's ability to continue as a going concern for a reasonable period of time; and 12 • Communicate with those charged with governance regarding, among other matters, the planned scope and timing of the audit, significant audit findings, and certain internal control-related matters that we identified during the audit. Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management's discussion and analysis and required supplementary information listed in the table of contents be presented to supplement the basic financial statements. Such information is the responsibility of management and, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Supplementary Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City's basic financial statements. The combining financial statements and schedules are presented for purposes of additional analysis and are not a required part of the basic financial statements. Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the basic financial statements. This information has been subjected to auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the information is fairly stated, in all material respects, in relation to the basic financial statements as a whole. Other Information The other information comprises Introductory and Statistical sections but does not include the basic financial statements and our auditor's report thereon. Management is responsible for the other information included in the financial statements. Our opinions on the basic financial statements do not cover the other information, and we do not express an opinion or provide any assurance thereon. 13 In connection with the audit of the basic financial statements, our responsibility is to read the other information and consider whether a material inconsistency exists between the other information and the basic financial statements, or the other information otherwise appears to be materially misstated. If, based on the work performed, we conclude that an uncorrected material misstatement of the other information exists, we are required to describe it in our report. OTHER REPORTING REQUIRED BY GOVERNMENT AUDITING STANDARDS In accordance with Government Auditing Standards, we will also issue our report dated September 23, 2024, on our consideration of the City's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements and other matters. That report will be issued under separate cover in the City's Single Audit Report. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing,and not to provide an opinion on internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City's internal control over financial reporting and compliance. Sincerely, Pat McCarthy, State Auditor Olympia, WA September 23, 2024 14 City of Auburn: 2023 Annual Comprehensive Financial Report Management's Discussion and Analysis MANAGEMENT'S DISCUSSION AND ANALYSIS The City of Auburn's (the "City") discussion and analysis is designed to: • Assist the reader in focusing on significant financial issues. • Provide an overview of the City's financial activity. • Identify changes in the City's financial position (its ability to meet future years' challenges) • Identify any material deviations from the approved budget. • Identify individual fund issues or concerns. Management's Discussion and Analysis is designed to focus on the current year's activities, resulting changes and currently known facts. Therefore, it should be read in conjunction with the Transmittal Letter and the City's financial statements. Financial Highlights • Total government-wide net position — the difference between assets plus deferred outflows and liabilities plus deferred inflows — equals $866.5 million, an increase of $42.7 million or 5.2%. Of this, a total of $596.5 million, or 68.8% of total net position, represents net investment in capital assets and includes assets such as utility systems, streets, buildings, land, vehicles and equipment. An additional $7.1 million of net position is restricted for purposes of endowment and debt service. Of the remaining $262.9 million of net position, $36.9 million is legally restricted, restricted by City policy for specific purposes, or is restricted for use by the City's utilities. $20.5 million in net pension assets are restricted, as required by GASB 68, and the remaining $205.5 million is unrestricted. • The net increase in government-wide net position during 2023 was $42.7 million. City-owned net investment in capital assets decreased by $5.7 million, restricted net position decreased by $2.6 million, and unrestricted net position increased by $51.6 million. • Business-type net position increased by $9.9 million to $316.8 million during 2023 mainly due to increase in unrestricted net position. • Governmental fund balances at year-end totaled $131.5 million. Of this amount, $66.0 million, or 50.0%, is unassigned and available to fund ongoing activities. Compared to 2022, total governmental fund balances increased by $25.9 million, most of which is accounted for in unassigned fund balance. This increase reflects a couple of changes in major revenue streams in 2023 including: the first full year of business and occupation tax collection, investment earnings related to several new purchases to take advantage of high mid-term rates, and increased collection of fines and penalties related to the newly implemented school zone speed cameras. • Total City debt payments during the year, less compensated absences, lease liabilities, subscription liabilities, pension liabilities, and other post-employment benefits, were $4.0 million. Long-term liabilities totaled $88.4 million at December 31,2023. The ending long-term liabilities saw a decrease of $1.4 million from 2022. While the City retired $3.2 million of bond principal, and a net reduction of post-employment liabilities of$1.6 million, the City also added $2.4 million of loans. New in 2023, the City recognized $4.1 million of subscription liability as required by GASB Statement No. 96, further offsetting the net decrease in ending long-term liabilities. See note 7 for further information on long-term liability activity during the year. 15 City of Auburn: 2023 Annual Comprehensive Financial Report Management's Discussion and Analysis Overview of the Financial Statements The City's basic financial statements are presented in three parts: 1) Government-wide financial statements 2) Fund financial statements 3) Notes to the financial statements These statements report on the City's net position and changes during the reporting year. The net position is the difference between assets plus deferred outflows of resources and liabilities plus deferred inflows of resources. Other supplementary information, in addition to the basic financial statements, is also contained in this report. This section of the management's discussion and analysis is intended to introduce and explain the basic financial statements. Government-wide Financial Statements The government-wide financial statements are designed to be corporate-like in that all governmental and business-type activities are consolidated into columns which add to a total for the City. The focus of the Statement of Net Position is designed to be similar to bottom-line results for the City and its governmental and business-type activities. This statement combines and consolidates governmental funds' current financial resources (short-term spendable resources) with capital assets, deferred outflows of resources, long-term obligations and deferred inflows of resources. Over time, increases or decreases in net position may be one indicator of improvement or deterioration in the City's overall financial health. The Statement of Activities is focused on both the gross and net cost of various functions, including both governmental and business-type activities, which are supported by the City's general tax and other revenues. This is intended to summarize and simplify the user's analysis of cost of various governmental services and/or subsidy to various business- type activities. The revenue generated by the specific functions (charges for services, grants, and contributions) is compared to the expenditures for those functions to show how much each function either supports itself or relies on taxes and other general funding sources for support. All activity on this statement is reported on the accrual basis of accounting, requiring that revenues are reported when they are earned and expenditures are reported when they are incurred, regardless of when cash is received or disbursed. Governmental activities of the City include general government (executive, finance, legal, human resources, and contracted court), public safety (police), physical environment, economic environment, transportation, health and human services, and culture and recreation. The City's business-type activities include water, sanitary sewer, storm water and solid waste utilities as well as the operations of an airport and cemetery. Governmental activities are primarily supported by taxes, charges for services, and grants, while business-type activities are self-supporting through user fees and charges. Fund Financial Statements The Fund Financial Statements are the traditional reporting format for governments. A fund is a fiscal and accounting entity with a self-balancing set of accounts used to account for specific activities or meet certain objectives. While the government-wide statements present the City's finances based on the type of activity (general government vs. business type), the Fund Financial Statements are presented by fund type, such as the general fund, special revenue funds and proprietary funds, with the focus on major funds. Governmental Funds are used to account for essentially the same functions that are reported as governmental activities in the government-wide financial statements. The government major fund is presented utilizing the "sources and uses of liquid resources" basis. This is the manner in which the budget is typically developed.The basis of accounting is different between the governmental fund statements and the government-wide financial statements. The governmental fund 16 City of Auburn: 2023 Annual Comprehensive Financial Report Management's Discussion and Analysis statements focus on the near-term revenues/financial resources and expenditures while the government-wide financial statements include both near-term and long-term revenues/financial resources and expenditures. The information in the governmental fund statements can be used to evaluate the City's near-term financing requirements and immediate fiscal health. Comparing the governmental fund statements with the government-wide statements can help the reader better understand the long-term impact of the City's current-year financing decisions. Because the basis of accounting is different between the governmental fund statements and the government-wide financial statements, reconciliations are provided. The reconciliation between the governmental fund Balance Sheets and the government-wide Statement of Net Position is found directly following the governmental funds' Balance Sheet; the reconciliation between the governmental fund Statement of Revenues, Expenditures and Changes in Fund Balance and the government-wide Statement of Activities is found directly following the governmental funds' Statement of Revenues, Expenditures, and Changes in Fund Balances. The City maintains eighteen individual governmental funds. Of these, four are considered major (the general fund, the American Rescue Plan Act fund, the arterial street fund, and the capital improvement projects fund) and are presented separately in the governmental fund Balance Sheet and the governmental fund Statement of Revenues, Expenditures and Changes in Fund Balances. The remaining governmental funds are combined into a single column labeled "Other Governmental Funds". Individual fund data for each of the other governmental funds can be found in the combining statements later in this report. The City maintains budgetary control over its operating funds through the adoption of a biennial budget. Budgets are adopted at the fund level according to state law. Budgetary comparison statements are presented for the general and arterial street funds as part of the basic financial statements. Other budgetary comparison statements are included following the other government funds' combining statements. Proprietary funds are used by governments to account for their business-type activities and use the same basis of accounting utilized in private industry. Business-type activities provide specific goods or services to a group of customers that are paid for by fees charged to those customers. There is a direct relationship between the fees paid and the services rendered. The City has two types of proprietary funds: enterprise funds and internal service funds. Enterprise funds are used to account for goods and services provided to citizens, while internal service funds are used to account for goods and services provided internally to various City departments. Enterprise funds report the same functions presented as business-type activities in the government-wide statements, but in greater detail. The City's enterprise fund statements provide information on the City's four utilities (water, sanitary sewer, storm water, and solid waste) as well as the City-owned airport and cemetery. Internal service funds are an essential accounting tool used to accumulate and allocate costs internally among the City's various functions. The City uses internal service funds to account for its fleet of vehicles, maintenance and operation of facilities, computer hardware and software services, employee costs related to occupational injury or illness, and insurance premiums. Internal service funds benefit both governmental and business-type activities and are allocated accordingly in the government-wide statement of activities. Fiduciary funds account for assets held by the City in a trustee capacity or as an agent for individuals, private organizations, other governments or other funds. Fiduciary funds are not included in the government-wide financial statements because their assets are not available to support the City's activities. 17 City of Auburn: 2023 Annual Comprehensive Financial Report Management's Discussion and Analysis Notes to the Financial Statements The notes provide additional information that is essential to a full understanding of the data provided in the government- wide and fund financial statements. The notes to the financial statements can be found at the end of the Basic Financial Statements section. Other Information In addition to the basic financial statements and accompanying notes, this report also presents certain required supplementary information concerning the budget vs. actual reports of the City's general fund and major special revenue funds. The budget vs. actual required supplementary information can be found on pages 42 through 44 and pages 116 through 117. The pension benefit and other postemployment benefit required supplementary information is found in the required supplemental information section. The combining statements referred to earlier in connection with nonmajor governmental funds, nonmajor enterprise funds, and internal service funds are presented in the section titled "Fund Financial Statements and Schedules". Government-wide Financial Analysis The statement of net position may serve as a useful indicator of the City's financial position. The overall financial position has improved for the City of Auburn over the prior year. Changes in Net Position from 2022 to 2023 show an increase in total net position of $42.5 million or 5.2%. Following is a condensed version of the government-wide statement of net position with a comparison to 2022: Governmental Activities Business-Tvoe Activities Total As of 12/31/2022 As of 12/31/2023 As of 12/31/2022 As of 12/31/2023 As of 12/31/2022 As of 12/31/2023 Current and other assets $ 203,344,990 $ 225,562,297 $ 97,171,469 $ 103,163,738 $ 300,516,460 $ 328,726,036 Capital asset,net of accumulated Depreciation 399,916,214 398,590,841 265,455,402 263,095,510 665,371,617 661,686,351 Total Assets 603,261,205 624,153,138 362,626,872 366,259,249 965,888,076 990,412,387 Deferred Outflows of Resources 12,388,774 12,668,302 2,633,739 2,403,397 15,022,513 15,071,698 Long-term liabilities 56,399,820 55,974,971 33,458,454 32,469,957 89,858,274 88,444,928 Other Liabilities 29,139,508 21,211,763 14,920,595 10,598,746 44,060,104 31,810,509 Total Liabilities 85,539,328 77,186,734 48,379,049 43,068,703 133,918,377 120,255,437 Deferred Inflows of Resources 13,149,680 9,864,678 10,043,516 8,828,523 23,193,196 18,693,201 Net Position Net Investment in Capital Assets 371,760,695 368,081,520 230,412,108 228,381,433 602,172,802 596,462,953 Restricted: Capital Projects 37,643,124 33,556,101 - - 37,643,124 33,556,101 Central Business District Development 133,695 - - - 133,695 - Community Development Block Grant Program 42,904 42,904 - - 42,904 42,904 Debt Service 1,702 - 4,587,015 4,994,288 4,588,717 4,994,288 Drug Investigation and Enforcement 1,116,248 908,127 - - 1,116,248 908,127 Nonexpendable Permanent Endowment 2,070,671 2,151,308 - - 2,070,671 2,151,308 Opioid Settlement - 72,471 - - - 72,471 Firemen's Relief and Pension Plan - 1,870,328 - - - 1,870,328 Pension Asset 18,676,810 17,782,274 2,532,355 2,709,512 21,209,165 20,491,786 Rate Stabilization - - 438,483 - 438,483 Tourist Promotion 464,299 506,580 - - 464,299 506,580 Unrestricted 85,050,823 124,798,415 68,868,084 80,680,187 153,918,907 205,478,602 Total Net Position $ 516,960,971 $ 549,770,028 $ 306,838,045 $ 316,765,420 $ 823,799,016 $ 866,535,448 The largest component of the City's net position, $596.5 million or 68.8%, is its net investment in capital assets. This balance is broken down by governmental activities ($368.1 million) and business type activities ($228.4 million). 18 City of Auburn: 2023 Annual Comprehensive Financial Report Management's Discussion and Analysis Governmental capital assets, such as streets, parks, trails, and vehicles and equipment related to police and public works, are used to provide services to the citizens; business-type capital assets account for the utility systems infrastructure (water and sewer transmission/distribution lines, wells, pump stations, lift stations, storm retention ponds, etc.). As a result, these assets are necessary for providing existing levels of service and are not for sale and are therefore not available to fund current and future City obligations. Total net investment in capital assets decreased by $5.7 million over 2022. The City elected the GASB 34 reporting option to include all general infrastructure of the City acquired or substantially renovated since 1980. The second largest component of the City's net position is unrestricted net position, $205.5 million. This balance is broken down by: governmental activities ($124.8 million), which may be used for functions such as public safety employee salaries and supplies, parks and road maintenance, and other general governmental services; and business- type activities ($80.7 million) which may only be spent on activities related to one of the four City utilities (water, sanitary sewer, storm water and solid waste) or to the City-owned ventures (airport and cemetery). Examples of utility activities include maintenance of water/sewer mains, pump and lift stations, storm drain flushing, water meter reading, and garbage collection. Activities related to the other City-owned ventures include maintenance of hangars and runways at the airport and grooming and landscaping at the cemetery. Restricted governmental net position is $56.9 million and is restricted for purposes such as contractual obligations on capital project construction, revenue sources with external restrictions, debt service, drug investigation and enforcement, pension assets, firemen's relief and pension plan and the cemetery endowment fund. Changes in Net Position The change in net position represents the increase or decrease in City net position resulting from its various activities. The City's total net position increased by $42.7 million over 2022. • Governmental activities contributed $32.8 million to the total increase in City net position.The largest factor in this increase was the introduction of the City's Business and Occupation tax in 2022, which produced $7.5 million of increase in revenue compared to 2022. Furthermore, increases in certain revenue sources, particularly charges for service and investment earnings resulted in a revenue increase of $13.4 million over 2022. Governmental expenditures increased by $8.9 million over the same period. • Governmental activity expenses had a net increase of $8.9 million compared to 2022. A significant factor was increases in regular operations and services, most of which were attributed to professional services, salary, and benefit costs. • Business-type net position totaled $316.8 million, an increase of $9.9 million (3.2%) over 2022. Business-type revenue increased by $9.4 million; charges for services saw an increase of $7.9 million, largely due to higher service fees related to a renewed contract with the City's solid waste hauler. Conversely, capital grants and contributions decreased by $1.7 million from 2022 as a result of lower contributions from external developers. Business-type expenses increased by $6.1 million, with approximately $5.8 million attributable to increased maintenance and operation costs related to utility funds — driven mostly by increases in salaries and wages and professional services and supply costs. 19 City of Auburn: 2023 Annual Comprehensive Financial Report Management's Discussion and Analysis The following table on the next page is a condensed version of the City's changes in net position. The table shows the revenues, expenditures and related changes in net position for both governmental-type and business-type activities: CHANGES IN NET POSITION Comparative Analysis of 2023 and 2022 Governmental Activities Business-type Activities Total 2023 2022 2023 2022 2023 2022 Revenues: Program revenues Charges for services $ 19,703,591 $ 12,467,659 $ 92,817,104 $ 84,871,076 $ 112,520,695 $ 97,338,735 Operating grants and contributions 10,836,967 7,398,845 - - 10,836,967 7,398,845 Capital grants and contributions 4,831,617 8,644,981 2,102,419 3,847,367 6,934,036 12,492,348 General revenues Property taxes 24,597,118 24,635,089 - - 24,597,118 24,635,089 Sales taxes 29,372,547 26,295,124 - - 29,372,547 26,295,124 Interfund utility taxes 7,771,366 6,396,937 - - 7,771,366 6,396,937 Admission&utility taxes 13,071,264 9,532,991 - - 13,071,264 9,532,991 Excise taxes 3,584,905 6,110,151 - - 3,584,905 6,110,151 Business and Occupation 12,198,944 4,664,551 - 12,198,944 4,664,551 Other taxes 4,445,514 4,635,655 - - 4,445,514 4,635,655 Investment earnings 6,969,307 815,061 3,937,300 1,068,685 10,906,607 1,883,746 Miscellaneous revenue 799,586 1,789,159 1,547,056 1,194,771 2,346,642 2,983,930 Total revenues 138,182,725 113,386,203 100,403,879 90,981,899 238,586,604 204,368,102 Expenses: General government 17,796,126 14,735,664 - - 17,796,126 14,735,664 Public safety 38,871,123 38,402,492 - - 38,871,123 38,402,492 Transportation 19,075,820 18,517,806 - - 19,075,820 18,517,806 Physical environment 4,631,448 3,597,960 - - 4,631,448 3,597,960 Culture and recreation 16,735,629 14,800,322 - - 16,735,629 14,800,322 Economic environment 5,251,455 4,662,845 - - 5,251,455 4,662,845 Health and human services 3,432,638 2,179,401 - - 3,432,638 2,179,401 Interest on long-term debt 731,092 677,414 - - 731,092 677,414 Water - - 16,397,394 14,094,553 16,397,394 14,094,553 Sanitary sewer - - 28,014,709 28,481,203 28,014,709 28,481,203 Storm drainage - - 11,424,247 10,370,729 11,424,247 10,370,729 Solid waste - - 29,377,682 26,457,098 29,377,682 26,457,098 Airport - - 2,317,741 - 2,317,741 - Other business-type activities - - 1,793,070 3,754,361 1,793,070 3,754,361 Total expenses 106,525,331 97,573,904 89,324,843 83,157,944 195,850,174 180,731,848 Increase in net position before transfers 31,657,395 15,812,299 11,079,035 7,823,955 42,736,430 23,636,254 Transfers 1,151,660 304,449 (1,151,660) (304,449) - - Change in net position 32,809,055 16,116,748 9,927,375 7,519,506 42,736,430 23,636,254 Net Position,January 1,as Previously Reported 516,960,973 500,844,225 306,838,045 299,318,539 823,799,018 800,162,764 Net position,December 31 $ 549,770,028 $ 516,960,973 $ 316,765,420 $ 306,838,045 $ 866,535,448 $ 823,799,018 20 City of Auburn: 2023 Annual Comprehensive Financial Report Management's Discussion and Analysis Governmental Activities The chart below summarizes the governmental activity revenue, by source. Revenues by Source—Governmental Activities Business and Occupation Tax, Utility Tax,15% 9% Capital Grants and Contributions,3% Charges for Services,14% Sales Tax,21%. Operating Grants and Contributions,8% Other Revenue.6% Properly Tax,18% Other Taxes,6% The City's most significant Governmental Revenue sources are taxes (69%), charges for services (14%), and grants and contributions (11%). Overall, the City's governmental revenue exhibits an increase of$24.8 million or 21.9%over 2022. Governmental charges for service revenue increased by $7.2 million, due primarily to increased revenue associated with parking infractions, support services, excavation permits, law enforcement services, fines and forfeitures, business licenses and permit charges. Additionally, increase in excess revenue over expenses related to internal service fund activity, has a had a positive impact on the government-wide revenues associated with governmental activities. B&O tax and investment earnings increased respectively by $7.5 and $6.2 million. Offsetting these revenue increases was a decrease in excise taxes of $2.5 million, and a decrease of $3.8 million in capital grants and contributions. General tax revenues increased by 15.5%to $95.0 million between 2022 and 2023: • Business and occupation tax increased by$7.5 million or 61.5%due to 2023 being the first full year of collections and business outreach and enforcement. • Utility and admission tax revenue increased by $3.5 million or 37.1% due to an increase in Solid Waste Utility tax collections, increased private utility tax collections for electric, and collection of water/sewer/storm tax for external agencies provided service inside the City of Auburn city limits. • Sales tax collections increased $3.0 million or 11.7%, due largely to continued demand and inflation in the automobile sales and services sectors. • Interfund utility tax revenue saw an increase of $1.4 million or 21.5% due to increased user rates in the utility funds. • Property tax revenue decreased $0.04 million or 0.2%. Property tax increases are limited, by State law, to 1% each year. This small decrease reflects the timing of collections. • Excise tax revenue decreased by $2.5 million or 41.3%. The majority of this is Real Estate Excise Tax (REET), which is an excise tax that the City receives on the sale of real property within the City limits of Auburn. Although home values remain high, increasing interest rates in 2023 led to fewer sales in 2023 over 2022. 21 City of Auburn: 2023 Annual Comprehensive Financial Report Management's Discussion and Analysis The chart below identifies the specific programs' revenues and related expenses for the various activities of the City. Gaps between specific programs' revenues and their related expenses are funded through general tax revenues. Program Expenses and Revenues—Governmental Activities $45 $40 $35 $30 '' 0 $25 $20 $15 $10 $5 $ I II LIII. ■- General Public Safety Transportation Physical Culture and Economic Health and Government Environment Recreation Environment Human Services •Expenses •Program Revenues Business-Type Activities The following chart shows the funding sources for the for business-type activities, broken down by source: Business Type Activity Revenues-By Source Investment Earring, Other Revenue,2% 4% Cap"stal Granisan:s Contributiara,2% Charges for Services, 92% 22 City of Auburn: 2023 Annual Comprehensive Financial Report Management's Discussion and Analysis The most significant revenue source is charges for services ($92.8 million in 2023). Revenue is collected into these funds via user fees and consumption charges. Rates for these fees are established taking into consideration the ongoing maintenance and operating costs for the systems they support, as well as the long-term capital investments and improvements that are necessary in the short and long term. These activities also rely on capital grants and contributions ($2.1 million in 2023) to help fund infrastructure projects. Following are two charts that contrast the total net position to the spendable portion of net position for each enterprise fund: Comparison of Total Net Position to Spendable Net Position—Utility Funds $120 $100 $80 0 $60 $40 $20 Water Storm Drainage Sanitary Sewer Solid Waste ■Spendable Net Position ■Total Net Position Comparison of Total Net Position to Spendable Net Position—Airport and Cemetery $16 $14 $12 a $10 $8 $6 $4 $2 Airport Cemetery ■Spendable Net Position •Total Net Position 23 City of Auburn: 2023 Annual Comprehensive Financial Report Management's Discussion and Analysis The following chart shows how each utility fund program revenue and expenses compare: Business Type Activity Revenues and Expenses (Before Capital Contributions and Transfers) $35 $30 $25 i^ 520 0 $15 $10 $5 5_ I ■■ ■■ Water Sanitary Sewer Storm Drainage Solid Waste Airport Non-major Business- Type Activities •Expenses •Revenues Generally, revenue collected from user fees of the City's utility systems exceed expenses. In 2023 there was one exception which was the Solid Waste fund. In order to mitigate rate increases for solid waste services in 2022 and 2023, a portion of the accumulated fund balance was used. Therefore, a full cost recovery model was intentionally not in effect for 2022 and 2023. The following chart shows the relative net position balances for each business-type fund: Business Type Net Position-by Fund Airport.4% Cemetery.I% Solid Waste,0% Water,35% Storm Drainage.27% Sanitary Sewer.33% 24 City of Auburn: 2023 Annual Comprehensive Financial Report Management's Discussion and Analysis The majority of the City's enterprise net position in enterprise funds relates to capital asset infrastructure, such as water and sewer mains and the airport runway. As such, most of the net position is not available to support the ongoing expenditures of the funds. Additionally, some activities such as water, sewer, and storm serve a greater number of customers and have significantly more expensive infrastructure needs, therefore their net position typically remains higher to properly fund future investments. Financial Analysis of Governmental Funds The purpose of the City's governmental funds is to report on near-term revenues/financial resources and expenditures. This information will help determine the City's financial requirements in the near future. Specifically, fund balance is a good indicator of the City's financial resources. As of December 31, 2023, the City's governmental funds had combined fund balances of $131.5 million, an increase of $25.9 million or 24.6% over the previous year. This change was primarily a result of changes in fund balances in the City's general fund ($20.3 million). The following table shows the changes in fund balance between 2022 and 2023: Changes in Fund Balance - By Fund 2023 2022 Difference General Fund $ 78,479,689 $ 58,171,880 $ 20,307,809 Arterial Street fund 2,279,131 2,350,156 (71,025) Capital Improvements Fund 15,669,290 16,134,370 (465,080) Cemetery Endowment Fund 2,390,209 2,201,305 188,904 All Other Governmental Funds 32,693,951 26,707,801 5,986,150 Total $ 131,512,270 $ 105,565,513 $ 25,946,758 Of the government funds' total fund balances, $66 million is unassigned. Nonspendable, restricted, committed and assigned fund balances account for the remaining$65.5 million. Of this, $17.7 million is restricted,committed or assigned for capital projects, $32.4 million is in special revenue funds that are restricted, committed, or assigned for specific purposes and $2.2 million is nonspendable principal balances in endowment fund (permanent fund). The following chart shows how the total $131.5 million governmental fund balances are allocated, by relative fund: Governmental Funds- Fund Balance All Other Governmental Funds, 25% Cemetery Endowment General Fund, Fund, 60% 2% Capital I mprovement" Fund, 12% Arterial Street Fund, 2% 25 City of Auburn: 2023 Annual Comprehensive Financial Report Management's Discussion and Analysis The General Fund is the primary operating fund of the City,which accounts for 59.7%of all governmental fund balances. All receipts and payments of ordinary City operations are processed through it unless they are required to be accounted for in another fund. At the end of 2023,the general fund had a fund balance of$78.5 million, $12.4 million of which is assigned or restricted, and $66.0 million is unassigned. This increase of $20.3 million in fund balance over 2022 is attributed to revenue increases by approximately $19.3 million; at the same time, expenditures only increased by about $8.6 million over 2022.The most significant contributors to the increase in the City's general fund growth between 2022 and 2023 were: • Business and Occupation tax $ 7.4 million • Investment Earnings 4.0 million • Utility tax 3.3 million Other funds that had significant fund balances include: • $2.3 million in the Arterial Street fund, used specifically for major street improvement projects. Most of these projects are funded with state and federal grants, motor vehicle excise tax,Transportation Benefit District (TBD) .1% sales tax, and impact mitigation fees. • $15.7 million in the Capital Improvement fund, used for various governmental capital asset projects. The fund balance increased by $2.1 million due to the collection of Real Estate Excise Tax that exceeds capital spending. • $35 million in all other government funds: o $16.4 million of this fund balance is in the mitigation fund, which accounts for the collection of park and traffic impact and mitigation fees that are ultimately used for capital projects. The fund balance increased by $0.5 million between 2022 and 2023 due to lower collections of developer impact fees, but consistent levels of capital spending compared to 2022. o The remaining $18.6 million of this fund balance is comprised of the City's arterial and local street preservation funds, cemetery maintenance, hotel/motel tax, community development, local revitalization, drug forfeiture, recreational trails, and municipal parks construction fund. These funds- in aggregate - increased by about $5.1 million largely due to lower-than-expected spending on street projects. • General fund revenue increased by $19.3 million, sources of which are shown in the chart below. Property taxes decreased by $0.2 million, and excise taxes decreased by $0.4 million from 2022. Over the same period, utility tax increased by $3.3 million, and B&O tax increased by $7.4 million. Sales tax and interfund utility tax increased by $0.9. Intergovernmental revenues declined by by $0.5 million. However, licenses and permits increased by $0.6 million, charges for services increased by $1.8 million, fines & forfeitures increased by $2.2 million, investment earnings increased by $4.0 million and miscellaneous revenues increased by $0.2 million. 26 City of Auburn: 2023 Annual Comprehensive Financial Report Management's Discussion and Analysis 2023 Changes in General Fund Revenue-By Source Miscellaneous Investment Earnings Fines and Forfeitures Charges for Services Intergovernmental licenses and Permits Excise Tax Utility Tax Business and Occupation Tax Interfund Utility Tax Retail Sales&Use Tax Property Tax ■ $(1,000,000) S. $1,0e0,000 $2,0 o,000 $3,000,000 $4,000,000 $5,000,000 $6,000,000 $7,030,000 $8,000,000 Financial Analysis of Proprietary Funds The City's proprietary funds provide the same type of information as found in the government-wide financial statements, but in greater detail. Factors affecting the finances of the City's proprietary funds have already been addressed in the discussion of the City's business-type activities. General Fund Budgetary Highlights The City budgets biennially by adopting two single-year budgets at the end of each even-numbered year and then making adjustments as necessary via budget amendments throughout the biennium. Major amendments to the 2023 budget included: • Budgeted general fund expenditures and transfers out increased from $98.1 million to $107.9 million. Significant changes include transfers associated with ARPA funding, carry forward items from 2022 for professional services and miscellaneous expenses. Reasons for the variances in the general fund between the final budget and actual results include: • Actual General Fund revenues totaled $117.0 million, or 19.6% above budget. Significant areas of favorable variance include business and occupation tax,which exceeded budget by $6.4 million; sales and use taxes,which exceeded budget by $3.5 million; investment earnings, which were $1.9 million higher than the budget; fines and forfeitures, which were $2.1 above the budget; and utility taxes, which were $2.4 million above budget. All areas of favorable variance included inflation, higher rates of return on investments, and new revenue sources. Areas of unfavorable variance include interfund utility taxes, which were $0.7 million below budget due to the City no longer applying this tax to the pass-through King County Metro sewerage charges, and excise taxes, which were $43,950 under budget. Intergovernmental revenues were $63,944 below budget. • Actual general fund expenditures, including transfers out,totaled $97.0 million and were under budget by $10.8 million. Departments experienced savings due to lower than anticipated salary and benefit payments due to continued vigilance in monitoring city-wide expenditures, as well as large amounts of employee attrition. Significant areas of under-expenditure include reduced personnel costs— largely due to vacancies—and reduced professional services contracts and other miscellaneous expenditures. 27 City of Auburn: 2023 Annual Comprehensive Financial Report Management's Discussion and Analysis Capital Asset and Debt Administration Capital Assets The City's investment in capital assets for both its governmental and business-type activities as of December 31, 2023, totaled $661.7 million (net of accumulated depreciation), an decrease of $7.8 million from 2022. This investment in capital assets includes land, buildings, improvements, machinery and equipment, construction in progress, utility transmission/distribution systems, roads, bridges, and other infrastructure. Major capital asset changes during the year include: • Land acquisition from MultiCare Health System resulted in an increase of $2.4 million in assets associated with governmental activities. • $1.0 million of net increase in various construction projects related to governmental activities. • Net decrease of$1.8 million in the book value of the governmental buildings is mainly the result of asset disposal by $0.4 million and $1.5 of depreciation. • $1.9 million of increase in the book value of the governmental machinery and equipment is primarily due to addition of new equipment by $4.2 million and the period depreciation of $2.2 million. • Net decrease of $8.5 in the book value of governmental infrastructure is comprised of $15.9 million for depreciation, $0.8 million of developer contributions, and $6.6 million of costs related to street preservation and improvement projects. • $4.7 million was spent by proprietary funds on construction projects and $7.0 million of completed projects was added to the cost of improvements during the year. A summary of the City's capital assets follows: Summary of Capital Assets (net of depreciation) Governmental Activities Business-type Activities Total As of 12/31/2023 As of 12/31/2022 As of 12/31/2023 As of 12/31/2022 As of 12/31/2023 As of 12/31/2022 Land 110,906,160 $ 108,373,419 $ 13,177,445 $ 13,177,445 $ 124,083,605 $ 121,550,864 Construction in progress 10,027,639 9,027,389 6,371,353 8,775,228 16,398,992 17,802,617 Buildings 44,130,932 45,984,472 1,381,726 1,481,293 45,512,658 47,465,765 Improvements other than buildings 9,418,951 9,830,266 232,310,805 233,074,401 241,729,756 242,904,667 Machinery and equipment 11,445,145 9,559,829 160,603 188,261 11,605,749 9,748,090 Intangibles 499,523 504,458 9,693,578 8,758,773 10,193,101 9,263,231 Infrastructure 203,535,801 212,001,017 - - 203,535,801 212,001,017 Lease Assets 4,332,770 4,635,368 - - 4,332,770 4,635,368 Subscription Assets 4,293,919 4,079,690 - - 4,293,919 4,079,690 $ 398,590,841 $403,995,907 $ 263,095,510 $ 265,455,401 $ 661,686,351 $669,451,309 More detailed information on capital assets is provided in Note 6. Long-term Debt At the end of the current fiscal year, the City had total net bonded debt outstanding of $57.5 million. Of this amount, $15.2 million is due to other governments, $16.8 million is general obligation bonds, and $25.5 million is revenue bonds for the water, sewer and storm utilities. The City currently maintains a rating of AA+ with Standard & Poor's for its general obligation debt. 28 City of Auburn: 2023 Annual Comprehensive Financial Report Management's Discussion and Analysis The following schedule summarizes the City's bonded debt: Governmental Business-type Activities Activities Total General obligation bonds $ 16,808,476 $ - $ 16,808,476 Revenue bonds - 25,540,000 25,540,000 Due to other governments 15,193,659 - 15,193,659 $ 32,002,135 $ 25,540,000 $ 57,542,135 In addition, the City has an outstanding $7.3 million in non-bonded long-term debt with 7 separate Public Works Trust Fund and Drinking Water Loans. Washington State law limits the amount of general obligation debt a governmental entity may issue to 7.5% of its total assessed value. Of the 7.5% limit, 2.5% is for general purposes, 2.5% is for open spaces/parks, and 2.5% is for utilities. Non-voted (limited tax) general obligation indebtedness is limited to 1.5% of assessed valuation. The combination of unlimited tax and limited tax general obligation debt for all purposes cannot exceed 7.5% of assessed valuation. Additional information can be found in note 7 and in the statistical section of this report. Economic Factors The past year realized small growth over 2022. Most positive economic impacts were seen in consistent sales and retail taxes, which were much greater than budgeted due to inflationary costs of goods resulting in strong sales and use tax revenue collections. Building permit activity and developer investments showed a decline for the second year in row in 2023 and may indicate future economic slowing. Real property values, which had finally recovered to pre-recession levels by 2016, continued to grow and assessed valuation grew an additional 2% in 2023. While economic recovery remained consistent in 2023 following a moderate 2022 and strong 2021,there are continued concerns of an impending recession,fueled by high rates of inflation triggered by increasing labor costs, scarcity of goods, and continued increases by the federal reserve.The City is considering the consistent revenue activity and budget savings in 2023 as short-term and will be leveraging the increased revenue towards one-time uses. Prior to experiencing the strong economic conditions of 2021, the City was facing a fiscal imbalance (expenditure growth outpacing revenue growth) in the next two biennium. While 2021 and 2022 have provided a slight reprieve, this imbalance is expected to return if smart fiscal policies and spending are not adhered to and/or new funding sources are not considered. Therefore, the City remains cautious and continues to vigilantly monitor and control its expenditures in order to live within the City's means. Requests for Information This financial report is designed to provide a general overview of the City of Auburn's finances for readers with an interest in the City's finances. Questions concerning this report, or requests for additional information, may be addressed to the Finance Director, City of Auburn, 25 West Main Street, Auburn WA 98001-4998. 29 City of Auburn: 2023 Annual Comprehensive Financial Report Management's Discussion and Analysis * CITY of * * UBURN WASHINGTON 30 City of Auburn: 2023 Annual Comprehensive Financial Report Basic Financial Statements GOVERNMENT-WIDE FINANCIAL STATEMENTS The City presents two government-wide financial statements. The Statement of Net Position This statement provides information all on city assets, liabilities, and deferred outflows/inflows of resources with the net difference reported as net position. The Statement of Activities This statement is focused on both the gross and net cost of various functions, including both governmental and business-type activities. The governmental activities are principally supported by taxes and intergovernmental revenues. The business-type activities are intended to recover all, or a significant portion, of their costs through user fees and charges. 31 City of Auburn: 2023 Annual Comprehensive Financial Report Basic Financial Statements * * ACITY of IB u RN* WASHINGTON 32 City of Auburn: 2023 Annual Comprehensive Financial Report Basic Financial Statements City of Auburn,Washington STATEMENT OF NET POSITION December 31,2023 Primary Government Governmental Business-Type Activities Activities Total ASSETS: Cash and Cash Equivalents $ 74.450,946 $ 40.377.294 $ 114,828.240 Investments 49,127,500 34.700.350 83,827.850 Receivables: Taxes 986,344 - 986.344 Customer Accounts 3,201,979 8,976,408 12,178.387 Other Receivables 6,684,564 482.399 7,166.963 Due From Other Governmental Unit 3,834,797 698.692 4,533,489 Internal Balances (602,020) 602,020 - Materials and Supplies Inventory 552,155 428.673 980.828 Restricted Assets: Temporarily Restricted: Cash and Cash Equivalents 21.496,393 6.723.991 28,220.384 Due From Other Governmental Units 1.696,583 - 1,696.583 Permanently Restricted: Cash and Cash Equivalents 2,151,308 - 2,151.308 Long-Term Contracts. Leases and Notes 3,839.611 7.464.399 11,304.010 Net Pension Asset 17,782,274 2.709.512 20,491.786 Investment in Joint Ventures 40,359,864 - 40,359,864 Depreciable Assets (Net of Accumulated Depreciation) 277,657,042 233.853.133 511,510,175 Non-Depreciable Assets 120,933,799 29.242.377 150,176,176 Total Assets 624,153,138 366.259.249 990,412.387 DEFERRED OUTFLOWS OF RESOURCES: Deferred Outflows from Bond Refunding 485,353 142.317 627.669 Deferred Outflows Related to Pensions 12,182,949 2.261.080 14.444.029 Total Deferred Outflows of Resources 12,668,302 2,403,397 15,071,698 LIABILITIES: Accounts Payable 7,419,740 3.716.574 11,136,315 Other Liabilities Payable 596,769 - 596.769 Payable From Restricted Assets: Accrued Interest - 1.263.459 1,263.459 Deposits - 302.741 302,741 Unearned Revenue 4.327,907 - 4,327.907 Net Pension Liability 2,190,148 1.808.514 3,998,662 Employee Leave Benefits-Compensated Absences Due Within One Year 3,167,538 715.232 3,882,770 Due in More Than One Year 1,072,998 242.285 1,315,283 Bonds and Other Debt Payable: Due Within One Year 1,364,693 2.792.226 4,156,919 Due in More Than One Year 21,096,907 32.227.672 53,324,579 Lease and SBITA Payable: Due Within One Year 948,709 - 948,709 Due in More Than One Year 7,584,365 - 7,584,365 Due to Other Governmental Units: Due Within One Year 723,258 - 723,258 Due in More Than One Year 14,470,401 - 14,470,401 Total OPEB Liability Due Within One Year 473,000 - 473,000 Due in More Than One Year 8,834,343 - 8,834,343 Other Non-Current Liabilities: Total Firemen's Pension Liability 2,915,957 - 2,915.957 Total Liabilities 77,186,734 43.068,703 120,255.437 DEFERRED INFLOWS OF RESOURCES: Deferred Inflows Related to Leases 3,656,505 6.970,678 10,627,183 Deferred Inflows Related to Pensions 6,208.173 1.857.845 8.066.018 Total Deferred Inflows of Resources 9,864,678 8.828.523 18,693,201 NET POSITION: Net Investment in Capital Assets 368,081,520 228.381.433 596,462.953 Restricted: Capital Projects 33,556,101 - 33,556,101 Nonexpendable Permanent Endowment 2,151,308 - 2,151,308 Debt Service - 4.994.288 4,994,288 Tourist Promotion 506,580 - 506,580 Drug Investigation and Enforcement 908,127 - 908,127 Community Development Block Grant Program 42,904 - 42,904 Pension Asset 17,782,274 2.709.512 20,491,786 Firemen's Relief and Pension Plan 1,870,328 - 1,870,328 Opioid Settlement 72,471 - 72,471 Unrestricted 124,798,415 80.680,187 205,478.602 Total Net Position $ 549.770,028 $ 316.765.420 $ 866.535.448 The notes to the basic financial statements are an integral part of this statement. 33 City of Auburn: 2023 Annual Comprehensive Financial Report Basic Financial Statements City of Auburn, Washington STATEMENT OF ACTIVITIES For the Year Ended December 31,2023 Page 1 of 2 Program Revenues Charges for Capital Operating Services and Grants and Grants and Expenses Fines Contributions Contributions FUNCTIONS/ PROGRAMS: Primary Government Governmental Activities General Government $ 17,796,126 $ 6,240,133 $ 47,241 $ 7,572,942 Public Safety 38,871,123 4,118,030 194,950 2,446,638 Transportation 19,075,820 2,639,295 2,498,887 24,913 Physical Environment 4,631,448 587,681 863,692 - Culture and Recreation 16,735,629 4,083,742 699,166 258,731 Economic Environment 5,251,455 2,034,710 45,159 533,743 Health and Human Services 3,432,638 - 482,522 - Interest on Long-Term Debt 731,092 - - - Total Governmental Activities 106,525,331 19,703,591 4,831,617 10,836,967 Business-Type Activities Water 16,397,394 18,588,136 1,037,088 - Sewer 28,014,709 30,977,078 512,312 - Storm 11,424,247 11,856,237 553,019 - Solid Wate 29,377,682 27,564,658 - - Airport 2,317,741 1,856,427 - - Nonmajor Business-Type Activities 1,793,070 1,974,568 - - Total Business-Type Activities 89,324,843 92,817,104 2,102,419 - Total Primary Government $ 195,850,174 $ 112,520,695 $6,934,036 $ 10,836,967 General Revenues: Taxes: Property Retail Sales & Use Interfund Utility Utility Excise Business and Occupation Other Investment Earnings Other Revenues Gain (Loss) on Sale of Capital Assets Contributions to Endowment Funds Transfers Total General Revenues Net Change in Net Position Net Position -January 1 Net Position - December 31 The notes to the basic financial statements are an integral part of this statement. 34 City of Auburn: 2023 Annual Comprehensive Financial Report Basic Financial Statements Page 2 of 2 Net (Expense) Revenue and Changes in Net Position Governmental Business-Type Activities Activities Total $ (3,935,810) $ - $ (3,935,810) (32,111,506) - (32,111,506) (13,912,725) - (13,912,725) (3,180,075) - (3,180,075) (11,693,990) - (11,693,990) (2,637,842) - (2,637,842) (2,950,116) - (2,950,116) (731,092) - (731.092) (71,153,157) - (71,153.157) - 3,227,830 3,227,830 - 3,474,681 3,474,681 - 985,009 985,009 - (1,813,023) (1,813,023) - (461,314) (461,314) - 181,498 181,498 - 5.594.680 5.594.680 $ (71,153,157) $ 5,594,680 $ (65,558,477) $ 24,597,118 $ - $ 24,597,118 29,372,547 - 29,372,547 7,771,366 - 7,771,366 13,071,264 - 13,071,264 3,584,905 - 3,584,905 12,198,944 - 12,198,944 4,445,514 - 4,445,514 6,969,307 3,937,300 10,906,607 1,124,773 1,548,120 2,672,893 (405,824) (1,064) (406,888) 80,637 - 80,637 1,151,660 (1,151,660) - 103,962,211 4,332,696 108,294,907 32,809,055 9,927,375 42,736,430 516,960,973 306,838,045 823,799,018 $ 549,770,028 $ 316,765,420 $ 866,535,448 35 City of Auburn: 2023 Annual Comprehensive Financial Report Basic Financial Statements * * ACITY of IB u RN* WASHINGTON 36 City of Auburn: 2023 Annual Comprehensive Financial Report Basic Financial Statements MAJOR GOVERNMENTAL FUNDS General Fund The general fund accounts for all of the City's financial resources except those required by statute or generally accepted accounting principles to be accounted for in another fund. As is the case with most municipalities, the general fund is the largest and most important accounting entity of the City. As noted in the statements that follow, the general fund receives the bulk of its revenues from local taxes, followed by State shared revenues, service charges, and other income. The general fund is accounted for on a modified accrual basis. Biennial budgets are adopted with appropriations lapsing at the end of each year of the biennium. American Rescue Plan Act Fund The fund was created to track Federal funding from the coronavirus rescue package designed to facilitate the recovery from the devasting economic impacts and public health emergency effects of the COVID-19 pandemic. Arterial Street Fund This fund is supported by the State of Washington's motor vehicle fuel tax and by various grants and is used for major street construction. Capital Improvement Projects Fund This fund accounts for major capital acquisitions, and streets and parks construction projects. 37 City of Auburn: 2023 Annual Comprehensive Financial Report Basic Financial Statements City of Auburn,Washington BALANCE SHEET GOVERNMENTAL FUNDS For the Year Ended December 31,2023 Other Total American Capital Governmental Governmental General Fund Rescue Plan Arterial Street Improvements Funds Funds ASSETS: Cash and Cash Equivalents $ 27,948,421 $ 4,218,477 $ 2,455,706 $ 10,395,357 $ 34,344,619 $79,362,579 Investments 44,305,800 - - 4,821,700 - 49,127,500 Receivables: Customer Accounts 2,672,098 - 340,030 - 123,468 3,135,597 Other Receivables 6,581,913 - - 2,049 52,513 6,636,475 Taxes 544,190 - - - 442,154 986,344 Interfund Receivable 450,000 - - - - 450,000 Inventories 63,786 - - - - 63,786 Long-Term Notes and Contracts 1,598,848 - 64,431 - 2,176,333 3,839,611 Due From Other Governmental Units 3,801,917 - 219,777 670,974 821,697 5,514,365 Total Assets 87,966,973 4,218,477 3,079,944 15,890,081 37,960,783 149,116,257 LIABILITIES, DEFERRED INFLOWS AND FUND BALANCES: Liabilities: Current Payables 4,197,219 - 691,383 220,790 290,542 5,399,934 Customer Deposits 131,769 - - - - 131,769 Interfund Payable - - - - 450,000 450,000 Other Liabilities Payable 314,898 - - - - 314,898 Unearned Revenue - 4,218,477 109,431 - - 4,327,907 Total Liabilities 4,643,886 4,218,477 800,813 220,790 740,542 10,624,508 Deferred Inflow of Resources: Unavailabe Revenues-Other 3,322,974 - - - - 3,322,974 Deferred Inflows Related to Leases 1,520,424 - - - 2,136,081 3,656,505 Total Deferred Inflow of Resources 4,843,398 - - - 2,136,081 6,979,479 Fund Balance: Nonspendable 63,786 - - - 2,151,308 2,215,094 Restricted 1,942,799 - 2,279,131 14,807,858 17,926,724 36,956,512 Committed - - - - 11,778,743 11,778,743 Assigned 10,479,588 - - 861,433 3,227,386 14,568,407 Unassigned 65,993,516 - - - - 65,993,516 Total Fund Balance 78,479,689 - 2,279,131 15,669,290 35,084,160 131,512,270 Total Liabilities,Deferred Inflows And Fund Balances $ 87,966,973 $ 4,218,477 $ 3,079,944 $ 15,890,081 $ 37,960,783 $149,116,257 The notes to the basic financial statements are an integral part of this statement. 38 City of Auburn: 2023 Annual Comprehensive Financial Report Basic Financial Statements City of Auburn,Washington RECONCILIATION OF BALANCE SHEET OF GOVERNMENT FUNDS TO THE STATEMENT OF NET POSITION December 31,2023 Total governmental fund balances as reported on this statement funds are included in governmental activities in the statement of net position. $ 131,512,270 Amounts reported for governmental activities in the statement of net position are different because: Capital assets of general government not reported on fund financial statements,net of depreciation 385,772,261 Other non-current assets used in governmental activities not reported on fund financial statements Accrual receivables such as interest 9,094 Investment in joint venture 40,359,864 Net pension asset 16,820,185 57,189,143 Other long-term assets are not available to pay for current-period expenditures and therefore are reported as unavailable revenue in the governmental funds: Unavailable revenue beyond the city's 30-day measurable and available period 3,322,974 Accrued obligations not normally recorded in governmental funds Bonds and loans payable including bond premium (22,461,600) Compensated absences payable (3,867,982) Deferred amount on bond refunding 485,353 Due to other governments (15,193,659) Firemen's Pension Liability (2,915,957) Lease and subscription liability (7,508,863) Net deferred amounts related to pension 5,948,397 Net pension liability (1,299,891) OPEB liability (9,307,343) Other liabilities such as interest accruals (134,522) (56,256,067) Internal service funds are used by management to charge the cost of certain activities,such as insurance,fleet maintenance and information technology, 28,229,447 to individual funds. The assets and liabilities of these internal service funds are included in governmental activities in the statement of net position. Net position of government activities as reported on the statement of net position $ 549,770,028 The notes to the basic financial statements are an integral part of this statement, 39 City of Auburn: 2023 Annual Comprehensive Financial Report Basic Financial Statements City of Auburn,Washington STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE GOVERNMENTAL FUNDS For the Year Ended December 31,2023 Other Total American Arterial Capital Governmental Governmental General Fund Rescue Plan Street Improvements Funds Funds REVENUES: Taxes: Retail Sales&Use $ 26,708,818 $ - $ - $ - $ 2,663,730 $ 29,372,547 Property 24,202,184 - - - 317,749 24,519,933 Utility 11,126,882 - - - 1,944,382 13,071,264 Business and Occupation 12,051,586 - - - - 12,051,586 Interfund Utility 6,018,177 - - - 1,753,189 7,771,366 Excise 495,864 - - 2,905,778 183,262 3,584,905 Charges for Services 10,237,142 - 231,440 22,859 1,938,065 12,429,506 Fines and Forfeitures 2,578,194 - - - 155,692 2,733,886 Intergovernmental 6,705,822 6,002,286 1,629,408 777,652 852,965 15,968,133 Investment Earnings 3,909,134 - 93,986 764,021 1,505,608 6,272,749 Licenses and Permits 2,850,318 - - - - 2,850,318 Miscellaneous 1,586,796 - 356,913 - 148,539 2,092,249 Total Revenues 108,470,917 6,002,286 2,311,747 4,470,311 11,463,180 132,718,441 EXPENDITURES: Current: Culture and Recreation 15,535,160 - - - 294 15,535,454 Economic Environment 4,532,902 - - - 964,733 5,497,635 General Government 17,410,720 - - - - 17,410,720 Health and Human Services 3,292,302 - - - - 3,292,302 Physical Environment 5,352,978 - - - - 5,352,978 Security of Persons and Property 41,414,737 - - - 418,819 41,833,556 Transportation 4,371,856 - 3,238,244 - 1,944,329 9,554,428 Debt Service: Principal 582,993 - 197,376 - 1,122,733 1,903,102 Interest and Other Costs 152,118 - 7,969 - 755,232 915,318 Capital Outlay 3,640,041 - - 4,468,927 740,165 8,849,133 Total Expenditures 96,285,807 - 3,443,588 4,468,927 5,946,305 110,144,627 Excess(Deficiency)of Revenues Over(Under)Expenditures 12,185,110 6,002,286 (1,131,841) 1,384 5,516,875 22,573,814 OTHER FINANCING SOURCES(USES): Issuance of Debt 3,624,740 - - - - 3,624,740 Insurance Recoveries 249,217 - - 20,000 228,154 497,371 Sales of Capital Assets 10,000 - - - - 10,000 Transfers In(Note 4) 6,294,747 - 1,060,816 755,901 2,260,204 10,371,667 Transfers Out(Note 4) (2,056,005) (6,002,286) - (1,242,365) (1,830,179) (11,130,834) Total Other Financing Sources(Uses) 8,122,699 (6,002,286) 1,060,816 (466,464) 658,179 3,372,944 Net Change in Fund Balance 20,307,809 - (71,025) (465,080) 6,175,054 25,946,758 Fund Balance-Beginning 58,171,880 - 2,350,156 16,134,370 28,909,107 105,565,513 Fund Balance-Ending $ 78,479,689 $ - $ 2,279,131 $ 15,669,290 $ 35,084,160 $ 131,512,270 The notes to the basic financial statements are an integral part of this statement. 40 City of Auburn: 2023 Annual Comprehensive Financial Report Basic Financial Statements City of Auburn,Washington RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCES OF GOVERNMENT FUNDS TO THE STATEMENT OF ACTIVITIES December 31,2023 Net change in governmental fund balance per Statement of Revenues,Expenditures and Changes in Fund Balance $ 25,946,758 Amount reported as change in net position in the Statement of Activities are different because: Government funds record capital outlay as expenditures.However,in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense.This is amount by which capital exceeds depreciation: Capital outlay 8,849,133 Health and human resources capital outlay 117,561 Transportation capital outlay 4,924,116 Depreciation expense not recorded in governmental funds (19,020,300) (5,129,490) Governmental funds report sales of assets as other financing sources while the Statement of Activities reports only the gain or loss on sales of capital assets. (456,698) Certain capital and joint venture activities that do not use or provide current financial resources but increase net position. 2,225,135 Debt proceeds are reported as financing sources in governmental funds and thus contribute to change in fund balances.In the government-wide statements,however,issuing debt increases long-term liabilities in the statement of net position and does not affect the statement of activities. (3,624,740) Payment of principal of long-term debt consumes the current financial resources of governmental funds but has no effect on the net position: Payment of bonded debt and other[abilities 1,320,109 Subscription liability 360,545 Lease liability 222,448 1,903,102 Revenues in the statement of activities that do not provide current financial resources are not reported as revenues in the funds: Amortization of bond premium 190,426 Business and occupation taxes 147,358 Interest receivable (55,369) Other unavailable revenue 1,290,349 Property taxes 77,185 1,649,949 Developer contributions and annexation of infrastructure assets are reported as revenue in the statement of activities, but do not provide current financial resources and are not reported as fund revenue. 845,968 Some expenses recoded in the Statement of Activities do not require the use of current financial resources and therefore are not reported as expenditures in governmental funds: Change in accrued interest payable (6,199) Change in compensated absences payable (145,330) Change in net pension liability or asset 4,361,238 Change in OPEB liability 1,648,814 5,858,523 Internal service funds are used by management to charge the costs of certain activities,such as insurance and fleet maintenance,to individual funds. The net revenue(expense)of certain internal service funds is reported with governmental activities. 3,590,547 Total Transition Entries 6,862,297 Net Position of Governmental Activities as reported on the statement of net position $ 32,809,055 The notes to the basic financial statements are an integral part of this statement. 41 City of Auburn: 2023 Annual Comprehensive Financial Report Basic Financial Statements City of Auburn,Washington STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET TO ACTUAL GENERAL FUND For the Year Ended December 31,2023 Budget Amounts Variance with Final Final Actual Budget Positive Original Adopted Results (Negative) REVENUES: Taxes: Business and Occupation $ 5,480,960 $ 5,680,960 $ 12,051,586 $ 6,370,626 Excise 539,814 539,814 495,864 (43,950) Interfund Utility 6,776,697 6,776,697 6,018,177 (758,520) Property 24,016,247 24,016,247 24,202,184 185,937 Retail Sales&Use 23,235,763 23,235,763 26,708,818 3,473,055 Utility 8,764,647 8,764,647 11,126,882 2,362,235 Charges for Services 9,138,246 9,724,574 10,237,142 512,568 Fines and Forfeitures 422,975 422,975 2,578,194 2,155,219 Intergovernmental 6,162,537 6,655,531 6,591,587 (63,944) Investment Earnings 366,700 366,700 2,280,644 1,913,944 Licenses and Permits 2,511,364 2,511,364 2,850,318 338,954 Miscellaneous 1,183,784 1,289,894 1,586,796 296,902 Total Revenues 88,599,734 89,985,166 106,728,192 16,743,026 EXPENDITURES: Current: Culture and Recreation 15,493,032 16,062,976 15,535,160 527,816 Economic Environment 4,552,809 5,645,097 4,532,902 1,112,195 General Government 19,303,028 19,789,328 17,410,720 2,378,608 Health and Human Services 3,696,680 5,164,408 3,292,302 1,872,106 Physical Environment 5,395,263 5,559,763 5,352,978 206,785 Security of Persons and Property 44,424,918 44,943,928 41,191,202 3,752,726 Transportation 4,634,919 4,727,719 4,371,856 355,863 Debt Service: Principal - - 582,993 (582,993) Interest and Other Costs - - 152,118 (152,118) Capital Outlay 10,000 144,900 3,640,041 (3,495,141) Total Expenditures 97,510,649 102,038,119 96,062,272 5,975,847 Excess (Deficiency) of Revenues Over (Under) Expenditures (8,910,915) (12,052,953) 10,665,920 22,718,873 OTHER FINANCING SOURCES (USES): Insurance Recoveries 25,000 136,900 249,217 112,317 Issuance of Debt - - 3,624,740 3,624,740 Sales of Capital Assets - - 10,000 10,000 Transfers In(Note 4) 2,565,692 7,703,978 6,432,311 (1,271,667) Transfers Out(Note 4) (632,700) (5,835,588) (951,550) 4,884,038 Total Other Financing Sources or Uses 1,957,992 2,005,290 9,364,718 7,359,428 Net Change in Fund Balance (6,952,923) (10,047,663) 20,030,638 30,078,302 Fund Balance-Beginning 16,428,633 25,688,907 25,688,907 - Fund Balance-Ending $ 9,475,710 $ 15,641,244 $ 45,719,546 $ 30,078,302 RECONCILIATION OF PERSPECTIVE DIFFERENCE BETWEEN BUDGETARY INFORMATION AND GENERALLY ACCEPTED ACCOUNTING PRINCIPLES (GAAP): The Cumulative Reserve Fund is combined with the General Fund for purposes of GASB Statement 54 30,889,815 The Fire,Relief&Pension Fund is combined with the General Fund for purposes of GASB Statement 73 1,870,328 Fund Balance-Ending(GAAP) $ 78,479,689 The notes to the basic financial statements are an integral part of this statement. 42 City of Auburn: 2023 Annual Comprehensive Financial Report Basic Financial Statements City of Auburn,Washington STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET TO ACTUAL AMERICAN RESCUE PLAN ACT (ARPA) FUND For the Year Ended December 31 ,2023 Budget Amounts Variance with Final Final Actual Budget Positive Original Adopted Results (Negative) REVENUES: Intergovernmental $ 4,030,000 $ 6,002,286 $ 6,002,286 $ - Total Revenues 4,030,000 6,002,286 6,002,286 - EXPENDITURES: Excess (Deficiency) of Revenues Over (Under) Expenditures 4,030,000 6,002,286 6,002,286 - OTHER FINANCING SOURCES (USES): Transfers Out (Note 4) (4,030,000) (6,002,286) (6,002,286) - Total Other Financing Sources or Uses (4,030,000) (6,002,286) (6,002,286) - Net Change in Fund Balance - - - - Fund Balance-Beginning - - - - Fund Balance- Ending $ - $ - $ - $ - The notes to the basic financial statements are an integral part of this statement. 43 City of Auburn: 2023 Annual Comprehensive Financial Report Basic Financial Statements City of Auburn,Washington STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET TO ACTUAL ARTERIAL STREET FUND For the Year Ended December 31 ,2023 Budget Amounts Variance with Final Final Actual Budget Positive Original Adopted Results (Negative) REVENUES: Charges for Services $ - $ 149,740 $ 231,440 $ 81,700 Intergovernmental 3,643,000 5,986,229 1,629,408 (4,356,821) Investment Earnings 8,000 58,000 93,986 35,986 Miscellaneous 332,500 357,400 356,913 (487) Total Revenues 3,983,500 6,551,369 2,311,747 (4,239,622) EXPENDITURES: Current: Transportation 9,155,394 16,343,774 3,238,244 13,105,530 Debt Service: Principal 197,400 197,400 197,376 24 Interest and Other Costs 8,100 8,100 7,969 131 Total Expenditures 9,360,894 16,549,274 3,443,588 13,105,686 Excess (Deficiency) of Revenues Over (Under) Expenditures (5,377,394) (9,997,905) (1,131,841) 8,866,064 OTHER FINANCING SOURCES (USES): Transfers In (Note 4) 5,101,692 8,874,866 1,060,816 (7,814,050) Total Other Financing Sources or Uses 5,101,692 8,874,866 1,060,816 (7,814,050) Net Change in Fund Balance (275,702) (1,123,039) (71,025) 1,052,014 Fund Balance-Beginning 965,783 2,350,156 2,350,156 - Fund Balance-Ending $ 690,081 $ 1,227,117 $ 2,279,131 $ 1,052,014 The notes to the basic financial statements are an integral part of this statement. 44 City of Auburn: 2023 Annual Comprehensive Financial Report Basic Financial Statements MAJOR PROPRIETARY FUNDS ENTERPRISE FUNDS The City's enterprise funds are used to account for operations that are financed and operated in a manner similar to private business operations. The goods and services these funds provide to the general public are primarily financed by service charges. Enterprise funds are self-supporting and use the accrual method of accounting. Auburn has five major enterprise funds. The Water Fund This fund accounts for all maintenance, construction, and debt service requirements associated with Auburn's water system. The Sanitary Sewer Fund This fund accounts for maintenance, construction, and debt requirements for Auburn's sanitary sewer system. The Storm Drainage Fund This fund accounts for the maintenance, construction and debt service requirements of Auburn's storm drainage system. The Solid Waste Fund Garbage collection services for the City are accounted for in this fund, supported almost entirely by garbage collection fees. Expenses include payment to the City's garbage contractor and other service charges. The Airport Fund Provides accounting of the activities of the Auburn Municipal Airport. Sources of income for the fund are leases, rentals, fuel charges, investment interest, and grant funding as available. 45 City of Auburn: 2023 Annual Comprehensive Financial Report Basic Financial Statements City of Auburn,Washington STATEMENT OF NET POSITION PROPRIETARY FUNDS December 31,2023 Governmental Enterprise Funds Activities Non-Major Total Sanitary Storm Solid Enterprise Funds Enterprise Internal Water Sewer Drainage Waste Airport (Cemetery) Funds Service Funds ASSETS: Current Assets Cash and Cash Equivalents $ 8,685.016 $ 17,175,012 $ 8,613,362 $ 2,365,642 $ 1,707.104 $ 1.831.158 $ 40,377.294 $ 18,736,068 Investments 10,156,800 9,982,350 14,561,200 - - - 34.700,350 - Restricted Cash: Bond Payments and Customer Deposits 2,527,720 446,916 677,213 - 135,092 - 3,786,941 - Bond Reserve 2,058,758 290,549 587,743 - - - 2,937,050 - Customer Accounts 2,393,037 4,543,509 1,900.474 128,801 10,587 - 8,976,408 66,382 Other Receivables 73,490 150,999 64,319 19 193,572 - 482,399 38.995 Due From Other Governmental Units 215,978 - 3.472 39,912 439,331 - 698,692 17,015 Inventories 358,488 8.611 10,619 - 42,836 8.119 428,673 488.368 Total Current Assets 26,469,286 32,597,945 26.418.403 2,534,374 2,528,522 1,839,277 92,387,808 19,346,828 Noncurrent Assets Long-Term Contracts and Notes - 578,400 - - 6.885,999 - 7,464,399 Net Pension Asset 987,605 575,157 819,650 - 113,275 213,825 2,709,512 962,089 Capital Assets Not Being Depreciated: Land 1,283,524 1,695,023 5,937,014 - 3,919,049 342,836 13,177,445 - Construction in Progress 2,441,866 865,040 1,732,453 - 1,240.534 91,462 6,371,354 319,059 Intangible-Water Rights 9.693,578 - - - - - 9,693,578 - Total Capital Assets Not Being Depreciated 13,418,968 2,560,063 7,669,467 - 5,159,583 434,297 29,242,377 319,059 Capital Assets Being Depreciated. Buildings and Equipment 2,509,599 1,304.181 282.112 496.618 3.094,307 997,334 8,684,150 33,293.956 Improvements Other Than Buildings 173,862,068 115,366,334 94,605,930 - 13.978,824 1,558,172 399,371,328 697.738 Right of Use(Leases) - - - - - - - 216,734 Right of Use(Subscriptions) - - - - - - - 1,285,570 Accumulated Depreciation (76,767,847) (45.836.068) (38,693,562) (496,618) (10,675,784) (1,732,465) (174,202,345) (22,994,477) Total Capital Assets Being Depreciated 99,603,819 70,834,447 56,194,479 - 6.397,347 823,040 233,853,133 12,499,521 Total Noncurrent Assets 114,010,392 74,548,066 64,683,596 - 18,556,203 1,471,163 273,269,421 13,780.669 Total Assets 140,479,679 107,146,011 91,101,999 2,534,374 21,084,726 3,310,440 365,657,229 33 127,497 DEFERRED OUTFLOW OF RESOURCES: Deferred Outflow from Bond Refunding 78,146 34,939 29,232 - - - 142,317 - Deferred Outflow Related to Pensions 779,151 481,262 732,304 70,567 53,594 144,202 2,261,080 934,141 Total Deferred Outflow Of Resources 857,297 516,201 761,536 70.567 53,594 144,202 2,403,397 934,141 LIABILITIES: Current Liabilities Current Payables 846,805 291,877 784.815 1,337.883 382,233 72,962 3,716,574 843.386 Claims Payable(Incurred but not Reported) - - - - - - - 1,192,000 Loans Payable-Current 378,964 288,262 - - - - 667,226 Employee Leave Benefits 209,579 172,653 283,908 3,496 14,840 30,756 715,232 278,285 Leases and SBITA Payable-Current - - - - - - - 359,313 Revenue Bonds Payable-Current 1,389,765 268,823 466,413 - - - 2,125,000 Payable From Restricted Assets: Accrued Interest 937,892 118,189 207,378 - - - 1,263,459 - Liabilities-Deposits 102,700 61,527 3,422 - 135,092 - 302,741 - Total Current Liabilities 3,865,704 1,201,330 1,745,935 1,341,379 532,165 103,718 8,790,232 2,672,985 Noncurrent Liabilities- Employee Leave Benefits 70,994 58,486 96,174 1,184 5,028 10,419 242,285 94,269 Leases and SBITA Payable - - - - - - - 664.898 Loans Payable-Noncurrent 3,768,689 360,836 - - - - 4,129,525 Net Pension Liability 1.393,350 275,132 42,874 97.158 - - 1,808,514 890.257 Revenue Bonds Payable 21,230,590 2,372,150 4,495,407 - - - 28,098,146 Total Noncurrent Liabilities 26.463,623 3,066,604 4,634,455 98,342 5,028 10,419 34,278,471 1,649.424 Total Liabilities 30,329,327 4,267,934 6,380,390 1.439,721 537,193 114,137 43,068,703 4,322,408 DEFERRED INFLOW OF RESOURCES: Deferred Inflow Related to Leases - - - - 6,970,678 - 6,970,678 - Deferred Inflow related to Pensions 698,532 387,982 478,705 14,456 73,434 204,736 1.857,845 907.763 Total Deferred Inflow Of Resources 698,532 387,982 478,705 14,456 7.044.112 204,736 8,828,523 907,763 NET POSITION: Net Investment in Capital Assets 86,494,102 70,140,645 58,932,418 - 11,556,930 1,257,338 228,381,433 11,794,369 Restricted Debt Service 3,384,710 556.482 1,053.096 - - - 4,994,288 - Pension 987,605 575,157 819,650 - 113,275 213,825 2,709,512 962.089 Unrestricted 19,442,700 31,734,012 24.199.276 1,150.764 1.886.810 1,664,606 80,078,167 16,075,009 Total Net Position $ 110,309,117 $103,006,296 $85.004,440 $ 1,150,764 $ 13557,015 5 3,135,769 $ 316,163,400 $ 28.831,467 Adjustment to reflect the consolidation of internal service funds related to enterprise funds 602,020 Net position of business-type activities $316.765,420 The notes to the basic financial statements are an integral part of this statement. 46 City of Auburn: 2023 Annual Comprehensive Financial Report Basic Financial Statements City of Auburn,Washington STATEMENT OF REVENUES,EXPENSES,AND CHANGES IN NET POSITION PROPRIETARY FUNDS For the Year Ended December 31,2023 Governmental Enterprise Funds Activities Non-Major Enterprise Total Internal Sanitary Storm Solid Funds Enterprise Service Water Sewer Drainage Waste Airport (Cemetery) Funds Funds OPERATING REVENUES: Charges for Services $ 18,588,136 $ 30,977,078 $ 11,856,237 $ 27,564,658 $ 828,257 $ 1,974,568 $ 91,788,934 $19,633,947 Other Operating Revenue - - - - 1,028,170 - 1,028,170 93,862 Total Operating Revenues 18,588,136 30,977,078 11,856,237 27,564,658 1,856,427 1,974,568 92,817,104 19,727,809 OPERATING EXPENSES: Administration 7,178,499 4,225,476 4,311,901 4,269,583 376,554 622,629 20,984,641 2,279,612 Depreciation/Amortization 3,837,812 2,517,198 2,135,173 - 580,218 35,462 9,105,862 2,390,967 Operations&Maintenance 4,646,269 22,059,209 4,757,814 25,108,099 1,357,059 1,108,967 59,037,418 14,147,146 Other Operating Expenses - - - - 3,910 26,012 29,922 - Total Operating Expenses 15,662,580 28,801,883 11,204,888 29,377,682 2,317,741 1,793,070 89,157,843 18,817,726 Operating Income or Loss 2,925,557 2,175,195 651,349 (1,813,023) (461,314) 181,498 3,659,261 910,083 NON-OPERATING REVENUE(EXPENSE): Gain(Loss)on Lease Termination - - - - (1,064) - (1,064) - Gain(Loss)on Sale of Capital Assets - - - - - - - 40,874 Interest Expense (587,330) (44,580) (113,250) - - - (745,160) (18,659) Interest Revenue 1,120,737 1,340,868 974,160 188,914 222,636 89,984 3,937,300 761,940 Other Non-Operating Expenses (147,485) (87,907) (106,110) - - - (341,502) - Other Non-Operating Revenue 367,702 45,888 551,652 121,418 460,650 810 1,548,120 905,144 Total Non-Operating Revenue(Expense) 753,625 1,254,269 1,306,452 310,332 682,222 90,794 4,397,694 1,689,299 Income(Loss)Before Contributions and Transfers 3,679,181 3,429,464 1,957,802 (1,502,692) 220,908 272,292 8,056,955 2,599,382 CONTRIBUTIONS&TRANSFERS: Capital Contribution 1,037,088 512,312 553,019 - - - 2,102,419 - Transfers In(Note 4) - - - - - - - 2,527,729 Transfers Out(Note 4) (195,750) (259,111) (533,534) - - (163,265) (1,151,660) (616,903) Total Contributions&Transfers 841,338 253,201 19,485 - - (163,265) 950,759 1,910,827 Change in Net Position 4,520,519 3,682,665 1,977,287 (1,502,692) 220,908 109,027 9,007,714 4,510,209 Net Position-Beginning 105,788,598 99,323,631 83,027,153 2,653,455 13,336,107 3,026,742 307,155,686 24,321,258 Net Position-Ending $ 110,309,117 ,03,006,296 ,,85,004,440 $ 1,150,764 $13,557,015 $ 3,135,769 1 316,163,400 $28,831,467 Change in net position from this statement 9,007,714 Adjustment to reflect the consolidation of internal service fund activities related to enterprise funds 919,662 Change in net position of business-type activities $ 9,927,375 The notes to the basic financial statements are an integral part of this statement. 47 City of Auburn: 2023 Annual Comprehensive Financial Report Basic Financial Statements City of Auburn,Washington STATEMENT OF CASH FLOWS PROPRIETARY FUNDS For the Fiscal Year Ended December 31,2023 Page 1 of 2 Non Major Government Enterprise Activities Sanitary Storm Solid Funds Internal Water Sewer Drainage Waste Airport (Cemetery) Total Service Funds CASH FLOWS FROM OPERATING ACTIVITIES: Cash Received from Users $18,397,587 $30,938,192 $ 11,752,588 $28,532,075 $ 1,304,068 $ 1,974,568 $92,899,078 $ 19,827,280 Cash Paid to Suppliers for Goods&Services (7,786,222) (23,968,268) (4,854,855) (33,771,408) (1,093,775) (912,159) (72,386,686) (11,807,603) Cash Paid to Employees (4,310,478) (2,773,647) (4,304,924) (385,865) (459,547) (817,387) (13,051,847) (5,971,305) Other Cash Received 361,810 2,422 31,391 - 10,982 - 406,605 80,887 Other Non-Operating Revenue - - - - - 810 810 - Other Cash Paid (147,485) (87,907) (106,110) - - - (341,502) - Net Cash Provided(Used)by Operating Activities 6,515,212 4,110,793 2,518,090 (5,625,198) (238,271) 245,833 7,526,458 2,129,259 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES: Operating Grant (215,978) - 446,515 198,662 449,668 - 878,867 - Transfers In - - - - - - - 2,527,729 Transfers Out (195,750) (259,111) (533,534) - - (163,265) (1,151,660) (616,903) Net Cash Provided(Used)by Noncapital Financing Activities (411,727) (259,111) (87,019) 198,662 449,668 (163,265) (272,793) 1,910,827 CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES: Proceeds from Sale of Equipment - - - 214,876 Purchase of Capital Assets (2,380,373) (620,355) (1,787,421) - (828,084) (50,627) (5,666,860) (4,783,447) Contributed Capital 351,119 332,726 339,463 - - 1,023,308 Proceeds from Insurance Settlement 5,892 43,466 - - - - 49,358 824,257 Principal Payment on Debt (1,706,930) (543,582) (446,716) - - - (2,697,228) (373,782) Interest Payment on Debt (972,389) (126,087) (213,038) - - - (1,311,513) (4,143) Lease Principal Receipts - - - - 184,565 - 184,565 - Lease Interest Receipts - - - - 127,568 - 127,568 - Debt Proceeds 2,418,199 - - - - - 2,418,199 - Net Cash Provided(Used)for Capital and Related Financing Activities (2,284,481) (913,831) (2,107,712) - (515,951) (50,627) (5,872,602) (4,122,238) CASH FLOW FROM INVESTING ACTIVITIES: Purchase of Investments (10,037,950) (9,843,170) (9,711,499) - - - (29,592,619) - Interest Received 928,398 1,050,690 826,645 188,914 95,157 89,984 3,179,787 761,940 Net Cash Provided(Used)in Investing Activities (9,109,553) (8,792,481) (8,884,854) 188,914 95,157 89,984 (26,412,832) 761,940 Net Increase(Decrease)in Cash and Cash Equivalents (5,290,549) (5,854,630) (8,561,496) (5,237,622) (209,397) 121,925 (25,031,769) 679,788 Cash and Cash Equivalents-Beginning of Year 18,562,043 23,767,107 18,439,813 7,603,264 2,051,593 1,709,233 72,133,053 18,056,280 Cash and Cash Equivalents-End of Year $ 13,271,494 $ 17,912,477 $ 9,878,317 $ 2,365,642 $ 1,842,196 $ 1,831,158 $ 47,101,284 $ 18,736,068 CASH AT END OF YEAR CONSISTS OF: Cash and Cash Equivalents 8,685,016 17,175,012 8,613,362 2,365,642 1,707,104 1,831,158 40,377,294 18,736,068 Restricted Cash-Bond Payments and Customer Deposits 2,527,720 446,916 677,213 - 135,092 - 3,786,941 - Restricted Cash-Bond Reserve 2,058,758 290,549 587,743 - - - 2,937,050 - Total Cash $ 13,271,494 $ 17,912,477 $ 9,878,318 $ 2,365,642 $ 1,842,196 $ 1,831,158 $ 47,101,285 $ 18,736,068 The notes to the basic financial statements are an integral part of this statement. 48 City of Auburn: 2023 Annual Comprehensive Financial Report Basic Financial Statements City of Auburn,Washington STATEMENT OF CASH FLOWS PROPRIETARY FUNDS For the Fiscal Year Ended December 31,2023 Page 2 of 2 Non Major Government Enterprise Activities Sanitary Storm Solid Funds Internal Water Sewer Drainage Waste Airport (Cemetery) Total Service Funds RECONCILIATION OF NET OPERATING INCOME TO NEW CASH PROVIDED BY OPERATING ACTIVITIES Operating Income(Loss) $ 2,925,557 $ 2,175,195 $ 651,349 $ (1,813,023) $ (461,314) $ 181,498 $ 3,659,261 $ 910,083 ADJUSTMENTS TO RECONCILE OPERATING INCOME TO NET CASH PROVIDED(USED)BY OPERATING ACTIVITIES: Depreciation 3,837,812 2,517,198 2,135,173 - 580,218 35,462 9,105,863 2,390,967 Lease Revenue Classified as Operating Income and Financing Cash Flow - - - - (184,565) - (184,565) - Other Non-Operating Revenue 361,810 2,422 31,391 - 9,829 810 406,262 79,835 Other Non-Operating Expense (147,485) (87,907) (106,110) - - - (341,502) - Asset(Increases)Decreases: Accounts Receivable (189,179) (38,886) (103,649) 967,417 (317,159) - 318,544 100,523 Miscellaneous A/R Revenue - - - - 976 - 976 - Inventory (45,215) 4,256 (205) - (12,948) 1,965 (52,147) (93,299) Lease Receivable - - - - 240,541 - 240,541 - Liability Increases(Decreases): Accounts&Vouchers Payable 141,505 (228,352) 262,660 (4,770,921) 191,402 17,355 (4,386,352) (1,210,142) Deposits Payable (1,370) - - - 5,010 - 3,640 - Wages&Benefits Payable (410,655) (255,129) (391,080) (6,082) - - (1,062,946) 005,781) Compensated Absences Payable 42,433 21,996 38,562 (2,589) 5,748 8,743 114,893 57,073 Lease Deferred Inflows - - - - (296,009) - (296,009) - Total Adjustments 3,589,656 1,935,598 1,866,741 (3,812,175) 223,043 64,335 3,867,197 1,219,177 Net Cash Provided(Used)by Operating Activities $ 6,515,212 $ 4,110,793 $ 2,518,090 $ (5,625,198) $ (238,271) $ 245,833 $ 7,526,458 $ 2,129,259 SCHEDULE OF NONCASH INVESTING,CAPITAL AND FINANCING ACTIVITIES Capital Assets Acquired by Contributed Capital 685,969 179,586 213,556 - - - 1,079,111 - Increase(Decrease)in Fair Value of Investment (118,850) 139,180 282,851 - - - 303,181 - Total Non Cash Investing,Capital and Financing Activities $ 567,119 $ 318,766 $ 496,407 $ - $ - S - $ 1,382,292 $ - The notes to the basic financial statements are an integral part of this statement. 49 City of Auburn: 2023 Annual Comprehensive Financial Report Basic Financial Statements * * ACITY of IB u RN* WASHINGTON 50 City of Auburn: 2023 Annual Comprehensive Financial Report Basic Financial Statements FIDUCIARY FUNDS Fiduciary funds are used to account for assets held by the City of Auburn as a trustee or agent. Fiduciary funds involve only the receipt, temporary investment, and remittance of fiduciary resources to individuals, private organizations, and other governmental units. FIDUCIARY FUNDS Custodial Fund This fund accounts for the funds over which the City strictly acts in a custodial capacity. 51 City of Auburn: 2023 Annual Comprehensive Financial Report Basic Financial Statements City of Auburn,Washington STATEMENT OF FIDUCIARY NET POSITION December 31, 2023 Custodial Fund ASSETS: Cash and Cash Equivalents $ 9,000,860 Receivables: Customer Accounts 21,325 Total Assets 9,022,185 LIABILITIES: Current Payables 121,609 Total Liabilities 121,609 NET POSITION Restricted for Other Governments &Organizations 8,900,576 Total Net Position $ 8,900,576 The notes to the financial statements are an integral part of this statement. 52 City of Auburn: 2023 Annual Comprehensive Financial Report Basic Financial Statements City of Auburn, Washington STATEMENT OF CHANGES IN FIDUCIARY NET POSITION For the Fiscal Year Ended December 31, 2023 Custodial Funds ADDITIONS: Contributions: Other Governments $ 6,181,493 Tax, Fines, Permits Collection for Other Governments 1,555,859 Amounts collected for other organizations and individuals 56,750 Investment Interest 132,093 Total Additions 7,926,194 DEDUCTIONS: Administrative Expenses $ 33,400 Payment to City for Services 334,076 Tax, Fines, Permits &Misc distributed to other governments 1,172,152 Distributions to other organizations and individuals 52,394 Total Deductions 1,592,022 Change in Net Position 6,334,172 Net Position - Janaury 1 2,566,404 Net Position - December 31st $ 8,900,576 The notes to the financial statements are an integral part of this statement. 53 City of Auburn: 2023 Annual Comprehensive Financial Report Basic Financial Statements * * ACITY of IB u RN* WASHINGTON 54 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements City of Auburn NOTES TO THE FINANCIAL STATEMENTS December 31, 2023 NOTE 1 —SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES 57 A. Reporting Entity 57 B. Basic Financial Statements 57 C. Measurement Focus, Basis of Accounting and Basis of Presentation 58 D. Budget and Budgetary Accounting 61 E. Assets, Liabilities, and Fund Balance 62 1. Deposits and Investments 62 2. Receivables 63 3. Interfund Receivables and Payables 63 4. Amounts Due From Other Governmental Units 63 5. Inventories and Prepaid Expenses 63 6. Restricted Assets 63 7. Interfund Transactions 63 8. Capital Assets 63 9. Pensions 64 10. Deferred Outflows/Inflows of Resources 64 11. Compensated Absences 65 12. Unearned Revenues 65 13. Net Position Components— Proprietary Funds 65 14. Fund Balance Components—Governmental Funds 65 F. Revenues, Expenditures and Expenses 67 G. Estimates 68 NOTE 2 — DEPOSITS AND INVESTMENTS 68 A. Deposits 68 B. Investments 68 NOTE 3 — PROPERTY TAXES 71 NOTE 4— INTERFUND ACTIVITY 72 NOTE 5 — DUE FROM OTHER GOVERNMENTAL UNITS 75 NOTE 6—CAPITAL ASSETS AND RIGHT TO USE ASSETS 76 NOTE 7— LONG-TERM LIABILITIES 81 NOTE 8— LEASES (LESSORS) 87 NOTE 9— PENSION PLANS 92 NOTE 10—OTHER POST-EMPLOYMENT BENEFITS 102 NOTE 11 —ASSOCIATION OF WASHINGTON CITIES EMPLOYEE BENEFIT TRUST ("Trust") 104 NOTE 12 —CONSTRUCTION COMMITMENTS 106 NOTE 13 —CEMETERY ENDOWED CARE FUND 106 NOTE 14—JOINT VENTURES/RELATED PARTY 106 NOTE 15 —JOINTLY GOVERNED ORGANIZATION / RELATED PARTY 111 NOTE 16—CONTINGENCIES AND LITIGATIONS 111 NOTE 17— RISK MANAGEMENT& INSURANCE 111 NOTE 18—TAX ABATEMENTS 113 NOTE 19 — REPORTING CHANGE 114 NOTE 20 —SUBSEQUENT EVENTS 114 55 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements * * ACITY of IB u RN* WASHINGTON 56 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements NOTE 1 — SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The City of Auburn, King County, Washington, was incorporated in 1891. It operates under the laws of the State of Washington applicable to a Non-Charter Code City under a Mayor/Council form of government. A full-time mayor and seven part-time council members administer Auburn, all elected at-large to four-year terms. The City provides a range of municipal services authorized by state law, including water services, sanitary sewer collection, solid waste collection, storm drainage, a general aviation airport, a municipal cemetery, and a municipal golf course. The financial statements of the City of Auburn have been prepared in conformity with generally accepted accounting principles (GAAP), as applied to governmental units. The Governmental Accounting Standards Board (GASB) is the standard setting body for governmental accounting and financial reporting. Effective for fiscal year 2023, the City did implement the following new accounting and reporting standard issued by the Governmental Accounting Standards Board (GASB). • GASB Statement No. 96— Subscription Based IT Arrangements (SBITAs). This statement establishes uniform accounting and financial reporting requirements for SBITAs; thus, it improves the comparability of government's financial statements; and enhances the understandability, reliability, relevance, and consistency of information about SBITAs. All Software Contracts meeting GASB 96 criteria must report a liability and an intangible right to use asset, along with essential information about the arrangement being disclosed on the financial statements, A. Reporting Entity In accordance with the criteria set forth in Statement No. 14 of the Governmental Accounting Standards Board (GASB) the City's Annual Comprehensive Financial Report includes all funds controlled by the City. Joint Ventures-Based on the criteria of Governmental Accounting Standards Board (GASB) Statement No. 14 as modified by GASB Statements No. 34 and 61, the Valley Communications Center and South Correctional Entity Facility (SCORE) are included in the accompanying government-wide statement of net position as a joint venture. (Refer to Notes 7 and 14). Jointly Governed Organizations- The cities of Auburn, Algona and Pacific formed the Valley Regional Fire Authority (VRFA) effective January 1, 2007. The VRFA is a separate municipal corporation of the State of Washington, organized as a regional fire protection service authority under RCW 52.26. The VRFA is not financially accountable to the member cities, none of the participating cities has an ongoing financial interest in the VRFA, and the VRFA is not financially dependent upon any member city. The VRFA imposes its own property tax levy and fire benefit charge. As such, the VRFA is not included in the City of Auburn's financial reporting entity. (Refer to Note 14) B. Basic Financial Statements The City's basic financial statements consist of government-wide financial statements and fund financial statements. The government-wide financial statements, which include the statement of net position and the statement of activities, summarize the entire operation of the City. The governmental fund financial statements, which include the balance sheet, statement of revenues, expenditures and changes in fund balance, and statements of revenues, expenditures, and changes in fund balance budget and actual, provide a more detailed level of reporting. The proprietary fund financial statements, which include statement of net position, statement of revenues, expenses, and changes in net position and statement of cash flows, provide a more detailed level of reporting. The government-wide financial statements report information on all of the non-fiduciary activities of the City. For the most part, the effect of interfund activity has been eliminated from these statements. Because governmental activities are normally supported by taxes and intergovernmental revenue, while business-type activities are generally supported through user fees and charges, governmental activities are reported separately from business-type activities on all government-wide financial statements. 57 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements The Statement of Net Position reports the assets, deferred outflows of resources, deferred inflows, and liabilities of the primary government. The net position section of this statement represents the residual amount of assets and their associated liabilities, deferred outflow, and deferred inflows of resources. The net position section is divided into three categories. The first category is Net Investment in Capital Assets, which includes all capital assets, net of accumulated depreciation, less the outstanding balances of any borrowing (bonds, loans) used for acquisition, construction, or improvement of those assets. Capital assets cannot readily be sold and converted into cash. The second category is Restricted Net Position, which includes those assets, net of their related debt that have a constraint placed on their use. The constraints are either: 1) externally imposed by creditors, such as through debt covenants, grantors, contributors, or laws and regulations of other governments, or 2) imposed by law through constitutional provisions or enabling legislation. The final section is Unrestricted Net Position, and this represents net position that generally can be used for any purpose. However, they are not necessarily in a spendable form, such as cash. The statement of activities demonstrates the degree to which the direct expenses of various functions and activities of the City are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or activity. The City's policy is to allocate indirect costs to a specific function or segment. Program revenues include 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services or privileges provided by a function or activity, and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or activity. Taxes and other items that are not properly included among function or activity revenues are instead reported as general revenues. Separate financial statements are included for governmental funds, proprietary funds, and fiduciary funds, even though fiduciary funds are excluded from the government-wide financial statements. Major individual governmental funds and major individual enterprise funds are reported in separate columns in the fund financial statements. C. Measurement Focus, Basis of Accounting and Basis of Presentation The accounts of the City are organized on the basis of funds, each of which is considered a separate accounting entity. Each fund is accounted for with a separate set of self-balancing accounts that comprise its assets, deferred outflows of resources, liabilities, deferred inflows of resources, fund balance/net position, revenue, and expenditures or expenses, as appropriate. The City resources are allocated to, and accounted for in, individual funds according to the purpose for which they are spent and how they are controlled. The basis of accounting refers to the timing of when revenues and expenditures or expenses are recognized in the accounts and reported in the financial statements. The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund financial statements. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. The modified accrual basis of accounting is followed in all governmental and permanent funds of the City. Under the modified accrual basis of accounting, revenues are recognized when measurable and available. Revenues are generally considered available if they are collected within the current period or soon enough thereafter to pay current liabilities. The City considers property taxes as available if they are collected within 30 days after the year end. For derived tax revenues, such as sales tax and utility business and occupation taxes, revenues are recognized in the period when the underlying exchange has occurred. For imposed non-exchange taxes, such as property taxes, revenues are recognized when the use of resources is permitted, or when resources are available. Grant revenue is recognized in the period in which the expenditure occurs, and the eligibility requirements have been met. Non-exchange transactions, such as contributions, are recognized when the donation eligibility requirements have been satisfied. Those specific major revenue sources accrued are: Property Taxes— King County and Pierce County collect property taxes and remit to the City daily or monthly. 58 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements Sales Tax Revenues—The State of Washington collects all sales taxes. Auburn's portion is remitted to the City by the State monthly. The Sales and Use Tax revenue portion received from the state in January of the following year is accrued in the current year since it is considered a material value and because of when the underlying transaction occurred and the resources are considered to be measurable and available. Grant Revenues—On cost reimbursement grants, grant revenue is recognized when the eligible expenditure is incurred. Under the modified accrual basis, expenditures are recorded when the fund liability is incurred, except for the un- matured interest and principal on general long-term debt,which is recognized when due, and for compensated absences which are recorded as expenditures when liquidated from expendable available fund resources. Purchases of capital assets from governmental funds are reported as expenditures during the year incurred and the asset is capitalized and reported on the government-wide statement of net position. Long-term liabilities, including compensated absences not currently due and payable, are also reported on the government-wide statement of net position. The accrual basis of accounting is followed in all proprietary and custodial funds. Under the accrual basis of accounting, revenues are recognized when earned and expenses are recorded when incurred. The three broad fund categories and nine fund types presented in this report are described below: 1. Governmental Fund Types All governmental funds are accounted for on a spending or "financial flow" measurement focus. This means that only current assets and current liabilities and deferred inflow of resources generally are included on these balance sheets. Reported fund balance is considered a measure of "available spendable resources". Governmental fund operating statements focus on measuring cash flows rather than net income; and present increases (revenues and other financing sources) and decreases (expenditures and other financing uses) in net current assets. The City reports the following major governmental funds: General Fund- This is the City's general operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. American Rescue Plan Act Fund-The fund was created to track federal funding from the coronavirus rescue package designed to facilitate the recovery from the devasting economic impacts and public health emergency effects of the COVID-19 pandemic. Arterial Street Fund-This fund is supported by the State of Washington's motor vehicle fuel tax and by various grants and is used for major street construction. Capital Improvement Fund- This fund accounts for major capital acquisitions, and streets and parks construction projects, which are dependent on the real estate excise taxes, state, and federal grant programs. The City reports the following fund groups as non-major governmental funds: a. Special Revenue funds—These funds are used to account for the proceeds of specific revenue sources (other than major capital projects) that are legally restricted to expenditures for specified purposes. b. Debt Service funds—These funds account for the accumulation of resources for, and the payment of, general long-term and special assessment debt principal, interest, and related costs. These funds also include the local improvement districts (LID) guarantee fund which provides financial security for outstanding LID bonds. No debt service funds are considered major funds and are reported within the"Other Governmental Funds". c. Capital Projects funds—These funds are used to account for financial resources to be used for the acquisition or construction of major capital facilities other than those financed by proprietary funds. 59 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements d. Permanent funds—These funds are used to account for resources that are legally restricted to the extent that only earnings, and not principal, may be used for purposes of supporting a specific City program. The city has one permanent fund, Cemetery Endowment. 2. Proprietary Fund Types Financial statements for proprietary funds use the economic resources measurement focus and the accrual basis of accounting. This means that all assets and all liabilities (whether current or non-current) associated with proprietary fund activity are included on the Statement of Net Position. Under the accrual basis of accounting, revenues are recognized when earned and expenses are recorded when incurred. The economic resources measurement focus is applied in the determination of financial position, net income, and cash flow. Proprietary funds distinguish operating revenues and expenses from non-operating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenue of the City's utility funds, other enterprise funds, and internal service funds are charges to customers for sales and services, vehicle and computer replacement, and insurance. Operating expenses for enterprise funds and internal service funds include the cost of sales and services, administrative expenses, taxes, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as non-operating revenues and expenses, or as capital contributions. Substantially all proprietary fund operating revenues are used as security for revenue bonds. Enterprise funds are used to account for services to the general public where all or most of the costs, including depreciation, are to be financed or recovered from users of such services. Utilities provided to residents are accounted for in the water fund, sanitary sewer fund, storm drainage fund, and the solid waste fund. The City reports the following major enterprise funds: The Water Fund- This fund accounts for all revenues, expenses, maintenance, construction, and debt service requirements associated with Auburn's water system. The Sanitary Sewer Fund- This fund accounts for all revenues, expenses, maintenance, construction, and debt requirements for Auburn's sanitary sewer system. The Storm Drainage Fund- This fund accounts for all revenues, maintenance, construction, and debt service requirements of Auburn's storm drainage system. The Solid Waste Fund- Garbage collection services for the City are accounted for in this fund, supported almost entirely by garbage collection fees. Expenses include payment to the City's garbage contractor and other service charges. The Airport Fund- Provides accounting of the activities of the Auburn Municipal Airport. Sources of income for the fund are leases, rentals, fuel charges, investment interest, and grant funding as available. The City reports the Cemetery fund as a non-major enterprise fund. The Internal Service funds are used to account for the financing of goods and services provided to other funds, departments, or governments on a cost reimbursement basis. The City uses internal service funds to account for its fleet of vehicles, its maintenance and operation of facilities, the City-wide provision of computer hardware and software services, the cost of employees affected by an occupational injury or illness, and its insurance premiums. The City's internal service funds are comprised of the Insurance, Work Compensation Self Insurance, Facilities, Information Services, and Equipment Rental funds. 60 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements 3. Fiduciary Fund Types Fiduciary funds are used to account for assets held by the City in a trustee capacity or as an agent for individuals, private organizations, other governments, and/or other funds. Fiduciary funds are classified for accounting measurement purposes as either a governmental fund or a proprietary fund. The Fiduciary Funds are not included in the government-wide financial statements since they are not assets of the City available to support city programs. The City's custodial funds function primarily as a clearing mechanism for cash resources which are collected by the City, held for a period of time and then disbursed to authorized recipients. D. Budget and Budgetary Accounting The City of Auburn budgets in accordance with the Revised Code of Washington (RCW) 35A.33 for the general fund and special revenue funds. For governmental funds, there are no substantial differences between the budgetary basis and generally accepted accounting principles. Budgetary accounts are integrated in fund ledgers for all budgeted funds, but the financial statements include budgetary comparisons for the biennial budgeted governmental funds only. Budgets established for proprietary and trust funds are "flexible budgets" used as managerial tools. and are not legally required to be reported and, as such, are not reported in the Annual Comprehensive Financial Report (ACFR). The biennial budget is proposed by the Mayor and adopted by the City Council with legal budgetary control at the fund level; expenditures and other financing sources may not exceed budgeted appropriations at the fund level. The Mayor may authorize transfers within funds; however, the City Council must approve by ordinance any amendments that increase the total for the fund. At fiscal year-end any unexpended appropriation balances automatically carryforward subject to the rules established in the enabling ordinance. The City prepares the biennial budget on the modified accrual basis, which conforms to Generally Accepted Accounting Principles (GAAP). The Annual Comprehensive Financial Report includes budgetary comparisons for those governmental funds with legally adopted budgets. Budget amounts include the adopted current year budget appropriations and any revisions made during the year. State law establishes the budget process and the time limits under which a budget must be developed. The City follows the procedures outlined below to establish its biennial budget: a. Sixty days prior to each odd numbered fiscal year, the Mayor submits to the City Council a preliminary budget for the biennium commencing the following January lst. The operating budget includes proposed expenditures and funding sources. b. Public hearings are conducted at the Auburn City Council Meetings to obtain taxpayer comments. c. Prior to December 315t, the budget is legally enacted through passage of an ordinance. d. The final operating budget as adopted is published and distributed after adoption. Copies of the budget are made available to the public. 61 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements ORIGINAL AND SUPPLEMENTAL APPROPRIATIONS Original Budget Revisions Final Budget Governmental Funds: General Fund $ 98,143,349 $ 9,730.358 $ 107,873,707 Total Governmental Funds 98,143,349 9,730,358 107,873,707 Special Revenue Funds. - American Rescue Plan 4,030,000 1,972,286 6,002,286 Arterial Street 9,360,894 7,188,380 16,549,274 Arterial Street Preservation 4,100,000 4,836,951 8,936,951 Business Improvement Area 90,000 45,941 135,941 Drug Forfeiture 392,671 70,000 462,671 Hotel/Motel Tax 177,100 8,000 185,100 Housing&Comm Development 650,000 366,330 1,016,330 Local Street 2,036,300 2,110,661 4,146,961 Recreation Trails - 66,210 66,210 Mitigation Fees 7,043,982 4,400,898 11,444,880 Total Special Revenue Funds 27,880,947 21,065,657 48,946,604 Total Budgeted Funds $ 126,024,296 $ 30,796,015 $ 156,820,311 For managerial purposes, the City of Auburn treats the General Fund, Cumulative Reserve Fund, and Fire Pension Fund separately. However, for reporting purposes, these funds are presented in combination with the general fund. The General Fund Statements of Revenues, Expenditures, and Changes in Fund Balance—Budget to Actual compares only the General Fund as adopted in the budget along with the related revenues and expenditures. It does not include the budget or actual data for the Cumulative Reserve Fund and the Fire Pension Fund. The Statements of Revenues, Expenditures, and Changes in Fund Balance — Budget to Actual is also presented for the Cumulative Reserve Fund and Fire Pension Fund under the section Required Supplementary Information. E. Assets, Liabilities, and Fund Balance 1. Deposits and Investments It is the City's policy to invest all temporary cash surplus. At December 31, 2023, the Washington State Local Government Investment Pool (LGIP) was holding $125,693,869 in short-term investments. This amount is classified on the Statement of Net Position as part of the line-item cash and cash equivalents. The interest on these investments is prorated to the various funds based upon ownership of investments. For purposes of the Statement of Cash Flows, cash and cash equivalents includes cash on deposit with financial institutions in both demand and time deposit accounts, and amounts invested in the Local Government Investment Pool, administered by the State Treasurer's Office. The State Finance Committee is the administrator of the statute that created the pool and adopts appropriate rules. The State Treasurer's Office is responsible for establishing the investment policy for the pool and reviews it annually.Any proposed changes are reviewed by the LGIP Advisory Committee.The terms of the policy are designed to ensure the safety and liquidity of the funds deposited in the LGIP. The City, by state law, is authorized to purchase certificates of deposit issued by Washington State depositories that participate in Washington Public Deposit Protection Commission (WPDPC), U.S. Treasury and Agency securities, banker's acceptances, and repurchase agreements. The City purchases repurchase agreements only from institutions that use authorized securities for collateral. The City of Auburn also has signed a "master repurchase agreement" with its primary bank, Key Bank. For purposes of the statement of cash flows, all proprietary fund types and similar trust funds consider all highly liquid investments (including restricted assets) with maturity of three months or less when purchased to be cash equivalents. Investments are recorded at fair value or amortized cost. Adjustments are made to cost for investments amortized over the period to maturity in accordance with GASB Statement No. 31. The investment in the state investment pool is valued at amortized cost. 62 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements 2. Receivables Taxes receivable consist of property taxes (see Note 3). Accrued interest receivable consists of amounts earned on notes and contracts at the end of the year. Customer accounts receivable consist of amounts owed by private individuals or organizations for goods and services provided. Uncollectible amounts are considered immaterial, and the direct write-off method is used. Special assessments are levied against certain property owners and become liens against the property benefited by the improvement. Special assessments receivable consists of current assessments, which are due within one-year, delinquent assessments remaining unpaid after the due date, and unearned, uncollected assessments, which have been levied, but are not due within one year. Other receivables include utility taxes due from private organizations, city assessed business and occupation tax, and customer accounts receivable, which consist of amounts owed from private individuals or organizations for goods and services, including amounts owed for which billings have not been prepared. Notes and contracts receivable consist of amounts owed on open accounts from private individuals or organizations for goods and services rendered. 3. Interfund Receivables and Payables These accounts include all interfund receivables and payables. A separate schedule of interfund activity is furnished in Note 4. 4. Amounts Due From Other Governmental Units This account includes amounts due from other governments for grants, entitlements, and charges for services. A schedule by fund of amounts due from other governmental units is presented in Note 5. 5. Inventories and Prepaid Expenses Government fund types recognize the cost of inventory items and prepaid expenses (expenses that benefit future periods) as assets at the time of purchase. Once the inventory items have been consumed or goods and services associated with the prepaid items have been received, expenditure is recognized. In enterprise and internal service funds, inventories are valued at cost using the weighted average costing method. 6. Restricted Assets In accordance with the utility bond ordinances, state law, or other agreements, separate restricted assets have been established. These assets are restricted for specific purposes including the establishment of bond reserve funds, financing the ongoing capital improvement programs of the various utilities, customer deposits, nonexpendable permanent cemetery endowment and other purposes. 7. Interfund Transactions During normal operations, the City has numerous transactions between City funds. Interfund services provided and used, such as buying goods and services, are recorded as revenues in the internal service funds and expenditures in the paying fund. Transfers between funds are included as "other financing sources or uses" in governmental fund types and as other items in proprietary fund types. 8. Capital Assets Capital assets are recorded at historical cost when known or at estimated historical cost when actual costs are not known. Infrastructure, such as roads, bridges, and water mains, is reported in the applicable government or business- type activities columns in the government-wide statement of net position. All infrastructure costs have been 63 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements calculated and are reported. Government donated capital assets are stated at their acquisition value on the date donated. Major outlays for capital assets and improvements are capitalized as projects are constructed. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend asset lives are not capitalized. For proprietary funds, interest costs incurred to bring certain assets to the condition and location necessary for their intended use are capitalized as part of the historical cost of acquiring the assets. Capital assets of enterprise and internal service funds are recorded at cost. The capital assets of the airport are carried at cost and include those acquired with capital contributed by the Federal Government. Capital assets of all funds are depreciated, and are calculated on the straight-line method using estimated lives as follows: Capitalization Depreciation Estimated Useful Asset Threshold Method Life Building $5,000 Straight-line 10-50 years Other Improvements $5,000 Straight-line 10- 50 years Equipment/Machinery $5,000 Straight-line 3 -20 years Infrastructure $5,000 Straight-line 5 - 75 years Utility Plant $5,000 Straight-Line 25 -50 years Depreciation for intangibles is computed on the straight-line method over the estimated useful life of 3 - 50 years. At the inception of leases at the government fund reporting level, the net present value of future minimum lease payments allocable to the capital asset is reflected as expenditures and an "other financing source" of an equal amount. 9. Pensions For purposes of measuring the net pension liability, deferred outflows of resources and deferred inflows of resources related to pensions, and pension expense, information about the fiduciary net position of all state sponsored pension plans and additions to/deductions from those plans' fiduciary net position have been determined on the same basis as they are reported by the Washington State Department of Retirement Systems. For this purpose, benefit payments (including refunds of employee contributions) are recognized when due and payable in accordance with the benefit terms. Investments are reported at fair value. The net pension assets, deferred outflows, net pension liabilities and deferred inflows of the various pension plans are allocated on the proprietary fund statements and government-wide statements based on the number of City employees by fund participating in the plans. Since PERS 1 and LEOFF1 are closed plans, PERS 1 is allocated using the PERS 2/3 allocation percentages. LEOFF 1 is 100percent police. Related restricted net position of the net pension asset is calculated using the GASB preferred method which is equal to the net pension asset balance, excluding deferred inflows and deferred outflows. 10. Deferred Outflows/Inflows of Resources Deferred outflow of resources represents a consumption of net assets that applies to future periods and will not be recognized as an outflow (expense/expenditure) until that reporting period. Deferred inflow of resources represents an acquisition of net assets that applies to future periods. The difference between the carrying amount of redeemed and/or defeased debt and its reacquisition price is the deferred amount on refunding and is amortized over the remaining life of the debt, or the life of the new debt,whichever is shorter. Deferred outflows and deferred inflows 64 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements of resources related to pensions are reported for differences between expected and actual experience, changes of assumptions, and differences between projected and actual returns on pension plan investments. 11. Compensated Absences City employees accrue vacation leave at a variable rate based on years of service. In general, employees are allowed to accumulate vacation leave up to what would be earned in two years. Unaffiliated employees accrue sick leave at the rate of eight hours per month up to 960 hours. Sick leave accumulations over 960 hours at year-end are paid at 25%. Sick leave is not paid upon termination except in some instances upon separation in good standing, where employees hired before 12/31/1984 can be reimbursed at their current rate for unused sick leave up to a maximum of 960 hours, at a rate based on years of service. The City's union contracts have varied sick leave accruals and payout options. In general, non-exempt employees can accrue up to 80 hours of compensatory time. The City reports compensated absences as liabilities in the government-wide statement of net position and in proprietary funds. Vacation, compensatory time, and sick leave are calculated separately for each employee using the rules described above. The reporting format is in compliance with GASB statement No. 16. Governmental funds recognize expenditures for vacation, sick, and compensatory time when paid. Proprietary funds recognize the expense and accrue a liability for vacation and sick leave pay as the leave is earned. All compensated absence liabilities include salary-related payments, where applicable. 12. Unearned Revenues This account reflects the amounts of taxes and other long-term receivables for which the revenue recognition criteria have not been met. It also reflects prepayments on accounts and grants received in advance. 13. Net Position Components — Proprietary Funds In proprietary funds, net position is generally restricted in connection with restricted assets or for legal segregation. These restrictions are identified on the statement of net position of each fund type. In order to calculate the amounts to be reported as restricted net position and unrestricted net position a flow assumption is made. It is the City's policy to consider restricted net position to have been depleted before unrestricted net position. The City holds and administers a Utility System Rate Stabilization Fund. The City may, by ordinance, withdraw from the Rate Stabilization Fund for inclusion in the net revenue of the Utility System at any time for any current fiscal year of the Utility System, except that the total amount withdrawn from the Rate Stabilization Fund in any fiscal year may not exceed the total debt service of the Utility System in that year. 14. Fund Balance Components—Governmental Funds Fund balance is presented in the governmental fund financial statements and represents the difference between assets and liabilities reported within the governmental fund. Beginning with the most restrictive constraints, fund balance amounts are reported in the following categories: a. Nonspendable fund balance includes items that cannot be spent. This includes activity that is not in a spendable form (investments, prepaid amounts, long-term portion of loans/notes receivable, or property held for resale unless the proceeds are restricted, committed or assigned) and activity that is legally or contractually required to remain intact. b. Restricted fund balance is externally (outside the City) enforceable limitations imposed by creditors, grantors, contributors, laws and regulations of other governments, or laws through constitutional provisions or enabling legislation. 65 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements c. Committed fund balance is self-imposed limitations imposed at the highest level of decision-making authority, namely, Mayor and City Council. Mayor and City Council approval by ordinance is required to commit, modify, or rescind resources. d. Assigned fund balance includes amounts that are constrained by the City's intent to be used for a specific purpose but are neither restricted nor committed. It is the City's policy that the Finance Director shall have the authority to assign amounts of fund balance to a specific purpose; however, before expenditure, amounts must be appropriated by the City Council which is often adopted by City Council in the biennial budget ordinance. For governmental funds, other than the General Fund, this is the residual amount within the fund that is not restricted or committed. e. Unassigned fund balance is the residual amount of the General Fund not included in the four categories described above. Also, any deficit fund balances within the other governmental fund types are reported as unassigned. When expenditure is incurred for purposes for which both restricted and unrestricted resources are available, it is the City's policy to use restricted resources first. When expenditures are incurred for purposes,for which unrestricted (committed, assigned, and unassigned) resources are available, and amounts in any of these unrestricted classifications could be used, it is the City's policy to spend committed resources first, then assigned and unassigned, in that order. 66 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements The following shows the composition of the fund balance of the governmental funds for the fiscal year ended December 31, 2023: City of Auburn, Washington Governmental Funds Balance Details December 31,2023 Major Other Total General Arterial Capital Governmental Governmental Fund Street Improvements Funds Funds Nonspendable Inventory and Prepaids $ 63,786 $ - $ - $ - $ 63,786 Permanent Cemetery Endowment - - - 2,151,308 2,151,308 Total Nonspendable 63,786 - - 2,151,308 2,215,094 Restricted Arterial Street Preservation Fund - - - 100,855 100,855 City Tourism Promotion - - - 506,580 506,580 Community Development Block Grant Program - - - 42,904 42,904 Drug Investigation and Enforcement - - - 908,127 908,127 Fire Pension 1,870,328 - - - 1,870,328 Major Street Construction - 2,279,131 - - 2,279,131 Opioid Settlement 72,471 - - - 72,471 Recreational Trail Development - - - 104,169 104,169 REET 1 Allowable Projects - - 6,909,748 - 6,909,748 REET 2 Allowable Projects - - 7,898,109 - 7,898,109 Street and Fire Service Mitigation Fees - - - 16,264,090 16,264,090 Total Restricted 1,942,799 2,279,131 14,807,858 17,926,724 36,956,512 Committed Arterial Street Presevation Fund - - - 5,453,137 5,453,137 Local Street Improvements - - - 6,325,605 6,325,605 Total Committed - - - 11,778,743 11,778,743 Assigned Appropriations Over Estimated Revenue 10,479,588 - - - 10,479,588 Arterial Street Preservation Fund - - 861,433 219,029 1,080,462 Cemetery Capital Enhancement and Maintenance - - - 238,902 238,902 Debt Service - - - 483,916 483,916 Downtown Infrastructure Improvements - - - 485,926 485,926 Drug Investigation and Enforcement - - - 51,239 51,239 Local Street Improvements - - - 46,852 46,852 Parks and Trails Construction Projects - - - 1,589,295 1,589,295 Recreation Trail Development - - - 4,851 4,851 School Administration Fees - - - 107,376 107,376 Total Assigned 10,479,588 - 861,433 3,227,386 14,568,407 Unassigned Unassigned 65,993,516 - - - 65,993,516 Total Unassigned 65,993,516 - - - 65,993,516 Total $ 78,479,689 $ 2,279,131 $ 15,669,290 $ 35,084,160 $ 131,512,270 F. Revenues, Expenditures and Expenses Operating revenues and expenses for the proprietary fund are those that result from providing services and producing and delivering goods and/or services in connection with a proprietary fund's principal ongoing operations. For the city, operating expenses for proprietary funds and internal service funds include the cost of sales and services, administrative expenses, and depreciation of capital assets. All revenues and expenses not meeting this definition are reported as non-operating revenues and expenses. Contributions of capital in proprietary fund financial statements arise from internal and external contributions of capital assets or from grants or outside contributions of resources restricted to capital acquisition and construction. 67 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements Transfers between government and business-type activities on the government-wide statement of activities are reported as general revenues. Transfers between funds reported in the governmental activities' column are eliminated, as are transfers between funds reported in the business-type activities column. G. Estimates The preparation of the financial statements in conformity with accounting principles generally accepted in the United States requires management to make estimates and assumptions that affect the amounts reported in the financial statements and accompanying notes. Actual results may differ from those estimates. NOTE 2 — DEPOSITS AND INVESTMENTS A. Deposits On December 31, 2023, the carrying amount of the City's cash demand deposits with Key Bank totaled $17,258,964 while the bank balance was $23,504,000. In addition, the balance of the City's interest-bearing checking account with Pacific Premier Bank totaled $ 11,230,359. Furthermore, there was $17,600 in petty cash ($10,000 in the Drug Forfeiture Fund to be used for enforcements purposes, $7,600 in various petty cash and cashier change funds). Custodial Credit Risk Custodial credit risk is the risk associated with the failure of a depository financial institution. In the event of a depository financial institution's failure, it is the risk that the City would not be able to recover its deposits or collateralized securities that are in the possession of the outside parties. The City minimizes custodial credit risk by following the restrictions set forth in state law. The Federal Deposit Insurance Corporation (FDIC) insures the City's deposits up to $250,000. The Washington Public Deposit Protection Commission (WPDPC) (established under Chapter 39.58 of the Revised Code of Washington) constitutes a multiple financial institution collateral pool. Pledged securities under the WPDPC collateral pool are held by the WPDPC's agent in the name of the collateral pool. B. Investments As required by State law, all investments of the City's funds are obligations of the U.S. Government, or deposits with Washington State banks that participate in the WPDPC. Pension and permanent funds are not subject to these limitations. Investments that are not Measured at Fair Value On December 31, 2023, the City had the following investments amortized, at cost: Amortized Investment Type Cost State investment pool (LGIP) $ 125,693,869 $ 125,693,869 The City participates in the Local Government Investment Pool (LGIP). The LGIP meets the maturity, quality, diversification, and liquidity requirements as set forth in GASB Statement 79. The LGIP is an unrated external investment pool, and was authorized by Chapter 294, Laws of 1986, and is managed and operated by the Washington State Treasurer. The LGIP does not have any legally binding guarantees of share values. The LGIP does not impose liquidity fees or redemption gates on participant withdrawals. All temporary investments such as the State Investment Pool are stated at amortized cost. The Office of the State Treasurer prepares a stand-alone LGIP financial report. A copy of the report is available from the Office of the State Treasurer, PO Box 40200, Olympia,Washington 98504-0200, online at http://www.tre.wa.gov. 68 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements Investments Measured at Fair Value The city measures and reports investments at fair value using the valuation input hierarchy established by generally accepted accounting principles, as follows: • Level 1 —Quoted prices in active markets for identical assets or liabilities. • Level 2 — These are quoted market prices for similar assets or liabilities, quoted prices for identical or similar assets or liabilities in markets that are not active, or other quoted prices that are not observable. • Level 3 — Unobservable inputs for an asset or liability. As of December 31, 2023, the City had the following investments measured at fair value: Fair Value Measurements Using Significant Quoted Prices in Other Significant Active Markets for Observable Unobservable Identical Assets Inputs Inputs Investments by Fair Value Level 12/31/2023 (Level 1) (Level 2) (Level 3) US Agency $ 83,827,850 $ 83,827,850 $ - $ - Total Investments by Fair Value Level $ 83,827,850 $ 83,827,850 $ - $ - The following is a reconciliation of the City's total cash and investments to the Government-Wide Statement of Net Position as of December 31, 2023: Cash and Investments Reconciliation to the Government-Wide Statement of Net Position Cash and Cash Equivalents $ 114,828,240 Investments 83,827,850 Temporarily Restricted: Cash and Cash Equivalents 28,220,384 Permanently Restricted: Cash and Cash Equivalents 2,151,308 Total $ 229,027,782 Bank Deposits $ 28,489,323 Investments not measured at fair value 125,693,869 Investments measured at fair value 83,827,850 Petty Cash Funds 17,600 Less: cash held in custodial funds (9,000,860) Total $ 229,027,782 69 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements Interest Rate Risk Interest rate risk is the risk that changes in interest rates of debt investments will adversely affect the fair value of an investment. As a means of limiting its exposure to fair value losses arising from rising interest rates, the City's investment policy limits the maximum maturity of an investment to not greater than five years, unless an investment is matched to an anticipated future cash flow. The segmented time distribution presented in the schedule of investments by maturity above indicates how the City has managed its interest rate risk. Credit Risk Credit risk is the risk that an issuer or other counterparty to an investment will not fulfill its obligations. State law and the City's investment policy limit the instruments in which the City may invest. These include: 1. US Treasury obligations 2. US Government Agency obligations and US Government Sponsored Enterprises (GSE's) which may include, but are not limited to Federal Farm Credit Bank (FFCB), Federal Home Loan Bank (FHLB), Government National Mortgage Association (GNMA), Federal Home Loan Mortgage Corporation (FHLMC), Federal National Mortgage Association (FNMA), Student Loan Marketing Corporation (SLMA), and/or Tennessee Valley Authority (TVA). 3. Non-negotiable Certificates of Deposit of financial institutions which are qualified public depositories as defined by RCW 39.58.010(2) and in accordance with the restrictions therein. 4. Bonds of the State of Washington and any local government in the State of Washington, General Obligation bonds outside the State of Washington; at the time of investment, the bonds must have a rating of AA- from S&P or Aa3 from Moody's, or higher. In the case of a split rating, the lower rating of these two rating agencies will be used. 5. Washington Local Government Investment Pool (LGIP) managed by the Washington State Treasurer's Office. 6. Other investments authorized by law. 7. Time deposits and savings account deposits with Washington State Public Deposit Protection Commission (PDPC) approved banks. The City's municipal bond holding at time of purchase carried a AAA rating from S&P and a Aaa rating from Moody's. Concentration of Credit Risk Concentration of credit risk is the risk of loss attributed to the magnitude of an investment in a single issuer. The City diversifies its investments by security type and institution. City investment policy restricts security holdings to 25 -40% of the City's total investment portfolio in a single security type. This restriction excludes US Treasury obligations, US Agency Securities and the Washington State Local Government Investment Pool which may comprise 100% of the total investment portfolio. Other information Effective 2002, the City has established arrangements with Bank of New York for safekeeping of all investments. The following is a schedule of investments by fund type: State Investment U.S. Pool Agency Total Governmental Funds $ - $ 49,127,500 $ 49,127,500 Enterprise Funds - 34,700,350 34,700,350 Local Government Investment Pool 125,693,869 - 125,693,869 Total $ 125,693,869 $ 83,827,850 $ 209,521,719 70 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements NOTE 3 - PROPERTY TAXES Property taxes received during tax year 2023 were $24,519,933 including collection of prior year delinquent assessments. Property taxes assessed for collection in tax year 2023 were based on a regular tax levy of $1.66241 per $1,000 on a total 2022 assessed value of $17,563,516,672. For levy year 2023, to be received in 2024, the City's regular tax levy is $1.39068 per $1,000 on a 2023 assessed valuation of $17,869,840,473 as of December 31, 2023, for a total regular levy of $24,646,712. State law provides that debt cannot be incurred in excess of the following percentages of the taxable property of the City. 1.50% of assessed value without a vote of the people 2.50% of assessed value with a vote of the people The City has additional authority to incur the following debt as a percentage of total valuation. 2.50% of assessed value with a vote of the people, indebtedness is for utilities. 2.50% of assessed value with a vote of the people, indebtedness is for parks, or open space development. At December 31, 2023, the debt limits for the City were as follows: With a Vote For Parks or Without General For Open Space a Vote Purposes Utilities Development Total Item 1.50% 1.00% 2.50% 2.50% Capacity Legal Limit $268,047,607 $178,698,405 $ 446,746,012 $ 446,746,012 $ 1,340,238,036 Outstanding indebtedness (34,509,925) - - - (34,509,925) Margin available $233,537,682 $178,698,405 $ 446,746,012 $ 446,746,012 $ 1,305,728,111 The County Treasurer acts as an agent to collect property taxes levied in the county for all taxing authorities. Taxes are levied annually on January 1 on property values listed as of the prior August 31. The County assesses property at 100% of fair market value. A revaluation of all property is required every year, and a physical inspection is required at least once every six years. Property taxes levied by the County Assessor and collected by the County Treasurer become a lien on the first day of the levy year and may be paid in two installments if the total amount exceeds $50. The first half of real property taxes is due on April 30 and the balance is due October 31. Delinquent taxes bear interest at the rate of 12% and are subject to additional penalties if not paid as scheduled. No allowance for uncollectable taxes is established because delinquent taxes are considered fully collectable. At year-end, property taxes are recorded as a receivable. During the year, property tax revenues are recognized when cash is received. 1. The Washington State Constitution limits the total regular property taxes to 1% of assessed valuation or $10 per $1,000 of value. If the taxes of all districts exceed this amount, each is proportionately reduced until the total is at or below the 1% limit. 2. Washington State law in RCW 84.55.010 limits the annual growth of regular property taxes to the lesser of 1% or the rate of inflation. With a vote of the majority of the voters within a taxing district, the 1% levy limitation can be "lifted" and additional taxes may be levied. 3. The City may voluntarily levy taxes below the legal limit. 71 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements Special levies approved by the voters are not subject to the above limitations. Property taxes are recorded as receivable and offset by an unearned revenue account when levied. Since state law allows for the sale of property for failure to pay taxes, no estimate of uncollectible taxes is made. NOTE 4- INTERFUND ACTIVITY Transfers are legally authorized transfers of resources from a fund receiving revenue to the fund through which resources are to be expended. The principal purposes for interfund transfers include interfund subsidies and transfers into capital project and debt service funds, and to transfer special revenues towards allowable projects and programs. All transfers either occur on a regular basis or are consistent with the purpose of the fund making the transfer. Interfund transfers for the year ended December 31, 2023, were as follows: Transfer From Capital American Rescue Non-major Non-major Internal Improvement Plan Act Governmental Water Sanitary Enterprise Service General Fund Fund Fund Funds Fund Sewer Storm Drainage Funds Funds Total 0 h General Fund - - 6,002,286 1,769 72.230 72,231 146,231 - - 6,294.747 'al Capital Improvement Fund 130,570 - - 625,331 - - - - - 755.901 c Arterial Street Fund 789 - - 1,060,026 - - - - - 1,060,816 Non-major Governmental Funds 419,794 993,983 - 143,052 50,000 50,000 50,000 - 553,375 2,260,204 Internal Service Funds 1,504,852 248.382 - - 73,520 136,880 337,303 163,265 63,528 2,527,729 2,056,005 1.242,365 6,002,286 1.830,179 195.750 259,111 533,534 163,265 616,903 12,899.397 The City made the following transfers during the year ending December 31, 2023: General Fund: • $889,911 from the General Fund (Cumulative Reserve) to the Equipment Rental Capital Projects fund for police patrol vehicle fleet expansion ($870,640) and the M&O Facility Improvements project ($19,271). • $370,465 to the 2016 Combined Refunding fund for Golf/Cemetery debt service payments. • $206,150 from the General Fund (Cumulative Reserve) to the Innovation and Technology fund for process improvements to the City's HR system. • $172,796 to the Innovation and Technology Capital Projects fund for the Broadband to Impacted Communities project. • $130,570 to the Capital Improvements fund for the Neighborhood Improvement project. • $70,666 to the Equipment Rental Capital Projects fund for cost overruns on vehicles purchased in 2023 ($68,000) and the M&O Facility Improvement project ($2,666). • $98,572 to the Innovation and Technology fund for a new IT Security Engineer position, as well as equipment for other new positions added to the City in 2023. • $58,363 to the Equipment Rental fund for a new Mechanic position. • $28,626 to the Municipal Parks Construction fund for Forest Villa Park improvements. • $20,703 to the Local Street fund for the D St SE &23rd St storm improvements project. • $8,394 from the General Fund (Cumulative Reserve) to the Facilities fund for exterior repairs to the Golf Course. • $789 to the Arterial Streets fund for the Auburn Way S Roundabout project. Capital Improvement Fund: • $704,175 to the 2020 LTGO A&B Refunding Bonds fund for debt service payments. • $172,989 to the Local Street fund to support multiple capital projects. • $78,630 to the Municipal Parks Construction fund to support the 12th Street Parking Lot Improvement ($49,547) and the Fairway Drainage Improvement projects ($29.083). • $38,189 to the Local Revitalization fund for the Arts and Culture Center Alleyway. • $183,336 to the Facilities fund for carpet and door hardware replacement at the Justice Center. 72 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements • $65,046 to the Equipment Rentals Capital Projects fund for the M&O Facilities Improvements project. American Rescue Plan Act Fund: • $6,002,286 from American Rescue Plan Act Fund to the General Fund to mitigate public safety expenses. Non-major Governmental Funds: • $1,769 from the LID Guarantee fund to the General Fund to close the LID Guarantee fund. • $1,060,026 from Mitigation Fund to the Arterial Streets fund to support multiple capital projects. • $143,052 from Mitigation Fund to the Municipal Parks Construction fund for multiple capital projects. • $625,331 from Mitigation Fund to the Capital Improvement fund support the Arts and Culture Center Renovation. Water Fund: • $72,230 to the General Fund to support multiple new positions in the City. • $50,000 to the Local Street fund for utility trench mitigation. • $48,276 to the Equipment Rental Capital Projects fund for the M&O Facilities Improvements project. • $15,661 to the Innovation and Technology fund to support two new Engineer positions. • $9,582 to the Equipment Rental fund to support a new Mechanic position. Sanitary Sewer: • $109,966 to the Equipment Rental Capital Projects fund for CCTV Camera and Tractor ($61,560) and the M&O Facilities Improvements project ($48,436). • $72,231 to the General Fund to support multiple new positions in the City. • $50,000 to the Local Street fund for utility trench mitigation. • $17,332 to the Innovation and Technology fund to support two new Engineer positions and a new Maintenance Worker position. • $9,582 to the Equipment Rental fund to support a new Mechanic position. Storm Drainage: • $163,736 to the Equipment Rental Capital Projects fund new mowers ($115,300) and the M&O Facilities Improvements project ($48,436). • $150,000 from the Storm Drainage Capital Projects fund to the Equipment Rentals Capital Projects fund to reimburse for equipment purchases. • $74,000 to the General Fund for median maintenance. • $72,231 to the General Fund to support multiple new positions in the City. • $50,000 to the Local Street fund for utility trench mitigation. • $13,985 to the Innovation and Technology fund to support two new Engineer positions and a new Maintenance Worker position. • $9,582 to the Equipment Rental fund to support a new Mechanic position. Non-Major Enterprise Funds: • $163,265 from the Cemetery Capital Projects fund to the Equipment Rental Capital Projects fund for the purchase of a new backhoe. Internal Service Funds: • $553,375 from the Facilities fund to the 2020 LTGO A&B Refunding Bonds fund for debt service payments. • $63,528 from the Innovation and Technology fund to the Facilities fund for surveillance cameras. 73 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements Loans between funds are classified as interfund receivable and payable. Interfund Loans do not affect total fund balance. Interfund Loans Balance Balance Due From Due To 1/1/2023 New Loans Repayments 12/31/2023 Housing&Comm.Dev. General Fund $ 150.000 $300.000 $450,000 Total interfund loans $ 150.000 $300.000 $ - $450.000 All interfund loans are considered short-term cash loans. "The purpose of the interfund loan to Housing c Community Development was to cover authorized expenditures while the City waited for reimbursement of federal Community Development Block Grant monies. 74 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements NOTE 5 - DUE FROM OTHER GOVERNMENTAL UNITS As of December 31, 2023, the City had receivables due from other governmental units as follows: Due from Other Governmental Units As of December 31, 2023 General Fund: Auburn School District 132,186 King County District Court 967,648 King County Parks- Grants 39,561 King County Real Estate Excise Taxes 550,275 King County VSHS Levy grant 66,454 Pierce County- Real Estate Excise Taxes 16,059 Port of Seattle-Grant 120,000 Seattle Police Dept-US Department of Justice JAG Grant 31,438 US Department of Justice-Bulletproof Vest Program 25,854 WA Dept. of Transportation-CTR Program 10,113 WA State Criminal Justice Training 27,784 WA State Treasurer- Sales Taxes 1,814,545 Total General Fund 3,801,917 Arterial Street Fund: King County Wastewater Treatment Division 14.469 King County Metro 51,418 WA Dept. of Transportation-Grants 153,890 Total Arterial Street Fund 219,777 Arterial Street Preservation Fund: WA Dept. of Transportation-Grant 6,804 WA State Treasurer- Public Transportation Tax 213,987 Total Arterial Street Preservation Fund 220,791 Housing and Community Development Fund: HUD Treasury- HCDA Grant 495,458 Total Hotel/Motel Tax Fund 495,458 Drug Forfeiture Fund: City of Puyallup -TNET 7,102 Pierce County Sheriff's Department-TNET 7,676 Total Drug Forfeiture Fund 14,778 2020 LTGO AS.B Refunding Bonds Fund WA State Treasurer- LRF Sales Tax Credit 15,865 Total Hotel/Motel Tax Fund 15,865 Municipal Park Construction: King County Parks- Grants 74,805 Total Municipal Park Construction Fund 74,805 General Government Capital Improvements: Pierce County- Real Estate Excise Taxes 22,356 WA Dept. of Transportation-Grants 601,377 WA State Historical Society- Grant 47,241 Total General Government Capital Improvements Fund 670,974 Storm Drainage Fund: City of Pacific 3,472 Total Storm Drainage Fund 3,472 Water Fund: WA State Military Dept- Grant 215,978 Total Storm Drainage Fund 215,978 Solid Waste Fund: King County-Waste reduction and recycling- Grant 7,079 King County- Hazardous Waste Management- Grant 17,176 WA State Department of Ecology-Grant 15,657 Total Solid Waste fund 39,912 Airport Fund Federal Aviation Administration-Grant 439,248 WA Dept. of Transportation-Grant 83 Total Airport Capital fund 439,331 Facilities Fund: City of Federal Way 12,500 Total Airport Capital fund 12,500 Information Services Fund: City of Algona 2,265 Valley Regional Fire Authority 2,250 Total Information Services fund 4,515 Total 6,230,072 Reconciliation to government-wide statement of net position: Total above due from other governmental units 6,230,072 Total due from other governmental units, government-wide statement of net position 6,230,072 75 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements NOTE 6 - CAPITAL ASSETS AND RIGHT TO USE ASSETS Capital asset activity for the year ended December 31, 2023, is as follows: Schedule of Asset Activity Capital Assets Balance Decreases/ Balance 1/1/23 Increases Adjustments 12/31/23 Governmental activities: Capital assets, not being depreciated: Land $ 108,373,419 $ 2,541,289 $ (8,548) 110,906,160 Construction in progress 9,027,389 10,218,286 (9,218,035) 10,027,639 Total capital assets, not being depreciated 117,400,808 12,759,575 (9,226,583) 120,933,799 Capital assets, being depreciated: Buildings 74,096,363 41,435 (486,805) 73,650,993 Improvements other than buildings 29,057,242 490,668 (346,394) 29,201,516 Machinery and equipment 35,182,156 4,562,049 (1,355,319) 38,388,887 Intangibles 564,093 - - 564,093 Infrastructure 456,404,847 7,448,940 - 463,853,787 Lease Assets 4,912,091 - (10,232) 4,901,859 Subscription Assets 4,079,690 830,620 - 4,910,310 Total capital assets being depreciated 604,296,482 13,373,712 (2,198,750) 615,471,445 Less: accumulated depreciation for: Buildings (28,111,891) (1,481,190) 73,021 (29,520,061) Improvements other than buildings (19,226,976) (901,983) 346,394 (19,782,565) Machinery and equipment (25,622,328) (2,190,014) 868,600 (26,943,741) Intangibles (59,635) (4,935) - (64,570) Infrastructure (244,403,830) (15,914,156) - (260,317,986) Lease Assets (276,723) (302,598) 10,232 (569,089) Subscription Assets - (616,391) - (616,391) Total accumulated depreciation (317,701,383) (21,411,268) 1,298,247 (337,814,403) Total capital assets, being depreciated, net 286,595,100 (8,037,555) (900,503) 277,657,042 Governmental activities capital assets, net $ 403,995,907 $ 4,722,019 $ (10,127,086) $ 398,590,841 Business-type activities: Capital assets, not being depreciated: Land 13,177,445 - - 13,177,445 Water Rights 8,758,773 934,805 - 9,693,578 Construction in progress 8,775,228 5,767,899 (8,171,774) 6,371,353 Total capital assets, not being depreciated 30,711,446 6,702,704 (8,171,774) 29,242,377 Capital assets, being depreciated: Buildings 6,085,435 - - 6,085,435 Improvements other than buildings 391,156,288 8,215,040 - 399,371,328 Machinery and equipment 2,598,714 - - 2,598,714 Total capital assets being depreciated 399,840,437 8,215,040 - 408,055,478 Less: accumulated depreciation for: Buildings (4,604,142) (99,567) - (4,703,710) Improvements other than buildings (158,081,887) (8,978,636) - (167,060,523) Machinery and equipment (2,410,453) (27,658) - (2,438,111) Total accumulated depreciation (165,096,482) (9,105,862) - (174,202,344) Total capital assets, being depreciated, net 234,743,955 (890,821) - 233,853,133 Business-type activities capital assets, net $ 265,455,401 $ 5,811,883 $ (8,171,774) $ 263,095,510 76 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements Lease Assets by Category Balance Decreases/ Balance 1/1/23 Increases Adjustments 12/31/23 Governmental activities: Lease assets, being amortized: Buildings $ 4,685,125 $ - $ - $ 4,685,125 Machinery and equipment 226,966 - (10,232) 216,734 Total lease assets being amortized 4,912,091 - (10,232) 4,901,859 Less: accumulated amortization for: Buildings (257,897) (257,897) - (515,794) Machinery and equipment (18,826) (44,701) 10,232 (53,295) Total accumulated amortization (276,723) (302,598) 10,232 (569,089) Total lease assets, being amortized, net 4,635,368 (302,598) - 4,332,770 Governmental activities lease assets, net $4,635,368 $(302,598) $ - $4,332,770 77 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements Subscription Assets Balance Decreases/ Balance 1/1/23 Increases Adjustments 12/31/23 Governmental activities: Subscription Assets: ADManager Plus $ - $ 159,247 $ - $ 159,247 Autodesk Subscription - 145,635 - 145,635 Axon Software 3,068,114 - - 3,068,114 Flock Proprietary Software - 122,242 - 122,242 MyBuildingPermit.com (MBP) 556,626 - - 556,626 Power Policy, eFroms, Attendance, and Core HR 260,411 - - 260,411 RNI and Analytics Subscriptions 194,539 - - 194,539 SeeClickFix OMS Plus - 403,495 - 403,495 Total Software Subscription Assets 4,079,690 830,620 - 4,910,310 Subscription Accumulated Amortization: ADManager Plus $ - $ (7,043) $ - $ (7,043) Autodesk Subscription - (34,993) - (34,993) Axon Software - (344,088) - (344,088) Flock Proprietary Software - (21,406) - (21,406) MyBuildingPermit.com (MBP) - (50,602) - (50,602) Power Policy, eFroms, Attendance, and Core HR - (86,804) - (86,804) RNI and Analytics Subscriptions - (34,843) - (34,843) SeeClickFix OMS Plus - (36,613) - (36,613) Total Software Subscription Accumulated Amortization - (616,391) - (616,391) Total subscription assets, being amortized, net $4,079,690 $ 214,229 $ - $ 4,293,919 The beginning balances have been restated. No subscription activity is qualified to be recognized as intangible asset under the business-type activities. 78 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements Depreciation/amortization expense was charged to functions/programs of the City as follows: Governmental activities: General Government $ 1,173,832 Public Safety 1,284,793 Transportation 14,896,451 Health and Human Services 257,897 Culture and Recreation 1,407,327 Capital assets held by the City's internal service funds are charged to the various functions based on their usage of the assets 2,390,967 Total depreciation/amortization expense- governmental activities $ 21,411,267 Business-type activities: Water $ 3,837,812 Sanitary Sewer 2,517,198.05 Storm Water 2,135,172.72 Airport 580,218.02 Cemetery 35,461.57 Total depreciation expense- business-type activities $ 9,105,862 To comply with the provisions of GASB statements No. 87, the corresponding intangible lease assets and liabilities have been identified. The following discloses additional information for the lease agreements classified under governmental activities. During 2023, there were three separate agreements with lessors as listed in the following table. Lessor: Total Feenix Parkside LLC Sharp Business Systems Pitney Bowes Inc. Asset Information: Value of the Right to Use Asset $ 4,685,125 $ 216,734 $ - $ 4,901,859 Accumulated Amortization (515,794) (53,295) - (569,089) Book Value $ 4,169,331 $ 163,439 $ - $ 4,332,770 Liability Information: Lease Liability (Note 7) $ 4,244,669 $ 161,354 $ - $ 4,406,023 Payment 22,866 40,024 2,048 Non-lease Portion - 18,864 - Interest Rate 1.4810% 2.1567% 0.2383% Other Information: Underlying Asset Building Equipment Equipment Payment Frequency Monthly Semi Annual Quarterly Lease Contract Date January 2020 May 2022 April 2018 Lease Commencement Date February 2020 May 2022 April 2018 Lease End Date February 2040 October 2027 April 2023 Payment Type Fixed Fixed Fixed Lease Description 22,308 square feet Right to use copy Relay 2000 Inserter of rentable area machines machine There were no commitments under leases before the commencement of the lease terms. 79 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements For the year ended 12/31/2023,the financial statements include the adoption of GASB Statement No. 96, Subscription- Based Information Technology Arrangements. The primary objective of this statement is to enhance the relevance and consistency of information about governments' subscription activities. This statement establishes a single model for subscription accounting based on the principle that subscriptions are financings of the right to use an underlying asset. Under this Statement, an organization is required to recognize a subscription liability and an intangible right-to- use subscription asset. For additional information, refer to the following disclosures related to each subscription agreement. On 08/31/2023, Auburn, WA entered a 24-month subscription for the use of Flock Proprietary Software. An initial subscription liability was recorded in the amount of $118,242.06. As of 12/31/2023, the value of the subscription liability is $58,242.06. Auburn, WA is required to make annual fixed payments of $66,120.00. The subscription has an interest rate of 3.0183%. The value of the right to use asset as of 12/31/2023 is $122,242.06 with accumulated amortization of $21,405.63. On 01/01/2023, Auburn, WA entered a 107-month subscription for the use of Axon Software. An initial subscription liability was recorded in the amount of $3,068,114.03. As of 12/31/2023, the value of the subscription liability is $2,751,076.33. Auburn, WA is required to make annual fixed payments of $427,433.48. The subscription has an interest rate of 2.7980%. The value of the right to use asset as of 12/31/2023 is $3,068,114.03 with accumulated amortization of $344,087.55. City has one extension option, for 60 months. On 01/01/2023, Auburn,WA entered a 36-month subscription for the use of Power Policy, eFroms, Attendance, and Core HR. An initial subscription liability was recorded in the amount of $175,211.49. As of 12/31/2023, the value of the subscription liability is $157,703.49. Auburn, WA is required to make annual fixed payments of $17,508.00. The subscription has an interest rate of 2.6560%.The value of the right to use asset as of 12/31/2023 of $260,411.49 with accumulated amortization of $86,803.83 is included in the asset activity schedules. On 01/01/2023, Auburn, WA entered a 67-month subscription for the use of RNI and Analytics Subscriptions. An initial subscription liability was recorded in the amount of$194,538.58.As of 12/31/2023,the value of the subscription liability is $159,952.38. Auburn,WA is required to make annual fixed payments of $45,708.76. The subscription has an interest rate of 2.7023%. The value of the right to use asset as of 12/31/2023 of $194,538.58 with accumulated amortization of $34,842.73 is included in the asset activity schedules. Auburn, WA has one extension option, for 60 months. Auburn, WA had a termination period of 60 months as of the subscription commencement. On 09/23/2023, Auburn, WA entered a 36-month subscription for the use of SeeClickFix OMS Plus. An initial subscription liability was recorded in the amount of $403,495.20. As of 12/31/2023, the value of the subscription liability is $271,703.40. Auburn,WA is required to make annual fixed payments of $131,791.80. The subscription has an interest rate of 2.9010%. The value of the right to use asset as of 12/31/2023 of $403,495.20 with accumulated amortization of $36,613.45 is included in the asset activity schedules. 80 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements On 10/22/2023, Auburn, WA entered into a 52-month subscription for the use of ADManager Plus. An initial subscription liability was recorded in the amount of $159,247.35. As of 12/31/2023, the value of the subscription liability is $107,484.35. Auburn, WA is required to make annual fixed payments of $51,763.00. The subscription has an interest rate of 3.5290%. The value of the right to use asset as of 12/31/2023 of $159,247.35 with accumulated amortization of $7,043.63 is included in the asset activity schedules. The City has three extension option, each for 12 months. On 01/15/2023, Auburn, WA entered a 48-month subscription for the use of Autodesk Subscription. An initial subscription liability was recorded in the amount of $145,635.29. As of 12/31/2023, the value of the subscription liability is $107,771.79. Auburn, WA is required to make annual fixed payments of $37,863.50. The subscription has an interest rate of 2.6760%. The value of the right to use asset as of 12/31/2023 of $145,635.29 with accumulated amortization of $34,992.92 is included in the asset activity schedules. Auburn,WA has three extension options, each for 12 months. On 01/01/2023,Auburn,WA entered a 132-month subscription for the use of MyBuildingPermit.com (MBP). An initial subscription liability was recorded in the amount of $556,625.76. As of 12/31/2023, the value of the subscription liability is $513,118.24. Auburn,WA is required to make quarterly fixed payments of$14,857.00.The subscription has an interest rate of 2.9460%. The value of the right to use asset as of 12/31/2023 of $556,625.76 with accumulated amortization of $50,602.34 is included in the asset activity schedules. The City has included 10 extension options, each for 12 months, in the subscription period. NOTE 7 - LONG-TERM LIABILITIES General Obligation Bonds are direct obligations of the City for which its full faith and credit are pledged. Debt service for voter-approved issues, of which the City has none, would be funded by special property tax levies. Debt service for City Council authorized bonds, also called councilmanic bonds, is funded from regular property taxes or general revenues, and is generally paid from debt service funds but can be paid from other designated funds. General Obligation Bonds outstanding at year-end are as follows: • 2016 Limited Tax General Obligation Refunding Bonds were issued for the primary purposes of (a) refunding on a current basis the 2005 Limited Tax General Obligation Refunding Bonds and (b) refunding on an advance basis the 2006A Limited Tax General Obligation Bonds. As a result of these transactions, the 2005 and 2006A bonds are considered to be defeased and the liability for those bonds has been removed from the City's financial statements. The remaining balance of outstanding defeased debt as of December 31, 2023, is $728,476. • 2020 Limited Tax General Obligation Series A Refunding Bonds were issued in the principal amount of$15,010,000 on October 22, 2020, for the purpose of refunding on a current basis the 2010 Limited Tax General Obligation Series B Bonds of which $17,560,000 was outstanding. The bonds were issued at a premium of $3,124,761 and bear a fixed interest rate of 4-5% through maturity. The net proceeds of $17,973,858 (after payment of $160,903 in issuance costs) were deposited into an irrevocable trust with an escrow agent to pay the full outstanding principal and interest on the 2010 B Bonds on the October 23, 2020, redemption date. As a result of this transaction, the 2010 B bonds are considered to be defeased and the liability for those bonds have been removed from the City's financial statements. The refunding transaction reduced the City's total debt service payments by $3,898,891 through the final maturity of December 1, 2039, and resulted in an economic gain (the difference between the present values of the debt service payments on the old and new debt) of $3,391,515. • 2020 Limited Tax General Obligation Series B Refunding Bonds were issued in the principal amount of $4,470,000 on October 22, 2020, for the purpose of refunding on a current basis the 2010 Limited Tax General Obligation Series D Bonds of which $5,160,000 was outstanding. The bonds were issued at a premium of $864,988 and bear 81 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements a fixed interest rate of 2-5% through maturity. The net proceeds of $5,287,071 (after payment of $47,917 in issuance costs) were deposited into an irrevocable trust with an escrow agent to pay the full outstanding principal and interest on the 2010 D Bonds on the October 23, 2020, redemption date. As a result of this transaction, the 2010 D bonds are considered to be defeased and the liability for those bonds have been removed from the City's financial statements. The refunding transaction reduced the City's total debt service payments by $1,003,626 through the final maturity of December 1, 2034, and resulted in an economic gain (the difference between the present values of the debt service payments on the old and new debt) of $903,068. Revenue Bonds are payable from water, sewer and storm drainage utility revenues generated by those enterprise funds. • 2013 Utility System Revenue Bonds were issued in par amount of $11,415,000 to finance water and storm utility system improvements. The bonds are being repaid by the revenues generated by the Water and Storm Drainage funds. • 2020 Utility System Revenue Bonds were issued in the par amount of $12,030,000 to finance water utility system improvements. The bonds are being repaid by the revenues generated by the Water fund. • 2020 Utility System Revenue Refunding Bonds were issued in the principal amount of $11,835,000 for the purpose of advance refunding the 2010 Utility System Revenue Bonds of which $15,675,000 was outstanding. The bonds were issued at a premium of $2,997,541 and bear a fixed interest rate of 5% through maturity. The net proceeds of $14,933,747 (after payment of $129,168 in issuance costs and the City's reserve account contribution of $1,175,010) were deposited into an irrevocable trust with an escrow agent to pay the full outstanding principal and interest on the December 1, 2020, redemption date. As a result of this transaction, the 2010 Revenue Bonds are considered to be defeased and the liability for those bonds have been removed from the City's financial statements. The refunding transaction reduced the City's total debt service payments by $2,728,553 through the final maturity of December 1, 2030, and resulted in an economic gain (the difference between the present values of the debt service payments on the old and new debt) of $2,552,622. State of Washington Public Works Trust Fund and Drinking Water State Revolving Fund Loans are a direct responsibility of the City. Auburn currently has seven outstanding loans with a remaining total balance of $7,304,542. Five of the loans are for water and sewer construction projects. The loans are being repaid from water and sewer fund revenues over a 20-year period that begins upon each project completion (PWTF 2004, PWTF 2006, PWTF 2013, DWSRF 2016, &DWSRF 2020).The other two loans are for arterial street improvements and are being repaid from arterial street fund revenues over a 20-year period that began in 2009 upon project completion (PWTF 2008) and over a 29-year period that began in 2013 upon project completion (PWTF 2012). Compensated Absences are paid by those funds that have employees. These are mostly payable by the General fund and enterprise funds. Pension and OPEB liabilities are generally liquidated by funds that have employees. Lease liabilities are recognized in accordance with GASB statement No. 87. This Statement requires lessees to recognize and measure transactions as leases, including recognition of a lease liability at the present value of future lease payments expected to be made during the lease term, which represent the obligations of the lessee under the lease contract. As of December 31, 2023, the lease liabilities were limited only to governmental activities. Subscription liabilities are measured and recognized according to the requirements of GASB statement No. 96. Subscription liability equals to the present value of future subscription payments for the subscription period. As of December 2023, theses liabilities are limited to the governmental funds. 82 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements The following schedules summarize the long-term debt transactions of the City for the year ended December 31, 2023. The first table summarizes all debt transactions for Auburn,while the second provides information on debt requirements to maturity. Additional schedules reflect the reconciliation of debt by fund type, and detailed information on all long- term debt. CHANGES IN LONG-TERM LIABILITES SUMMARY Long-term liabilities Long-term liabilities payable 12/31/22 Additions Reductions payable 12/31/23 Governmental Activities General Obligation $ 17,931,209 $ - $ (1,122,733) $ 16,808,476 Due To Other Governments(Backed by Full Faith 15,888,965 - (695,306) 15,193,659 and Credit of the City) Lease Liability 4,668,740 - (262,717) 4,406,023 Subscription Liability 3,994,490 826,620 (694,059) 4,127,051 Public Works Trust Fund Loans 2,705,166 - (197,375) 2,507,791 Employee Leave Benefit 4,038,134 2,692,845 (2,490,443) 4,240,536 Other Post Employment Benefits 10,956,157 402,400 (2,051,214) 9,307,343 Net Pension Liability 2,881,384 - (691,236) 2,190,148 Firemen's Pension Liability 2,498,278 641,104 (223,425) 2,915,957 Premium 3,364,838 - (219,504) 3,145,334 Total Governmental Activities 68,927,361 4,562,969 (8,648,012) 64,842,317 Business-Type Activities Revenue Bonds 27,570,000 - (2,030,000) 25,540,000 Employee Leave Benefits 842,624 608,046 (493,152) 957,517 Net Pension Liability 2,033,135 - (224,621.00) 1,808,514 Public Works Trust Fund&Drinking Water Loans 3,045,777 2,418,199 (667,224.76) 4,796,751 Premium 5,152,115 - (468,969) 4,683,146 Total Business-Type Activities 38,643,651 3,026,245 (3,883,967) 37,785,929 Total All Funds $ 107,571,012 $ 7,589,213 $ (12,531,979) $ 102,628,246 83 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements As of December 31, 2023, the principal and interest requirements to maturity are as follows: DEBT SERVICE REQUIREMENT TO MATURITY Governmental Activities General Obligation Bonds(1) Lease and SBITA Liability Loans Year Principal Interest Principal Interest Principal Interest 2024 $ 1,890,575 $ 1,353,809 $ 948,709 $ 177,199 $ 197,376 $ 7,274 2025 1,969,116 1,278,685 977,516 158,809 197,376 6,580 2026 1,674,644 1,192,532 763,847 133,278 197,376 5,885 2027 1,754,825 1,108,800 744,222 115,041 197,376 5,191 2028 1,850,006 1,021,060 680,544 97,576 197,376 4,497 2029-2033 10,581,842 3,712,784 2,677,826 262,473 584,966 16,087 2034-2038 11,236,127 1,441,984 1,398,845 78,587 584,966 8,774 2039-2040 1,045,000 41,800 341,564 3,170 350,980 1,755 Total $ 32,002,135 $ 11,151,454 $ 8,533,074 $ 1,026,133 $ 2,507,791 $ 56,043 (1)Includes Due to Other Governments. Business Type Activities Revenue Bonds Loans Year Principal Interest Principal Interest 2024 $ 2,125,000 $ 1,160,400 $ 667,226 $ 50,033 2025 2,225,000 1,059,900 559,382 44,902 2026 2,325,000 954,650 559,382 40,301 2027 2,435,000 844,600 333,118 35,720 2028 2,550,000 729,300 333,118 32,718 2029-2033 9,005,000 1,953,200 1,477,051 118,570 2034-2038 3,980,000 669,000 722,897 50,603 2039-2040 895,000 35,800 144,579 2,487 Total $ 25,540,000 $ 7,406,850 $ 4,796,751 $ 375,334 84 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements CHANGES IN LONG-TERM LIABILITIES Interest Matunty Original Principal Balance Balance Due Within Issue Name Rates Date Amounts�1 Installments 12/31/22 Additions Reductions 12/31/23 One Year GOVERNMENTAL DEBT General Obligation Bonds: LTGO Refunding 2016 164-164% 12/01/2025 $ 3,166,930 $71,470-$366,159 $ 1,081,209 $ - $ (352,733) $ 728,476 $ 362,317 LTGO Refunding 2020A(LTGO 2010B) 400-500% 12/01/2039 15,010,000 $480,000-$1,045,000 13,160,000 - (530,000) 12,630,000 555,000 LTGO Refunding 2020B(LTGO 2010D) 400-500% 12/01/2034 4,470,000 $71,470-$366,159 3,690,000 - (240,000) 3,450,000 250,000 Total General Obligation Bonds 22,646,930 17,931,209 - (1,122,733) 16,808,476 1,167,317 Subscription Liability m ADManager Plus 3.529% 02/21/2028 159,247 - 159,247 (51,763) 107,484 - Autodesk Subscnption 2.676% 01/14/2027 145,635 - 145,635 (37,865) 107,771 34,980 Axon Software 2.798% 11/30/2031 3,068,114 3,068,114 - (317,037.7) 2,751,076 311,601 Flock Propnetary Software 3.018% 07/31/2025 118,242 - 118,242 (60,000) 58,242 58,242 MyBuildingPermit.com(MBP) 2.946% 12/31/2033 556,626 556,626 - (43,508) 513,118 44,803 Power Policy,eFroms,Attendance,and Core HR 2.656% 12/31/2025 175,211 175,211 - (17,508) 157,703 66,235 RNI and Analytics Subscriptions 2.702% 07/31/2028 194,539 194,539 - (34,586) 159,952 30,308 SeeClickFsx OMS Plus 2 901% 09/22/2026 403,495 - 403,495 (131,792) 271,703 130,499 Total Subscription Liability 4,821,110 3,994,490 826,620 (694,059) 4,127,051 676,668 Leases. Feenix Parkside LLC 1.481% 02/29/2040 4,685,125 4,467,117 - (222,448) 4,244,669 232,992 Sharp Business Systems 2.157% 10/31/2027 216,609 199,575 - (38,221) 161,354 39,050 Pitney Bowes Inc. 0.238% 04/01/2023 10,232 2,048 - (2,048) - - Total Lease Liability 4,911,966 4,668,740 - (262,717) 4,406,023 272,041 Employee Leave Benefits. Compensated absences 4,038,134 2,692,845 (2,490,443) 4,240,536 3,167,538 Other Post Employment Benefits: LEOFF 1 10,956,157 402,400 (2,051,214) 9,307,343 473,000 Pensions: Net Pension Liability 2,881,384 (691,236) 2,190,148 2,190,148 Firemen's Pension Liability 2,498,278 641,104 (223,425) 2,915,957 - Public Works Trust Fund Loans: PWIT2008 0 50% 07/01/2028 1,527,273 $80,382 482,296 - (80,382) 401,914 80,383 PWFF 2012 0.50% 06/01/2041 3,284,857 $116,993 2,222,870 - (116,993) 2,105,877 116,993 Total Public Works Trust Fund Loans 4,812,130 2,705,166 - (197,375) 2,507,791 197,376 Premium Related to Debt 3,364,838 - (219,504) 3,145,333 - Total Governmental $ 32,280,170 $ 53,038,396 $ 4,562,969 $ (7,952,706) $ 49,648,658 $ 8,144,088 BUSINESS-TYPE DEBT Revenue Bonds: Utility sys refunding bonds 2020(2010 Bonds) 5% 12/01/2030 11,835,000 $950,000-$1,450,000 9,890,000 - (1,040,000) 8,850,000 1,095,000 Utility sys bonds 2020 s�1 400-500% 12/01/2039 12,030,000 $175,000-$895,000 11,045,000 - (435,000) 10,610,000 455,000 Utility sys bonds 2013 121 0 384 00% 12/01/2032 11,415,000 $335,000-$785,000 6,635,000 - (555,000) 6,080,000 575,000 Total Revenue Bonds 35,280,000 27,570,000 - (2,030,000) 25,540,000 2,125,000 Employee Leave Benefits Compensated absences 842,624 608,046 (493,152) 957,517 715,232 Net Pension Liability 2,033,135 (224,621) 1,808,514 1,808,514 Public Works Trust Fund&Drinking Water Loans: PWFF 2004 0.50% 7/1/2024 2,049,036 $107,844 215,688 (107,844) $ 107,844 107,844 PWFF 2006 0.50% 7/1/2026 3,325,000 $180,418 721,672 (180,418) $ 541,254 180,418 PWIT 2013 200% 6/1/2032 3,325,000 $188,538 1,885,385 (188,538) $ 1,696,845 188,538 DWSRF 20160i 1 50% 10/1/2026 248,066 $30,262 121,049 62,334 (45,845) $ 137,538 45,846 DWSRF 2020 1 75% 10/1/2039 3,030,000 $5,999 101,984 2,355,865 (144,579) $ 2,313,270 144,579 Total Public Works Trust Fund&Drinking Water Loans 12,618,352 3,045,777 2,418,199.07 (667,225) 4,796,751 667,226 Premium Related to Debt 5,152,115 - (468,969) 4,683,146 - Total Proprietary $ 47,898,352 $ 38,643,651 $ 3,026,245 $ (3,883,967) $ 37,785,929 $ 5,315,972 Total All Funds $ 80,178,522 $ 91,682,047 $ 7,589,213 $ (11,836,673) $ 87,434,587 $ 13,460,060 li1The beginning balances have been restated to comply with GASB Statement No 96. (2)Subject to federal arbitrage compliance rules. (3)The original authorized loan amount was reduced from$1,353,400 in concert with a reduction in project scope(limited to design costs only). 85 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements Due to Other Governments • SCORE Public Development Authority issued General Obligation bonds in 2009 to acquire, construct, improve, and equip a consolidated correctional facility located in Des Moines,Washington. These bonds were subsequently refunded in December 2019 and will mature in 2038. The city is contracted to pay 34.94% of the debt service. This debt is paid from the General fund. CHANGES IN LONG-TERM LIABILITIES DUE TO OTHER GOVERNMENTS Interest Maturity Original Principal Balance Balance Due Within Issue Name Rates Date Amount Installments 12/31/22 Additions Reductions 12/31/23 One Year GOVERNMENTAL DEBT: General Obligation Bonds: SCORE Refunding Bonds 2019 3.00.5.00% 12/1/2038 17,838.617 $637,655-$1,325.973 15.888.965 - (695.306) 15.193.659 723,258 Total General Obligation Bonds Due Other Governments $ 17,838,617 $ 15,888,965 $ - $ (695,306) $ 15,193,659 $ 723,258 LONG-TERM LIABILITIES RECONCILIATION Enterprise Governmental Funds Funds 12/31/23 Liabilities payable from restricted assets: Revenue bonds $ 2,176/114 $ - $ 2,176,444 Long-term bonds payable: General obligation bonds - 16,808,476 16,808,476 Revenue bonds 23,363,556 - 23,363,556 Lease Liability 4,406,023 4,406,023 Subscription Liability - 4,127,051 4,127,051 Public Works Trust Fund loans 4,796,751 2,507,791 7,304,542 Due to Other Governments - 15,193,659 15,193,659 Employee leave benefits 957,517 4,240,536 5,198,053 Other Post Employment Benefits - 9,307,343 9,307,343 Net Pension Liability 1,808,514 2,190,148 3,998,662 Firemen's Pension Liability - 2,915,957 2,915,957 Premium 4,683,146 3,145,333 7,828,479 Total long-term debt $ 37,785,929 $ 64,842,317 $ 102,628,246 Revenue Bond Debt Service Coverage The required debt service coverage for the 2013 utility revenue, 2020 utility revenue, and 2020 utility revenue refunding bonds is 1.25. Debt service coverage for 2023 was 4.65. The ratio indicates the direction and degree to which the revenue stream exists to meet the current debt burden. The ratio is calculated by dividing the net revenue available by debt service requirements. The restricted rate stabilization fund for the utility revenue bonds was established to minimize the effect on rates of revenue fluctuations between years. By transferring cash into this stabilization fund, adjusted net revenue available for debt service, as defined, would be decreased by the amount of the transfer. Conversely, transfers out of the account would increase adjusted net revenue available for debt service. 86 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements Estimated Arbitrage Rebate The Federal Tax Reform Act of 1986 requires issuers of tax-exempt debt of over $5 million to make payments to the United States Treasury of investment interest received at yields that exceed the issuer's tax-exempt borrowing rates. Payments of arbitrage rebate amounts due under these regulations must be made to the U.S. Treasury every five years. The City's estimated arbitrage rebate as of December 31, 2023, is $0 for its tax-exempt bond issues. NOTE 8 - LEASES (LESSORS) Lease receivables are recognized in accordance with GASB statement 87. The statement requires the lessor to recognize a lease receivable at the present value of lease payments anticipated to be received during the lease term. The city as of December 31, 2023, has lease receivables for both governmental and business type activities. CHANGES IN DEFERRED INFLOW OF RESOURCES BUSINESS-TYPE ACTIVITIES: Balance as of Balance as of January 1,2023 Additions Reductions December 31,2023 Deferred Inflow of Resources Buildings Airport East Room $ - $ 131,713 $ 10,783 $ 120,930 S50 Hangars LLC-Airport 176,029 - 8,888 167,141 SpanaFlight LLC 188,943 - 188,943 - Total Building Deferred Inflow of Resources 364,972 131,713 208,614 288,071 Land Auburn Condo Hangars Assoc(ACHA) 1,866,457 - 65,637 1,800,820 Auburn Flyers Condo I-Airport 241,280 - 8,184 233,096 Auburn Flyers Condo II-Airport 513,294 - 16,525 496,768 Auburn Flyers Condo III-Airport 573,304 - 17,559 555,744 Auburn Hangars Owners Assoc(AHOA) 1,906,821 - 66,433 1,840,388 Cascade Helicopter Services-Airport 1,581,672 - 34,826 1,546,846 Jim Jacobsen-Airport 216,295 - 7,351 208,944 Normandy Aircraft 2,592 - 2,592 - Total Land Deferred Inflow of Resources 6,901,715 - 219,107 6,682,606 Total Deferred Inflow of Resources $ 7,266,687 $ 131,713 $ 427,721 $ 6,970,677 GOVERNMENTAL ACTIVITIES: Balance as of Balance as of January 1,2023 Additions Reductions December 31,2023 Deferred Inflow of Resources Buildings Auburn Food Bank $ 627,878 $ - $ 36,754 $ 591,124 Auburn Professional Plaza-Parking Stalls 823,933 - 19,579 804,354 We Care Daily Clinics 150,797 - 25,851 124,946 Total Building Deferred Inflow of Resources 1,602,608 - 82,184 1,520,424 Infrastructure Seattle SMSA Lmtd Partnership-Verizon 377,317 - 17,348 359,969 Total Infrastructure Deferred Inflow of Resources 377,317 - 17,348 359,969 Land SBA 2012 TC Assests LLC-Sprint 182,189 1,658,973 65,050 1,776,112 Total Land Deferred Inflow of Resources 182,189 1,658,973 65,050 1,776,112 Total Deferred Inflow of Resources $ 2,162,114 $ 1,658,973 $ 164,582 $ 3,656,505 87 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements CHANGES IN LEASE RECEIVABLES BUSINESS-TYPE ACTIVITIES: Balance as of Balance as of January 1,2023 Additions Reductions December 31,2023 Lease Receivable Buildings Airport East Room $ - $ 131,713 $ 8,981 $ 122,732 S50 Hangars LLC-Airport 175,325 - 5,841 169,484 SpanaFlight LLC 189,917 - 189,917 - Total Building Lease Receivable 365,242 131,713 204,739 292,216 Land Auburn Condo Hangars Assoc(ACHA) 1,879,252 - 51,587 1,827,666 Auburn Flyers Condo I-Airport 242,866 - 6,345 236,521 Auburn Flyers Condo II-Airport 517,208 - 12,677 504,531 Auburn Flyers Condo III-Airport 577,021 - 13,209 563,812 Auburn Hangars Owners Assoc(AHOA) 1,920,483 - 52,045 1,868,439 Cascade Helicopter Services-Airport 1,591,400 - 23,144 1,568,256 Jim Jacobsen-Airport 216,796 - 6,800 209,995 Normandy Aircraft 2,595 - 2,595 - Total Land Lease Receivable 6,947,621 - 168,402 6,779,220 Total Lease Receivable $ 7,312,863 $ 131,713 $ 373,141 $ 7,071,436 GOVERNMENTAL ACTIVITIES: Balance as of Balance as of January 1,2023 Additions Reductions December 31,2023 Lease Receivable Buildings Auburn Food Bank $ 631,717 $ - $ 32,742 $ 598,975 Auburn Professional Plaza-Parking Stalls 829,846 - 13,460 816,387 We Care Daily Clinics 156,659 - 24,578 132,081 Total Building Lease Receivable 1,618,222 - 70,780 1,547,443 Infrastructure Seattle SMSA Lmtd Partnership-Verizon 383,795 - 9,891 373,903 Total Infrastructure Lease Receivable 383,795 - 9,891 373,903 Land SBA 2012 TC Assests LLC-Sprint 183,989 1,658,973 29,715 1,813,247 Total Land Lease Receivable 183,989 1,658,973 29,715 1,813,247 Total Lease Receivable $ 2,186,006 $ 1,658,973 $ 110,386 $ 3,734,593 The following provides the total amount of inflows including lease revenue and interest revenue for year 2023: Lease Revenue Interest Revenue Total Governmental Activities $ 164,581 $ 66,616 $ 231,197 Business-type Activities 240,210 135,705 375,915 Total $ 404,791 $ 202,321 $ 607,112 88 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements As of December 31, 2023, future lease receivable principal and interest payments are as follows: Governmental Activities Business-type Activities Year Principal Interest Total Principal Interest Total 2024 $ 74,706 $ 99,351 $ 174,057 $ 185,436 $ 124,737 $ 310,173 2025 81,216 98,448 179,664 189,010 121,282 310,292 2026 87,204 97,361 184,565 192,535 117,757 310,292 2027 93,703 96,078 189,781 196,133 114,159 310,292 2028 96,049 94,581 190,630 199,804 110,488 310,292 2029-2033 487,235 111 1,999 932,234 1,056,799 494,663 1,551,462 2034-2038 767,437 368,350 1,135,787 1,084,387 396,152 1,480,539 2039-2043 1,014,280 236,554 1,250,834 1,172,139 293,294 1,465,433 2044-2048 642,179 65,533 707,712 1,226,433 189,366 1,415,799 2049-2053 109,876 29,536 139,412 883,529 89,128 972,657 2054-2058 119,922 19,490 139,412 244,303 48,498 292,801 2059-2063 130,886 8,526 139,412 225,063 29,059 254,122 2064-2068 29,900 306 30,206 215,863 8,612 224,475 2068-2072 - Total $ 3,734,593 $ 1,659,113 $ 5,393,706 $ 7,071,434 $ 2,137,195 $ 9,208,629 89 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements The following provides the description, terms, and additional information for the lease agreements in which City of Auburn is the lessor: Page 1 of 2 Commencement Purchase Lessee Lease Description Fund Contract Date Date Lease End Date Option Auburn Condo Hangars Assoc Land situated at 2509"E"Street N E, Airport June-2001 June-2001 June-2051 No Auburn,WA NW Hangars LLC Auburn Flyers Condo I:12,273 square Airport June-2002 June-2002 June-2052 No feet of land NW Hangars LLC Auburn Flyers Condo II:24,948 square Airport January-2004 January-2004 January-2054 No feet of land NW Hangars LLC Auburn Flyers Condo III:26,765 square Airport August-2005 August-2005 August-2055 No feet of land Auburn Hangars Owners Assoc(AHOA) 98,326 square feet Airport September-2001 September-2001 September-2051 No Cascade Helicopter Services Certain premises,facilities and rights on Airport February-1978 June-1978 May-2068 No Auburn Airport Jim Jacobsen 10,296 square feet of land located at Airport June-2002 June-2002 June-2052 No Auburn Airport Normandy Aircraft 782 square feet in the Airport Airport December-2019 January-2020 January-2023 No Administration building 550 Hangars LLC Commercial office and shop space Airport October-2022 October-2022 October-2042 No SpanaFlight LLC Ill Certain space in the Airport Airport January-2021 January-2021 January2033 0) No Administration building SpanaFlight LLC 672 square feet in Airport east room Airport January-2023 February-2023 December-2033 No Sprint Spectrum L.P.(2) 900 square feet of land and 720 square General April-2006 June-2006 5/31/2046(2) No feet of building exterior space Auburn Food Bank 6,647 square feet of rentable area General October-2020 November-2020 January-2040 No Auburn Professional Plaza 125 Parking Stalls General December-2008 February-2010 January-2065 No We Care Daily Clinics 1,960 square feet of rentable area located General October-2021 November-2021 October-2028 No on North Auburn Way and exclusive use of two parking stalls Seattle SMSA Lmtd Partnership-Verizon Athena facility and tower space in Fulmer Municipal Parks September-2014 October-2014 September-2044 No Park Construction 1)Lease was terminated in January 2023.$1,064 loss on termination was recognized. 2)An amendment was signed in July,2023 providing the lessee with four additional successive terms of five years(each a"Renewal Term").As a result,the end date was extended from May 2026 to May 2046. 90 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements Page 2 of 2 Payment Payment Lessee Payment Type Index Amount Frequency Auburn Condo Hangars Assoc Fixed N/A $ 7.449 Monthly NW Hangars LLC Variable CPI 979 Monthly NW Hangars LLC Variable CPI 1.873 Monthly NW Hangars LLC Variable CPI 2,024 Monthly Auburn Hangars Owners Assoc Variable CPI 7,405 Monthly (AHOA) Cascade Helicopter Services Variable CPI 4,245 Monthly Jim Jacobsen Variable CPI 653 Monthly Normandy Aircraft Variable CPI 2,615 Monthly S50 Hangars LLC Variable CPI 1,089 Monthly SpanaFlight LLC Variable CPI 1,543 Monthly SpanaFlight LLC Variable Maximum 1,126 Monthly of CPI or 5 percent Sprint Spectrum L.P. Variable CPI 4,175 Monthly Auburn Food Bank Fixed N/A 3,490 Monthly Auburn Professional Plaza Fixed N/A 2,324 Monthly We Care Daily Clinics Fixed N/A 2,250 Monthly Seattle SMSA Lmtd Partnership- Fixed N/A 15,761 Annual Verizon 91 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements NOTE 9 - PENSION PLANS The following table represents the aggregate pension amounts for all plans for the year 2023: Aggregate Pension Amounts - All State Administered Plans Pension liabilities $ (3,998,662) Pension assets $ 20,491,786 Deferred outflows of resources $ 14,444,029 Deferred inflows of resources $ (8,066,018) Pension expense/expenditures $ (1,430,241) State Sponsored Pension Plans Substantially all City full-time and qualifying part-time employees participate in one of the following statewide retirement systems administered by the Washington State Department of Retirement Systems, under cost-sharing, multiple-employer public employee defined benefit and defined contribution retirement plans. The state Legislature establishes, and amends, laws pertaining to the creation and administration of all public retirement systems. The Department of Retirement Systems (DRS), a department within the primary government of the State of Washington, issues a publicly available Annual Comprehensive Financial Report (ACFR)that includes financial statements and required supplementary information for each plan. The DRS ACFR may be downloaded from the DRS website at www.drs.wa. ov. Public Employees' Retirement System (PERS) PERS members include elected officials; state employees; employees of the legislature; employees of local governments; and higher education employees not participating in higher education retirement programs. PERS is composed of and reported as three separate plans for accounting purposes: Plan 1, Plan 2/3 and Plan 3. Plan 1 accounts for the defined benefits of Plan 1 members. Plan 2/3 accounts for the defined benefits of Plan 2 members and the defined benefit portion of benefits for Plan 3 members. Plan 3 accounts for the defined contribution portion of benefits for Plan 3 members. Although employees can be a member of only Plan 2 or Plan 3, the defined benefits of Plan 2 and Plan 3 are accounted for in the same pension trust fund. All assets of Plan 2/3 may legally be used to pay the defined benefits of any Plan 2 or Plan 3 members or beneficiaries. PERS Plan 1 provides retirement, disability, and death benefits. Retirement benefits are determined as two percent of the member's average final compensation (AFC) times the member's years of service. The AFC is the average of the member's 24 highest consecutive service months. Members are eligible for retirement from active status at any age with at least 30 years of service, at age 55 with at least 25 years of service, or at age 60 with at least five years of service. PERS Plan 1 retirement benefits are actuarially reduced if a survivor benefit is chosen. Members retiring from active status prior to the age of 65 may also receive actuarially reduced benefits. Other benefits include an optional cost-of-living (COLA). PERS 1 members were vested after the completion of five years of eligible service. The plan was closed to new entrants on September 30, 1977. 92 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements Contributions The PERS Plan 1 member contribution rate is established by State statute at 6 percent. The employer contribution rate is developed by the Office of the State Actuary, adopted by the Pension Funding Council and is subject to change by the legislature. The PERS Plan 1 required contribution rates (expressed as a percentage of covered payroll) for 2023 were as follows: PERS Plan 1 Actual Contribution Rates: Employer Employee* January -June 2023: PERS Plan 1 6.36% 6.00% PERS Plan 1 UAAL 3.85% Administrative Fee 0.18% Total 10.39% 6.00% July—August 2023: PERS Plan 1 6.36% 6.00% PERS Plan 1 UAAL 2.85% Administrative Fee 0.18% Total 9.39% 6.00% September—December 2023: PERS Plan 1 6.36% 6.00% PERS Plan 1 UAAL 2.97% Administrative Fee 0.20% Total 9.53% 6.00% For employees participating in JBM, the contribution rate was 12.26% PERS Plan 2/3 provides retirement, disability, and death benefits. Retirement benefits are determined as two percent of the member's AFC times the member's years of service for Plan 2 and one percent of AFC for Plan 3. The AFC is the average of the member's 60 highest-paid consecutive service months. Members are eligible for retirement with full benefit at 65 with at least five years of service credit. Retirement before age 65 is considered an early retirement. PERS Plan 2/3 members who have at least 20 years of service credit and are 55 years of age or older, are eligible for early retirement with benefit that is reduced by a factor that varies according to age for each year before age 65. PERS Plan 2/3 retirement benefits are actuarially reduced if a survivor benefit is chosen. Other PERS Plan 2/3 benefits include a COLA based on CPI, capped at 3% annually. PERS 2 members are vested after completing five years of eligible service. Plan 3 members are vested in the defined benefit portion of their plan after ten years of service; or after five years of service if 12 months of that service are earned after age 44. PERS Plan 3 defined contribution benefits are totally dependent on employee contributions and investment earnings on those contributions. Members are eligible to withdraw their defined contributions upon separation. Members have multiple withdrawal options, including purchase of an annuity. PERS Plan 3 members are immediately vested in the defined contribution portion of their plan. Contributions The PERS Plan 2/3 employer and employee contribution rates are developed by the Office of the State Actuary to fully fund Plan 2 and the defined benefit portion of Plan 3. The rates are adopted by the Pension Funding Council and are subject to change by the Legislature. The employer rate includes a component addressing the PERS Plan 1 Unfunded Actuarial Accrued Liability (UAAL). As established by Chapter 41.34 RCW, Plan 3 defined contribution rates are set at a minimum of 5% and a maximum of 15%. PERS Plan 3 members choose their contribution rate from six options when joining membership and can change rates only when changing employers. Employers do not contribute to the defined contribution benefits. 93 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements The PERS Plan 2/3 defined benefit required contribution rates (expressed as a percentage of covered payroll) for 2023 were as follows: PERS Plan 2/3 Actual Contribution Rates: Employer 2/3 Employee 2* January -June 2023: PERS Plan 2/3 6.36% 6.36% PERS Plan 1 UAAL 3.85% Administrative Fee 0.18% Employee PERS Plan 3 Varies Total 10.39% 6.36% July- August 2023: PERS Plan 2/3 6.36% 6.36% PERS Plan 1 UAAL 2.85% Administrative Fee 0.18% Employee PERS Plan 3 Varies Total 9.39% 6.36% September—December 2023: PERS Plan 2/3 6.36% 6.36% PERS Plan 1 UAAL 2.97% Administrative Fee .20% Employee PERS Plan 3 Varies Total 9.53% 6.36% For employees participating in JBM, the contribution rate was 15.90%. '' For employees participating in JBM, the minimum contribution rate was 7.50%. The City's actual PERS plan contributions were $1,129,900 to PERS Plan 1 and $2,102,089 to PERS Plan 2/3 for the year ended December 31, 2023. Law Enforcement Officers' and Fire Fighters' Retirement System (LEOFF) LEOFF was established in 1970, and its retirement benefit provisions are contained in Chapter 41.26 RCW. LEOFF membership includes all of the state's full-time, fully compensated, local law enforcement commissioned officers, fire fighters and, as of July 24, 2005, emergency medical technicians. LEOFF Plan 1 provides retirement, disability, and death benefits. Retirement benefits are determined per year of service calculated as a percent of final average salary (FAS) as follows: • 20+years of service—2.0% of FAS • 10-19 years of service— 1.5% of FAS • 5-9 years of service— 1% of FAS The FAS is the basic monthly salary received at the time of retirement, provided a member has held the same position or rank for 12 months preceding the date of retirement. Otherwise, it is the average of the highest-paid consecutive 24 months within the last ten years of service. Members are eligible for retirement with five years of service at the age of 50. Other benefits include a COLA. LEOFF 1 members were vested after the completion of five years of eligible service. The plan was closed to new entrants on September 30, 1977. Contributions Starting on July 1, 2000, LEOFF Plan 1 employers and employees contribute zero percent, as long as the plan remains fully funded. The LEOFF Plan I had no required employer or employee contributions for fiscal year 2023. Employers paid only the administrative expense of 0.20 of covered payroll. 94 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements LEOFF Plan 2 provides retirement, disability, and death benefits. Retirement benefits are determined as two percent of the final average salary (FAS) per year of service (the FAS is based on the highest-paid consecutive 60 months). Members are eligible for retirement with a full benefit at 53 with at least five years of service credit. Members who retire prior to the age of 53 receive reduced benefits. If the member has at least 20 years of service and is age 50 - 52, the reduction is three percent for each year prior to age 53. Otherwise, the benefits are actuarially reduced for each year prior to age 53. LEOFF 2 retirement benefits are also actuarially reduced to reflect the choice of a survivor benefit. Other benefits include COLA (based on the CPI), capped at 3% annually. LEOFF 2 members are vested after completion of five years of eligible service. Contributions The LEOFF Plan 2 employer and employee contribution rates are developed by the Office of the State Actuary to fully fund Plan 2. The rates are adopted by the LEOFF Plan 2 Retirement Board and are subject to change by the Legislature. Effective July 1, 2017, when a LEOFF employer charges a fee or recovers costs for services rendered by a LEOFF 2 member to a non-LEOFF employer, the LEOFF employer must cover both the employer and state contributions on the LEOFF 2 basic salary earned for those services. The state contribution rate (expressed as a percentage of covered payroll) was 3.41% in 2023. The LEOFF Plan 2 required contribution rates (expressed as a percentage of covered payroll) for 2023 were as follows: LEOFF Plan 2 Actual Contribution Rates: Employer Employee January—August 2023 State and local governments 5.12% 8.53% Administrative Fee 0.18% Total 5.30% 8.53% Actual Contribution Rates: Employer Employee September— December 2023 State and local governments 5.12% 8.53% Administrative Fee 0.20% Total 5.32% 8.53% The City's actual contributions to the plan were $804,151 for the year ended December 31, 2023. The Legislature, by means of a special funding arrangement, appropriates money from the state General Fund to supplement the current service liability and fund the prior service costs of Plan 2 in accordance with the recommendations of the Office of the State Actuary and the LEOFF Plan 2 Retirement Board. This special funding situation is not mandated by the state constitution and could be changed by statute. For the state fiscal year ending June 30, 2023, the state contributed $87,966,142 to LEOFF Plan 2. The amount recognized by the City as its proportionate share of this amount is $508,739. Actuarial Assumptions The total pension liability (TPL) for each of the DRS plans was determined using the most recent actuarial valuation completed in 2023 with a valuation date of June 30, 2022. The actuarial assumptions used in the valuation were based on the results of the Office of the State Actuary's (OSA) 2013-2018 Demographic Experience Study and the 2021 Economic Experience Study. Additional assumptions for subsequent events and law changes are current as of the 2022 actuarial valuation report. The TPL was calculated as of the valuation date and rolled forward to the measurement date of June 30, 2023. Plan 95 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements liabilities were rolled forward from June 30, 2022, to June 30, 2023, reflecting each plan's normal cost (using the entry- age cost method), assumed interest and actual benefit payments. • Inflation: 2.75%total economic inflation; 3.25% salary inflation • Salary increases: In addition to the base 3.25% salary inflation assumption, salaries are also expected to grow by service-based salary increase. • Investment rate of return: 7.00% Mortality rates were developed using the Society of Actuaries' Pub. H-2010 mortality rates,which vary by member status (e.g. active, retiree, or survivor), as the base table. The OSA applied age offsets for each system, as appropriate, to better tailor the mortality rates to the demographics of each plan. OSA applied the long-term MP-2017 generational improvement scale, also developed by the Society of Actuaries, to project mortality rates for every year after the 2010 base table. Mortality rates are applied on a generational basis; meaning, each member is assumed to receive additional mortality improvements in each future year throughout their lifetime. Methods did not change from the prior contribution rate setting June 30, 2021, Actuarial Valuation Report (AVR). OSA did make an assumption change to adjust TRS Plan 1 assets, LEOFF Plan '/s assets, and LEOFF participant data to reflect certain material changes occurring after the June 30, 2022 measurement date. Discount Rate The discount rate used to measure the total pension liability for all DRS plans was 7.00 percent. To determine that rate, an asset sufficiency test was completed to test whether each pension plan's fiduciary net position was sufficient to make all projected future benefit payments for current plan members. Based on OSA's assumptions, the pension plans' fiduciary net position was projected to be available to make all projected future benefit payments of current plan members. Therefore, the long-term expected rate of return of 7.00 percent was used to determine the total liability. Long-Term Expected Rate of Return The long-term expected rate of return on the DRS pension plan investments of 7.00 percent was determined using a building-block-method. In selecting this assumption, OSA reviewed the historical experience data, considered the historical conditions that produced past annual investment returns, and considered Capital Market Assumptions (CMA s) and simulated expected investment returns provided by the Washington State Investment Board (WSIB). The WSIB uses the CMA's and their target asset allocation to simulate future investment returns at various future times. Estimated Rates of Return by Asset Class The table below summarizes the best estimates of arithmetic real rates of return for each major asset class included in the pension plan's target asset allocation as of June 30, 2021. The inflation component used to create the table is 2.2% and represents the WSIB's most recent long-term estimate of broad economic inflation. Long-Term Expected Asset Class Target Allocation Real Rate of Return Arithmetic Fixed Income 20% 1.5% Tangible Assets 7% 4.7% Real Estate 18% 5.4% Global Equity 32% 5.9% Private Equity 23% 8.9% 100% 96 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements Sensitivity of Net Pension Liability/(Asset) The table below presents the City's proportionate share of the net pension liability calculated using the discount rate of 7.00 percent, as well as what the City's proportionate share of the net pension liability would be if it were calculated using a discount rate that is 1-percentage point lower (6.00 percent) or 1-percentage point higher (8.00 percent) than the current rate. 1% Decrease Current Discount Rate 1% Increase (6.00%) (7.00%) (8.00%) PERS 1 $ 5,586,432 $ 3,998,662 $ 2,612,911 PERS 2/3 10,071,216 (9,259,868) (25,141,574) LEOFF 1 (2,452,750) (2,766,139) (3,037,895) LEOFF 2 $ 1,401,704 $ (8,465,780) $ (16,541,468) Pension Plan Fiduciary Net Position Detailed information about the State's pension plans' fiduciary net position is available in the separately issued DRS financial report. Pension Liabilities (Assets), Pension Expense, and Deferred Outflows of Resources and Deferred Inflows of Resources Related to Pensions At June 30, 2023, the City reported its proportionate share of net pension liabilities and assets as follows: Liability (Asset) PERS 1 $ (3,998,662) PERS 2/3 9,259,868 LEOFF 1 2,766,139 LEOFF 2 $ 8,465,780 The amount of the assets reported above for LEOFF Plans 1 and 2 reflects a reduction for State pension support provided to the City. The amount recognized by the City as its proportionate share of the net pension asset, the related State support, and the total portion of the net pension asset that was associated with the City were as follows: LEOFF 1 Asset I LEOFF 2 Asset Employer's proportionate share $ (2,766,139) $ (8,465,780) State's proportionate share of the net (18,710,096) (5,406,160) pension asset associated with the employer TOTAL $ (21,476,235) $ (13,871,939) At June 30, 2023, the City's proportionate share of the collective net pension liabilities was as follows: Proportionate Proportionate Share Change in Share 6/30/22 6/30/23 Proportion 1 PERS 1 0.176504% 0.175170% (0.001334)% 1 PERS 2/3 0.230198% 0.225923% (0.004275)% LEOFF 1 0.093826% 0.093198% (0.000628)% LEOFF 2 0.367227% 0.352947% (0.01428)% 97 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements Employer contribution transmittals received and processed by the DRS for the fiscal year ended June 30, 2023, are used as the basis for determining each employer's proportionate share of the collective pension amounts reported by the DRS in the Schedules of Employer and Nonemployer Allocations for all plans except LEOFF 1. LEOFF Plan 1 allocation percentages are based on the total historical employer contributions to LEOFF 1 from 1971 through 2000 and the retirement benefit payments in fiscal year 2023. Historical data was obtained from a 2011 study by the Office of the State Actuary (OSA). The state of Washington contributed 87.12% percent of LEOFF 1 employer contributions and all other employers contributed the remaining 12.88% percent of employer contributions. LEOFF 1 is fully funded, and no further employer contributions have been required since June 2000. If the plan becomes underfunded, funding of the remaining liability will require new legislation. The allocation method the plan chose reflects the projected long-term contribution effort based on historical data. In fiscal year 2023, the state of Washington contributed 39% percent of LEOFF 2 employer contributions pursuant to RCW 41.26.725 and all other employers contributed the remaining 61% percent of employer contributions. Pension Expense For the year ended December 31, 2023, the City recognized pension expense as follows: Pension Expense PERS 1 $ (81,318) PERS 2/3 (1,132,710) LEOFF 1 (227,285) LEOFF 2 11,072 TOTAL $ (1,430,241) 98 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements Deferred Outflows of Resources and Deferred Inflows of Resources At December 31, 2023, the City reported deferred outflows of resources and deferred inflows of resources related to pensions from the following: PERS 1 Deferred Outflows Deferred Inflows of of Resources Resources Net difference between projected and actual investment $ $ (451,066) earnings on pension plan investments Contributions subsequent to the measurement date 505,683 TOTAL $ 505,683 $ (451,066) PERS 2/3 Deferred Outflows Deferred Inflows of of Resources Resources Differences between expected and actual experience $ 1,886,225 $ (103,461) Net difference between projected and actual investment (3,489,678) earnings on pension plan investments Changes of assumptions 3,887,613 (847,347) Changes in proportion and differences between 122,891 (185,230) contributions and proportionate share of contributions Contributions subsequent to the measurement date 1,070,910 TOTAL $ 6,967,638 $ (4,625,716) LEOFF 1 Deferred Outflows Deferred Inflows of of Resources Resources Net difference between projected and actual investment $ $ (183,421) earnings on pension plan investments TOTAL $ $ (183,421) LEOFF 2 Deferred Outflows Deferred Inflows of of Resources Resources Differences between expected and actual experience $ 3,458,031 $ (69,650) Net difference between projected and actual investment (1,791,340) earnings on pension plan investments Changes of assumptions 2,162,552 (695,397) Changes in proportion and differences between 942,301 (249,429) contributions and proportionate share of contributions Contributions subsequent to the measurement date 407,824 TOTAL $ 6,970,708 $ (2,805,816) Deferred outflows of resources related to pensions resulting from the City's contributions subsequent to the measurement date will be recognized as a reduction of the net pension liability in the year ended December 31, 2024. Other amounts reported as deferred outflows and deferred inflows of resources related to pensions will be recognized in pension expense as follows: Year ended PERS 1 PERS 2/3 LEOFF 1 LEOFF 2 December 31 2024 (306,887) (1,701,832) (125,760) (631,888) 2025 (385,946) (2,048,138) (157,812) (921,166) 2026 237,968 2,868,825 97,896 1,627,891 2027 3,798 1,049,706 2,254 641,557 2028 - 1,042,426 - 711,309 Thereafter $ - $ 60,025 $ - $ 2,329,364 99 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements City of Auburn Fire Relief and Pension Plan The City is the administrator of the Firemen's Pension Plan (Plan), which is a closed, single-employer defined benefit pension plan that was established in conformance with RCW Chapters 41.16 and 41.18. This plan provides retirement and disability benefits, annual cost-of-living adjustments, and death benefits to plan members and beneficiaries. Membership is limited to firefighters employed prior to March 1, 1970, when the LEOFF retirement system was established. The City's obligation under the Firemen's Pension Plan consists of paying all benefits, including payments to beneficiaries and healthcare, for firefighters who retired prior to March 1, 1970, and excess pension and healthcare benefits of LEOFF for covered firefighters who retired after March 1, 1970. Benefits and refunds of the defined benefit pension plan are recognized when due and payable in accordance with the Plan. The Plan does not issue a separate financial report. Membership of the Firemen's Pension Plan consisted of 11 eligible inactive employees or their beneficiaries, of which 10 received city paid benefits. There are no active employees in this plan. Under state law, the Firemen's Pension Plan is provided an allocation of 25% of all monies received by the state from taxes on fire insurance premiums (which is not considered a special funding situation), interest earnings, member contributions made prior to the inception of LEOFF, and City contributions required to meet projected future pension obligations. In 2023, $114,235 was received from the state from taxes on fire insurance premiums, and $89,097 was received from interest earnings. On-behalf payments of fringe benefits and salaries for the City's employees were recognized as revenues and expenditures/expenses during the period. Administrative costs, such as City staff time and actuarial valuation costs are funded from interest earnings or City contributions. The City has determined that GASB Statement No. 67—Financial Reporting for Pension Plans;an amendment of GASB Statement No. 25 does not apply to the City's single-employer Fire Relief and Pension Fund as there are no assets accumulated in a qualifying trust and it does not meet the criteria applicability set by the statement as the contributions to that fund are not irrevocable. Plan assets may be used to cover medical expenses which are outside of the scope of the pension plan benefits. Therefore, the Fire Relief and Pension Fund has been presented in conformance with GASB Statement No. 73—Accounting and Financial Reporting for Pensions and Related Assets That Are Not within the Scope of GASB Statement 68, and Amendments to Certain Provisions of GASB Statements 67 and 68. The following table represents the plan aggregate pension amounts for 2023: Aggregate Pension Amounts— Fire Relief and Pension Plan Pension liabilities $ 2,915,957 Pension expense/expenditures $ 526,869 Service Retirement Benefit The amount of a members benefit is based upon the rank of the firefighter at the time of retirement and amounts to 50% of salary plus an additional 2% for each year of service in excess of 25 years, to a maximum benefit of 60% of salary. An annual post-retirement increase is determined based upon 2 factors: • escalation by salary in proportion to the current salary of rank from which the firefighter retired (RCW 41.18.040), and • increase proportionate to the annual increase in the Seattle-area CPI and regardless of the increase (or decrease) in the CPI, the benefits are increased at least 2% each year. (RCW 41.18.104) 100 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements Assumptions and Other Inputs to the Total Pension Liability GASB Statement 73 requires a schedule of changes in Total Pension Liability from year to year. Both the December 31, 2022, and the December 31, 2023, amounts are based on the below specified actuarial valuation (the valuation date) and then projected forward to the measurement date. The measurement date is the date as of which the total pension liability is determined. The discount rate and other key actuarial assumptions utilized are noted below: Fire Relief and Pension Plan December 31, 2022 1 December 31, 2023 Discount Rate—municipal bond rate ° (average rating AA/Aa or higher) 3.75% 3.25 /o Valuation Date January 1, 2021 January 1, 2023 Measurement Date December 31, 2022 December 31, 2023 Inflation 2.25% 2.50% Salary Increases Including Inflation 3.25% 3.50% Pub-2010 Safety Mortality Pub-2010 Safety Mortality Table (headcount- Table (headcount- weighted) with ages set weighted) with ages set back one year for males is back one year for males is used for healthy used for healthy annuitants. Pub-2010 annuitants. Pub-2010 Safety Disabled Mortality Safety Disabled Mortality Table is used for disabled Table is used for disabled annuitants. A blend of annuitants. A blend of Mortality rates from Pub-2010 rates from Pub-2010 Mortality Tables for Mortality Tables for contingent annuitants and contingent annuitants and retirees is used for retirees is used for surviving spouses. surviving spouses. Mortality rates are Mortality rates are projected forward projected forward generationally using the generationally using the ultimate rates in ultimate rates in Projection Scale MP-2017. Projection Scale MP-2017. Actuarial Cost Method Entry Age Normal Entry Age Normal Total Pension Liability The following table represents the changes in the total pension liability for 2023: Fire Relief and Pension Plan Increase (Decrease) Total Pension Liability Balances as of December 31, 2022 $ 2,498,278 Changes for the year: Interest on total pension liability 89,534 Effect of economic/demographic gains or losses 373,785 Effect of assumptions, changes or inputs 177,785 Benefit payments (223,425) Balances as of December 31, 2023 $ 2,915,957 Benefit payments are estimated based on expected payouts. 101 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements Sensitivity Analysis The following table presents the total pension liability of the City, calculated using the discount rate of 3.25%, as well as what the City's total pension liability would be if it were calculated using a discount rate that is 1 percentage point lower (2.25%) or 1 percentage point higher (4.25%) than the current rate. 1% Decrease Current Discount Rate 1% Increase (2.25%) (3.25%) (4.25%) $ 3,179,412 $ 2,915,957 $ 2,687,154 Pension Expense The amount of pension expense recognized by the City for the reporting period is as follows: Fire Relief and Pension Plan January 1, 2022 to January 1, 2023 to December 31, 2022 December 31, 2023 Interest on Total Pension Liability $ 59,120 $ 89,534 Contributions From State Fire Insurance Premium Tax (104,661) (114,235) Recognition of Deferred Inflows/Outflows of Resources: Recognition of Economic/Demographic Gains/Losses 0 373,785 Recognition of Assumption Changes or Inputs (422,100) 177,785 Pension Expense $ (467,641) $ 526,869 Deferred Outflows/Inflows of Resources As of December 31, 2023, there are no deferred outflows and inflows of resources. NOTE 10 - OTHER POST-EMPLOYMENT BENEFITS The following table represents the aggregate OPEB amounts for all plans subject to the requirements of GASB Statement 75 for the year 2023: Aggregate OPEB Amounts OPEB Liabilities $ 9,307,343 OPEB expense/expenditures $ (1,193,658) Plan Description The city is the administrator of the Law Enforcement Officer and Fire Fighter(LEOFF) 1 employees plan providing lifetime medical care. The plan is a single employer, defined benefit, other post-employment benefit plan (OPEB). The plan does not issue a separate standalone financial report. Benefits Provided Effective March 1, 1970, the LEOFF plan was established by the Legislature under Revised Code of Washington (RCW) Chapter 41.26. LEOFF members who joined the system by September 30, 1977, are Plan 1 members. In addition, the City is required to pay post-employment benefits in accordance with RCW Chapter 41.16 and 41.18; all medical and long-term care as long as a disability exists are covered for any active firefighter hired prior to March 1, 1970. For any retired firefighter hired prior to March 1, 1970, medical and long-term care are covered at the discretion of the Retirement Board. Members retired prior to 1961 for reasons other than duty disability are not eligible for medical benefits during retirement. 102 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements The City OPEB plan provides medical, prescription drug, dental, Medicare Part B premiums, long-term care, and vision expenses for retirees. The plan does not cover dependent spouses and children. The City's cost is reduced by any amounts retirees receive from Medicare or other health plans. Funding Policy The plan is funded on a pay-as-you-go basis from the General Fund and there are no assets accumulated in a qualifying trust. Membership As of December 31, 2023, there are 32 retirees and 0 active employees meeting the eligibility requirements of a LEOFF 1 member. This is considered a closed group with no new members. Retirees currently receiving benefits 32 Total 32 OPEB Liability The actuarial valuation date is January 1, 2023. This is the date as of which the actuarial valuation was performed. The measurement date is December 31, 2023. This is the date as of which the total OPEB liability under GASB 75 is determined. The Reporting Date is the Plan's and City's fiscal year ending date, December 31, 2023. Updated procedures were used to roll forward the total OPEB liability to the measurement date. Assumptions and Other Inputs Several assumptions are used in development of the OPEB plan actuarial valuation as discussed below. GASB 75 requires the discount rate used to measure the Total OPEB Liability (the Actuarial Accrued Liability calculated using the Individual Entry Age Normal Cost Method) to be a yield or index rate for 20-year, tax exempt general obligation municipal bonds with an average rating of AA/Aa or higher. The Bond Buyer General Obligation 20-bond municipal bond index for bonds that mature in 20 years is 3.26% as of December 28, 2023. Rounding this to the nearest Y% results in a discount rate of 3.25% as of the December 31, 2023, measurement date. A medical (healthcare) and dental trend rate of 5.50%along with a long-term care inflation rate of 4.75%and Medicare Part B trend rate of 7.30% were used in calculating the December 31, 2023, OPEB Liability. Mortality assumptions are based on the Pub-2010 Safety Mortality Table (headcount-weighted) with generational projection using the ultimate rates in Projection Scale MP-2017, with ages set back one year for males. For disabled members, mortality assumptions are based on Pub-2010 Safety Disability Mortality Table with generational projection using the ultimate rates in Projection Scale MP-2017. Sensitivity Analysis The following presents the total OPEB liability of the City, calculated using the current healthcare cost trend rates as well as what the City's total OPEB liability would be if it were calculated using trend rates that are one percentage point lower or one percentage point higher than the current trend rates. 1% Decrease Current Trend Rate 1% Increase Total December 31, 2023 OPEB Liability $ 8,418,603 $ 9,307,343 $ 10,327,869 103 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements The following presents the total OPEB liability of the City calculated using the discount rate of 3.25%, as well as what the City's total OPEB liability would be if it were calculated using a discount rate that is one percentage point lower (2.25%) or one percentage point higher (4.25%) than the current rate. 1% Decrease Current Discount 1% Increase Rate Total December 31, 2023 OPEB Liability $ 10,409,691 $ 9,307,343 $ 8,376,328 The following table represents the changes in total OPEB liability for 2023: OPEB LEOFF Plan 1 Increase (Decrease) Total OPEB Liability Balance as of December 31, 2022 $ 10,956,157 Changes for the Year: Interest on Total OPEB Liability 402,400 Effect of economic/demographic (gains) or losses (1,969,219) Effect of Assumptions, Changes or Inputs 373,161 Expected Benefit Payments (455,156) Balance as of December 31, 2023 $ 9,307,343 For the year ended December 31, 2023, the City recognized an OPEB expense of $ (1,193,658). Changes in assumptions that affected measurement of the total OPEB liability since the prior measurement date include changes in premiums and claims, mortality, and trends. The City reported no deferred outflows of resources and no deferred inflows of resources related to OPEB. NOTE 11 — ASSOCIATION OF WASHINGTON CITIES EMPLOYEE BENEFIT TRUST ("Trust") Trust Description The City of Auburn is a member of the Association of Washington Cities Employee Benefit Trust Health Care Program (AWC Trust HCP). Chapter 48.62 RCW provides that two or more local government entities may, by Interlocal agreement under Chapter 39.34 RCW,form together or join a pool or organization for the joint purchasing of insurance, and/or joint self-insurance, to the same extent that they may individually purchase insurance or self-insure. An agreement to form a pooling arrangement was made pursuant to the provisions of Chapter 39.34 RCW,the Interlocal Cooperation Act. The AWC Trust HCP was formed on January 1, 2014, when participating cities, towns, and non-city entities of the AWC Employee Benefit Trust in the State of Washington joined together by signing an Interlocal Governmental Agreement to jointly self-insure certain health benefit plans and programs for participating employees, their covered dependents, and other beneficiaries through a designated account within the Trust. As of December 31, 2023, 264 cities/towns/non-city entities participate and have enrollment in the AWC Trust HCP. The AWC Trust HCP allows members to establish a program of joint insurance and provides health and welfare services to all participating members. 104 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements In April 2020, the Board of Trustees adopted a large employer policy, requiring newly enrolling groups with 600 or more employees to submit medical claims experience data in order to receive a quote for medical coverage. Outside of this, the AWC Trust HCP pools claims without regard to individual member experience. The pool is actuarially rated each year with the assumption of projected claims run out for all current members. The AWC Trust HCP includes medical, dental and vision insurance through the following carriers: Kaiser Foundation Health Plan of Washington, Kaiser Foundation Health Plan of Washington Options, Inc., Regence BlueShield, Asuris Northwest Health, Delta Dental of Washington,Willamette Dental Group, and Vision Service Plan. Eligible members are cities and towns within the state of Washington. Non-city entities (public agency, public corporation, intergovernmental agency, or political subdivision within the state of Washington) are eligible to apply for coverage into the AWC Trust HCP, submitting application to the Board of Trustees for review as required in the Trust Agreement. Participating employers pay monthly premiums to the AWC Trust HCP. The AWC Trust HCP is responsible for payment of all covered claims. In 2023, the AWC Trust HCP purchased medical stop loss insurance for Regence/Asuris and Kaiser plans at an Individual Stop Loss (ISL) of $2 million through United States Fire Insurance Company. The aggregate policy is for 200% of expected medical claims. Participating employers' contract to remain in the AWC Trust HCP for a minimum of three years. Participating employers with over 250 employees must provide written notice of termination of all coverage a minimum of 12 months in advance of the termination date, and participating employers with under 250 employees must provide written notice of termination of all coverage a minimum of 6 months in advance of termination date. When all coverage is being terminated,termination will only occur on December 31. Participating employers terminating a group or line of coverage must notify the AWC Trust HCP a minimum of 60 days prior to termination. A participating employer's termination will not obligate that member to past debts, or further contributions to the AWC Trust HCP. Similarly, the terminating member forfeits all rights and interest to the AWC Trust HCP Account. The operations of the Health Care Program are managed by the Board of Trustees or its delegates.The Board of Trustees is comprised of four regionally elected officials from Trust member cities or towns, the Employee Benefit Advisory Committee Chair and Vice Chair, and two appointed individuals from the AWC Board of Directors,who are from Trust member cities or towns.The Trustees or its appointed delegates review and analyze Health Care Program related matters and make operational decisions regarding premium contributions, reserves, plan options and benefits in compliance with Chapter 48.62 RCW. The Board of Trustees has decision authority consistent with the Trust Agreement, Health Care Program policies, Chapter 48.62 RCW and Chapter 200-110-WAC. The accounting records of the AWC Trust HCP are maintained in accordance with methods prescribed by the State Auditor's office under the authority of Chapter 43.09 RCW. The AWC Trust HCP also follows applicable accounting standards established by the Governmental Accounting Standards Board ("GASB"). In 2018, the retiree medical plan subsidy was eliminated,and is noted as such in the report for the fiscal year ending December 31,2018.Year-end financial reporting is done on an accrual basis and submitted to the Office of the State Auditor as required by Chapter 200-110 WAC. The audit report for the AWC Trust HCP is available from the Washington State Auditor's office. 105 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements NOTE 12 — CONSTRUCTION COMMITMENTS As of December 31, 2023, the City had the following contractual obligations on construction projects: Schedule of Outstanding Construction Obligations As of December 31, 2023 Amount Outstanding Arterial Street Fund $2,293,695 Local Street Fund 948,392 Arterial Street Preservation Fund 893,313 Municipal Parks Construction 449,236 Capital Improvements 440,164 Water Capital Fund 7,110,187 Sewer Capital Fund 365,276 Storm Capital Fund 2,803,577 Airport Capital Fund 1,479,091 Equipment Rental Capital Fund 8,674 Total $16,791,604 NOTE 13 — CEMETERY ENDOWED CARE FUND The City maintains one permanent fund known as the cemetery endowed care fund. Paid into this fund is 10% of the base, pre-tax sales price of each grave, niche, or crypt. This fund is irreducible in principal and no part of the income of this fund shall ever be used for purposes other than those specified upon the creation of the fund. RCW 68.44.020 restricts the use of endowment net appreciation to endowment care "stipulated in the instrument by which the fund was established". For the City, the instrument that established the fund is Auburn City Code section 3.04.080, and section 3.040.120 governs the use of the fund. ACC 3.04.120 restricts net interest or income from investments to the care of the lots and in the improvement or embellishment of the cemetery or the erection or preservation of any buildings or structures, fences, or walks, or for the repair, preservation, erection or renewal of any tomb, monument, grave, stone, fence, railing, or other erection in or around the cemetery. The funds may also be used for planting and cultivating trees, shrubs, flowers, or plants in or around the cemetery. All expenditures of income from the fund must first be authorized by the City Council. For 2023 of the $108,267 net appreciation on investments, all was available for expenditures. Amounts that are available for expenditure are reflected as assigned fund balance. NOTE 14—JOINT VENTURES/ RELATED PARTY Valley Communications Center The "Valley Communications Center," hereafter referred to as ValleyCom, was established August 20, 1976, when an Interlocal Agreement was entered into by four participating municipal corporations: Auburn, Kent, Renton,and Tukwila. The provisions and terms of the "Interlocal Cooperation Act", pursuant to RCW 39.34, sanction the agreement. On 106 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements August 4, 1999, the Administration Board of ValleyCom voted to include the City of Federal Way as a full participating member city as of January 1, 2000. The five participating municipal corporations that include the cities of Auburn, Federal Way, Kent, Renton, and Tukwila on April 17, 2000, entered into a new Interlocal Agreement, pursuant to RCW 39.34, et seq. This agreement reaffirmed ValleyCom as a governmental administration agency pursuant to RCW 39.34.030 (3) (b). The initial duration of the agreement was five years and thereafter is automatically extended for consecutive five-year periods, unless terminated as provided by the agreement. Any Member City may withdraw its membership and terminate its participation in this agreement by providing written notice and serving that notice on the other Member Cities on or before December 31 in any one year. After providing appropriate notice such termination shall then become effective on the last day of the year following delivery and service of notice to all other Member Cities. Three or more Member Cities may call for a complete termination of ValleyCom, upon supermajority vote ValleyCom will be directed to wind up business and a date will be set for final termination. Final termination shall be at least one year from the date of the vote to terminate this agreement. The agreement shall not terminate until all bonds issued by the Valley Communications Center Development Authority have been paid and retired. The purpose of the ValleyCom joint operation is to provide improved consolidated emergency communications (dispatch) services for police, fire, and medical aid to the five participating cities and to several subscribing agencies, which include Public Safety Partners, Fire and EMS Partners and Emergency Backup Facilities. The subscribing agencies include City of Algona, City of Black Diamond, City of Des Moines, City of Pacific, Enumclaw Fire, King County Airport, King County Fire Districts #2, #20, #44, #47, King County Medic One, Puget Sound Regional Fire Authority, North Highline Fire Department, Renton Regional Fire Authority, South King Fire and Rescue, Valley Regional Fire Authority, Vashon Island Fire and Rescue and King County Sheriff's Office. Separate agreements between ValleyCom and the subscribing agencies have been executed, which set forth condition of services and rates charged. The participating cities provide the majority of revenues to ValleyCom. The method of allocating revenue source was changed in 1990 to a basis of prior year's calls with actual first and second quarter and estimated third and fourth quarter calls. The allocation of prorated financial participation among the five participating cities is the percentage of estimated dispatched calls attributed to each jurisdiction compared to the total actual and estimated dispatched calls,for the period for January 1 through December 31. The percentages are applied to the current approved budget, less revenue from subscribing agencies and all other sources. The 2023 cost distribution for the five participating cities is as follows: Dispatchable Percent of Calls Total * Auburn 67,644 20.81% Federal Way 66,332 20.40% Kent 87,959 27.06% Renton 69,831 21.48% Tukwila 33,328 10.25% Total 325,094 100.00% *Distribution of current year net income is based on these budgeted percentages. SOURCE: ValleyCom-2023 Owner Equity Allocation ValleyCom is served by an Administration Board composed of the Mayors or designated representatives from the five participating cities of Auburn, Kent, Renton, Tukwila, and Federal Way. In 2019, 3 nonvoting members were added to the Administration Board, one for each of the 3 disciplines VCC serves: law enforcement, fire, and paramedics. The Administration Board is responsible for the following functions: 1) Reviews and approves the Valley Corn budget; 2) Appoints and supervises the Executive Director; 3) Approves administrative and personnel policies; 4) Reviews and approves contracts and agreements; 5) Reviews and approves disbursement of funds by ValleyCom; 6) Approves or 107 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements disapproves recommendations from the Executive Director and the Operations Board; and 7) Sets the long-term strategic vision for the organization. In addition, an Operations Board provides operational guidance and support to ValleyCom. The Operations Board is comprised of 2 members of each participating Member City's Public Safety Department(s), including the head of those Department(s) and/or their designee(s), one appointed representative from Police contract agencies, and one appointed representative from Fire contract agencies. In 2019, the Chief of King County Medic One was added as a member of the Board. The Operations Board performs the following functions: 1) Responsible for operational policies and procedures; 2) assists staff and the Administration Board with strategic planning; 3) Makes recommendations on the selection of the Executive Director; and 4) Members serve on supporting groups including the Finance Committee and The Advisory Committee on Technology (ACT). The Director presents a proposed budget to the Operations Board on or before August 15 of each year. Said budget is then presented to the Administration Board by September 1 of each year. The Administration Board can make changes to the proposed ValleyCom budget as it finds necessary, but final approval falls to the legislative body of each participating city in accordance with the provisions of the Interlocal Agreement. In August 1993, ValleyCom entered into an Interlocal Cooperation Agreement, pursuant to Chapter 39.34 RCW, with the sub-regions of King County, Seattle, and Eastside Public Safety Communications Agency (EPSCA). This agreement governs the development, acquisition, and installation of the 800 MHz emergency radio communications system (system) funded by the $57 million King County levy, King County Emergency Trunked Radio System (KCETRS). This agreement provides that upon voluntary termination of any sub-region participation in the system, it surrenders its radio frequencies, relinquishes its equipment, and transfers any unexpended levy proceeds and association equipment replacement reserves to another sub-region or consortium of sub-regions. The Puget Sound Emergency Radio Network (PSERN),of which ValleyCom is a stakeholder, is a regional effort underway to replace KCETRS.ValleyCom will maintain the functionality of their portion of KCETRS until this time until it is replaced. They will continue to have 800 MHz fund expenses into 2024 as the old system is disassembled as well as incurring new radio charges from PSERN. The share of equity belonging to the five participating cities is as follows: Item Auburn Federal Way Kent Renton Tukwila Total Restated Equity Dec 31, 2022 $ 8,834,669 $ 7,627,742 $ 11,560,686 $8,610,737 $ 4,114,494 $ 40,748,328 Current year change 1,016,695 996,975 1,322,034 1,049,574 500,926 4,886,204 Equity Dec 31, 2023 $ 9,851,364 $ 8,624,717 $12,882,720 $ 9,660,311 $ 4,615,420 $ 45,634,532 of equity 21.59% 18.90% 28.23% 21.17% 10.11% of 2023 distribution 20.81% 20.40% 27.06% 21.48% 10.25% SOURCE:• ValleyCom-2023 Owner Equity Allocation Liabilities are the responsibility of the five participating cities in direct proportion to their equity position. Complete audited financial statements for ValleyCom can be obtained from Valley Communications Center, 27519 108th Ave SE, Kent,WA 98030, telephone 253-372-1300 or www.valleycom.org. South Correctional Entity (SCORE) On February 25,2009,the Cities of Auburn, Burien, Des Moines, Federal Way, Renton,SeaTac and Tukwila,Washington (Member Cities) entered into a SCORE Facility Interlocal Agreement (as amended and restated on October 1, 2009, the "2009 Interlocal Agreement") pursuant to chapter 39.34 RCW (Interlocal Cooperation Act) to jointly construct, equip, maintain and operate a consolidated regional misdemeanant correctional facility located in Des Moines, Washington (SCORE Facility) to serve the parties to the 2009 Interlocal Agreement and state agencies and other local governments (Subscribing Agencies) to provide correctional services essential to the preservation of the public health, safety and 108 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements welfare. To carry out the purposes of the 2009 Interlocal Agreement and to operate, manage and maintain the SCORE Facility, the Member Cities formed the South Correctional Entity (SCORE), a separate governmental administrative agency pursuant to the 2009 Interlocal Agreement and RCW 39.34.030(3). The 2009 Interlocal Agreement named the City of Des Moines as the "Host City" and the remaining Member Cities as the "Owner Cities". Pursuant to a separate "Host City Agreement" dated October 1, 2009, the Host City will not enjoy the same equity position as the Owner Cities until all debts issued are paid and the Host City fulfills all of its obligations as outlined in the Host City Agreement. Pursuant to SCORE financial policies, all unexpended funds or reserve funds shall be distributed based on the percentage of the Member City's average daily population at the SCORE Facility for the last three (3) years regardless of its Owner City or Host City status. SCORE and the SCORE Facility may serve the Member Cities and Subscribing Agencies which are in need of correctional facilities. Any agreement with a Subscribing Agency shall be in writing and approved by SCORE as provided within the SCORE Formation Interlocal Agreement. SCORE, a governmental administrative agency formed under the Interlocal Cooperation Act, is not expressly authorized to issue bonds. To finance and refinance the costs of the SCORE Facility, the City of Renton,Washington, chartered the South Correctional Entity Facility Public Development Authority as a public corporation pursuant to RCW 35.21.730 through 35.21.757 (Public Corporation Act) and Ordinance No. 5444, passed on February 2, 2009 (Charter Ordinance). 2009 Bonds. The SCORE PDA issued its Bonds, Series 2009A (2009A Bonds) and Bonds, Series 2009B (Taxable Build America Bonds—Direct Payment) (2009B Bonds, and together the 2009 Bonds) on November 4, 2009, in the aggregate principal amount of$86,235,000. Proceeds of the 2009 Bonds were used to finance a portion of the costs of acquiring, constructing, developing, equipping, and improving the SCORE Facility, to capitalize interest during construction, and to pay costs of issuance for the 2009 Bonds. Pursuant to the 2009 Interlocal Agreement and the ordinances of each city, each Owner City (which included the Cities of Auburn, Burien, Federal Way, Renton, SeaTac, and Tukwila) was obligated to budget for and pay its share, and only its share, of the principal of and interest on the 2009 Bonds as the same become due and payable (referred to as each Owner City's 2009 Capital Contribution). Each Owner City's obligation to pay its 2009 Capital Contribution is an irrevocable, unconditional full faith and credit obligation of such Owner City, payable from regular property taxes levied within the constitutional and statutory authority provided without a vote of the electors of the Owner City on all the taxable property within the Owner City and other sources of revenues available therefor. Subsequent Activities: Refunding of 2009 Bonds and Amendment and Restatement of Interlocal Agreement. Pursuant to the 2009 Interlocal Agreement, on September 5, 2018, the City of Federal Way gave its notice of intent to withdraw from SCORE effective December 31, 2019. The remaining Member Cities (including the cities of Auburn, Burien, Des Moines, Renton, SeaTac, and Tukwila) entered into an Amended and Restated SCORE Interlocal Agreement (2019 Interlocal Agreement),which amended and restated the 2009 Interlocal Agreement in its entirety, removed Federal Way as a Member City and an Owner City, terminated the Host City Agreement, and made other revisions to provide for the issuance of bonds to refund the 2009 Bonds. On December 11, 2019,the Authority issued its Refunding Bonds, Series 2019 in the aggregate principal amount of$51,055,000 (2019 Bonds). The 2019 Interlocal Agreement became effective on the date of issuance of the 2019 Bonds. Proceeds of the 2019 Bonds were used to defease and refund all the outstanding 2009 Bonds. Pursuant to the 2019 Interlocal Agreement and the ordinances of each city, each Owner City (including the Cities of Auburn, Burien, Des Moines, Renton, SeaTac, and Tukwila) is obligated to budget for and pay its share, and only its share, of the principal of and interest on the 2019 Bonds as the same become due and payable (referred to as each Owner City's 2019 Capital Contribution). Each Owner City's obligation to pay its 2019 Capital Contribution is an irrevocable, unconditional full faith and credit obligation of such Owner City, payable from regular property taxes levied within the constitutional and statutory authority provided without a vote of the electors of the Owner City on all the taxable property within the Owner City and other sources of revenues available therefor. The following is a summary of the debt service requirements for the 2019 Bonds: 109 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements Summary of Debt Service Requirements-Refunding Bonds,2019(Ref 2009A&2009B) Debt Service Schedule Debt Service Allocation to Owner Cities Auburn Burien Des Moines Renton SeaTac Tukwila Year Principal Interest Total 34.94% 4.82% 6.02% 40.96% 3.62% 9.64% 2024 2,070,000 1,839,900 $ 3,909,900 $ 1,366,120 $ 188,457 $ 235,376 $ 1,601,495 $ 141,538 $ 376,914 2025 2,155,000 1,757,100 3,912,100 1,366,889 188,563 235,508 1,602,396 141,618 377,126 2026 2,260,000 1,649,350 3,909,350 1,365,927 188,431 235,343 1,601,270 141,518 376,861 2027 2,375,000 1,536,350 3,911,350 1,366,626 188,527 235,463 1,602,089 141,591 377,054 2028 2,490,000 1,417,600 3,907,600 1,365,315 188,346 235,238 1,600,553 141,455 376,693 2029-2033 14,430,000 5,120,300 19,550,300 6,830,875 942,324 1,176,928 8,007,803 707,721 1,884,649 2034-2038 17,705,000 1,840,250 19,545,250 6,829,111 942,081 1,176,624 8,005,734 707,538 1,884,162 Totals $ 43,485,000 $ 15,160,850 $ 58,645,850 $ 20,490,863 $ 2,826,729 $ 3,530,480 $ 24,021,340 $ 2,122,979 $ 5,653,459 The City of Auburn reports its share of equity interest in the Governmental Activities column within the Government- wide financial statements under non-current assets. The following summary of the Capital Contributions for the 2019 Bonds is condensed (unaudited) financial information reported as of December 31, 2023, in relation to SCORE: South Correctional Entity(SCORE) Member City 2022 Percent of Equity 2022 Equity Balance 2023 Percent of Equity 2023 Apportionment 2023 Equity Balance Auburn 41.48% $ 14,096,126 41.38% $ 1,218,714 $ 15,314,840 Burien 5.39% 1,831,888 5.68% 268,275 2,100,163 Des Moines 5.02% 1,707,548 5.11% 181,695 1,889,243 Renton 32.11% 10,913,931 32.11% 970,291 11,884,222 SeaTac 8.27% 2,812,314 8.18% 214,728 3,027,042 Tukwila 7.73% 2,627,335 7.54% 163,548 2,790,883 Grand Totals 100.00% $ 33,989,142 100.00% $ 3,017,251 $ 37,006,393 I I Completed financial statements for SCORE and SCORE PDA can be obtained at SCORE, Attn: Finance Director, 20817 17th Avenue South, Des Moines,WA 98198. Since the obligation to fund future joint venture-related debt is separately reported as due to other governments, the investment in joint ventures is reported as a combination of this debt with the current reported equity in joint ventures as follows: Since the obligation to fund future joint venture-related debt is separately reported as due to other governments, the investment in joint ventures is reported as a combination of this debt with the current reported equity in joint ventures as follows: Investment in Joint Ventures Balance Additions Reductions Balance 12/31/2022 12/31/2023 SCORE Public Development Authority $ 15,888,965 $ - $ (695,306) $ 15,193,659 Total Due to Other Gov't Funds 15,888,965 - (695,306) 15,193,659 Valley Communications Center 8,844,944 1,006,421 - 9,851,365 South Correctional Entity (SCORE) 14,096,126 1,218,714 - 15,314,840 Total Joint Venture Capital Assets 22,941,070 2,225,135 - 25,166,205 Total Investment in Joint Ventures $ 40,359,864 110 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements NOTE 15 -JOINTLY GOVERNED ORGANIZATION / RELATED PARTY Residents of the cities of Auburn, Algona and Pacific approved in the November 7, 2006, general election the creation of a regional fire authority pursuant to RCW 52.26. The new regional fire protection service authority, called the Valley Regional Fire Authority (VRFA), provides first responder fire and emergency medical services to residents of Auburn, Algona, and Pacific. The VRFA is a new municipal corporation, with its own Governing Board, and is legally separate from the three cities it serves. The Governing Board of the VRFA consists of the Mayors of the three cities within the VRFA service area, as well as two Councilmembers from each city. Membership on the Governing Board is made by appointment from the city council of the respective member cities. Effective January 1, 2007, all personnel, assets, equipment, and contractual obligations of the former Auburn Fire Department were transferred to the VRFA. Similar transfers were made by the cities of Algona and Pacific. In accordance with the interlocal agreement at time of formation, each member city retained its obligation for LEOFF 1 firefighter and Fire Relief and Pension Plan obligations. Premium and benefit payments for retired LEOFF 1 firefighters for 2023 $330,977. Medical premiums and benefit payments made under the Fire Relief and Pension Plan for 2023 $25,037. NOTE 16 - CONTINGENCIES AND LITIGATIONS As of December 31,2023, several claims were pending against the City for damages and legal actions. While the outcome of these actions is uncertain, no uncovered losses are anticipated at this time with these pending claims. In the event of a liability finding against the City, it is anticipated that any potential adverse judgment against the City also would be subject to coverage under the City's general liability insurance. The City participates in several federal and state assisted programs. These grants are subject to audit by the grantors or their representatives. Such audits could result in requests for reimbursement to grantor agencies for expenditures disallowed under the terms of the grants. The City's management believes that such disallowances, if any, will be immaterial. NOTE 17 - RISK MANAGEMENT & INSURANCE Risk Management The City is exposed to various risks of loss such as: theft and damage and destruction of assets, errors and omissions, injuries or property damage to others, employees' health, and natural disasters. All risk financing activities are accounted for in the Insurance internal service fund. To insure against risks of loss the City of Auburn is a member of the Washington Cities Insurance Authority (WCIA). Utilizing Chapter 48.62 RCW (self-insurance regulation) and Chapter 39.34 RCW (Interlocal Cooperation Act), nine cities originally formed WCIA on January 1, 1981. WCIA was created for the purpose of providing a pooling mechanism for jointly purchasing insurance, jointly self-insuring, and / or jointly contracting for risk management services. WCIA has a total of 169 members. New members initially contract for a three-year term, and thereafter automatically renew on an annual basis. A one- year withdrawal notice is required before membership can be terminated. Termination does not relieve a former member from its unresolved loss history incurred during membership. Liability coverage is written on an occurrence basis,without deductibles. Coverage includes general, automobile, police, errors, or omissions, stop gap, employment practices, prior wrongful acts, and employee benefits liability. Limits are $4 million per occurrence in the self-insured layer, and $16 million in limits above the self-insured layer is provided by reinsurance. Total limits are $20 million per occurrence subject to aggregates and sublimity. The Board of Directors determines the limits and terms of coverage annually. 111 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements All Members are provided a separate cyber risk policy and premises pollution liability coverage group purchased by WCIA. The cyber risk policy provides coverage and separate limits for security&privacy, event management, and cyber extortion, with limits up to $1 million and subject to member deductibles, sublimits, and a $5 million pool aggregate. Premises pollution liability provides Members with a $2 million incident limit and $10 million pool aggregate subject to a $100,000 per incident Member deductible. Insurance for property, automobile physical damage, fidelity, inland marine, and equipment breakdown coverage are purchased on a group basis. Various deductibles apply by type of coverage. Property coverage is self-funded from the members' deductible to $1,000,000, for all perils other than flood and earthquake, and insured above that to $400 million per occurrence subject to aggregates and sublimits. Automobile physical damage coverage is self-funded from the members' deductible to $250,000 and insured above that to $100 million per occurrence subject to aggregates and sublimits. In-house services include risk management consultation, loss control field services, and claims and litigation administration. WCIA contracts for certain claims investigations, consultants for personnel and land use issues, insurance brokerage, actuarial, and lobbyist services. WCIA is fully funded by its members,who make annual assessments on a prospectively rated basis, as determined by an outside, independent actuary. The assessment covers loss, loss adjustment, reinsurance, and other administrative expenses. As outlined in the interlocal, WCIA retains the right to additionally assess the membership for any funding shortfall. An investment committee, using investment brokers, produces additional revenue by investment of WCIA's assets in financial instruments which comply with all State guidelines. A Board of Directors governs WCIA, which is comprised of one designated representative from each member. The Board elects an Executive Committee and appoints a Treasurer to provide general policy direction for the organization. The WCIA Executive Director reports to the Executive Committee and is responsible for conducting the day to day operations of WCIA. No settlement has exceeded insurance coverage over the past three years. Workers' Compensation Title 51 RCW requires the City to ensure payment of benefits for job-related injuries and diseases through the Workers' Compensation fund or through self-insurance. The City become self-insured for Worker's Compensation in 2014. The funding and allocations for the worker's compensation program are reviewed by an actuary on an annual basis. The actuarial study made by Bickmore as of December 31, 2023, projected ultimate loss during 2024 and 2025 program years to be $679,000 and $714,000, respectively. On December 31,2023, incurred but not reported and claims payable were estimated at $1,192,000. On December 31, 2023, fund net position was $3,379,803. The City carrier's excess works' compensation insurance coverage with a private carrier for losses exceeding $500,000 per occurrence to a maximum indemnity in occurrence with statutory limits. Claims handling is currently contracted to an independent, qualified third-party administrator (TPA). The Workers Compensation claims liability includes an estimated amount for claims that have been incurred but not reported (IBNR). Reported claims liabilities are based on the requirements of GASB 10, which requires that a liability for claims be reported if information prior to the issuance of the financial statements indicates that it is probable that a liability has been incurred at the date of the financial statements and the amount of the loss can be reasonable estimated. Changes in the Workers Compensation self-insurance fund claims liabilities in 2023 and 2022 were: CHANGES OF ESTIMATED CLAIMS LIABILITIES FOR 2023 AND 2022 Workers Compensation 2023 2022 Beg. of Year Claims Liabilities $1,132,000 $865,000 Less: Claim Payments (196,083) (195,336) Plus: Claims and Changes in Estimates 256,083 462,336 End of Year Claims Liabilities $1,192,000 $1,132,000 112 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements NOTE 18 -TAX ABATEMENTS GASB Statement No. 77 defines tax abatements and requires certain disclosures about any tax abatement agreements. For financial reporting purposes, a tax abatement is defined as a reduction in tax revenues that results from an agreement between one or more governments and an individual entity in which (a) one or more governments promises to forgo tax revenues to which they are otherwise entitled and (b) the individual or entity promises to take a specific action after the agreement has been entered into that contributes to economic development or otherwise benefits the governments or the citizens of those governments. The city has the following tax abatement agreements in place as of December 31, 2023: The city offers a multifamily property tax exemption within the downtown core to encourage construction of new multifamily housing, and that the provisions of additional housing opportunities in the downtown core will assist in achieving the goals of the city's comprehensive plan. Under Chapter 84.14 RCW, the city provides the opportunity for a limited, eight-year exemptions from ad valorem property taxation for a qualified new multifamily and rehabilitated multifamily housing constructed in the downtown core and twelve-year exemptions from ad valorem property taxation for qualified new affordable multifamily and rehabilitated multifamily housing contracted in the downtown core. Abatements are obtained through application by the property owner, including proof of improvements that have been made, and equal 100 percent of the additional property tax resulting from the increase in assessed value because of the improvements. If application is approved and all requirements met, exemption begins January Pt, of the year immediately following the calendar year of issuance of the final certificate of tax emption. If at any time it is determined the property no longer complies with the terms of the contract or the requirements, or the use of the property for any reason no longer qualifies for the tax exemption, the tax exemption shall be cancelled and additional taxes, interest and penalties imposed. 1) Plan A Development LLC, project name Trek Apartments; a four-story building of 126 apartment units with outdoor plaza and ground parking and retail space. The final certificate of tax exemption was issued December 3, 2015, with the eight-year ad valorem property tax exemption to start with tax year 2016. The city's portion of the property tax abated during the fiscal year 2023 was $37,588. 2) Merrill Gardens at Auburn LLC, project name Merrill Gardens; a senior living community with 129 apartment units (114 assisted living units and 15 memory care units). The building is four stories above grade with one level of below grade parking. The final certificate of tax exemption was issued September 14, 2017, with the eight- year ad valorem property tax exemption to start with tax year 2018. The city's portion of the property tax abated during the fiscal year 2023 was $42,977. 3) Altus Group US Inc, project name The Verge Apartments; a 7-story building of 226 apartment units, upper story outdoor plazas, parking, and ground floor commercial space. The final certificate of tax exemption was issued on October 14, 2021, with the eight-year ad valorem property tax exemption to start with tax year 2022. The city's portion of the property tax abated during the fiscal year 2023 was $65,625. The State of Washington has the following tax abatement that impacts tax revenues of the City: Aerospace Incentives - The purchase and use of computer hardware, software, or peripherals, including installation charges is exempt from sales and use tax per RCWs 82.08.975 and 82.12.975 if the buyer uses the purchased items primarily in developing, designing, and engineering aerospace products. 113 City of Auburn: 2023 Annual Comprehensive Financial Report Notes to the Financial Statements The following table shows the impact to the City of Auburn for taxes abated by the State of Washington during the calendar year ended September 26, 2023 (the latest information available): Amount of Tax Abatement Program Taxes Abated Aerospace Incentives - Computer Hardware, Software, and Peripherals Sales and Use Tax Exemption State law(RCW 82.32.330)forbids the disclosure of sales and use tax information for less than three taxpayers. Source: Washington State Department of Revenue NOTE 19 - REPORTING CHANGE Effective January 1, 2023, the City implemented GASB Statement No. 96, Subscription-Based Information Technology Arrangements. Under this statement, contracts that provide the City with IT software and associated tangible capital assets are recognized as a right of use subscription asset and a corresponding liability. Subscription assets and liabilities are recognized and measured using the facts and circumstances that existed at the beginning of the period of implementation. NOTE 20 - SUBSEQUENT EVENTS The City of Auburn joined counties, cities, and other government agencies ("Group") across the country in several lawsuits to address the injustice committed by opioid companies and their distributors. As a result of the two lawsuits settling in the Group's favor, the city will receive approximately $1.4 million in combined settlement distributions over the course of 17 years. The city has received payments as of year-end 2023 of $78,780. 114 City of Auburn: 2023 Annual Comprehensive Financial Report Required Supplemental Information MANAGERIAL FUNDS The Cumulative Reserve Fund and the Fire Pension Fund are now combined with the General Fund. For budgetary purposes, however, they are included and presented as Schedules of Revenues, Expenditures, and Changes in Fund Balances— Budget to Actual. The City of Auburn has the following managerial funds: Cumulative Reserve Fund —This fund is for the purpose of revenue stabilization for future operations. Fire Pension Fund —The City is the administrator of the Firemen's Pension Plan (Plan), which is a closed, single-employer defined benefit pension plan that was established in conformance with RCW Chapters 41.16 and 41.18. This plan provides retirement and disability benefits, annual cost-of-living adjustments, and death benefits to plan members and beneficiaries. 115 City of Auburn: 2023 Annual Comprehensive Financial Report Required Supplemental Information City of Auburn,Washington SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET TO ACTUAL CUMULATIVE RESERVE FUND For the Year Ended December 31,2023 Budget Amounts Variance with Final Final Actual Budget Positive Original Adopted Results (Negative) REVENUES: Investment Earnings $ 80,000 $ 80,000 $ 1,539,393 $ 1,459,393 Total Revenues 80,000 80,000 1,539,393 1,459,393 EXPENDITURES: Excess (Deficiency) of Revenues Over (Under) Expenditures 80,000 80,000 1,539,393 1,459,393 OTHER FINANCING SOURCES (USES): Transfers Out (Note 4) (1,391,450) (2,681,394) (1,242,019) 1,439,375 Total Other Financing Sources or Uses (1,391,450) (2,681,394) (1,242,019) 1,439,375 Net Change in Fund Balance (1,311,450) (2,601,394) 297,374 2,898,768 Fund Balance- Beginning 30,713,551 30,592,441 30,592,441 - Fund Balance- Ending $ 29,402,101 $ 27,991,047 $ 30,889,815 $ 2,898,768 RECONCILIATION OF PERSPECTIVE DIFFERENCE BETWEEN BUDGETARY INFORMATION AND GENERALLY ACCEPTED ACCOUNTING PRINCIPLES (GAAP): The Cumulative Reserve Fund is combined with the General Fund for purposes of GASB Statement 54 (30,889,815) Fund Balance- Ending (GAAP) $ - The notes to the basic financial statements are an integral part of this statement. 116 City of Auburn: 2023 Annual Comprehensive Financial Report Required Supplemental Information City of Auburn,Washington SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET TO ACTUAL FIRE PENSION FUND For the Year Ended December 31,2023 Budget Amounts Variance with Final Final Actual Budget Positive Original Adopted Results (Negative) REVENUES: Intergovernmental $ 88,400 $ 88,400 $ 114,235 $ 25,835 Investment Earnings 15,200 15,200 89,097 73,897 Total Revenues 103,600 103,600 203,332 99,732 EXPENDITURES: Current: Security of Persons and Property 196,256 221,256 223,535 (2,279) Total Expenditures 196,256 221,256 223,535 (2,279) Excess (Deficiency) of Revenues Over (Under) Expenditures (92,656) (117,656) (20,204) 97,452 Net Change in Fund Balance (92,656) (117,656) (20,204) 97,452 Fund Balance- Beginning 1,790,627 1,890,532 1,890,532 - Fund Balance- Ending 1,697,971 $1,772,876 $ 1,870,328 $ 97,452 RECONCILIATION OF PERSPECTIVE DIFFERENCE BETWEEN BUDGETARY INFORMATION AND GENERALLY ACCEPTED ACCOUNTING PRINCIPLES (GAAP): The Fire Pension Reserve Fund is combined with the General Fund for purposes of GASB Statement 54 (1,870,328) Fund Balance- Ending (GAAP) $ - The notes to the basic financial statements are an integral part of this statement. 117 City of Auburn: 2023 Annual Comprehensive Financial Report Required Supplemental Information * * ACITY of IB u RN* WASHINGTON 118 City of Auburn: 2023 Annual Comprehensive Financial Report Required Supplemental Information REQUIRED SUPPLEMENTARY INFORMATION Schedule of Proportionate Share of the Net Pension Liability As of June 30, 2023 Last 10 Fiscal Years''` PERS 1 2023 2022 2021 2020 2019 2018 2017 2016 2015 Employer's proportion of the net pension 0.175170% 0.176504% 0.177157% 0.176594% 0.184008% 0.190096% 0.192614% 0.194185% 0.192878% liability(asset) Employer's proportionate share of the net pension liability(asset) $ 3,998,662 $ 4,914,519 $ 2,163,502 $ 6,234,722 $ 7,075,761 $ 8,489,752 $ 9,139,685 $10,428,649 $10,089,313 Covered payroll $ 31,471,196 $ 28,798,537 $ 27,362,217 $26,748,878 $ 25,792,744 $24,866,577 $ 24,085,628 $22,947,013 $21,788,519 Employer's proportionate share of the net pension liability as a percentage of its 12.71% 17.07% 7.91% 23.31% 27.43% 34.14% 37.95% 45.45% 46.31% covered payroll Plan fiduciary net position as a percentage 80.16% 76.56% 88.74% 68.64% 67.12% 63.22% 61.24% 57.03% 59.10% of the total pension liability PERS 2/3 2023 2022 2021 2020 2019 2018 2017 2016 2015 Employer's proportion of the net pension 0.225923% 0.230198% 0.227559% 0.229959% 0.236778% 0.239249% 0.243488% 0.247760% 0.241739% liability(asset) Employer's proportionate share of the net $ (9,259,868) $ (8,537,540) $(22,668,538) $ 2,941,045 $ 2,299,919 $ 4,084,964 $ 8,460,044 $12,223,580 $ 8,637,472 pension liability(asset) Covered payroll $ 31,471,196 $ 28,798,537 $ 27,362,217 $26,748,878 $ 25,763,285 $24,674,226 $ 23,904,107 $22,734,107 $21,460,504 Employer's proportionate share of the net pension liability as a percentage of its -29.42% -29.65% -82.85% 11.00% 8.93% 16.56% 35.39% 53.77% 40.25% covered payroll Plan fiduciary net position as a percentage 107.02% 106.73% 120.29% 97.22% 97.77% 95.77% 90.97% 85.82% 89.20% of the total pension liability LEOFF 1 2023 2022 2021 2020 2019 2018 2017 2016 2015 Employer's proportion of the net pension 0.093198% 0.093826% 0.095644% 0.096208% 0.097999% 0.101761% 0.102451% 0.101574% 0.103718% liability(asset) Employer's proportionate share of the net $ (2,766,139) $ (2,691,505) $ (3,276,345) $ (1,816,897) $ (1,937,059) $ (1,847,473) $ (1,554,407) $(1,046,503) $ (1,250,031) pension liability(asset) State's proportionate share of the net pension liability(asset)associated with the $(18,710,096) $(18,205,272) $ (22,161,113) $(12,289,444) $ (13,102,219) $(12,496,261) $ (10,513,971) $(7,078,518) $ (8,455,179) employer Total $(21,476,235) $(20,896,777) $(25,437,458) $ (14,106,341) $(15,039,278) $(14,343,734) $(12,068,378) $ (8,125,021) $(9,705,210) Plan fiduciary net position as a percentage 175.99% 169.62% 187.45% 146.88% 148.78% 144.42% 136.00% 123.74% 127.36% of the total pension liability LEOFF 2 2023 2022 2021 2020 2019 2018 2017 2016 2015 Employer's proportion of the net pension 0.352947% 0.367227% 0.379530% 0.374857% 0.394720% 0.403472% 0.370954% 0.359661% 0.354511% liability(asset) Employer's proportionate share of the net $ (8,465,780) $ (9,980,121) $(22,044,674) $ (7,646,536) $ (9,144,451) $ (8,191,361) $ (5,147,640) $(2,091,896) $ (2,193,486) pension liability(asset) State's proportionate share of the net pension liability(asset)associated with the $ (5,406,160) $ (6,464,905) $ (14,221,221) $ (4,889,380) $ (5,988,390) $ (5,303,752) $ (3,339,178) $(1,363,764) $ (1,450,178) employer Total $ (13,871,939) $(16,445,026) $(36,265,895) $(12,535,916) $ (15,132,841) $ (13,495,113) $ (8,486,818) $(3,455,660) $(3,643,664) Covered payroll $ 15,280,857 $ 14,631,934 $ 14,178,478 $ 13,661,010 $ 13,248,982 $ 12,697,917 $ 11,623,292 $10,953,667 $10,336,409 Employer's proportionate share of the net pension liability as a percentage of its -55.40% -68.21% -155.48% -55.97% -69.02% -64.51% -44.29% -19.10% -21.22% covered payroll Plan fiduciary net position as a percentage 113.17% 116.09% 142.00% 115.83% 119.43% 118.50% 113.40% 106.04% 111.67% of the total pension liability 119 City of Auburn: 2023 Annual Comprehensive Financial Report Required Supplemental Information REQUIRED SUPPLEMENTARY INFORMATION Schedule of Proportionate Share of the Net Pension Liability As of June 30, 2023 Last 10 Fiscal Years* The City implemented GASB Statement No. 68 in fiscal year 2015. Information is not available for prior years. The schedule will be built prospectively until it contains ten years of data. Notes to Schedule: Significant methods and assumptions used in calculating the actuarial determined contribution are presented in Note 9. Contribution and covered payroll on this schedule is based on the plan fiscal year—July 1 —June 30. The LEOFF 1 plan is closed and has no further covered payroll. 120 City of Auburn: 2023 Annual Comprehensive Financial Report Required Supplemental Information REQUIRED SUPPLEMENTARY INFORMATION Schedule of Employer Contributions As of December 31, 2023 Last 10 Fiscal Years''` PERS 1 2023 2022 2021 2020 2019 2018 2017 2016 2015 Statutorily or contractually required contributions $ 1,129,900 $ 1,121,072 $ 1,205,178 $ 1,318,974 $ 1,310,731 $ 1,296,482 $ 1,216,069 $ 1,132,885 $ 1,001,824 Contributions in relation to the statutorily or contractually required contributions $ (1,129.900) $ (1,121,072) $ (1,205,178) $ (1,318,974) $ (1,310,731) $ (1,296,482) $ (1,216,069) $ (1,132,885) $ (1,001,824) Covered payroll $33,127,194 $29,838,946 $28,098,202 $26,726,280 $26,516,814 $25,212,705 $24,538,921 $23,510,382 $22,436,909 Contributions as a percentage of covered payroll 3.41% 3.76% 4.29% 4.94% 4.94% 5.14% 4.96% 4.82% 4.47% PERS 2/3 2023 2022 2021 2020 2019 2018 2017 2016 2015 Statutorily or contractually required contributions $ 2,102,089 $ 1,897,746 $ 2,005,971 $ 2,121,829 $ 2,047,116 $ 1,941,592 $ 1,714,887 $ 1,495,562 $ 1,286,928 Contributions in relation to the statutorily or contractually required contributions $ (2,102,089) $ (1,897,746) $ (2,005,971) $ (2,121,829) $ (2,047,116) $ (1,941,592) $ (1,714,887) $ (1,495,562) $ (1,286,928) Covered payroll $33,127,194 $29,838,946 $28,098,202 $26,726,280 $26,516,814 $25,087,758 $24,350,435 $23,330,702 $22,130,501 Contributions as a percentage of covered payroll 6.35% 6.36% 7.14% 7.94% 7.72% 7.74% 7.04% 6.41% 5.82% LEOFF 2 2023 2022 2021 2020 2019 2018 2017 2016 2015 Statutorily or contractually required contributions $ 804,151 $ 782,428 $ 756,576 $ 737,023 $ 730,140 $ 708,333 $ 639,662 $ 594,665 $ 551,812 Contributions in relation to the statutorily or $ (804,151) $ (782,428) $ (756,576) $ (737,023) $ (730,140) $ (708,333) $ (639,662) $ (594,665) $ (551,812) contractually required contributions Covered payroll $15,429,942 $ 15,020,410 $ 14,315,013 $13,852,684 $13,597,937 $13,044,797 $ 11,992,821 $ 11,370,216 $10,553,437 Contributions as a percentage of covered payroll 5.21% 5.21% 5.29% 5.32% 5.37% 5.43% 5.33% 5.23% 5.23% The City implemented GASB Statement No. 68 in fiscal year 2015. Information is not available for prior years. The schedule will be built prospectively until it contains ten years of data. Note to Schedule: Significant methods and assumptions used in calculating the actuarial determined contribution are presented in Note 9. 121 City of Auburn: 2023 Annual Comprehensive Financial Report Required Supplemental Information REQUIRED SUPPLEMENTARY INFORMATION Schedule of Changes in Total Pension Liability& Related Ratios Fire Relief and Pension Plan Last 10 Fiscal Years Fiscal Year Ending December 31 2023 2022 2021 2020 2019 2018 2017 2016 2015 2014 Total Pension Liability-Beginning $ 2,498,278 $ 3,049,730 $ 3,562,986 $ 3,452,448 $ 2,973,304 $ 3,212,435 $ 3,218,004 N/A N/A N/A Service Cost - - - - - - - N/A N/A N/A Interest on Total Pension Liability 89,534 59,120 69,409 91,863 114,553 108,873 116,957 N/A N/A N/A Effect of Plan Changes - - - - - - - N/A N/A N/A Effect of Economic/Demographic Gains(Losses) 373,785 - (534,707) - 208,957 - - N/A N/A N/A Effect of Assumption Changes or Inputs 177,785 (422,100) 138,062 244,126 376,773 (142,719) 77,612 N/A N/A N/A Benefit Payments (223,425) (188,472) (186,020) (225,451) (221,139) (205,285) (200,138) N/A N/A N/A Net Change in Total Pension Liability 417,679 (551,452) (513,256) 110,538 479,144 (239,131) (5,569) N/A N/A N/A Total Pension Liability-Ending $ 2,915,957 $ 2,498,278 $ 3,049,730 $ 3,562,986 $ 3,452,448 $ 2,973,304 $ 3,212,435 N/A N/A N/A Covered Employee Payroll $ - $ - $ - $ - $ - $ - $ - N/A N/A N/A Total Pension Liability as a%of Covered Payroll N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A The City implemented GASB Statement No. 73 in fiscal year 2017. Information is not available for prior years. The schedule will be built prospectively until it contains ten years of data. Notes to Schedule: No assets have been accumulated in a trust that meets the criteria of a qualified plan. The effect of assumption changes or inputs is the result of a change in the discount rate from 3.75% as of December 31, 2022 to 3.25% as of December 31, 2023. Significant methods and assumptions used in calculating the actuarial determined contribution are presented in Note 9. 122 City of Auburn: 2023 Annual Comprehensive Financial Report Required Supplemental Information REQUIRED SUPPLEMENTARY INFORMATION Schedule of Changes in Total OPEB Liability and Related Ratios Firemen's Relief and Pension Plan and LEOFF 1 Employees For the Year Ended December 31 Last 10 Fiscal Years* Fiscal Year Ending December 31 2023 2022 2021 2020 2019 2018 2017 2016 2015 2014 Total OPEB Liability-Beginning $ 10,956,157 $ 13,370,311 $ 14,784,873 $ 13,702,359 $ 16,228,865 $ 17,472,360 N/A N/A N/A N/A Service Cost - • N/A N/A N/A N/A Interest on Total OPEB Liability 402,400 261,571 290,093 368,593 636,891 597,724 N/A N/A N/A N/A Changes of Benefit Terms • N/A N/A N/A N/A Effect of Economic/Demographic Gains(Losses) (1,969,219) - (704,125) - (3,427,650) - N/A N/A N/A N/A Effect of Assumption Changes or Inputs 373,161 (2,089,347) (437,389) 1,315,995 883,507 (1,045,269) N/A N/A N/A N/A Expected Benefit Payments (455,156) (586,378) (563,141) (602,074) (619,254) (795,950) N/A N/A N/A N/A Total OPEB Liability-Ending $ 9,307,343 $ 10,956,157 $ 13,370,311 $ 14,784,873 $ 13,702,359 $ 16,228,865 N/A N/A N/A N/A Covered Employee Payroll • • • N/A N/A N/A N/A Total OPEB Liability as a%of Covered Payroll N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A The City implemented GASB Statement No. 75 in fiscal year 2018. Information is not available for prior years. The schedule will be built prospectively until it contains ten years of data. Notes to Schedule: No assets have been accumulated in a trust that meets the criteria in paragraph 4 of GASB 75 to pay related benefits. The effect of assumption changes or inputs is the result of a change in the discount rate from 3.75% as of December 31, 2022 to 3.25% as of December 31, 2023. Significant methods and assumptions used in calculating the actuarial determined contribution are presented in Note 10. 123 City of Auburn: 2023 Annual Comprehensive Financial Report Required Supplemental Information * * ACITY of IB u RN* WASHINGTON 124 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules NON-MAJOR GOVERNMENTAL FUNDS The City has four types of Non-Major Governmental Funds. Special Revenue Funds Special revenue funds account for the proceeds of specific revenue sources and are segregated into individual funds to ensure that expenditures are made exclusively for qualified purposes. Special revenue funds are accounted for on a modified accrual basis. Biennial budgets are adopted with appropriations lapsing at year-end. Debt Service Funds Debt service funds account for payments of principal and interest on general obligation and special assessment long-term debt. Capital Project Funds Capital project funds account for the City of Auburn's financial resources used for the acquisition or construction of major non-proprietary capital facilities. Permanent Funds Permanent funds are used to report resources that are legally restricted to the extent that only earnings, and not principal, may be used for purposes that support City programs that are for the benefit of the City or its citizens. 125 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules City of Auburn,Washington COMBINING BALANCE SHEET NON-MAJOR GOVERNMENT FUNDS For the Year Ended December 31,2023 Total Nonmajor Special Debt Capital Governmental Revenue Service Projects Permanent Funds ASSETS: Cash and Cash Equivalents $ 29,487,411 $ 468,051 $1,998,948 $2,390,209 $ 34,344,619 Receivables: Taxes 442,154 - - - 442,154 Customer Accounts 123,468 - - - 123,468 Other Receivables 41,701 - 10,812 - 52,513 Due From Other Governmental Units 731,027 15,865 74,805 - 821,697 Long-Term Notes and Contracts - - 2,176,333 - 2,176,333 Total Assets 30,825,760 483,916 4,260,897 2,390,209 37,960,783 LIABILITIES, DEFERRED INFLOWS AND FUND BALANCES: Liabilities: Current Payables 240,947 - 49,596 - 290,542 Interfund Payable 450,000 - - - 450,000 Total Liabilities 690,947 - 49,596 - 740,542 Deferred Inflow of Resources: Deferred Inflows Related to Leases - - 2,136,081 - 2,136,081 Total Deferred Inflow of Resources - - 2,136,081 - 2,136,081 Fund Balance: Nonspendable - - - 2,151,308 2,151,308 Restricted 17,926,724 - - - 17,926,724 Committed 11,778,743 - - - 11,778,743 Assigned 429,347 483,916 2,075,221 238,902 3,227,386 Total Fund Balance 30,134,814 483,916 2,075,221 2,390,209 35,084,160 Total Liabilities, Deferred Inflows And Fund Balances $30,825,760 $ 483,916 $4,260,897 $2,390,209 $ 37,960,783 126 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules City of Auburn,Washington COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES NON-MAJOR GOVERNMENT FUNDS For the Year Ended December 31, 2023 Special Debt Capital Total Nonmajor Revenue Service Projects Permanent Governmental REVENUES: Taxes: Excise $ 183,262 $ - $ - $ - $ 183,262 Interfund Utility 1,753,189 - - - 1,753,189 Property - - 317,749 - 317,749 Retail Sales &Use 2,413,730 250,000 - - 2,663,730 Utility 1,944,382 - - - 1,944,382 Charges for Services 1,852,209 - 5,219 80,637 1,938,065 Fines and Forfeitures 155,692 - - - 155,692 Intergovernmental 778,161 - 74,805 - 852,965 Investment Earnings 1,263,404 23,770 110,166 108,267 1,505,608 Miscellaneous - - 148,539 - 148,539 Total Revenues 10,344,028 273,770 656,478 188,904 11,463,180 EXPENDITURES: Current: Culture and Recreation - - 294 - 294 Economic Environment 964,733 - - - 964,733 Security of Persons and Property 418,819 - - - 418,819 Transportation 1,944,329 - - - 1,944,329 Debt Service: Principal - 1,122,733 - - 1,122,733 Interest and Other Costs - 755,232 - - 755,232 Capital Outlay - - 740,165 - 740,165 Total Expenditures 3,327,881 1,877,965 740,459 - 5,946,305 Excess (Deficiency) of Revenues Over (Under) Expenditures 7,016,147 (1,604,194) (83,981) 188,904 5,516,875 OTHER FINANCING SOURCES (USES): Insurance Recoveries - - 228,154 - 228,154 Transfers In (Note 4) 343,692 1,628,015 288,497 - 2,260,204 Transfers Out (Note 4) (1,828,410) (1,769) - - (1,830,179) Total Other Financing Sources (Uses) (1,484,718) 1,626,246 516,651 - 658,179 Net Change in Fund Balance 5,531,429 22,052 432,669 188,904 6,175,054 Fund Balance- Beginning 24,603,385 461,865 1,642,552 2,201,305 28,909,107 Fund Balance- Ending $ 30,134,814 $ 483,916 $ 2,075,221 $ 2,390,209 $ 35,084,160 127 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules * * ACITY of IB u RN* WASHINGTON 128 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules NON-MAJOR GOVERNMENTAL FUNDS SPECIAL REVENUE FUNDS Special revenue funds account for the proceeds of specific revenue sources and are segregated into individual funds to ensure that expenditures are made exclusively for qualified purposes. Special revenue funds are accounted for on a modified accrual basis. Annual budgets are adopted with appropriations lapsing each year of the biennium. The City has eight non-major special revenue funds. Arterial Street Preservation Fund This fund was created to repair classified arterial streets and is funded from a one percent utility tax increase that was adopted by Council in 2008. The Business Improvement Area Fund Accounts for special assessments on downtown merchants for ongoing services and for improvements made to the downtown area. Drug Forfeiture Fund Money seized and forfeited from drug activity is deposited in this fund to be used exclusively for drug investigation and enforcement. Hotel/Motel Tax Fund This fund was created to account for the hotel/motel taxes levied to support City tourist promotion. The Housing and Community Development Fund Accounts for projects associated with the Community Development Block Grant program. The Local Street Fund This fund was created when Auburn voters approved the Save Our Streets lid lift in 2004 and is used to account for all revenues and expenditures related to this initiative. Mitigation Fees Accounts for the receipt of contracted mitigation fees for streets and fire service. The Recreational Trails Fund Created for the purpose of trail development. This is a tax-supported fund. 129 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules City of Auburn, Washington COMBINING BALANCE SHEET NON-MAJOR SPECIAL REVENUE FUNDS For the Year Ended December 31,2023 Page 1 of 2 Business Housing and Arterial Street Improvement Drug Hotel/Motel Community Preservation Area Forfeiture Tax Development ASSETS: Cash and Cash Equivalents $ 5,464,088 $ - $ 985,758 $ 508,993 $ 15,380 Receivables: Taxes - - - - - Customer Accounts 114,726 - 38 - - Other Receivables 41,701 - - - - Due From Other Governmental Units 220,791 - 14,778 - 495,458 Total Assets 5,841,306 - 1,000,573 508,993 510,838 LIABILITIES, DEFERRED INFLOWS AND FUND BALANCES: Liabilities: Current Payables 68,285 - 41,207 2,413 17,934 Interfund Payable - - - - 450,000 Total Liabilities 68,285 - 41,207 2,413 467,934 Fund Balance: Restricted 100,855 - 908,127 506,580 42,904 Committed 5,453,137 - - - - Assigned 219,029 - 51,239 - - Total Fund Balance 5,773,021 - 959,366 506,580 42,904 Total Liabilities,Deferred Inflows And Fund Balances $ 5,841,306 $ - $ 1,000,573 $ 508,993 $ 510,838 130 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules Page 2 of 2 Total Nonmajor Local Mitigation Recreation Special Revenue Street Fees Trails Funds $ 6,022,597 $ 16,381,574 $ 109,020 $ 29,487,411 442,154 - - 442,154 8,704 - - 123,468 41,701 731,027 6,473,456 16,381,574 109,020 30,825,760 100,999 10,109 - 240,947 450,000 100,999 10,109 - 690,947 16,264,090 104,169 17,926,724 6,325,605 - - 11,778,743 46,852 107,376 4,851 429,347 6,372,457 16,371,466 109,020 30,134,814 $ 6,473,456 $ 16,381,574 $ 109,020 $ 30,825,760 131 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules City of Auburn,Washington COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES NON-MAJOR SPECIAL REVENUE FUNDS For the Year Ended December 31, 2023 Page 1 of 2 Business Housing and Arterial Street Improvement Drug Hotel/Motel Community Preservation Area Forfeiture Tax Development REVENUES: Taxes: Excise $ - $ - $ - $ 183,262 $ - Interfund Utility 771,053 - - - - Retail Sales & Use 2,413,730 - - - - Utility 176,735 - - - - Charges for Services 219,245 - 28,902 - - Fines and Forfeitures - - 155,692 - - Intergovernmental 100,855 - 5,337 - 664,968 Investment Earnings 219,029 - 51,239 22,842 - Total Revenues 3,900,646 - 241,171 206,104 664,968 EXPENDITURES: Current: Economic Environment - 135,941 - 163,823 664,968 Security of Persons and Property - - 418,819 - - Transportation 1,640,564 - - - - Total Expenditures 1,640,564 135,941 418,819 163,823 664,968 Excess (Deficiency) of Revenues Over (Under) Expenditures 2,260,082 (135,941) (177,648) 42,281 - OTHER FINANCING SOURCES (USES): Transfers In (Note 4) - - - - - Transfers Out (Note 4) - - - - - Total Other Financing Sources (Uses) - - - - - Net Change in Fund Balance 2,260,082 (135,941) (177,648) 42,281 - Fund Balance- Beginning 3,512,939 135,941 1,137,015 464,299 42,904 Fund Balance- Ending $ 5,773,021 $ - $959,366 $ 506,580 $ 42,904 132 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules Page 2 of 2 Total Non-Major Local Mitigation Recreation Special Revenue Street Fees Trails Funds $ - $ - $ - $ 183,262 982,136 - - 1,753,189 - - 2,413,730 1,767,646 - - 1,944,382 8,704 1,595,358 - 1,852,209 155,692 - - 7,000 778,161 210,547 754,896 4,851 1,263,404 2,969,034 2,350,253 11,851 10,344,028 964,733 - - - 418,819 303,765 - - 1,944,329 303,765 - - 3,327,881 2,665,269 2,350,253 11,851 7,016,147 343,692 - - 343,692 - (1,828,410) - (1,828,410) 343,692 (1,828,410) - (1,484,718) 3,008,961 521,843 11,851 5,531,429 3,363,496 15,849,622 97,169 24,603,385 $6,372,457 $16,371,466 $109,020 $ 30,134,814 133 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules City of Auburn,Washington SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET TO ACTUAL ARTERIAL STREET PRESERVATION FUND For the Year Ended December 31 ,2023 Budget Amounts Variance with Final Final Budget Positive Original Adopted Actual Results (Negative) REVENUES: Taxes: Interfund Utility $ 1,287,500 $1,287,500 $ 771,053 $ (516,447) Retail Sales &Use 1,600,000 1,974,500 2,413,730 439,230 Utility - - 176,735 176,735 Charges for Services 14,000 640,665 219,245 (421,420) Intergovernmental 1,118,272 2,293,948 100,855 (2,193,093) Investment Earnings 22,000 122,000 219,029 97,029 Total Revenues 4,041,772 6,318,613 3,900,646 (2,417,967) EXPENDITURES: Current: Transportation 4,100,000 8,751,951 1,640,564 7,111,387 Total Expenditures 4,100,000 8,751,951 1,640,564 7,111,387 Excess (Deficiency) of Revenues Over (Under) Expenditures (58,228) (2,433,338) 2,260,082 4,693,420 OTHER FINANCING SOURCES (USES): Transfers Out (Note 4) - (185,000) - 185,000 Total Other Financing Sources or Uses - (185,000) - 185,000 Net Change in Fund Balance (58,228) (2,618,338) 2,260,082 4,878,420 Fund Balance- Beginning 2,699,358 3,512,939 3,512,939 - Fund Balance- Ending $ 2,641,130 $ 894,601 $ 5,773,021 $ 4,878,420 134 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules City of Auburn,Washington SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET TO ACTUAL BUSINESS IMPROVEMENT AREA FUND For the Year Ended December 31 ,2023 Budget Amounts Variance with Final Final Actual Budget Positive Original Adopted Results (Negative) REVENUES: EXPENDITURES: Current: Economic Environment $ 90,000 $ 135,941 $135,941 $ - Total Expenditures 90,000 135,941 135,941 - Excess (Deficiency) of Revenues Over (Under) Expenditures (90,000) (135,941) (135,941) - Net Change in Fund Balance (90,000) (135,941) (135,941) - Fund Balance- Beginning 97,502 135,941 135,941 - Fund Balance- Ending $ 7,502 $ - $ - $ - 135 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules City of Auburn,Washington SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET TO ACTUAL DRUG FORFEITURE FUND For the Year Ended December 31 ,2023 Budget Amounts Variance with Final Final Actual Budget Positive Original Adopted Results (Negative) REVENUES: Charges for Services $ 18,000 $ 18,000 $ 28,902 $ 10,902 Fines and Forfeitures 125,000 125,000 155,692 30,692 Intergovernmental - - 5,337 5,337 Investment Earnings 5,000 5,000 51,239 46,239 Total Revenues 148,000 148,000 241,171 93,171 EXPENDITURES: Current: Security of Persons and Property 392,671 462,671 418,819 43,852 Total Expenditures 392,671 462,671 418,819 43,852 Excess (Deficiency) of Revenues Over (Under) Expenditures (244,671) (314,671) (177,648) 137,023 OTHER FINANCING SOURCES (USES): Net Change in Fund Balance (244,671) (314,671) (177,648) 137,023 Fund Balance- Beginning 857,236 1,137,015 1,137,015 - Fund Balance- Ending $ 612,565 $ 822,344 $ 959,366 $ 137,022 136 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules City of Auburn,Washington SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET TO ACTUAL HOTEL/MOTEL TAX FUND For the Year Ended December 31 ,2023 Budget Amounts Variance with Final Final Actual Budget Positive Original Adopted Results (Negative) REVENUES: Taxes: Excise $ 140,000 $ 140,000 $ 183,262 $ 43,262 Charges for Services 2,500 2,500 - (2,500) Investment Earnings 1,400 1,400 22,842 21,442 Total Revenues 143,900 143,900 206,104 62,204 EXPENDITURES: Current: Economic Environment 177,100 177,100 163,823 13,277 Total Expenditures 177,100 177,100 163,823 13,277 Excess (Deficiency) of Revenues Over (Under) Expenditures (33,200) (33,200) 42,281 75,481 OTHER FINANCING SOURCES (USES): Transfers Out (Note 4) - (8,000) - 8,000 Total Other Financing Sources or Uses - (8,000) - 8,000 Net Change in Fund Balance (33,200) (41,200) 42,281 83,481 Fund Balance- Beginning 480,179 464,299 464,299 - Fund Balance- Ending $ 446,979 $ 423,099 $ 506,580 $ 83,481 137 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules City of Auburn, Washington SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET TO ACTUAL HOUSING & COMMMUNITY DEVELOPMENT FUND For the Year Ended December 31 ,2023 Budget Amounts Variance with Final Final Actual Budget Positive Original Adopted Results (Negative) REVENUES: Intergovernmental $ 650,000 $1,016,330 $ 664,968 $ (351,362) Total Revenues 650,000 1,016,330 664,968 (351,362) EXPENDITURES: Current: Economic Environment 650,000 1,016,330 664,968 351,362 Total Expenditures 650,000 1,016,330 664,968 351,362 Excess (Deficiency) of Revenues Over (Under) Expenditures _ _ _ _ OTHER FINANCING SOURCES (USES): Net Change in Fund Balance - - - - Fund Balance - Beginning 42,842 42,904 42,904 - Fund Balance- Ending $ 42,842 $ 42,904 $ 42,904 $ - 138 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules City of Auburn,Washington SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET TO ACTUAL LOCAL STREET FUND For the Year Ended December 31,2023 Budget Amounts Variance with Final Final Actual Budget Positive Original Adopted Results (Negative) REVENUES: Taxes: Interfund Utility $ 858,300 $ 858,300 $ 982,136 $ 123,836 Utility 1,488,900 1,488,900 1,767,646 278,746 Charges for Services - - 8,704 8,704 Investment Earnings 15,800 15,800 210,547 194,747 Total Revenues 2,363,000 2,363,000 2,969,034 606,034 EXPENDITURES: Current: Transportation 2,036,300 4,146,961 303,765 3,843,196 Total Expenditures 2,036,300 4,146,961 303,765 3,843,196 Excess (Deficiency) of Revenues Over (Under) Expenditures 326,700 (1,783,961) 2,665,269 4,449,230 OTHER FINANCING SOURCES (USES): Transfers In (Note 4) 235,000 1,411,108 343,692 (1,067,416) Total Other Financing Sources or Uses 235,000 1,411,108 343,692 (1,067,416) Net Change in Fund Balance 561,700 (372,853) 3,008,961 3,381,814 Fund Balance- Beginning 1,932,689 3,363,496 3,363,496 - Fund Balance- Ending $ 2,494,389 $ 2,990,643 $6,372,457 $ 3,381,814 139 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules City of Auburn,Washington SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET TO ACTUAL MITIGATION FEES FUND For the Year Ended December 31 ,2023 Budget Amounts Variance with Final Final Actual Budget Positive Original Adopted Results (Negative) REVENUES: Charges for Services $ 1,580,000 $ 1,580,000 $ 1,595,358 $ 15,358 Investment Earnings 21,200 21,200 754,896 733,696 Total Revenues 1,601,200 1,601,200 2,350,253 749,053 EXPENDITURES: Current: Security of Persons and Property 75,000 75,000 - 75,000 Total Expenditures 75,000 75,000 - 75,000 Excess (Deficiency) of Revenues Over (Under) Expenditures 1,526,200 1,526,200 2,350,253 824,053 OTHER FINANCING SOURCES (USES): Transfers Out (Note 4) (6,968,982) (11,369,880) (1,828,410) 9,541,470 Total Other Financing Sources or Uses (6,968,982) (11,369,880) (1,828,410) 9,541,470 Net Change in Fund Balance (5,442,782) (9,843,680) 521,843 10,365,523 Fund Balance-Beginning 10,976,167 15,849,622 15,849,622 - Fund Balance- Ending $ 5,533,385 $6,005,942 $16,371,466 $ 10,365,524 140 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules City of Auburn,Washington SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET TO ACTUAL RECREATIONAL TRAILS FUND For the Year Ended December 31,2023 Budget Amounts Variance with Final Final Actual Budget Positive Original Adopted Results (Negative) REVENUES: Intergovernmental $ 7,000 $ 7,000 $ 7,000 $ - Investment Earnings 100 100 4,851 4,751 Total Revenues 7,100 7,100 11,851 4,751 EXPENDITURES: Excess (Deficiency) of Revenues Over (Under) Expenditures 7,100 7,100 11,851 4,751 OTHER FINANCING SOURCES (USES): Transfers Out (Note 4) - (66,210) - 66,210 Total Other Financing Sources or Uses - (66,210) - 66,210 Net Change in Fund Balance 7,100 (59,110) 11,851 70,961 Fund Balance- Beginning 95,845 97,169 97,169 - Fund Balance- Ending $ 102,945 $ 38,059 $109,020 $ 70,961 141 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules * * ACITY of IB u RN* WASHINGTON 142 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules NON-MAJOR GOVERNMENTAL FUNDS DEBT SERVICE FUNDS Debt service funds account for payments of principal and interest on general obligation and special assessment long-term debt. The City of Auburn has two outstanding general obligation issues, and two special assessment funds. The 2016 General Obligation Bonds Accounts for the debt service on a Council-approved bond issue to refund on a current basis the 2005 General Obligation Refunding Airport Bonds and refunding on an advance basis the 2006A General Obligation Bonds for Golf and Cemetery. 2020 A Series and B Series Refunding General Obligation Bonds The 2020 A Series accounts for the debt service on the refund of the 2010 B Series General Obligation Bonds which was to finance acquisition costs of certain condominium units in the City Hall Annex. The 2020 B Series accounts for the debt service on the refund of the 2010 D Series General Obligation Bonds which was to finance a portion of the downtown infrastructure improvements in the City's revitalization area. Special Assessment Debt Fund Accounts for the special assessment collections and debt service payments for all local improvement districts located within the City. 143 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules City of Auburn, Washington COMBINING BALANCE SHEET NON-MAJOR DEBT SERVICE FUNDS For the Year Ended December 31,2023 2016 Combined 2020 Bonds& LID Total Nonmajor Refunding Refunding(2010B(S,D) Guarantee Debt Service Funds ASSETS: Cash and Cash Equivalents $ - $ 468,051 $ - $ 468,051 Due From Other Governmental Units - 15,865 - 15,865 Total Assets - 483,916 - 483,916 LIABILITIES, DEFERRED INFLOWS AND FUND BALANCES: Fund Balance: Assigned - 483,916 - 483,916 Total Fund Balance - 483,916 - 483,916 Total Liabilities,Deferred Inflows And Fund Balances $ - $ 483,916 $ - $ 483,916 144 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules City of Auburn,Washington COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES NON-MAJOR DEBT SERVICE FUNDS For the Year Ended December 31, 2023 2020 Bonds & Total Non-Major 2016 Combined Refunding LID Debt Service Refunding (2010B&D) Guarantee Funds REVENUES: Taxes: Retail Sales& Use $ - $ 250,000 $ - $ 250,000 Investment Earnings - 23,703 67 23,770 Total Revenues - 273,703 67 273,770 EXPENDITURES: Debt Service: Principal 352,733 770,000 - 1,122,733 Interest and Other Costs 17,732 737,500 - 755,232 Total Expenditures 370,465 1,507,500 - 1,877,965 Excess (Deficiency) of Revenues Over(Under) Expenditures (370,465) (1,233,797) 67 (1,604,194) OTHER FINANCING SOURCES (USES): Transfers In (Note 4) 370,465 1,257,550 - 1,628,015 Transfers Out (Note 4) - - (1,769) (1,769) Total Other Financing Sources (Uses) 370,465 1,257,550 (1,769) 1,626,246 Net Change in Fund Balance - 23,753 (1,702) 22,052 Fund Balance- Beginning - 460,163 1,702 461,865 Fund Balance- Ending $ - $ 483,916 $ - $ 483,916 145 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules * * ACITY of IB u RN* WASHINGTON 146 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules NON-MAJOR GOVERNMENTAL FUNDS CAPITAL PROJECT FUNDS Capital projects funds account for the City of Auburn's financial resources used for the acquisition or construction of major non-proprietary capital facilities. Auburn has two non-major capital project funds. The Municipal Park Construction Fund Accounts for park related construction activity and includes funding from a portion of field rental income and adult athletic team fees. The Local Revitalization Fund Accounts for the City Hall Plaza and the Downtown Promenade project. 147 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules City of Auburn, Washington COMBINING BALANCE SHEET NON-MAJOR CAPITAL PROJECTS FUNDS For the Year Ended December 31,2023 Local Parks Total Nonmajor Revitalization Construction Capital Projects Funds ASSETS: Cash and Cash Equivalents $ 489,555 $ 1,509,393 $ 1,998,948 Receivables: Other Receivables - 10,812 10,812 Due From Other Governmental Units - 74,805 74,805 Long-Term Notes and Contracts - 2,176,333 2,176,333 Total Assets 489,555 3,771,342 4,260,897 LIABILITIES, DEFERRED INFLOWS AND FUND BALANCES: Liabilities: Current Payables 3,629 45,967 49,596 Total Liabilities 3,629 45,967 49,596 Deferred Inflow of Resources: Deferred Inflows Related to Leases - 2,136,081 2,136,081 Total Deferred Inflow of Resources - 2,136,081 2,136,081 Fund Balance: Assigned 485,926 1,589,295 2,075,221 Total Fund Balance 485,926 1,589,295 2,075,221 Total Liabilities, Deferred Inflows And Fund Balances $ 489,555 $ 3,771,342 $ 4,260,897 148 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules City of Auburn, Washington COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES NON-MAJOR CAPITAL PROJECTS FUNDS For the Year Ended December 31, 2023 Total Non-Major Local Parks Capital Projects Revitalization Construction Funds REVENUES: Taxes: Property $ - $ 317,749 $ 317,749 Charges for Services - 5,219 5,219 Intergovernmental - 74,805 74,805 Investment Earnings 19,466 90,700 110,166 Miscellaneous - 148,539 148,539 Total Revenues 19,466 637,012 656,478 EXPENDITURES: Current: Culture and Recreation - 294 294 Capital Outlay 72,701 667,464 740,165 Total Expenditures 72,701 667,758 740,459 Excess (Deficiency) of Revenues Over (Under) Expenditures (53,235) (30,746) (83,981) OTHER FINANCING SOURCES (USES): Insurance Recoveries 228,154 - 228,154 Transfers In (Note 4) 38,189 250,308 288,497 Total Other Financing Sources (Uses) 266,342 250,308 516,651 Net Change in Fund Balance 213,108 219,562 432,669 Fund Balance - Beginning 272,819 1,369,733 1,642,552 Fund Balance - Ending $ 485,926 $1,589,295 $ 2,075,221 149 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules * * ACITY of IB u RN* WASHINGTON 150 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules NON-MAJOR GOVERNMENTAL FUNDS PERMANENT FUNDS Permanent funds are used to report resources that are legally restricted to the extent that only earnings, and not principal, may be used for purposes that support City programs that are for the benefit of the City or its citizens. Auburn has one permanent fund. The Cemetery Endowed Care Fund Accounts for non-expendable investments held by the City's trustee. The interest income from investments is available for use by the cemetery fund for capital enhancement and maintenance. 151 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules City of Auburn, Washington COMBINING BALANCE SHEET NON-MAJOR PERMANENT FUNDS For the Year Ended December 31, 2023 Cemetery Endowment Care ASSETS: Cash and Cash Equivalents $ 2,390,209 Total Assets 2,390,209 LIABILITIES, DEFERRED INFLOWS AND FUND BALANCES: Fund Balance: Nonspendable 2,151,308 Assigned 238,902 Total Fund Balance 2,390,209 Total Liabilities, Deferred Inflows And Fund Balances $ 2,390,209 152 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules City of Auburn.Washington COMBINING STATEMENT OF REVENUES. EXPENDITURES. AND CHANGES IN FUND BALANCES NON-MAJOR PERMANENT FUNDS For the Year Ended December 31. 2023 Cemetery Endowment Care REVENUES: Charges for Services $ 80.637 Investment Earnings 108.267 Total Revenues 188.904 EXPENDITURES: Excess(Deficiency) of Revenues Over(Under) Expenditures 188,904 Net Change in Fund Balance 188.904 Fund Balance- Beginning 2.201.305 Fund Balance- Ending $ 2.390,209 153 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules * * ACITY of IB u RN* WASHINGTON 154 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules NON-MAJOR PROPRIETARY FUNDS ENTERPRISE FUNDS The City's enterprise funds are used to account for operations that are financed and operated in a manner similar to private business operations. The goods and services these funds provide to the general public are primarily financed by service charges. Enterprise funds are self-supporting and use the accrual method of accounting. Auburn has one non-major enterprise funds. The Cemetery Fund Accounts for Mountain View Cemetery's operations. 155 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules City of Auburn, Washington COMBINING STATEMENT OF NET POSITION NON-MAJOR ENTERPRISE FUNDS December 31, 2023 Cemetery ASSETS: Current Assets Cash and Cash Equivalents $ 1,831,158 Inventories 8,119 Total Current Assets 1,839,277 Noncurrent Assets Net Pension Asset 213,825 Capital Assets Not Being Depreciated: Land 342,836 Construction in Progress 91,462 Total Capital Assets Not Being Depreciated 434,297 Capital Assets Being Depreciated: Buildings and Equipment 997,334 Improvements Other Than Buildings 1,558,172 Accumulated Depreciation (1,732,465) Total Capital Assets Being Depreciated 823,040 Total Noncurrent Asset 1,471,163 Total Assets 3,310,440 DEFERRED OUTFLOW OF RESOURCES: Deferred Outflow Related to Pensions 144,202 Total Deferred Outflow Of Resources 144,202 LIABILITIES: Current Liabilities Current Payables 72,962 Employee Leave Benefits 30,756 Total Current Liabilities 103,718 Noncurrent Liabilities: Employee Leave Benefits 10,419 Total Noncurrent Liabilities 10,419 Total Liabilities 114,137 DEFERRED IN FLOW OF RESOURCES: Deferred Inflow related to Pensions 204,736 Total Deferred Inflow Of Resources 204,736 NET POSITION: Net Investment in Capital Assets 1,257,338 Restricted: Pension 213,825 Unrestricted 1,664,606 Total Net Position $ 3,135,769 156 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules City of Auburn, Washington STATEMENT OF REVENUES, EXPENSES, AND CHANGES IN NET POSITION NON-MAJOR ENTERPRISE FUNDS For the Year Ended December 31, 2023 Cemetery OPERATING REVENUES: Charges for Services $ 1,974,568 Total Operating Revenues 1,974,568 OPERATING EXPENSES: Administration 622,629 Depreciation /Amortization 35,462 Operations & Maintenance 1,108,967 Other Operating Expenses 26,012 Total Operating Expenses 1,793,070 Operating Income or Loss 181,498 NON-OPERATING REVENUE (EXPENSE): Interest Revenue 89,984 Other Non-Operating Revenue 810 Total Non-Operating Revenue (Expense) 90,794 Income (Loss) Before Contributions and Transfers 272,292 CONTRIBUTIONS & TRANSFERS: Transfers Out (Note 4) (163,265) Total Contributions &Transfers (163,265) Change in Net Position 109,027 Net Position - Beginning 3,026,742 Net Position - Ending $ 3,135,769 157 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules City of Auburn,Washington COMBINING STATEMENT OF CASH FLOWS NON-MAJOR ENTERPRISE FUNDS For the Fiscal Year Ended December 31, 2023 Pagel of 2 Cemetery CASH FLOWS FROM OPERATING ACTIVITIES: Cash Received From Users $ 1,974,568 Cash Paid to Suppliers for Goods & Services (912,159) Cash Paid to Employees (817,387) Other Non-Operating Revenue 810 Net Cash Provided (Used) By Operating Activities 245,833 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES: Transfers Out (163,265) Net Cash Provided (Used) by Non-Capital Financing Activities (163,265) CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES: Purchase of Capital Assets (50,627) Net Cash Provided (Used) for Capital and Related Financing Activities (50,627) CASH FLOW FROM INVESTING ACTIVITIES: Interest Received 89,984 Net Cash Provided (Used) in Investing Activities 89,984 Net Increase (Decrease) in Cash and Cash Equivalents 121,925 Cash and Cash Equivalents - Beginning of Year 1,709,233 Cash and Cash Equivalents - End of Year $ 1,831,158 CASH AT END OF YEAR CONSISTS OF: Cash and Cash Equivalents 1,831,158 Total Cash $ 1,831,158 158 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules City of Auburn,Washington COMBINING STATEMENT OF CASH FLOWS NON-MAJOR ENTERPRISE FUNDS For the Fiscal Year Ended December 31, 2023 Page 2 of 2 Cemetery RECONCILIATION OF NET OPERATING INCOME TO NEW CASH PROVIDED BY OPERATING ACTIVITIES Operating Income (Loss) $ 181,498 ADJUSTMENTS TO RECONCILE OPERATING INCOME TO NET CASH PROVIDED (USED) BY OPERATING ACTIVITIES: Depreciation 35,462 Other Non-Operating Revenue 810 Inventory 1,965 Liability Increases (Decreases): Accounts &Vouchers Payable 17,355 Compensated Absences Payable 8,743 Total Adjustments 64,335 Net Cash Provided (Used) by Operating Activities $ 245,833 SCHEDULE OF NONCASH INVESTING, CAPITAL AND FINANCING ACTIVITIES Total Non Cash Investing, Capital and Financing Activities $ - 159 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules * * ACITY of IB u RN* WASHINGTON 160 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules NON-MAJOR PROPRIETARY FUNDS INTERNAL SERVICE FUNDS The City of Auburn's internal service funds are used to account for the financing of goods and services provided by one department of operation to other departments on a cost reimbursement basis. Internal service funds are self-supporting and use the accrual method of accounting. Auburn has five internal service funds. The Insurance Fund Provides a source of funds to pay unemployment claims and property and casualty claims which fall below deductible levels. The Workers Comp Self Insurance Fund Provides a source of funds to pay time loss and medical benefits for employees who are affected by an occupational injury or illness. The Facilities Funds Accounts for the costs of maintaining various City facilities. The Information Services Fund Accounts for the costs of purchasing and maintaining the City's various computer and telecommunications systems. The Equipment Rental Fund Accounts for the costs of purchasing, maintaining, and operating Auburn's fleet of vehicles and related equipment. 161 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules City of Auburn,Washington COMBINING STATEMENT OF NET POSITION INTERNAL SERVICE FUNDS December 31,2023 Insurance Workers Comp Self Facilities Information Equipment Total Insurance Services Rental ASSETS: Current Assets Cash and Cash Equivalents $ 1,449,789 $ 4,620,295 $ 435,212 $ 4,044,591 $ 8,186,181 $ 18,736,068 Customer Accounts - - 66,057 325 - 66,382 Other Receivables - - - - 38,995 38,995 Due From Other Governmental Units - - 12,500 4,515 - 17,015 Inventories - - - - 488,368 488,368 Total Current Assets 1,449,789 4,620,295 513,769 4,049,431 8,713,544 19,346,828 Noncurrent Assets Net Pension Asset - - 98,952 720,039 143,098 962,089 Capital Assets Not Being Depreciated: Construction in Progress - - - - 319,059 319,059 Total Capital Assets Not Being Depreciated - - - - 319,059 319,059 Capital Assets Being Depreciated: Buildings and Equipment - - - 9,897,798 23,396,159 33,293,956 Improvements Other Than Buildings - - - 480,237 217,501 697,738 Right of Use(Leases) - - - 216,734 - 216,734 Right of Use(Subscriptions) - - - 1,285,570 - 1,285,570 Accumulated Depreciation - - - (9,616,795) (13,377,682) (22,994,477) Total Capital Assets Being Depreciated - - - 2,263,544 10,235,977 12,499,521 Total Noncurrent Assets - - 98,952 2,983,583 10,698,134 13,780,669 Total Assets 1,449,789 4,620,295 612,721 7,033,013 19,411,678 33,127,497 DEFERRED OUTFLOW OF RESOURCES: Deferred Outflow Related to Pensions - 7,349 221,776 525,797 179,219 934,141 Total Deferred Outflow Of Resources - 7,349 221.776 525,797 179,219 934,141 LIABILITIES: Current Liabilities Current Payables 20,093 40,327 305,966 378,064 98,938 843,386 Claims Payable(Incurred but not Reported) - 1,192,000 - - - 1,192,000 Leases and SBITA Payable-Current - - - 359,313 - 359,313 Employee Leave Benefits - - 64,623 186,466 27,196 278,285 Total Current Liabilities 20,093 1,232,327 370,589 923,843 126,134 2,672,985 Noncurrent Liabilities: Employee Leave Benefits - - 21,891 63,165 9,213 94,269 Leases and SBITA Payable - - - 664,898 - 664,898 Net Pension Liability - 1,087 - - 889,170 890,257 Total Noncurrent Liabilities - 1,087 21,891 728,063 898,383 1,649,424 Total Liabilities 20,093 1,233,414 392,480 1,651,905 1,024,517 4,322,408 DEFERRED INFLOW OF RESOURCES: Deferred Inflow related to Pensions - 14,428 99,498 698,036 95,801 907,763 Total Deferred Inflow Of Resources - 14,428 99,498 698,036 95,801 907,763 NET POSITION: Net Investment in Capital Assets - - - 1,239,333 10,555,036 11,794,369 Restricted: Pension - - 98,952 720,039 143,098 962,089 Unrestricted 1,429,696 3,379,803 243,568 3,249,497 7,772,445 16,075,009 Total Net Position $ 1,429,696 $ 3,379,803 $ 342,520 $ 5,208,869 $ 18,470,580 $ 28,831,467 162 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules City of Auburn,Washington STATEMENT OF REVENUES, EXPENSES, AND CHANGES IN NET POSITION INTERNAL SERVICE FUNDS For the Year Ended December 31,2023 Workers Comp Information Equipment Insurance Self Insurance Facilities Services Rental Total OPERATING REVENUES: Charges for Services $ - $ 1,197,946 $ 4,145,412 $ 8,604,834 $ 5,685,755 $19,633,947 Other Operating Revenue - - 63,551 30,310 - 93,862 Total Operating Revenues - 1,197,946 4,208,963 8,635,144 5,685,755 19,727,809 OPERATING EXPENSES: Administration 79,137 - 306,600 628,500 1,265,375 2,279,612 Depreciation/Amortization - - - 698,190 1,692,778 2,390,967 Operations&Maintenance - 927,122 3,763,379 7,424,213 2,032,433 14,147,146 Total Operating Expenses 79,137 927,122 4,069,979 8,750,902 4,990,585 18,817,726 Operating Income or Loss (79,137) 270,824 138,984 (115,758) 695,170 910,083 NON-OPERATING REVENUE (EXPENSE): Gain (Loss)on Sale of Capital Assets - - - - 40,874 40,874 Interest Expense - - - (18,659) - (18,659) Interest Revenue 19,866 203,630 29,415 160,276 348,753 761,940 Other Non-Operating Revenue - - - 1,052 904,092 905,144 Total Non-Operating Revenue(Expense) 19,866 203,630 29,415 142,669 1,293,719 1,689,299 Income(Loss) Before Contributions and Transfers (59,271) 474,454 168,399 26,911 1,988,889 2,599,382 CONTRIBUTIONS&TRANSFERS: Transfers In (Note 4) - - 255,257 524,496 1,747,976 2,527,729 Transfers Out(Note 4) - - (553,375) (63,528) - (616,903) Total Contributions&Transfers - - (298,118) 460,969 1,747,976 1,910,827 Change in Net Position (59,271) 474,454 (129,719) 487,880 3,736,866 4,510,209 Net Position-Beginning 1,488,966 2,905,349 472,239 4,720,989 14,733,714 24,321,258 Net Position-Ending $ 1,429,696 $ 3,379,803 $ 342,520 $ 5,208,869 $ 18,470,580 $28,831,467 163 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules City of Auburn,Washington COMBINING STATEMENT OF CASH FLOWS INTERNAL SERVICE FUNDS For the Fiscal Year Ended December 31,2023 Page 1 of 2 Workers Comp Self Information Equipment Insurance Insurance Facilities Services Rental Total CASH FLOWS FROM OPERATING ACTIVITIES: Cash Received From Users $ - $ 1,197,946 $ 4,215,201 $ 8,633,645 $ 5,780,488 $ 19,827,280 Cash Paid to Suppliers for Goods&Services (6,478) (658,050) (2,967,443) (4,676,749) (3,498,882) (11,807,603) Cash Paid to Employees (71,392) (256,083) (1,227,902) (3,235,340) (1,180,588) (5,971,305) Other Cash Received - - - 1,052 79,835 80,887 Net Cash Provided(Used)By Operating Activities (77,870) 283,812 19,857 722,608 1,180,853 2,129,259 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES: Transfers In - - 255,257 524,496 1,747,976 2,527,729 Transfers Out - - (553,375) (63,528) - (616,903) Net Cash Provided(Used)by Non-Capital Financing Activities - - (298,118) 460,969 1,747,976 1,910,827 CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES: Proceeds from Sale of Equipment - - - - 214,876 214,876 Purchase of Capital Assets - - - (368,616) (4,414,831) (4,783,447) Proceeds from Insurance Settlement - - - - 824,257 824,257 Principal Payment on Debt - - - (373,782) - (373,782) Interest Payment on Debt - - - (4,143) (4,143) Net Cash Provided(Used)for Capital and Related Financing Activities - - - (746,540) (3,375,698) (4,122,238) CASH FLOW FROM INVESTING ACTIVITIES: Interest Received 19,866 203,630 29.415 160,276 348,753 761,940 Net Cash Provided(Used)in Investing Activities 19,866 203,630 29.415 160,276 348,753 761,940 Net Increase(Decrease)in Cash and Cash Equivalents (58,004) 487,442 (248,846) 597,312 (98,116) 679,788 Cash and Cash Equivalents-Beginning of Year 1,507,792 4,132,853 684,059 3,447,279 8,284,297 18,056,280 Cash and Cash Equivalents- End of Year $ 1,449,788 $ 4,620,295 $ 435,213 $ 4,044,591 $ 8,186,181 $ 18,736,068 CASH AT END OF YEAR CONSISTS OF: Cash and Cash Equivalents 1,449,789 4,620,295 435,212 4,044,591 8,186,181 18,736,068 Total Cash $ 1,449,789 $ 4,620,295 $ 435,212 $ 4,044,591 $ 8,186,181 $ 18,736,068 164 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules City of Auburn,Washington COMBINING STATEMENT OF CASH FLOWS INTERNAL SERVICE FUNDS For the Fiscal Year Ended December 31,2023 Page 2 of 2 Workers Comp Self Information Equipment Insurance Insurance Facilities Services Rental Total RECONCILIATION OF NET OPERATING INCOME TO NEW CASH PROVIDED BY OPERATING ACTIVITIES Operating Income(Loss) $ (79,137) $ 270,824 $ 138,984 $ (115,758) $ 695,170 $ 910,083 ADJUSTMENTS TO RECONCILE OPERATING INCOME TO NET CASH PROVIDED(USED) BY OPERATING ACTIVITIES: Depreciation - - - 698,190 1.692,778 2,390,967 Other Non-Operating Revenues - - - - 79,835 79,835 Accounts Receivable - - 6,238 (448) 94,733 100,523 Inventory - - - - (93,299) (93,299) Liability Increases(Decreases): Accounts&Vouchers Payable 1,267 12,989 (139,721) 90,797 (1,175,472) (1,210,142) Wages&Benefits Payable - - - - (105,781) (105,781) Compensated Absences Payable - - 14,356 49,827 (7,110) 57,073 Total Adjustments 1,267 12,989 (119,127) 838,366 485,683 1,219,177 Net Cash Provided(Used)by Operating Activities $ (77,870) $ 283,812 $ 19,857 $ 722,608 $ 1,180,853 $ 2,129,259 SCHEDULE OF NONCASH INVESTING,CAPITAL AND FINANCING ACTIVITIES Total Non Cash Investing,Capital and Financing Activities $ - $ - $ - $ - $ - $ - 165 City of Auburn: 2023 Annual Comprehensive Financial Report Fund Financial Statements &Schedules * * ACITY of IB u RN* WASHINGTON 166 City of Auburn: 2023 Annual Comprehensive Financial Report Statistical Section City of Auburn STATISTICAL SECTION December 31, 2023 Financial Trends Information Financial trends schedules are intended to provide users with information to assist them in understanding and assessing how the City's financial position has changed over time. Schedule 1 Net position by components 168 Schedule 2 Changes in net position 169 Schedule 3 Fund balances, government funds 170 Schedule 4 Changes in fund balances, government funds 171 Schedule 5 Tax revenues by source, government funds 172 Revenue Capacity Information The objective of providing revenue capacity information is to help users understand and assess the factors affecting the City's ability to generate its most significant local source revenues. Schedule 6 Assessed value by type 173 Schedule 7 Property tax data 174 Schedule 8 Property tax levies and collections 176 Schedule 9 Principal taxpayers-property taxes and sales taxes 177 Schedule 10 Retail tax collections by sector 178 Debt Capacity Information Debt capacity information is intended to assist users to understand and assess the City's current levels of outstanding debt and ability to issue additional debt in the future. Schedule 11 Ratios of outstanding debt by type 179 Schedule 12 Computation of legal debt margin 180 Schedule 13 Legal debt margin ratios 180 Schedule 14 Computation of net direct and estimated overlapping debt 181 Schedule 15 Ratios of net general bonded debt to assessed value 182 Schedule 16 Pledged revenue bond coverages 183 Demographic and Economic Information These schedules offer demographic and economic information to assist users in understanding certain aspects of the environment within which the City operates and to provide information that facilitates comparisons of financial statement information over time and across governmental units. Schedule 17 Population, income and housing trends 184 Schedule 18 Major employers 185 Operating Information These schedules contain service and infrastructure data to help users understand how the information in the City's financial report relates to the services the City provides and the activities it performs. Schedule 19 Staffing levels by department 186 Schedule 20 Operating indicators by department 187 Schedule 21 Capital indicators by department 188 Schedule 22 Utility customers by customer class 189 167 City of Auburn: 2023 Annual Comprehensive Financial Report Statistical Section City of Auburn,Washington SCHEDULE 1 NET POSITION BY COMPONENTS Last Ten Fiscal Years (Accrual Bans of Accounting) 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 Governmental activities. Net Investment in Capital Assets $348,080.505 $361.094.242 $367.128,894 $373368,906 $375,208,981 $372,887,236 $372.441,433 $373,890,921 $371,760,693 $ 368,081,520 Restricted 16,404.328 19,470,880 26,745,270 29,854,240 30,001,950 33,911,413 32,842,097 38,133,392 60,149,452 56,890,093 Unrestricted 51,898,566 40.928.090 42.900,814 42,803,759 42,377,297 59,840,168 67,845,872 88,819,913 85.050.827 124,798,415 Total governmental activities net position 416.383399 421.493,212 436.774,978 446,026,906 447,588,227 466,638,817 473.129,402 500,844,225 516.960,973 549,770,028 Business-type activities Net Investment in Capital Assets 169,098,916 187.604.782 195.490,061 205,677,614 208,136,620 212.172,136 208,850,752 228,161,102 230.412,106 228.381.433 Restricted 14,115,610 4.764.340 3,110,414 1,856,970 1,924,566 2,001,709 11,471.309 1,639,895 7.557.854 7,703.800 Unrestricted 37,724,080 32.974.662 40.797,698 41,627,494 49,088,740 56,928,121 63.474.681 69.517,542 68.868,085 80,680,187 Total business-type activities net position 220.938,606 225.343.784 239,398,173 249,162,078 259,149,926 271,101,966 283,796,742 299,318,539 306.838,045 316,765.420 Primary government Net Investment in Capital Assets 517,179,421 548.699.024 562,618,955 579,046,520 583,345,601 585.059372 581.292.185 602,052,023 602.172,799 596,462,953 Restricted 30.519,938 24.235.220 29,855,684 31,711,210 31,926,516 35,913,122 44.313.406 39,773,287 67.707.306 64.593.893 Unrestricted 89,622,646 73.902.752 83,698,512 84,431,253 91,466,037 116,768289 131,320.553 158,337,455 153,918.912 205.478.602 Total primary government net position $637.322,005 $646.836.996 $ 676,173,151 $695,188,984 $706.738,153 $737.740,783 $756.926.144 $800,162,764 $823.799.018 $ 866,535.448 Source.City of Auburn,Finance Department 168 City of Auburn: 2023 Annual Comprehensive Financial Report Statistical Section City of Auburn,Washington SCHEDULE 2 CHANGES IN NET POSITION Last Ten Fiscal Years (Accrual Basis of Accounting) 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 Expenses Governmental activities. General government $ 8,363,427 $ 9,187,539 $ 9,557,602 $ 10,384,647 $ 10,191,329 $ 13,292,724 $ 12,332,380 $ 12,837,356 $ 14,735,664 $ 17,796,126 Public safety 27,144,153 29,883,217 32,117,837 32,746,406 30,337,791 24,016,496 37,951,994 32,440,701 38,402,492 38,871,123 Transportation 16,150,877 17,324,036 16,602,993 17,904,352 17,620,176 17,709,231 17,781,630 18,469,045 18,517,806 19,075,820 Physical environment 2,976,461 2,924,046 3,266,375 3,217,885 3,794,576 3,981,499 3,981,592 2,992,107 3,597,960 4,631,448 Culture and recreation 11,094,524 12,096,651 12,811,186 13,5 39,098 13,665,612 13,400,311 11,681,611 12,3 32,974 14,800,322 16,735,629 Economic environment 2,751,869 3,044,354 3,224,984 3,859,863 4,140,104 4,457,626 5,308,106 3,664,340 4,662,845 5,251,455 Health and human services 622,374 925,299 573,115 674,270 787,535 619,247 671,257 2,107,798 2,179,401 3,432,638 Interest on long-term debt 3,615.211 1.986.853 1.709.647 1.555,803 1.502,236 1,466.217 650,215 651.329 677.414 731,092 Total governmental activities expenses 72,718,896 77,371,995 79,863,739 83,882,324 82,039,359 78,943,351 90,358,785 85,495,650 97,573,904 106,525,331 Business-type activities. Water 11,992,944 13,691,529 13,107,629 12,408,008 12,499,974 13,023,888 13,253,694 13,624,963 14,094,553 16,397,394 Sewer 23,026,216 23,992,161 25,685,370 25,360,718 26,213,221 26,907,482 26,004,990 26,829,991 28,481,203 28,014,709 Storm drainage 7,668,072 8,308,559 8,814,542 8,979,969 9,374,373 9,126,096 8,780,867 9,545,696 10,370,729 11,424,247 Solid waste 12,760,313 12,907,832 13,460,155 14,539,703 15,311,654 15,682,121 15,620,963 18,383,884 26,457,098 29,377,682 Airport - - - - - - - - - 2,317,741 Non-major business-type activities 1,924,874 2,062,695 2,150,693 2,106,557 2,186,842 2,628,203 2,603,752 3,081,240 3,754,361 1,793,070 Total business-type activities expenses 57,372,419 60,962,776 63,218,389 63,394,955 65,586,064 67,367,790 66,264,266 71,465,774 83,157,944 89,324,843 Total pnmary government expenses $130.091.315 $ 138.334.771 $ 143.082.128 $ 147.277,279 $147,625,423 $ 146.311.141 $ 156.623.051 $156,961.424 $ 180.731.848 $ 195,850,174 Program revenues Governmental activities. Charges for services General Government $ 1,160,198 $ 1,243,263 $ 939,184 $ 1,241,905 $ 1,462,867 $ 3,758,197 $ 3,584,821 $ 4,545,962 $ 4,506,672 $ 6,240,133 Public Safety 2,273,903 1,993,117 1,468,536 2,523,667 2,821,516 3,240,007 2,146,428 2,612,840 1,006,147 4,118,030 Transportation 1,660,270 1,446,026 3,265,147 2,118,980 886,760 3,207,197 2,103,258 4,239,115 1,796,513 2,639,295 Physical Environment 276,632 384,485 260,555 431,580 611,342 503,798 671,543 719,487 427,515 587,681 Culture and Recreation 2,876,185 3,052,599 2,508,166 3,073,262 3,355,206 3,183,370 2,191,540 3,409,793 2,715,193 4,083,742 Economic Environment 3,087,853 2,989,579 3,896,453 2,400,940 1,913,090 2,729,376 1,790,286 3,248,829 2,015,619 2,034,710 Total charges for services 11,335,041 11,109,069 12,338,041 11,790,334 11,050,781 16,621,946 12,487,875 18,776,026 12,467,659 19,703,591 Operating grants and contnbutions 1,333,652 4,234,309 2,767,931 2,257,646 2,831,794 3,394,916 6,904,118 4,877,951 7,398,845 10,836,967 Capital grants and contributions 6,001,230 19,526,548 13,275,208 13,229,502 9,065,857 6,461,827 9,455,065 11,838,148 8,644,981 4,831,617 Total governmental activities program revenues 18,669,923 34,869,926 28,381,180 27,277,482 22,948,432 26,478,689 28,847,058 35,492,125 28,511,485 35,372,175 Business-type activities Charges for services 60,332,817 63,391,139 65,733,943 68,220,200 69,723,671 70,315,493 68,966,638 73,687,356 84,871,076 92,817,104 Operating grants and contnbutions 111,025 106,286 106,286 106,286 106,286 106,286 106,286 - - - Capital grants and contnbutions 5,070,810 5,821,857 10,574,852 4,363,568 4,566,838 6,686,288 6,518,995 13,400,812 3,847,367 2,102,419 Total business-type activities program revenues 65,514,652 69,319,282 76,415,081 72,690,054 74,396,795 77,108,067 75,591,919 87,088,168 88,718,443 94,919,523 Total pnmary government program revenues 84,184,575 104,189,208 104,796,261 99,967,536 97,345,227 103,586,756 104,438,977 122,580,293 117,229,928 130,291,697 Net(expense)/revenue Governmental activities (54,048,973) (42,502,069) (51,482,559) (56,604,841) (59,090,927) (52,464,662) (61,511,727) (50,003,525) (69,062,419) (71,153,157) Business-type activities 8,142,233 8,356,506 13,196,692 9,295,099 8,810,731 9,740,277 9,327,653 15,622,394 5,560,499 5,594,680 Total pnmary government net expense $(45.906.740) $ (34.145.563) $(38.285.867) $ (47,309,742) $ (50,280.196) $(42.724.3851 $ (52.184,074)_ $ (34,381,131) $ (63,501,920) $ (65,558,477) General revenues and other changes in net position Governmental activities: Taxes. Property taxes $ 15,867,838 $ 17,271,705 $ 18,102,286 $ 20,967,953 $ 21,546,734 $22,075,276 $ 22,721,452 $23,458,850 $ 24,635,089 $ 24,597,118 Retail sales and use tax 19,744,684 21,125,730 21,475,335 22,333,454 21,996,115 22,212,601 21,900,597 25,289,050 26,295,124 29,372,547 Interfund utility taxes 4,068,667 4,260,831 4,624,951 4,540,265 4,552,505 4,760,229 4,543,436 7,101,829 6,396,937 7,771,366 Utility taxes 9,040,015 8,838,179 8,917,401 10,391,462 9,841,620 9,278,114 8,866,275 9,521,243 9,532,991 13,071,264 Excise taxes 2,888,797 4,999,517 5,057,013 4.141,146 4,393,134 5,650,339 4,580,114 6,463,047 6,110,151 3,584,905 City Business and Occupationiil - - - - - - - - 4,664,551 12,198,944 Other taxes 4,601,925 4,722,482 5,160,215 5,253,964 5,213,217 4,751,163 3,846,314 5,031,185 4,635,655 4,445,514 Investment earnings 105,117 118,399 332,520 787,786 1,657,481 2,134,741 1,027,312 (114,738) 815,061 6,969,307 Miscellaneous 178,482 194,600 157,874 204,306 428,580 258,502 252,441 572,013 1,789,159 799,586 Transfers 5,294,793 (462,955) 424,173 454,436 414,975 394,287 264,371 395,869 304,449 1,151,660 Total governmental activities 61,790,318 61,068,488 64,251,768 69,074,772 70,044,361 71,515,252 68,002,312 77,718,348 85,179,167 103,962,211 Business-type activities Investment earnings 51,261 70,560 196,595 479,132 989,564 1,387,405 364,027 17,401 1,068,685 3,937,300 Miscellaneous 2,700,233 1,881,835 1,085,275 444,110 602,528 1,218,645 3,267,467 277,871 1,194,771 1,547,056 Transfers (5,294,793) 462,955 (424,173) (454,436) (414,975) (394,287) (264,371) (395,869) (304,449) (1,151,660) Total business-type activities (2,543,299) 2,415,350 857,697 468,806 1,177,117 2,211,763 3,367,123 (100,597) 1,959,007 4,332,696 Total pnmary government $ 59.247.019 $ 63.483.838 $ 65.109.465 $ 69.543,578 $ 71,221,478 $ 73,727.015 $ 71.369,435 $ 77.617,751 $ 87.138.174 $ 108,294,907 Change in net position Before Change in Accounting Principle Governmental activities 7,741,345 18,566,419 12,769,209 12,469,931 10,953,434 19,050,590 6,490,585 27,714,823 16,116,748 32,809,054 Business-type activities 5,598,934 10,771,856 14,054,389 9,763,905 9,987,848 11,952,040 12,694,776 15,521,797 7,519,506 9,927,375 Total pnmary government $ 13,340,279 $ 29.338.275 $ 26.823.598 $ 22,233,836 $ 20,941,282 $ 31,002,630 $ 19.185.361 $43.236.620 $ 23.636.254 $ 42,736,430 Change In Accounting Principle Governmental activities - (13,456,606) 2,512,557 (3,218,004) (9,389,375) - - - - - Business-type activities - (6.366.678) - - - - - - - - Total pnmary government $ - $ (19.823.284) $ 2.512.557 $ (3.218,004) $ (9,389,375) $ - $ - $ - $ - $ - Change in net position After Change in Accounting Principle Governmental activities 7,741,345 5,109,813 15,281,766 9,251,927 1,564,059 19,050,590 6,490,585 27,714,823 16,116.748 32,809,055 Business-type activities 5,598,934 4,405,178 14,054,389 9,763,905 9,987,848 11,952,040 12,694,776 15,521,797 7,519.506 9,927.375 Total pnmary government $ 13,340,279 $ 9,514,991 $ 29,336,155 $ 19,015,832 $ 11,551,907 $ 31,002,630 $ 19,185,361 $43,236,620 $ 23,636,254 $ 42,736,430 (1)City implemented a City Business and Occupation Tax January 1,2022. Source:City of Auburn.Finance Department 169 City of Auburn: 2023 Annual Comprehensive Financial Report Statistical Section City of Auburn,Washington SCHEDULE 3 FUND BALANCES,GOVERNMENT FUNDS Last Ten Fiscal Years (Modified Accrual Basis of Accounting) 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 General Fund Nonspendable $127 $127 $ - $30,453 $38,179 $36,097 $47,085 $49,674 $57,740 $63,786 Restricted - - - - - - - - - 1,942,799 Committed - - - - - - - - 1,311,450 - Assigned 4,045,598 7,284,159 7,160,098 9,315,528 9,375,470 17,118,273 11,257,547 9,204,036 10,801,447 10,479,588 Unassigned 20,914,093 20,267,776 24,991,081 25,414,801 24,627,984 19,068,746 30,634,592 38,646,995 46,001,244 65,993,516 Total General Fund 24,959,818 27,552,062 32,151,179 34,760,782 34,041,633 36,223,116 41,939,224 47,900,705 58,171,881 78,479,689 All other governmental funds Nonspendable 1,574,148 1,585,707 1,666,043 1,717,134 1,775,453 1,826,063 1,925,183 2,010,357 2,165,670 2,151,308 Restricted 14,830,180 17,885,173 25,079,227 28,137,106 28,226,498 32,085,350 30,916,914 36,123,035 39,207,433 35,013,713 Committed 5,066,181 3,658,719 5,421,640 3,223,108 3.079,656 3,172,152 3.910,112 5,283,101 4,219,956 11,778.743 Assigned 4,725,119 4,755,182 1,226,315 1,221,511 2,827,045 2,239,557 1,906,717 1,579,346 1,800,573 4,088,819 Total All Other Governmental Funds $ 26,195,628 $27,884,781 $33,393,225 $34,298,859 $35,908,652 $39,323,122 $38,658,926 $44,995,839 $47,393,632 $53,032,581 Source.City of Auburn,Finance Department 170 City of Auburn: 2023 Annual Comprehensive Financial Report Statistical Section City of Auburn,Washington SCHEDULE 4 CHANGES IN FUND BALANCES,GOVERNMENT FUNDS Last Ten Fiscal Years (Modified Accrual Baste of Accouting) 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 Revenues Taxes $ 51,718,489 $56,632,337 $58,279,984 $ 62,425,246 $62,430,346 $64,032,701 $62,638,993 $71,897,684 $77,638,547 $90,371,600 Licenses and permits 2,400,662 2,074,432 3,005,125 1,906,796 1,853,554 2,825,404 2,086,579 2,980,103 2,275,480 2,850,318 Intergovernmental 9,379,699 13,620,446 12,714,010 16,187,560 12,234,229 11,137,941 14,734,337 13,771,035 17,286,788 15,968,133 Charges for services 5,717,712 7,321,295 11,563,678 7,117,774 6,471,503 10,467,203 8,670,078 12,437,155 10,499,530 12,429,506 Fines and forfeits 1,258,408 938,775 905,921 882,254 920,187 914,240 635,209 434,042 390,200 2,733,886 Special assessments 472,800 7,494 4,111 3,835 2,210 2,807 712 591 -Investment earnings 135,709 117,942 279,058 672,713 1,308,888 1,767,742 1,005,175 (187,615) 564,524 6,272,749 Miscellaneous 1,691,274 1,890,419 1,854,450 1,966,333 1,600,279 2,406,291 774,011 2,227,176 2,016,895 2,092,249 Total revenues 72,774,753 82,603,140 88,606,337 91,162,511 86,821,196 93,554,329 90,545,094 103,560,171 110,671,964 132,718,441 Expenditures General government 7,712,018 8,661,592 8,936,366 9,755,757 9,804,631 12,688,544 11,951,230 13,138,358 14,517,861 17,410,720 Public safety 27,264,294 29,164,772 30,809,069 32,084,376 34,226,582 36,322,025 36,790,348 38,989,056 40,559,737 41,833,556 Transportation 8,979,583 16,323,425 12,607,616 20,652,538 15,512,706 11,641,856 10,102,948 12,831,014 14,535,310 9,554,428 Physical environment 3,086,738 2,991,145 3,309,993 3,359,548 4,128,266 4,372,251 4,339,008 3,985,974 4,321,115 5,352,978 Economic environment 2,783,898 3,066,674 3,324,309 3,880,025 4,314,648 4,699,552 5,587,597 4,240,428 5,037,287 5,497,635 Health and human services 626,681 925,299 573,115 674,270 787,535 619,247 821,362 2,192,261 1,982,524 3,292,302 Culture and recreation 9,759,110 10,700,680 11,480,488 11,943,070 12,450,884 12,437,720 10,571,483 11,953,562 13,958,960 15,535,454 Capital outlay 01 3,394,886 3,580,304 6,784,343 2,096,281 2,145,994 3,270,129 3,743,808 2,955,695 8,431,192 8,849,133 Debt service: Pnncipal 2,704,468 1,713,940 1,737,569 1,635,126 1,676,777 1,437,533 1,738,594 1,239,178 1,497,942 1,903,102 Interest/other 2,892,281 1,801,109 1,632,786 1,590,525 1,537,504 1,478,169 822,678 847,629 868,442 915,318 Total expenditures 69,203,957 78,928,940 81,195,654 87,671,516 86,585,527 88,967,026 86,469,056 92,373,155 105,710,370 110,144,627 Excess of revenues over(under)expenditures 3,570,796 3,674,200 7,410,683 3,490,995 235,669 4,587,303 4,076,038 11,187,016 4,961,594 22,573,814 Other financing sources(uses) Transfers in 5,309,769 7,100,830 11,121,265 7,050,817 8,205,317 6,477,764 12,216,778 9,703,240 9,848,536 10,371,667 Transfers out (5,003,448) (6,668,626) (11,182,611) (7,163,278) (7,838,860) (5,646,268) (11,430,226) (9,007,928) (9,156,543) (11,130,834) Insurance recovenes 136,585 153,041 83,737 134,003 288,518 177,154 189,322 416,066 103,473 497,371 Issuance of debt 240,366 - 3,128,732 - - - - - 4,685,125 3,624,740 Issuance of refunding bond - - 38,198 - - - 19,480,000 . - - Debt Premium - - - - - - 3,989,749 . - - Payment to escrow agent-refunded bond - - (3,005,000) - - - (23,469,749) - - - Sales of capital assets 17,458 21,952 - 2,700 - - - - 2,226,784 10,000 Total other financing sources(uses) 700,730 607,197 184,321 24,242 654,975 1,008,650 975,874 1,111,378 7,707,375 3,372,944 Net change in fund balances $ 4,271,526 S 4,281,397 S 7,595,004 $ 3,515,237 $ 890,644 $ 5,595,953 $ 5,051,912 S 12,298,394 S 12,668,969 $25,946,758 Debt service as a percentage of noncaprtal 10 68% 5.50% 5.14% 4.66% 4 38% 3.72% 3.36% 2.58% 2.72% 2.93% expenditures (1) Capital outlay reported in governmental funds for 2023 are$8,849,133 plus$5,041,677 which is reported for each functional activity with the other funds results in total capital outlay of$13,890,810 as reported on the Reconciliation of the Statement of Revenues,Expenditures,and Changes in Fund Balances of Government Funds to the Statement of Activities Source:City of Auburn,Finance Department 171 City of Auburn: 2023 Annual Comprehensive Financial Report Statistical Section City of Auburn,Washington SCHEDULE 5 TAX REVENUES BY SOURCE, GOVERNMENT FUNDS Last Ten Fiscal Years Fiscal Sales Interfund City Business& Year Property &Use Utility Utility Excise Occupation(1) Other Total 2014 15,933,338 19,744,684 4,068,667 9,040,015 2,888,797 - 42,988 51,718,489 2015 17,337,108 21,125,730 4,260,831 8,838,179 4,999,517 - 70,972 56,632,337 2016 18,067,324 21,475,335 4,624,951 8,917,401 5,057,013 - 137,960 58,279,984 2017 20,976,384 22,333,454 4,540,265 10,391,462 4,141,146 - 42,535 62,425,246 2018 21,561,924 21,996,115 4,552,505 9,841,620 4,393,134 - 85,048 62,430,346 2019 22,057,841 22,212,601 4,760,229 9,278,114 5,650,339 - 73,577 64,032,701 2020 22,688,696 21,900,597 4,543,436 8,866,275 4,580,114 - 59,875 62,638,993 2021 23,480,894 25,289,050 7,101,829 9,521,243 6,463,047 - 41,621 71,897,684 2022 24,637,908 26,295,124 6,396,937 9,532,991 6,110,151 4,664,551 885 77,638,547 2023 24,519,933 29,372,547 7,771,366 13,071,264 3,584,905 12,051,586 - 90,371,600 Change 2014-2023 53.9% 48.8% 91.0% 44.6% 24.1% 100.0% -100.0% 74.7% (1)City implemented a City Business and Occupation Tax January 1,2022. Source:City of Auburn, Finance Department Figure 5: Tax Revenues by Source 2014-2023 $100 $90 $80 i o $70 — _ , •City Business& $60 , — Occupation II ■ • ■Excise&Other OUtility $40 O Interfund $30 -- Utility •Sales&Use $10 -0 - $ ■ ■ ■ ■ ■ ■ ■ $0 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 172 City of Auburn: 2023 Annual Comprehensive Financial Report Statistical Section City of Auburn, Washington SCHEDULE 6 ASSESSED VALUE BY TYPE Last Ten Fiscal Years (Amounts Expressed in Thousands) State Total Total Fiscal Property Personal Land and Assessed Direct Year and Other Property Building Value Rate 2014 132,854 880,015 6,409,300 7,422,169 2.17 2015 146,941 911,493 7,308,219 8,366,653 2.08 2016 156,673 958,859 7,851,588 8,967,119 2.05 2017 171,829 957,161 8,592,887 9,721,877 2.20 2018 169,543 918,637 9,611,541 10,699,721 2.03 2019 171,044 733,264 10,585,207 11,489,515 1.92 2020 165,647 832,886 11,381,503 12,380,036 1.82 2021 173,560 602,789 12,592,421 13,368,770 1.77 2022 185,841 666,342 13,839,177 14,691,361 1.66 2023 192,365 979,016 16,367,123 17,538,504 1.39 Source: King County Dept of Assessments&Pierce County Assessor-Treasurer Figure 6: Assessed Value by Type 2014-2023 $18 $16 $14 — $12 OState Property a' $10 — ❑Personal Property 0 III •Land and Buildings $8 $6 $4 $2 $0 A —rid —rid i-.. A A A .--r.. .-1-- 2014 2015 2016 2017 2018 2019 2020 2021 2022 202 173 City of Auburn: 2023 Annual Comprehensive Financial Report Statistical Section City of Auburn, Washington SCHEDULE 7 PROPERTY TAX DATA Last Ten Fiscal Years Page 1 of 2 Item 2014 2015 2016 2017 Assessed and estimated actual values (1) Estimated and actual value (in thousands) $ 7,422,169 $ 8,366,653 $ 8,967,119 $ 9,721,877 Assessed value (in thousands) 7,422,169 8,366,653 8,967,119 9,721,877 Ratio of assessed to actual 100% 100% 100% 100% Property tax rates(1) Direct regular and special General fund $ 2.16739 $ 2.08085 $ 2.04719 $ 2.19668 Subtotal 2.16739 2.08085 2.04719 2.19668 Overlapping regular and special (1) Auburn School District $ 6.50262 $ 6.14079 $ 5.82831 $ 6.74299 King County 1.51605 1.34522 1.48027 1.38294 State of Washington 2.47044 2.28514 2.16898 2.03205 Port of Seattle 0.21533 0.18885 0.16954 0.15334 Sound Transit - - - 0.25000 Emergency Medical Services 0.33500 0.30217 0.28235 0.26305 Hospital District 0.50000 0.50000 0.50000 0.50089 King County Library District 0.56175 0.50276 0.47714 0.45118 Valley Regional Fire Authority 1.20294 1.18043 1.13495 1.06821 King County Flood Zone 0.15369 0.13860 0.12980 0.11740 King County Ferry District 0.00349 - - - Subtotal 13.46131 12.58396 12.17134 12.96205 Total direct and overlapping $ 15.62870 $ 14.66481 $ 14.21853 $ 15.15873 Sources: (1) King County and Pierce County Departments of Assessments; real and personal property has been assessed at 100%of the estimated actual value. Figure 7a:Ten Years City Property Tax Rates 2014-2023 $3.00 c O $2.50 - v I $2.00$150 $1.00 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 174 City of Auburn: 2023 Annual Comprehensive Financial Report Statistical Section Page 2 of 2 2018 2019 2020 2021 2022 2023 $ 10,699,721 $ 11,489,516 $ 12,380,036 $ 13,368,770 $ 14,691,361 $ 15,666,686 10,699,721 11,489,516 12,380,036 13,368,770 14,691,361 15,666,686 100% 100% 100% 100% 100% 100% $ 2.03239 $ 1.92435 $ 1.81928 $ 1.76739 $ 1.66241 $ 1.39068 2.03239 1.92435 1.81928 1.76739 1.66241 1.39068 $ 6.29971 $ 3.81351 $ 5.19948 $ 5.20244 $ 4.98502 $ 4.70683 1.32735 1.21906 1.23953 1.24688 1.22827 1.33792 2.91820 2.62922 3.02799 3.08823 2.81695 2.51751 0.13518 0.12266 0.11944 0.11984 0.11258 0.10470 0.22745 0.20700 0.19937 0.19709 0.18409 0.16483 0.23940 0.21762 0.26500 0.26499 0.24841 0.18498 0.45689 0.41673 0.40069 0.38511 0.35434 0.35434 0.41190 0.37441 0.36040 0.35733 0.32757 0.28875 0.98189 0.92352 0.86897 1.10439 1.03322 0.86355 0.10708 0.09660 0.09199 0.08909 0.08146 0.07067 13.10505 10.02033 11.77286 12.05539 11.37191 10.59408 $ 15.13744 $ 11.94468 $ 13.59214 $ 13.82278 $ 13.03432 $ 11.98476 Figure 7b: Property Tax Rates Last Ten Fiscal Years $14.00 o Sound Transit o Hospital District $12.00 - • King County Ferry District m n $10.00 - 111 o • King County Flood Zone Q v $8.00 _ - O Valley Regional Fire Authority rz • King County Library District - - ■ Emergency Medical Services $4.00 - • Port of Seattle O State of Washington $2.00 - o King County $0.00 • Auburn School District 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 175 City of Auburn: 2023 Annual Comprehensive Financial Report Statistical Section City of Auburn, Washington SCHEDULE 8 PROPERTY TAX LEVIES AND COLLECTIONS Last Ten Fiscal Years Total Tax Collected Within the Collections Fiscal Levy for Fiscal Year of the Levy in Subsequent Total Collections to Date Current Year Year Fiscal Year Amount %of Levy Years Amount %of Levy Levy Balance King County: 2014 14,182,033 13,970,560 98.5% 189,650 $ 14,160,210 99.8% $ 21,823 2015 15,363,917 15,226,048 99.1% 177,630 15,403,678 100.3% (39,760) 2016 16,031,663 15,897,626 99.2% 198,303 16,095,929 100.4% (64,266) 2017 18,674,530 18,418,844 98.6% 224,899 18,643,742 99.8% 30,788 2018 19,097,239 18,872,111 98.8% 216,180 19,088,291 100.0% 8,948 2019 19,542,744 19,298,789 98.8% 226,786 19,525,574 99.9% 17,170 2020 20,041,060 19,775,977 98.7% 243,749 20,019,727 99.9% 21,333 2021 20,702,770 20,480,037 98.9% 179,758 20,659,794 99.8% 42,976 2022 21,784,605 21,449,439 98.5% 193,771 21,643,209 99.4% 141,396 2023 21,591,893 21,316,712 98.7% - 21,316,712 98.7% 275,181 $ 455,588 Pierce County: 2014 1,595,675 1,586,010 99.4% 9,665 $ 1,595,675 100.0% $ 0 2015 1,746,163 1,738,447 99.6% 7,716 1,746,163 100.0% (0) 2016 1,867,636 1,857,614 99.5% 10,022 1,867,636 100.0% (0) 2017 2,237,907 2,229,137 99.6% 8,770 2,237,907 100.0% (0) 2018 2,320,452 2,312,378 99.7% 8,073 2,320,452 100.0% 0 2019 2,389,591 2,383,037 99.7% 6,553 2,389,591 100.0% 0 2020 2,435,655 2,433,602 99.9% 2,053 2,435,655 100.0% 0 2021 2,515,397 2,505,423 99.6% 9,471 2,514,894 100.0% 503 2022 2,626,387 2,615,456 99.6% 8,616 2,624,072 99.9% 2,315 2023 2,635,778 2,623,794 99.5% - 2,623,794 99.5% 11,984 $ 14,802 Total current levy balance $ 470,390 Source: King County Finance and Business Operations Division Pierce County Budget and Finance Department FIGURE 8:TEN YEARS COLLECTION OF LEVIED PROPERTY TAXES Last Ten Fiscal Years 100.5% - 100.0% Collection 99.5% percentage within the fiscal year of 99.0% - the levy 98.5% (Total collection 98.0% percentage 97.5% - 97.0% I I I I I I I I 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 176 City of Auburn: 2023 Annual Comprehensive Financial Report Statistical Section City of Auburn,Washington SCHEDULE 9a PRINCIPAL TAXPAYERS-PROPERTY TAXES Current Year and Ten Years Ago 2023 2014 Percentage Percentage of Total City of Total City Assessed Taxable Assessed Taxable Taxpayer Value Rank Assessed Value Value Rank Assessed Value BOEING $ 440,205,879 1 2.81% $ 611,988,779 1 8.25% EPROPERTY TAX 230,781,400 2 1.47% 74,754,500 4 1.01% PPF INDUSTRIAL 222,736,600 3 1.42% 74,933,312 3 1.01% SAFEWAY INC C/O COMP PROPER 211,024,423 4 1.35% 43,081,100 8 0.58% USPP VALLEY CENTRE CORPORAT 182,034,700 5 1.16% N/A N/A C/O PROLOGIS-RE TAX 133,536,800 6 0.85% N/A N/A MARVIN F POER AND COMPANY 121,810,600 7 0.78% 86,951,812 2 1.170/0 GLIMCHER REALTY 114,616,900 8 0.73% N/A N/A AUBURN 18 BUSINESS PARK 80,090,700 9 0.51% N/A N/A LIT INDUSTRIAL 79,193,600 10 0.51% N/A N/A Smith Kendra N/A 69,112,597 5 0.93% Harvest Invest N/A 54,917,400 6 0.74% DCT Hudson Dist Ctr N/A 54,061,800 7 0.73% CREF3 W Valley Owner N/A 29,323,400 10 0.40% Emerald Corporate Park N/A 32,203,327 9 0.43% TOTALS $ 1,816,031,602 11.59% $ 1,131,328,027 15.24% Source: King County and Pierce County Departments of Assessments Total assessed value for 2023: $ 15,666,685,930 Total assessed value for 2014: $ 7,422,169,137 FIGURE 9a-1:TOP TAXPAYER ASSESSED VALUE AS A FIGURE 9a-2:TOP 10 TAXPAYERS ASSESSED VALUE AS A PERCENTAGE OF TOTAL ASSESSED VALUE P E RCENTAG E O F TOTAL ASSESSED VALUE Current Year and Ten Years Ago Current Year and Ten Years Ago 2591 25% 2091 20% 15°t 1-14 10°;, 10% 50, . 5% 0% 0% 2023 2014 2023 2014 City of Auburn,Washington SCHEDULE 9b PRINCIPAL TAXPAYERS-SALES TAXES Current Year and Ten Years Ago 2023 2014 Percentage Percentage Sales of Total City Sales of Total City Tax Sales Taxes Tax Sales Taxes Received Sector 1'1 Rank Received Received Sector OI Rank Received $ 817,508 Automotive 1 3.6% $ 806.869 Transportation Manufacturing 1 3.10/0 602,716 Retail Trade 2 2.6% 449,536 General Merchandise Store 2 2.5 484,305 Automotive 3 2.1% 386,983 Automotive 3 2.5% 430,724 Retail Trade 4 1.9% 360,318 Automotive 4 2.3% 429,171 Automotive 5 1.9% 323,393 Automotive 5 2.0% 394,832 Automotive 6 1.70/0 287.739 Automotive 6 1.9% 369,995 Retail Trade 7 1.6% 283,004 Construction 7 1.6% 364,865 Construction 8 1.6% 242,936 General Merchandise Store 8 1.6% 342,679 Transportation 9 1.5% 219,040 Automotive 9 1.5% 339,555 Miscellaneous 10 1.5% 205,857 Bldg.Material&Garden 10 1.4% $ 4,576,350 19.9% $ 3.565,675 20.4% Source: Washington State Department of Revenue (1)It is illegal to disclose specific taxpayer sales tax information,so the above information is being provided without identification. 177 City of Auburn: 2023 Annual Comprehensive Financial Report Statistical Section City of Auburn,Washington SCHEDULE 10 RETAIL TAX COLLECTIONS BY SECTOR Last Ten Fiscal Years (Amounts Expressed in Thousands) 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 RETAIL TRADE SECTOR Automotive/gas $ 3,309 $ 3,707 $ 3,659 $ 3,972 $ 4,122 $ 4,069 $ 3,827 $ 4,555 $ 4,780 $ 4,937 Furniture 254 254 185 197 210 222 209 290 440 223 Electronics&appliances 237 295 221 211 229 277 300 344 190 420 Building materials 502 590 579 580 576 652 751 803 789 730 Food stores 353 368 397 369 388 406 451 487 565 621 Health&personal care 188 221 284 369 420 426 348 391 406 402 Apparel 1,009 1,080 1,136 1,119 1,170 1,236 873 1,123 1,137 1,129 General merchandise 955 988 1,018 993 221 818 878 917 1,026 875 Misc.retail trade 1,182 1,193 1,032 1,033 1,827 1,399 1,689 2,107 2,100 2,173 Subtotal-Retail Trade 7,989 8,695 8,512 8,843 9,163 9,506 9,327 11,017 11,433 11,510 SERVICE SECTOR Information $ 487 $ 526 $ 630 $ 662 $ 638 $ 668 $ 685 $ 760 $ 848 $ 919 Finance&insurance 88 95 111 122 140 138 178 158 197 148 Real estate,rental,leasing 315 334 359 368 368 434 369 449 463 512 Professional,scientific,technical 216 195 238 239 254 344 394 482 514 551 Administrative,supply&remediation services 350 383 329 276 424 524 652 792 785 897 Educational 49 60 50 56 47 46 40 44 47 55 Healthcare&social services 66 82 92 75 93 93 111 99 120 110 Arts&entertainment 158 208 156 110 119 120 50 74 126 179 Accommodation&food service 1,067 1,159 1,218 1,276 1,435 1,469 1,205 1,429 1,528 1,567 Other services 526 603 788 728 711 609 537 637 767 786 Subtotal-Services 3,322 3,646 3,970 3,912 4,229 4,445 4,220 4,924 5,395 5,725 OTHER SECTORS Construction $ 1,754 $ 2,297 $ 2,292 $ 2,632 $ 2,310 $ 2,193 $ 3,068 $ 3,034 $ 2,828 $ 2,950 Manufacturing 1,163 862 761 678 754 821 390 501 749 531 Transportation 71 66 99 89 120 89 197 373 249 225 Wholesaling 1,205 1,229 1,265 1,363 1,469 1,496 1,346 1,424 1,578 1,668 Other business 120 72 67 65 154 265 308 410 428 390 Subtotal-Other 4,312 4,525 4,485 4,827 4,807 4,863 5,309 5,742 5,833 5,765 GRAND TOTAL $ 15,623 $16,866 $ 16,967 $ 17,582 $ 18,198 $18,814 $ 18,856 $21,683 $ 22,661 $23,000 OVERLAPPING SALES TAX RATES Basic sales tax rates City of Auburn 0.85% 0.85% 0.85% 0.85% 0.85% 0.85% 0.85% 0.85% 0.85% 0.85% Washington State 6.50% 6.50% 6.50% 6.50% 6.50% 6.50% 6.50% 6.50% 6.50% 6.50% King County 0.25% 0.25% 0.25% 0.25% 0.25% 0.25% 0.25% 0.25% 0.25% 0.25% Regional Transit Authority 0.90% 0.90% 0.90% 0.90% 1.40% 1.40% 1.40% 1.50% 1.50% 1.60% Metro 0.90% 0.90% 0.90% 0.90% 0.90% 0.90% 0.90% 0.90% 0.90% 0.90% Criminal Justice 0.10% 0.10% 0.10% 0.10% 0.10% 0.10% 0.10% 0.10% 0.10% 0.10% Total basic sales tax rate 9.50% 9.50% 9.50% 9.50% 10.00% 10.00% 10.00% 10.10% 10.10% 10.20% Special sales tax rates Motor vehicles 0.30% 0.30% 0.30% 0.30% 0.30% 0.30% 0.30% 0.30% 0.30% 0.37% Source City of Auburn Finance Department and State of Washington FIGURE 10:RETAIL TAX COLLECTIONS City of Auburn:2014-2023 $24 $22 $20 I ■ Other $18 Iiii ■ Wholesaling o $16 I � �` =: • 0■ CMonrtanur ufacturing ction $14 ■ . I , $12 - — $10 ._• , , , O Services $8 = ■ Other Retail $6 I I I ■ Automotive $4 la I. PI • M so - - 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 178 City of Auburn: 2023 Annual Comprehensive Financial Report Statistical Section City of Auburn,Washington SCHEDULE 11 RATIOS OF OUTSTANDING DEBT BY TYPE Last Ten Fiscal Years Governmental Activities Business-type Activities General Public Works Public Works Total Percentage Fiscal Obligation Trust Fund Capital Lease and Subscription Revenue Trust Fund Primary of Personal Per Year Bonds Loans Leases Liability Bonds Loans Government(2) Income()) Capita 2014 $57,367,766 $ 4,284,173 $ 435,068 - $ 32,813,473 $ 7,524,538 $ 102,425,018 5.12% $1,372.44 2015 55,094,519 4,086,797 569,773 - 31,304,378 7,563,847 98,619,314 4.85% 1,305.44 2016 54,245,944 3,889,421 476,635 - 28,545,000 7,522,767 94,679,767 4.48% 1,228.65 2017 50,766,661 3,692,045 382,914 - 28,161,699 6,702,388 89,705,707 4.07% 1,136.09 2018 48,427,873 3,494,669 282,461 - 26,523,113 5,866,029 84,594,145 3.58% 1,049.36 2019 42,703,404 3,297,294 173,692 - 24,829,528 4,967,012 75,970,930 2.98% 929.65 2020 41,060,378 3,099,918 - - 37,460,053 4,351,217 85,971,566 3.10% 1,049.20 2021 39,156,176 2,902,542 - - 35,131,084 3,584,955 80,774,757 2.60% 917.06 2022 37,185,012 2,705,166 - 4,668,739 32,722,115 3,045,779 64,437,846 1.96% 726.06 2023 35,147,469 2,507,791 - 8,533,074 30,223,146 4,796,751 81,208,231 2.21% 914.30 Sources: City of Auburn,Finance Department (1)Personal income data provided by US Census Bureau estimate. (2)Excludes compensated absences FIGURE 11: PER CAPITA DEBT Last Ten Fiscal Years 1.500 1,200 900 \ /� 600 �/ 300 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 • 179 City of Auburn: 2023 Annual Comprehensive Financial Report Statistical Section City of Auburn,Washington SCHEDULE 12 COMPUTATION OF LEGAL DEBT MARGIN As of December 31,2023 General Capacity Special Purpose Capacity Parks and Utility Total Councilmanic Excess Levy Open Spaces Purpose Capacity December 31,2023-Total Assessed Value: $ 17,869,840,473 2.5%of Assessed Value $ - $ 446,746,012 $ 446,746,012 $ 446,746,012 $ 1,340,238,036 1.5%of Assessed Value 268,047,607 (268,047,607) - - - Statutory Debt Limit 268,047,607 178,698,405 446,746,012 446,746,012 1,340,238,036 Debt Outstanding 34,509,925 - - - 34,509,925 Net Debt Outstanding 34,509,925 - - - 34,509,925 Remaining Debt Capacity $ 233,537,682 $ 178,698,405 $ 446,746,012 $ 446,746,012 $ 1,305,728,111 City of Auburn,Washington SCHEDULE 13 LEGAL DEBT MARGIN RATIOS Last Ten Fiscal Years (Expressed in Thousands) 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 Debt Limit $ 617,872 $ 661,996 $ 716,628 $ 791,936 $ 854,513 $ 923,770 $ 990,892 $ 1,078,980 $ 1,317,264 $ 1,340,238 Total net debt applicable to limit 61,892 59,409 57,152 54,208 52,097 46,115 40,356 38,474 36,525 34,510 Legal debt margin $ 555,980 $ 602,588 $ 659,476 $ 737,728 $ 802,416 $ 877,655 $ 950,535 $ 1,040,505 $ 1,280,738 $ 1,305,728 Total net debt applicable to the limit as a percentage of debt limit 10.02% 8.97% 7.98% 6.85% 6.10% 4.99% 4.07% 3.57% 2.77% 2.57% 180 City of Auburn: 2023 Annual Comprehensive Financial Report Statistical Section City of Auburn, Washington SCHEDULE 14 COMPUTATION OF NET DIRECT AND ESTIMATED OVERLAPPING DEBT As of December 31, 2023 Net Debt Percent Bonded Amount Outstanding Applicable(3) Applicable Net direct debt: Net direct debt-City of Auburn(1) $ 46,188,334 Estimated net overlapping debt: (2) King County $ 870,837,000 1.79% $ 15,587,982 Port of Seattle 315,360,000 1.79% 5,644,944 School District No.210(4) 501,290,000 55.88% 280,120,852 School District No.408 437,350,000 80.11% 350,361,085 School District No.415 166,141,000 1.69% 2,807,783 Rural Library District 15,670,000 2.78% 435,626 Valley Regional Fire Authority 5,482,200 89.14% 4,886,833 Pierce County 134,350,000 0.99% 1,330,065 Total estimated net overlapping debt 661,175,170 Total direct and overlapping debt $ 707,363,504 Sources: (1) Includes both bonded and non bonded debt related to government activities. From Note 7 Changes in LT Liabilities (2) Overlapping governments (3) King County Assessors office and Pierce County Assessors office. (4) School District No.210 overlapping debt is as of 8/31/2023. Calculation of overlapping debt: applicable percentage is determined by the ratio of assessed valuation of taxable property in overlapping unit to valuation of property subject to taxation in the City of Auburn. 181 City of Auburn: 2023 Annual Comprehensive Financial Report Statistical Section City of Auburn, Washington SCHEDULE 15 RATIOS OF NET GENERAL BONDED DEBT TO ASSESSED VALUE AND GROSS BONDED DEBT PER CAPITA Last Ten Fiscal Years Ratio of Net Debt Net Bonded Net Assessed Service Bonded Debt to Bonded Fiscal Value(1) Bonded Amount(3) Debt Assessed Debt per Year Population (Thousands) Debt(2) Available (Thousands) Value Capita 2014 74,630 $ 7,422,169 $ 57,367,766 $ 34,856 $ 57,333 0.77% $ 769 2015 75,545 8,366,653 55,094,519 13,278 55,081 0.66% 729 2016 77,060 8,967,119 54,245,944 11,945 54,234 0.60% 704 2017 78,960 9,721,877 50,766,661 9,686 50,757 0.52% 643 2018 80,615 10,699,721 48,427,873 5,386 48,422 0.45% 601 2019 81,720 11,489,516 42,703,404 1,917 42,701 0.37% 523 2020 81,940 12,380,036 41,060,378 2,873 41,058 0.33% 501 2021 88,080 13,368,770 39,156,176 3,828 39,152 0.29% 445 2022 88,750 14,691,361 37,185,012 1,702 37,183 0.25% 419 2023 88,820 15,666,686 35,147,469 - 35,147 0.22% 396 Notes: (1) From Schedule 7 (2) General Obligation Debt related to government activities, from Schedule 11. (3) Restricted fund balance from debt service fund. FIGURE 15: BONDED DEBT RATIOS Last Ten Fiscal Years 0.0100 $1,000 0.0080 $800 I a 0.0060 I $600 a 0.0040 $400 a 0.0020 I $200 - I I I I I I I I $0 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 Year f Debt/AV —e—Debt/Pop 182 City of Auburn: 2023 Annual Comprehensive Financial Report Statistical Section City of Auburn, Washington SCHEDULE 16 PLEDGED REVENUE BOND COVERAGES Last Ten Fiscal Years Direct(2) Debt Service Requirements Gross(I) Operating Net Revenue Times Year Revenue Expense Available Principal Interest Total (3) Coverage 2014 $ 46,900,016 $ 35,502,812 $ 11,397,204 $ 1,943,830 $ 1,508,405 $ 3,452,235 3.30 2015 49,673,159 38,425,799 11,247,360 2,197,667 1,599,347 3,797,014 2.96 2016 50,385,548 38,614,719 11,770,829 2,231,093 1,563,433 3,794,526 3.10 2017 51,771,171 38,726,814 13,044,357 2,326,117 1,523,830 3,849,947 3.39 2018 53,103,312 39,020,666 14,082,646 2,422,369 1,494,706 3,917,075 3.60 2019 53,910,487 39,330,641 14,579,846 2,482,692 1,391,468 3,874,160 3.76 2020 51,149,771 38,530,032 12,619,739 2,553,276 1,334,334 3,887,610 3.25 2021 54,013,161 41,094,457 12,918,704 2,626,262 1,450,352 4,076,614 3.17 2022 57,526,616 42,612,259 14,914,357 2,479,176 1,363,783 3,842,959 3.88 2023 65,822,459 47,179,167 18,643,291 2,697,225 1,311,513 4,008,738 4.65 Source: City of Auburn, Finance Department (1) Includes water, sewer&storm drainage operating, interest and other revenues. (2) Includes water, sewer&storm drainage operating expenses less depreciation. (3) Includes both parity and non-parity debt. FIGURE 16: UTILITY BOND COVERAGES Last Ten Fiscal Years $20 $18 $16 $14 $12 m E $10 $8 $6 $4 $2 $0 , 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 YEAR —•—Net revenue available —M—Debt service requirements 183 City of Auburn: 2023 Annual Comprehensive Financial Report Statistical Section City of Auburn,Washington SCHEDULE 17 POPULATION,INCOME AND HOUSING TRENDS Last Ten Fiscal Years Item 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 School enrollment(1) 15,277 15,663 15,945 16,525 16,949 17,300 16,702 16,880 17,640 17,545 Rate of unemployment(2) 5.4% 4.9% 4.4% 4.4% 4.2% 3.5% 9.5% 6.4% 3.9% 3.8% Population(3) 74,630 75,545 77,060 78,960 80,615 81,720 81.940 88,080 88,750 88,820 Personal income(thousands of dollars)(4) $ 1.917,219 $2.000,606 $ 2,033,520 $ 2,111,829 $ 2,206,142 $ 2.365,567 $ 2,552,034 $ 2,769,162 $ 3,108,167 $ 3.675,727 Per capita personal income(4) $ 26,179 $ 26,807 $ 26,918 $ 27,405 $ 27,940 $ 29,344 $ 31,229 $ 33,795 $ 35,288 $ 41,384 Housing units(5) One unit 15,804 16,042 16,167 16,373 16,616 16,674 17.046 17,128 17,185 17,215 Two or more 10,841 10,847 10,854 11,110 11,417 12,008 12,230 12,532 12,738 12,740 Mobile home or special 2,631 2,637 2,630 2,675 2,659 2,663 2,671 2,674 2,676 2,677 Total housing units 29,276 29,526 29,651 30,158 30,692 31,345 31,947 32,334 32,599 32,632 Sources: (1)Auburn School District No.408 (2)Bureau of Labor Statistics(BLS) (3)WA State Office of Financial Management (4)US Census Bureau (5)WA State Office of Financial Management FIGURE 17:POPULATION AND HOUSINGTRENDS Last Ten Fiscal Years 100.000 i 80.000 _ 60.000 t ilk 40.000 . • 111 t 1 1 4 $ 20,000 0 , I I I I I I I I 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 -A-Population Total housing units 184 City of Auburn: 2023 Annual Comprehensive Financial Report Statistical Section City of Auburn,Washington SCHEDULE 18 MAJOR EMPLOYERS Current Year and Ten Years Ago 2023 2014 Percentage Percentage of Total City of Total City Employer Product/service Employees Rank Employment Employees Rank Employment The Boeing Company Aerospace 3,935 1 9.5% 6,100 1 17.3% Auburn School District Education 2,993 2 7.2% 2,373 3 6.7% Muckleshoot Indian Tribe Gaming 1,500 3 3.6% 1,643 4 4.6% Multicare Auburn Medical Center*a Hospital 1,482 4 3.6% 1,106 7 3.1% Green River Community College Education 857 5 2.1% 1,121 5 3.2% Safeway Distribution Center Distribution 817 6 2.0% 905 8 2.6% Costco Wholesale/Optical#190 Distribution 782 7 1.9% - City of Auburn City government 597 8 1.4% - Ply Gem Pacific Windows Corp. Manufacturing 550 9 1.3% - FAA Gov't/Public offices 451 10 1.1% - Walmart#2385 Retail 650 9 1.8% Pepsi Beverages Company Manufacturing 600 10 1.7% Zones,LLC Retail 1,144 6 3.2% Hospital Central Services Retail 3,200 2 9.1% Totals 13,964 33.7% 18,842 53.3% 2023 -City of Auburn, Economic Development 2014-City of Auburn ACFR * Previously the Supermall. **Previously Auburn Regional Medical Center. FIGURE 18a:AUBURN EMPLOYMENT BASE FIGURE 18b:AUBURN EMPLOYMENT BASE PERCENTAGE PERCENTAGE OF TOP EMPLOYER C OMPARED TO ALL OF TOP 10 EMPLOYERS COMPARED TO ALL EMPLOYERS EMPLOYERS Last Ten Fiscal Years Last Ten Fiscal Years 100% 100% - 80% 80% 60% 60% ■Top employer ■Top 10 employers 40% 1 7 1 OAll employers 40% •All employers 20% 20% 0% 2014 2023 0% 2014 2023 185 City of Auburn: 2023 Annual Comprehensive Financial Report Statistical Section City of Auburn, Washington SCHEDULE 19 STAFFING LEVELS BY DEPARTMENT Last Ten Fiscal Years Department 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 Mayor 3 3 3 3 3 3 4 5 6 7 Administration (I) 8 8 10 11 12 8 7 5 5 5 Human Resources 8 8 9 8 8 8 9 8 8 9 Finance 23 22 22 22 22 24 24 25 26 27 Legal 14 14 14 15 15 16 16 21 21 21 Community Development 25 26 26 26 25 32 31 32 33 33 Police 126 129 131 138 140 140 140 139 139 139 Public Works 49 50 53 54 55 55 55 55 55 56 Parks, Arts and Recreation 45 45 47 47 47 49 48 48 48 51 Street 19 19 19 20 20 21 21 21 23 23 Water 24 23 23 23 23 23 23 23 24 24 Sewer 10 10 10 10 10 10 10 10 10 11 Storm Drainage 10 10 10 10 12 12 12 12 12 14 Solid Waste 2 2 2 2 2 - - - - - Airport (2) - - - - 3 3 3 3 3 3 Cemetery 5 5 6 6 6 6 6 6 7 7 Facilities 9 10 10 10 10 11 11 11 11 11 Multimedia (3) 4 4 4 4 4 4 4 4 4 4 Innovation &Technology 15 16 16 17 17 18 18 18 18 19 Equipment Rental 12 12 12 12 12 12 12 13 13 14 TOTAL 411 416 427 438 446 454 453 459 466 478 Source: City of Auburn Finance Department (1) The Administration Department was created in 2014. These FTEs were reorganized from several existing departments such as the Mayors Department, Public Works and Community Development. This department primarily consists of Emergency Management, Economic Development and Public Affairs. (2) In 2018, 3.0 FTEs were added to the Airport and the Airport is now managed in-house. (3) In 2014 the Multimedia Division was reorganized from the Innovation &Technology Fund into its'own Internal Service Fund. The 3.6 FTEs report to the Director of Administration. In 2021, the Multimedia Assistant position was increased from 0.6 FTE to 0.75 FTE. FIGURE 19:STAFFING LEVELS BY TYPE OF SERVICE Last Ten Fiscal Years 160 140 - —‘.1-11 120 - ■2014 i; 0 2015 n E 100 -- •2016 g 80 _ ❑2017 E z ■2018 60 ■2019 �� s 20201 `io - ■2021 ®2022 20 .�I: FI1dilliI1 Police Public Parks,Arts& Utilitie> Administration Community Other Works/Streets Recreation Development 186 City of Auburn: 2023 Annual Comprehensive Financial Report Statistical Section City of Auburn,Washington SCHEDULE 20 OPERATING INDICATORS BY DEPARTMENT Last Ten Fiscal Years 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 Planning* Commercial permits 389 386 410 320 322 338 270 278 232 218 Commercial construction value($1,000's) $ 60,732 $ 66,223 $ 151,220 $ 74,840 $ 72,623 $ 157,026 $ 93,920 $ 101,169 $ 75,544 $ 53,701 Residential permits 463 340 426 345 210 195 202 232 289 55 Residential construction value($1,000's) $ 84,539 $ 63,370 $ 73,679 $ 52,750 $ 25,790 $ 18,832 $ 32,630 $ 37,018 $ 34,235 $ 20,649 Police Crimes: Arson 32 - - 19 20 22 19 16 32 16 Aggravated Assault 156 186 179 198 158 171 208 184 252 246 Burglary 810 851 727 722 615 547 587 611 828 773 DUI 126 188 158 194 223 180 186 159 111 136 Homicide 1 8 6 3 1 5 6 5 13 8 Narcotics 458 511 458 742 912 797 770 231 133 359 Rape 31 31 36 49 42 45 32 47 42 52 Robbery 104 91 98 117 115 125 125 136 127 207 Theft 3,192 2,728 2,235 2,169 2,945 2,223 2,922 3,269 3,566 3,503 Theft-motor vehicle 630 996 756 692 637 580 697 902 1,205 1,542 Traffic: Non-criminal 6,520 5,489 5,926 5,074 5,573 4,372 3,421 3,411 2,044 2,300 Parking 5,238 3,737 3,822 3,777 3,477 4,425 2,990 3,013 2,928 2,584 Parks and Recreation Athletic teams 358 321 328 306 312 315 15 158 259 344 Recreation activities 3,557 3,511 2,435 3,389 3,498 3,520 1,169 1,828 2,297 2,842 Golf course rounds 47,697 52,718 48,803 47,001 50,720 51,860 51,684 61,771 57,517 59,127 Senior center visits 40,715 38,485 36,636 35,454 32,464 77,378 35,417 35,133 31,593 37,103 Cultural activities 202 204 203 214 211 229 86 163 165 178 Museum audience served 13,968 13,535 14,380 13,570 15,153 14,638 3,463 6,441 5,061 15,613 Cemetery placements 250 237 281 264 263 253 273 353 331 326 Sources: Various city departments *Includes the following permit types: Building,addition,tenant improvements,alterations and sign permits. 187 City of Auburn: 2023 Annual Comprehensive Financial Report Statistical Section City of Auburn,Washington SCHEDULE 21 CAPITAL ASSET INDICATORS BY DEPARTMENT Last Ten Fiscal Years 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 General City Total area(square miles) 30 30 30 30 30 30 30 30 30 30 Public Works Miles of streets 244 254 238 238 247 248 245 247 247 249 Number of streetlights(1) 6,211 6,362 6,552 6,581 6,738 3,429 3,526 3,589 3,628 3,677 Number of traffic signals 94 95 95 95 95 94 95 96 96 112 Utilities Number of services 14,573 14,787 14,872 14,746 14,769 14,781 14,909 15,021 15,107 15,129 Miles of water lines(1) 316 320 321 323 347 283 287 288 290 290 Miles of sanitary sewer lines(1) 220 223 224 225 227 206 209 209 210 210 Miles of storm lines(1) 282 294 319 337 362 234 240 244 246 249 Number of fire hydrants(1) 3,559 3,580 3,577 3,595 3,664 3,014 3,115 3,132 3,171 3,208 Public Safety Number of police stations 2 2 3 3 3 3 4 4 3 4 Parks and Recreation Total park acreage 972 977 988.7 986 986 986 986 986 986 986 Number of softball/baseball fields 18 18 18 18 18 18 18 18 18 18 Number of soccer/football fields 4 4 4 4 4 4 4 4 4 4 Number of playgrounds 28 31 31 30 30 30 30 30 30 30 Sources: Various city departments (1)This statistic has declined because it now represents City owned asset only effective in 2019. 188 City of Auburn: 2023 Annual Comprehensive Financial Report Statistical Section City of Auburn,Washington SCHEDULE 22 NUMBER OF UTILITY CUSTOMERS BY CUSTOMER CLASS Last Ten Fiscal Years 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 Water Customers by Class Single Family Residential 11,822 11,973 12,054 12,010 12,010 12,028 12,078 12,132 12,162 12,183 Multifamily 1,000 1,003 1,002 1,009 1,012 1,010 1,023 1,027 1,027 1,028 Commercial 1,146 1,190 1,186 1,158 1,159 1,163 1,168 1,170 1,171 1,172 Mfr./Industrial 38 38 37 2 2 2 2 2 2 2 Schools 37 37 38 37 37 37 37 37 38 38 City Accounts 30 30 31 31 30 30 31 31 31 31 Irrigation 493 509 517 492 512 505 564 616 670 669 Total Retail Water Customers 14,566 14,780 14,865 14,739 14,762 14,775 14,903 15,015 15,101 15,123 Wholesale Water Customers 7 7 7 7 7 7 6 6 6 6 Sewer Customers by Class Single Family Residential 12,631 12,890 13,091 13,124 13,176 13,234 13,319 13,368 13,411 13,438 Non-single Family Residential 2,713 2,728 2,725 2,724 2,728 2,731 2,749 2,758 2,761 2,759 Total Sewer Customers 15,344 15,618 15,816 15,848 15,904 15,965 16,068 16,126 16,172 16,197 Storm Customers by Class Single Family Residential 16,013 16,222 16,200 16,566 16,610 16,665 16,723 16,820 16,867 17,269 Non-single Family Residential 1,670 1,679 1,913 1,671 1,691 1,696 1,702 1,753 1,759 1,762 Total Storm Customers 17,683 17,901 18,113 18,237 18,301 18,361 18,425 18,573 18,626 19,031 Sources: City of Auburn-Utility Billing 189 City of Auburn: 2023 Annual Comprehensive Financial Report Statistical Section CITYOF AUBURN.A..# * WASHINGTON 190