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HomeMy WebLinkAbout10-18-2004 ITEM VIII-B-6CITY OF AGENDA BILL APPROVAL FORM WASOH [NGTON Agenda Subject Date: Resolution No. 3775 - Consolidated Plan 10/12/2004 Department: Attachments: Budget Impact: Planning Resolution No. 3775 $482,000 {CDBG} $378,900 {G.F1 $860,900 total Administrative Recommendation: City Council adopt Resolution No. 3775. Background Summary: Staff request the Council adopt the Consolidated Plan at their October 18th meeting. The Plan is essentially the same as the preliminary draft distributed at past meetings with one exception. The Human Service Committee (HSC) recommendation to fund HomeSight's firsttime homebuyer loans were deleted. The funds recommended for HomeSight was transferred to the Housing Repair Program. Attached are the following documents that will be inserted into the final draft of the Plan: 1. Draft resolution to adopt the Consolidated Plan; 2. Revision of Table #1: Summary of Recommended Projects for PY2005-2006; 3. Deletion of the sections pertaining to Homesight and transferring the funds to Housing Repair; 4. Comments received at the pubic hearing on September 20 and other comments submitted to staff; 5. CDBG Budget Ordinance will be addressed as a separate agenda item. At their meeting on October 11, 2004, the Planning and Community Development Committee recommended approval. PCDC\RES 3775 AG BILL L1018-3 03.4.1.7 Reviewed by Council & Committees: Reviewed by Departments & Divisions: ❑ Arts Commission COUNCIL COMMITTEES: ❑ Building ❑ M&O ❑ Airport ❑ Finance ❑ Cemetery ❑ Mayor ❑ Hearing Examiner ❑ Municipal Serv. ❑ Finance ❑ Parks ❑ Human Services ❑ Planning & CD ❑ Fire ❑ Planning ❑ Park Board ❑Public Works ❑ Legal . ❑ Police ❑ Planning Comm. ❑ Other ❑ Public Works ❑ Human Resources Action: Committee Approval: ❑Yes [_-]No Council Approval: ❑Yes ❑No Call for Public Hearing Referred to Until Tabled Until Councilmember: Singer Staff: Krauss Meeting Date: October 18, 2004 Item Number: VIII.B.6 AUBURN * MORE THAN YOU IMAGINED RESOLUTION NO. 3775 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF AUBURN, WASHINGTON, ADOPTING THE CONSOLIDATED PLAN FOR YEARS 2005 TO 2008 AND THE PROGRAM YEAR (PY) 2005 ANNUAL ACTION PLAN WHEREAS, the City of Auburn was designated as an entitlement community by the U.S. Department of Housing and Urban Development (HUD) for its Community Development Block Grant (CDBG) Program; WHEREAS, the primary objective of the Consolidated Plan and CDBG Program is the development of viable urban communities by providing decent housing and a suitable living environment and expanding economic opportunities, principally for persons of low and moderate -income; WHEREAS, to be eligible for funding, the City of Auburn must submit a Consolidated Plan to serve as a federally required planning document to guide the City of Auburn's human service and community development efforts; WHEREAS, the planning process to develop the Consolidated Plan involved citizen participation and guidance from non-profit and governmental agencies serving low income residents in the community; WHEREAS, the City Council of the City of Auburn heard and considered public comment about its Consolidated Plan. NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF AUBURN, WASHINGTON, HEREBY RESOLVES AS FOLLOWS: Section 1. Pursuant to provisions of 24CFR91, the City hereby adopts the Consolidated Plan for Years 2005 to 2008 and the PY2005 Annual Action Plan. A Resolution No. 3775 October 11, 2004 Page 1 copy of said Plan is attached hereto, designated as Exhibit "A" and incorporated herein by this reference. Section 2. The Mayor is hereby authorized to implement such administrative procedures as may be necessary to carry out the directives of the legislation. Section 3. This Resolution shall be in full force and effect upon passage and signatures hereon. DATED and SIGNED this day of October, 2004. PETER B. LEWIS MAYOR ATTEST: Danielle Daskam, City Clerk APPROVED ASTO FORM: .Tiei i Atto Resolution No. 3775 October 11, 2004 Page 2 ** Preliminary Draft** **For Discussion Purposes Only ** City of Auburn's Consolidated Plan for Years 2005 to 2008 and PY 2005 Annual Action Plan A Comprehensive Planning Document for Housing and Community Development Programs Plan Adopted Department of Planning and Community Development 25 West Main Street Auburn, Washington 98001 (253) 931 - 3090 ** Preliminary Draft — for discussion purposes only. ** EQUAL HOUSING OPPORTUNITY PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only) Table of Contents Public Notice Executive Summary Table 1: Summary of Recommended Projects for PY2005-2006 Chapter 1: Coordinating and Managing the Process City of Auburn's Logic Model for its Consolidated Plan Chapter 2: Citizen Participation Plan Chapter 3A: General Population and Household Characteristics Chapter 3B: Homeless and Special Needs Populations Chapter 4A: Auburn's Human Service Strategy for PY2005-2008 Chapter 4B: Neighborhood Revitalization Chapter 4C: Auburn's Homeless Prevention and Anti -Poverty Strategies Chapter 5: PY2005-2006 Action Plan Exec 1-6 Table 1 1.1 to 1.5 Figure 1.2 2.1-2.6 3A.1 -3A.13 3B.1 — 3B.13 4A.1 — 4A.7 4B.1 — 4B.4 4C.1 — 4C.4 5.1-5.11 Table 2: Logic Model Summary of Recommended Projects for PY2005-2006 Table 2.1 — 2.5 Table 3: List of CDBG Funded Projects Appendix 1: HUD Required Tables 1 and 2 Appendix 2: HUD Required Table #3: Listing of CDBG-Funding Projects Appendix 3: Comments from Public Meeting on November 20, 2003 Appendix 4: Public Comments Appendix 5: Certifications Appendix 6: CDBG Budget Ordinance Pagel -1 PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only) Executive Summary Purpose of the Plan As a prerequisite-te-r-eceiving Community Development Block Grant funds, along with other grants and funds from the federal government, the City must have a Consolidated Plan (CP) that is approved by the United States Department of Housing and Urban Development (HUD). The City of Auburn's Consolidated Plan is a strategy that coordinates all elements of community development — affordable housing, neighborhood revitalization, economic development and human services — into a single plan. Public Participation A forty-five day public review of the Consolidated Plan will commence on August 9, 2004. A public hearing is scheduled at the regular scheduled City Council meeting on September 20, 2004. Following public comments, a final edition of the Plan will be submitted to the City Council for their review and approval by October 1, 2004. The Plan must be submitted to H.U.D. by the first week of November. In addition to the formalized public hearing process, the City hosted a community forum to discuss its human service needs on November 20, 2003. It also obtained information about the City's human service and community development needs by soliciting proposals from local non-profit service providers. The City also holds several public meetings and gives presentations throughout the year — whether based specifically on the CDBG program or on community development issues in general Time Period: 2005-2008 Beginning in Year 2005 the City of Auburn will begin administering its human service grants, including CDBG capital improvements, using a bi-annual budgeting cycle. The time period of this Consolidated Plan, as well as any future amendments, is for four years or two grant award cycles. It will become effective January 1, 2005 and expire on December 31, 2008. The Consolidated Plan will be reviewed annually. A thirty -day public review period will precede the submittal of the annual progress report and annual plan to HUD. Regional Collaboration The City of Auburn is an entitlement city for Community Development Block Grant (CDBG) funds. It is also a member of the King County Housing Consortium for the purpose of HOME funds. Most of the City's human service programs is accomplished through grant contracts with local and regional non-profit agencies. In a few cases, the City of Auburn undertakes specific types of capital improvements; for instance, street or sidewalk improvements. In any event, the City of Auburn's Department of Planning and Page Exec -1 PY2005-2008 Consolidated Plan Preliminary Draft (or discussion purposes only) Community Development serves as the lead agency in the administration of Auburn's CDBG and human service funds. Key Findings 1. Affordable..Housing: The median monthly price for a rental unit in Auburn continues. to be lower than the King County median. In addition, the median cost for purchasing a home in Auburn continues to be lower than the King County average. However, the price of housing in Auburn is increasing. In the year 2000, the median sales price of a single family home in Auburn was $161,95 and in the year 2004 it was $262;000 " Nonetheless, Auburn remains one of the leading cities in the county for providing affordable housing opportunities. 2. Low Income Housing: Slightly more than half of the total number of households in Auburn meets the definition of low income. Approximately one out of four Auburn households spends 35% or more their household income for housing costs. 3. Public Housing Needs: Auburn currently provides 678 public housing units administered by the King County Housing Authority. In addition, the Housing Authority provides between 750 to 1,000 Auburn residents with Section 8 Housing Assistance vouchers. Approximately 6% of the Housing Authority's housing units and Section 8 vouchers are located in Auburn 4. Year 2010 Housing Projections: Based on Auburn's available land capacity, the following table projects the distribution of additional housing units by income group as recommended by the King County planning policies. Auburn's Year 2010 Housing Target 5. Lead Based Paint Hazards: Using an estimation technique developed by the National Center for Lead -Safe Housing, a rough estimate of the number of housing units at highest risk for lead based paint hazards was developed. Approximately 1,659 housing units in Auburn have a potentially high risk of having lead-based paint somewhere within that particular housing unit. Homeless and Special Needs Populations 1. Homeless Prevention Strategies: The 2002 Annual One -Night Count indicates that Page Exec -2 Total 2000 SF 2010 MF 2010 Total New HU Total HU WNW % Total Yr2020 Less than 50% 5347 0 777 777 6124 23% 50°/6-80% 4841 100 407 507 5348 20% 80°/6-120% 3944 1224 816 2040 5984 23% 120%+ 1 3552 4500 769 1 5269 1 8821 34% Totalsl 17684 5824 2769 1 8593 1 26277 1011% 5. Lead Based Paint Hazards: Using an estimation technique developed by the National Center for Lead -Safe Housing, a rough estimate of the number of housing units at highest risk for lead based paint hazards was developed. Approximately 1,659 housing units in Auburn have a potentially high risk of having lead-based paint somewhere within that particular housing unit. Homeless and Special Needs Populations 1. Homeless Prevention Strategies: The 2002 Annual One -Night Count indicates that Page Exec -2 PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only) approximately 8,000 people are homeless on any given night in King County. The majority of the homeless population outside of Seattle was women with children. Based on an estimate of Auburn's precariously housed population, potentially 1,000 Auburn residents may find themselves homeless sometime during the year. The City of Auburn participates in a regional effort to provide a continuum of care for people who are homeless. Services include emergency and transitional housing along with emergency homie-mpairs and financial assistance. 2. Victims of Domestic Violence: During Year 2001 approximately 1,355 South King County women received services related to the prevention of domestic violence. - Auburn police reports indicate an average of 384 incidences of domestic violence each year or slightly more than one per day. City of Auburn participates in a regional effort to provide services to victims of domestic violence. Services include the provision of confidential shelters along with legal advocacy and supportive services to-the,.victims and their children. 3. English Proficiency: Around 14% of Auburn's population speaks a language other than English in their homes. The US Census indicates a total of 750 households that are linguistically isolated. The principal household languages other than English are Spanish, Ukraine, Vietnamese and Russian. 4. People with Disabilities: The US Census reports Auburn had 14,445 people over 5 years of age with a some type of disability. Approximately 450 of these people under 15 years of age, 9,920 are adults between 16 to 64 years of age, and 5,071 are senior citizens over 65 years of age. 5. Hunger: The Auburn Food Bank serves a total of 10,500 clients per year, out of which 9,500 are Auburn residents. It distributes an average of 70 pounds of food to 1,657 families per month and 27 shut-ins per month. The total number of clients served by the Food Bank is roughly equivalent to the total number of Auburn's low-income households. 6. Senior Citizens: Approximately 15% of Auburn's total population are seniors age 60 years or older. The average size of the senior household is 1.45 persons, which means that most of them live alone. A survey of area seniors found affordable housing and transportation as their two greatest needs followed by in-home care and house repairs. 7. People with Chemical Dependences: Using estimates prepared by the King County Consolidated Plan, Auburn could have as many as 5,000 people with chemical dependences. Auburn Police Department reports indicate roughly 10% of the total number of police incidents per year involved drugs or alcohol. These figures are very conservative because they do not include traffic violations. 8. Youth and Children: Federal data indicates 375 of children in working families are in self-care situations before and after school. Approximately 14% of Auburn's children under 18 years of age live in poverty. Anecdotal reports from truancy officers and Page Exec -3 PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only} other school personnel indicate a connection between self-care and truancy. Among youth arrested for crimes, 40% are under 15 years of age and 60% are between 15 to 18 years of age. The majority of the crimes are committed between 3 PM and 5 PM. Neighborhood Revitalization As more affluent neighborhoods are developing around the outskirts of town, Auburn is developing an inner-city core of low-income neighborhoods. These neighborhoods characteristically have a greater than average turnover of residents, dilapidated buildings and general deterioration of City infrastructure. The Consolidated. Plan presents a planning process that can identify a target neighborhood as a local investment area for the purposes to receive CDBG funding for eligible activities and improvements. The planning process includes the development a neighborhood plan created in consultation with neighborhood residents. Once a neighborhood is -designated as a local investment area, it becomes eligible for public investment for infrastructure improvements, public facilities and environmental protection. At this time, the neighborhood around Terminal Park Elementary School is the only neighborhood that presently meets the requirements for a designated local investment area as presented in this Consolidated Plan. Approximately 62% of the residents in the Terminal Park neighborhood are low income. In 2003 a neighborhood plan was developed through a series of neighborhood meetings and input from a group of neighborhood stakeholders. A list of priorities was prepared- and -voted upon by the participating residents. The top five priorities were: 1) Improve the neighborhood park. 2) Increase street lighting and improve sidewalks and curbs. 3) Prospect for businesses that offer places for people to meet. 4) Public safety and the abatement of public nuisances. 5) Preserve open spaces such as right-of-ways or existing buffers between different types of land uses. Community Development Strategies 1. Housing Development Strategies: ■ Preserve, maintain and improve the existing stock of affordable housing because it is the most affordable form of housing. ■ Provide services and facilities that serve low-income families and prevent individuals and families from becominghomeless. ■ Conserve developable land and natural resources through a variety of housing types, conservation and site planning techniques that achieve the maximum housing potential and passive energy use of a particular site. ■ Develop economically integrated, walkable neighborhoods which generate a secure atmosphere for both residents and visitors. Page Exec -4 PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only} ■ Develop effective land use policies and economic development strategies that provide long term and stable employment, increase per capita income, and reduce the tax burden of Auburn residents. 2. Homeless Prevention Strategy: The City of Auburn will continue to support regional efforts to prevent homelessness with services that include the following: ■ Homeless prevention through the intervention of social service agencies offering financial assistance for rent and utilities ■ Temporary assistance offered by emergency shelters and transitional housing. ■ Emergency home repairs to single family housing units, occupied by very low- income homeowners, that are at imminent risk of becoming uninhabitable. ■ Longer-term supportive housing to provide the family a stable environment and sufficient time for them to benefit from the social, educational, vocational and supportive services offered by. local and regional agencies. 3. Strategy to Abate Lead Based Paint Hazards: The city will assess and reduce lead based paint hazards, when appropriate, in residential projects funded through the Housing Repair Program and other comparable, publicly funded programs. 4. Reduction of Barriers: The City will continue its program to gradually replace deteriorated sidewalks, or install new sidewalks and wheelchair -access ramps, throughout the city and remove barriers to pedestrian traffic. 5. Neighborhood Revitalization: The City will implement the recommendations in the Terminal Park Neighborhood Plan. It will complete the planning process for at least one more low-income neighborhood. The City will support improvements and developments that connect the inner-city neighborhoods to downtown Auburn. Local and Regional Coordination The City of Auburn will continue to participate and coordinate its planning and programmatic activities with other local and regional agencies. Areas of particular concern and interest include the following: ? The City will participate in identifying policies for use of HOME funds and the development proposals for potential use of HOME funds within the region. ? In order to facilitate the coordination and effectiveness of social service programs, City staff will continue to participate in King County's Growth Management Planning committee and other regional working groups. The City will work with all jurisdictions within the region to develop a regional approach to affordable housing and social/supportive services. Housing and Community Development Resources The City of Auburn works with local social service agencies in their efforts to obtain funding for their various services and programs. City actions include, among other activities, keeping agencies informed of funding opportunities and helping agencies draft Page Exec -5 PY2005-2008 Consolidated Plan Preliminary Draft {f or discussionpurposes.only).. _ grant applications. The main source of funds available to the City for housing and community development come from its own general fund and the federal Community Development Block Grant (CDBG) program. Auburn's Anti -Poverty Strategy The ultimate goal of the City's Consolidated Plan is to reduce the number of people living .in poverty within the City of Auburn. Toward this end, the City will give funding priority to programs that - in addition to complying, with federal regulations and addressing a. 4 priority outlined in the Consolidated Plan - are consistent with the City's anti -poverty strategy for resource allocation. The City of Auburn's Department of Planning and Community Development (DPCD) is its lead agency to coordinate the City's efforts to reduce poverty. DPCD administers the City's general fund appropriation for human services and its Community Development Block Grant program. It works in partnership with citizens, non-profit agencies, and other city departments to: • develop housing opportunities, particularly affordable housing; • maintain and improve the vitality of Downtown Auburn. • foster job growth and employment opportunities; • encourage a thriving business sector; • support the delivery of human services; • strengthen the quality of life in Auburn's neighborhoods; and • increase civic engagement and citizen participation. Funding Recommendations for PY2005-2006 The following table represents the projects recommended for funding for program years 2005-2006. The Human Service Committee made the recommendations based on the assumption that the City will receive approximately $492,000 of CDBG and $378;900 of General Funds per year. A brief description of each recommendation is provided in Chapter 5: PY2005 Annual Action Plan. The distribution of funds among activities may change due to public comments regarding proposed projects and activities. The City Council will pass a final budget following their consideration of public comments. Page Exec -6 Table #1: Summary of Recommended Projects for PY2005-2006 Agency Name G.F. G.F. CDBG CDBG CAPITAL CAPITAL PY2005 PY2006 PY2005 PY2006 PY2005 PY2006 W x P X Y Z AA BB 144,600 144,600 757,800 366,400 CDBG CAPITAL PROJECTS City of Auburn Housing Repair 154,000 TBD King County Housing Authority 49,900 TBD Pediatric Care Cntr 25,000 TBD - ' Green River CC - 37,500 TBD Terminal Park Neighborhood Revitalization 100,000 TBD subtotal: CDBG Capital 366,400 366,400 CDBG HUMAN SERVICES CCS: Emergency Assistance 0 0 12,000 12,000 YWCA: Homeless Housing 0 0 17,600 17,600 CHC: Primary Dental Care 0 0 25,000 25,000 CHC: Primary Medical Care 32,000 32,000 5,010 5,010 City of Auburn Legal Dept 0 0 12,690 12,690 subtotal: CDBG Human Services 72,300 72,300 GENERAL FUND HUMAN SERVICES Emergency Feeding Prgm 7,800 7,800 Food Bank 30,000 30,000 Community Suppers 3,000 3,000 Senior Services: Congregate Meals 4,500 4,500 Senior Services: Meals on Wheels 7,000 7,000 HOME 16,000 16,000 MSC: Emergency Housing 8,200 8,200 Auburn Respite Prgrm 10,000 101000 Griefworks 5,000 5,000 Crisis Clinic: Telephone Services 1,500 1,500 DAWN: Shelter 14,000 14,000 KCSARC 26,500 26,500 VC: Survivors 12,000 12,000 YWCA: DV Services 33,000 33,000 Girl Scouts 5,000 5,000 WWEE 6,000 6,000 ACAP: Child Care Subsidies 22,500 22,500 Boys & Girls Club 25,000 25,000 ACAP: APPLE Parenting 5,000 5,000 AYR 60,900 60,900 Children's Home Society 29,000 29,000 Pregnancy Aid 5,000 5,000 CCS: Vol Chore Service 5,000 5,000 Senior Services: Vol Transportation 5,000 5,000 subtotal: GF Human Services 378,900 378,900 CDBG Administration 43,300 43,300 Total: All Funding Sourcesl 860,900 860,900 PY2005-2008 Consolidated Plan Preliminary Draft (for discussion purposes only) Chapter 1: Coordinating and Managing the Process Introduction Auburn's "Consolidated Plan" reflect both the aspirations of the whole community while. identifying actions to remedy specific unmet needs. The City of Auburn's Consolidated Plan is a strategy that coordinates all elements of community development — affordable housing, neighborhood revitalization, economic development and human services — into a _ single plan. The City's Consolidated Plan includes both the City of Auburn's general fund appropriations for human service and the distribution of Community Development Block Grant (CDBG). It satisfies the application requirements for the CDBG grant provided to the City by the federal government's Department of Housing and Urban Development (HUD). Time Period: 2005-2008 This Consolidated Plan, as well as any future amendments, if any, become effective January 1, 2005, or upon its approval date, whichever is later. This version of Auburn's Consolidated Plan expires on December 31, 2008. Beginning in Program Year (PY) 2005, the City will award public service grants for a two-year period. Consequently, this plan will cover two grant award cycles. Capital projects will be awarded annually, however, the City will may choose to only solicit grant applications for capital projects every two years, in conjunction with the solicitation for public service grant proposals. In between grant solicitation periods, the City may choose to appropriate its capital funds for annual, non- competitive projects such as the emergency housing repair program and/or neighborhood revitalization projects. In the event that the City has surplus appropriation authority, it may choose to solicit grant proposals for capital projects for the interim year between its normal grant solicitation period. Lead Agency The City of Auburn is an entitlement city for community Development Block Grant (CDBG) funds. It is also a member of the King County Housing Consortium for the purpose of HOME Funds. As opportunities present themselves, Auburn agencies apply to King County for HOME funds like any other Consortium member. For distribution of its CDBG entitlement the City of Auburn receives applications for grants from local social and supportive service agencies. The City of Auburn's Department of Planning and Community Development (DPCD) serves as the lead agency in the administration of Auburn's CDBG funds. Collaboration & Partnership Most of the City's human service and CDBG program is administered through contracts administered by the City of Auburn's Department of Planning and Community Pagel -1 PY2005-2008 Consolidated Plan Preliminary Draft (or discussion purposes only) Development (DPCD). The only exceptions are grants awarded to other City departments. Memorandums of Understanding are prepared in these cases. City staff prepare the necessary documents for each agency receiving a grant award. DPCD administers the contracts to assure their compliance with the City Council's intent and applicable regulatory stipulations. During the course of the contract, DPCD staff meets regularly with agencies to morut' oi-ffieir contracts, provide technical assistance, and resolve problems that may occur. Figure 1.1 illustrates the City of Auburn's delivery of human service programs and - activities. The entire process is interactive and collaborative with service providers, consumers and elected officials. It begins with the development of the Consolidated Plan. Using demographic data from the U.S. Census Bureau and other sources, the Consolidated Plan presents the human service needs of the City. Non -city agencies provide their input through the grant applications they submit requesting funds to undertake activities that address particular human service needs. The City determines which grants and, subsequently its human service priorities, through its budgeting process. Finally the agencies selected for funding are monitored and evaluated to determine how best to revise the City's human service strategy. Figure 1.1 Auburn's Human Service Planning Process :ra4aie Results - Track Psogess -- Compare Results -- Revise Plan as reces say — liapiarent Activities -- hbrikW Cgress — Recoai Resoles Consolidated Plan — PlanforCitimnPazticipaion — Heeds Assessmerd Goak, Visioks & Objectives Grants LReoaarms Consolidated Plan 'Managing for ResuRs" —SetTaVts --Allocate Resouxes --Irnpia MtStrategies The following briefly describes the various components of the process in a little more detail. Consolidated Plan: Every four years the City prepares a comprehensive human service plan. The document includes a plan for citizen participation and public review. It Page 1.2 PY2005-2008 Consolidated Plan Preliminary Draft (or discussion purposes only) describes and summarizes the City's human service needs. It then presents a strategy to address these needs. This strategy includes goals and desired outcomes. Competitive Grants: To a great degree, the City of Auburn relies upon local and regional non-profit agencies to implement the strategy presented in its Consolidated Plan. The City solicits grant proposals from interested agencies. These agencies submit the outcomes they plan to achieve, the activities or programs their agencies would provide, and the outputs these activities or programs will generate. Budgeting Process: The allocation of funds necessary to implement the Plan is the next important step. The Human Services Committee (HSC) is a citizen advisory appointed by the Mayor to focus primarily the social needs of the community. HSC review grant applications and makes its recommendations to the Mayor regarding which applications best meet the City's human service needs. Based on their recommendation, the Mayor submits a funding proposal to the City Council. Auburn's City Council is the policy- making body of the City. The Planning and Community Development Committee (PCDC), a standing committee for the City Council, reviews and recommends actions on ordinances, budgets and other policy issues. The PCD committee oversees the City's many and various affairs in planning and community development, including but not limited to the CDBG program and human service grants. Implementation: Agencies awarded a grant, along with City departments who receive CDBG funds, enter into a contractual relationship to implement the activities and programs that will generate the outputs to satisfy the outcomes proposed in the City's overall strategy. Each agency will monitor their progress and report the output they generate to the City. Evaluation: The City compiles the information from the agency's monitoring reports into various types of summary reports and financial statements. This information is passed on to HUD using its web -based reporting system. The information is used to compare outputs and outcomes to the City's overall strategy and HUD's national objectives. The information also enables all the involved parties to revise its plans as necessary to generate the desired results. These revisions are reflected in future updates to the Consolidated Plan. Monitoring Plan Once funding is approved, City staff executes an agreement. The agreement will include, among other general and specific conditions, the project goals and requirements. Grant agreements for public services will be required to submit reports at least quarterly detailing the number of Auburn residents served, level of service provided to Auburn residents and a demographic profile of clients served. Grant receipients will be required to submit an annual report that explains the progress the agency made toward achieving its outcomes and output goals. Grant agreements for capital projects will be executed following the completion of the Page 1 - 3 PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only} environmental review of the project. Capital projects will be required to submit progress reports at least quarterly or anytime a reimbursement request is submitted. If the project triggers additional reporting requirements (such as weekly payroll reports for proof of federal prevailing wage compliance), project monitoring will be increased accordingly. Projects will be mon Pored on a consistent, on-going basis by City staff. Telephone and/or personal contacts are made at least quarterly, depending upon the activity and issues associated with the individual project. On-site monitoring visits will be conducted upon - _ both capital and public service grant recipients. Activities selected for on-site visits will depend upon the amount of funds provided, past history of contract compliance, and/or any programmatic changes that may occur in the project or in the service delivery of public service programs. City staff will review, prior to approval, all vouchers and backup documentation for payment. Environmental, lead-based paint inspections and contractor debarment issues will be reviewed with agency project managers at the beginning of each project. City staff will strive to help grant recipients complete their projects in a timely manner and in accordance with applicable rules and regulations. Managing the Process In 1993 Congress passed the Government Performance and Results Act (GPRA) establishing strategic planning and performance measurements in federally funded programs. GPRA identifies goals and defines the level of performance to be achieved by program activities. It entails using standardized performance reports that compare government performance over time against other jurisdictions and grant programs. Although GPRA is not mandated, there is an expectation that governments that receive federal funds begin using it. Decisions regarding the continuation of federal grant programs are based, on part, on their performance as measured by these reports. HUD is: urging its CDBG entitlement cities to begin implementing GPRA. In 2004 the City of Auburn joined other South King cities to use a common application for human service grant request. The joint application contained a logic model that links strategic goals with the operational accountability. The logic model in the joint application is similar to the logic model recommended by HUD. In order to begin implementing GPRA as well as review the grant request received using these joint applications, the Auburn's Consolidated Plan will begin incorporating a logic model into its human service planning process. A logic model is an abstract of the program or service that is under consideration for funding or has already been funded. The logic model often serves as the "first impression" for the grant request. It provides a broad overview of the entire strategy or plan. Logic models support the management of programs and activities. HUD uses a logic model to align activities and outcomes of local programs with national objectives. HUD also uses it Page 1.4 PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only). to monitor program activities and measure program effectiveness. Figure 1.2 is a summary of the logic model used by the City of Auburn. It consists of the following components. Regional Goal: In line with the City of Auburn's acquiescence that it a partner in the regional delivery and provision of human services, the City adopts the community goals developed through the regional human service planning.prncess. Outcomes: The expected outcome in terms of community impact or changes in economic and social status. Auburn's logic model expresses outcome goals the form of a vision statement. Output Goal: A standard of performance used to measure progress toward a desired outcome or goal. A enc /Program: The non-profit selected by the City to generate the outputs that will achieve the City's desired outcomes. Some large agencies identify the program that it offers to achieve the desired outcomes. Activities: Activities or services undertaken to outputs necessary to achieve outcomes and regional goals. These activities may be performed by the City of Auburn or by an agency that receives a grant from the City. Projected Outputs: Numerical measurements characterizing the results of a program activities, services or intervention. Outputs are used to measure performance relative to identified outcomes and goals. The output result is used to evaluate the progress achieved to implement the strategy. Resources: The funds allocated by the City to the agency for it generate the projected outputs to meet the City's desired outcomes. Consolidated Planning Process The Year 2005-2008 Consolidated Plan is the City of Auburn's initial step of a long-term process to implement the attached logic model. The entire process will undoubtedly require several phases. It will require collaboration with other jurisdictions. As these other jurisdictions begin implementing the HUD logic model, or something similar to satisfy GPRA, the City of Auburn will likewise revise and update its Consolidated Plan to include .these performance measurements. Subsequently, the development of the City of Auburn's Consolidated Plan is an on-going process that will be continuously revised and refined. Page 1 - 5 o 0 0 0 Uco o O p�,,w G> N vC, 'C ••'•� �; >i � L n O vOi CQ� V C"+ Q� ►� �Gli w 0 En U °a oo •� y aoi a"i a a� h ai o u as �?Cd.o�o O `l c ^oCd 0-4 41 JQ ..,•� o.�oa� yo Fy U cd v0 O.' ,u. O O N Cut V2 y -� 3 ;; E ; ocd o 4 Cd oo °� ami '> aUi se Q ea Q 0 u Cd O U rn Lcl U it b O O as 0 ° > 0-4 u qCN Cd �' .n cn U y O 0.0 o `' a 4" ami N v Pr Q O o Q o o .. 4° «3 Cd r� Cd 0 Ob Cd a o cud i o a o a cod. � ch o on w �°u'w O ° a.6 �Hx ani 3A. +0:4 u�000 ¢ S �� .5 y moo O El O O a, "MINU y ° ❑ �'�' c „ �' N •� 0 '� g w, E Q0 Cd > o n 05 >p° O N o b s: y cu t: ++ Y Z.0 1 1 ~ 0cd DUPEM O� `— �> 0.2 0 > O bA p m CIS rA V, G7 Y O ° Cd u yj, O G .� .c ccs a � a u 0 u n '00 a u x a.n ow (U H .r S (U H PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only) Chapter 2: Citizen Participation Plan Auburn's Vision-fouthe Future As a city of regional significance, proud of its small town heritage as well as the diversity 4 of its people and neighborhoods, Auburn offers an opportunity for people of all ages to enjoy life. City of Auburn Mission Statement To provide a service-oriented government that meets the needs of our citizens and business community through efficient and professional management with responsive and accessible leadership. Citizen Participation in Policy Development To ensure the widest range of public participation, the City uses a multifaceted approach to generate public involvement into the development of its planning policies. Neighborhood Meetings Several neighborhood meetings are held during the year to provide both formal and informal interaction between citizens and city staff. Information concerning the demography of the city and various planning issues is presented and discussed. These meetings do not focus strictly on planning issues. A spectrum of public concerns ranging from health and safety to crime, recreation, community facilities and services are also discussed. Public Speakers Several presentations are frequently made to organizations, neighborhood groups and other groups of individuals wanting more information regarding planning issues. These informal - talks are typically held in settings selected by the group. Newspaper Articles Easy to understand articles in a community newsletter provide the public with information regarding planning issues and the availability of information, assistance and/or speakers. The City of Auburn's community newsletter is distributed to all postal customers -- both residential and commercial -- within the two zip codes that cover the Auburn area. The Auburn Update is also included in the local Auburn Reporter. Page 2 - 1 PY2005-2008 Consolidated Plan Preliminary Draft (or discussion purposes only) News Releases The media are provided with updates regarding neighborhood meetings, planning issues, and growth management concerns. Committee Meetings and Workshops Both the Planning and Community Development Committee and the Human Services _ Committee are advised of changes in the City's demography and proposed changes in -- planning policies. 'Periodically these standing committees conduct workshops to review the draft amendments to planning documents and proposed projects. All of these meetings are open to the public. Documents are made available prior to the meeting and public comments are encouraged at any time. Public Hearings In addition to these opportunities for informal input, the formal adoption process of municipal ordinances require public notices and public hearings before either the Planning Commission and/or the City Council. Citizen Participation in the CDBG Planning Process In addition to the above efforts, citizens have the opportunity to participate in the formation of CDBG policies and the development of CDBG funded projects. The following outlines the public's access to participate in Auburn's CDBG program. Human Services Committee A citizen advisory committee, the Human Services Committee, was established to review the social needs of the city that should be considered when appropriating federal revenue sharing funds and general funds. They serve as a committee to advise the mayor and the council on allocation and application for grant funds for community development projects. In addition, the Human Services Committee reviews and evaluates existing programs; encourages citizen participation, performs other assignments referred to it by the Mayor or City Council. The Committee meets regularly each month and occasionally has a special - meeting regarding a particular issue and/or concern. The full committee consists of eleven members who serve staggered terms of three years; among them, the members represent the clergy, the schools, local business, and community service groups. Members of the Human Services Committee are appointed by the Mayor and confirmed by the City Council. The Committee receives technical assistance from DPCD staff. Page 2 - 2 PY2005-2008 Consolidated Plan Consultations with Provider Agencies Preliminary Draft {for discussion purposes only) A community meeting is held annually with local housing and human service providers. This meeting provides a format and a forum for providers — both those that are regularly funded by the City and those who do not receive public funding — to talk about emergent needs in the commurii-ty. The meeting also provides time for providers to talk about goals and projects that should be undertaken within the next planning and/or funding -period. Between November and May, when the Human Services Committee is not reviewing funding applications and making recommendations to the Council, the Committee visits and/or meets with local social service agencies. During these meetings and site visits, agencies present their programs along with information and data pertaining to their target populations. Committee members use these meetings to assess community needs and discuss potential projects. In addition, during the annual performance report process, City staff make monitoring visits to each of the funded organizations. The purpose of the visit is not only to ensure that the agency is in compliance with CDBG and City regulations, but also to provide technical assistance and to solicit feedback from the agency about their experience working with the program. Annual Performance Report In March and April City staff prepare a performance report on the previous CDBG program year. This progress report, called a Consolidated Annual Performance and Evaluation Report (CAPER) summarizes program accomplishments and challenges. It reports on the status of each strategy and describes any changes to the Annual Plan. A workshop about the CAPER is held with the Planning and Community Development Committee and a public hearing is conducted before the City Council. Copies of the Annual Performance Report are distributed to the City Council, Human Service Commission, local service agencies and current recipients of CDBG funds. Pre -publication Public Hearing The planning process to actually revise or update the Consolidated Plan begins each June. The City Council conducts a public hearing to solicit public comments regarding possible revisions to the Consolidated Plan for the next planning year. Comments and suggestions made at this public hearing are taken into consideration as staff prepares a preliminary draft of the plan. Solicitation of Potential Proiects In May the City begins soliciting proposals from interested agencies for the forthcoming program year. A public notice indicating the availability of grant funds is distributed and published in the local newspaper. The announcement includes the amount of funds Page 2-3 PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only} available for distribution and the City's desire that these funds be used to benefit low- income Auburn residents. A public meeting is generally held in cooperation with other local jurisdictions who also fund housing and human service activities. This meeting is scheduled and advertised to all agencies, and the agenda is set up to explain the application process and distribute application packets. City staff meets with agencies and other groups to disseminate information and answer any of their questions. In June and July the Human Services Committee analyzes the applications, interviews prospective agencies, and prepares their recommendations for the allocation of CDBG funds. Their recommendation is incorporated into the preliminary draft of the Plan. Preliminary Draft of the Consolidated Plan By late August a preliminary draft of the revised Plan is finished. Copies are distributed to the City Council, Human Service Commission, local service agencies and all the agencies that requested CDBG funds for the next program year. A public notice is published in the local newspaper that contains a brief summary of the plan and instructions for providing public comments. Public Review Period Interested citizens have a thirty -day period to comment on the proposed Plan. A summary of citizen comments is included as an appendix to the Plan along with an explanation of actions taken in response to the comments. Public Hearings During the public review period, the City Council conducts a public hearing on the preliminary draft of the revised Plan. A public notice indicating the time, date, location and purpose of the hearing is posted in at least three public places and published in the local newspaper. City staff addresses comments and suggestions expressed at the public hearing. They take these comments and suggestions into consideration during the preparation of the final draft of the plan. CDBG Budget Ordinance Concurrent with the above preliminary draft, City staff prepares and distributes the CDBG. budget ordinance. This budget ordinance appropriates CDBG funds during the next program year. The budget ordinance must be processed in accordance with local and state laws. A public hearing on the proposed budget is typically scheduled at the same time and date where the City Council listens to public comment on the preliminary draft of the Consolidated Plan. Passage of the budget ordinance does not occur until the final draft of the Consolidated Plan is finished. The budget ordinance is typically passed concurrently with the adoption of the Consolidated Plan. Page 2 - 4 PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only} Final Edition of the Consolidated Plan At the end of the public review period, City staff prepares the final draft of the Consolidated Plan. A resolution is prepared asking the City Council to adopt the Plan. If the Council decides to revise the final draft, another public hearing is scheduled. A public notice is published in the local newspaper indicating the time, date and reason for the public hearing. Once the City Council passes the resolution adopting the Plan, the final edition is published, distributed and submitted to HUD for approval. Amendinq the CDBG Budget Ordinance Any significant change to a CDBG project approved through the Consolidated Planning Process is administered as an amendment to the CDBGbudget ordinance: A significant change is defined as any of the following conditions: 1. Change in the activity as described in the narrative description of each appropriation listed in the budget ordinance. 2. Change in subrecipients. 3. Change in the appropriated amount. Amendments to the budget ordinance require a public hearing. A description of the amendment, time and date of the public hearing is published in the local newspaper. The public has an opportunity to comment on the proposed amendment at the public hearing which is prior to Council action. Inactive or Abandoned Capital Projects For the purpose of appropriations using Community Development Block Grant (CDBG) funds, the following criteria will apply. Public Services and Administration: CDBG funds appropriated for eligible public service and administrative activities are made solely and strictly for activities within the program year for which they were appropriated. These activities will be considered accomplished at the end of the program year. Any remaining appropriation for public service and administrative activities at the end of the program year will be reappropriated to eligible projects in the next program year. Capital Improvements: According to RCW 35A.33.150, special fund appropriations, such as CDBG appropriations, do not lapse but carry forward from year to year until fully expended or the purpose has been accomplished or abandoned. CDBG funds appropriated to subrecipients for capital improvements must be expended within the term of the subrecipient's CDBG grant agreement. CDBG funds appropriated for capital improvements will be Page 2-5 PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only) considered abandoned, and the funds will be reappropriated, if any of the following conditions exist: . (a) The term of the grant agreement expires and the subrecipient fails to request an extension in accordance with the terms of the agreement. (b) The subrecipient fails to submit a request for reimbursement or fails to submit an activity report during the program year. : (c) The subrecipient fails to make the project "bid ready" within the first year after the - appropriation. "Bid ready" means that, at a minimum, the bid specifications'are drafted and the subrecipient is ready to solicit bids. - The City may consider exceptions to the above,criteria if extenuating circumstances exist such that making such exceptions would be fair and prudent. Access To Information Applications, contracts and other records related to the past use of Auburn CDBG funds are available for public review at the Department of Planning and Community Development, Auburn City Hall, 25 West Main Street, from 8:30 AM to 4:30 PM, Monday through Friday. Technical Assistance Through the documents and information distributed by the City, prospective agencies and groups are advised that technical assistance is available. Several agencies have accepted the City's offer to provide technical assistance. Access to Planning Information Copies of the City's Comprehensive Plan, Consolidated Plan, census data and other planning information are made available, free of charge, to any interested person or group. Copies of the City's planning documents are distributed to local libraries, Chamber of Commerce, schools, news media and several other organizations: Grievances and Complaints Written complaints or grievances are answered within 15 working days whenever possible. Citizens have the opportunity to appeal to the City Council for their desired response or action regarding the Plan. A summary of written complains or grievances along with a response is included in the appendix of the Plan. Page 2-6 PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only) CHAPTER 3A: HOUSING AND COMMUNITY DEVELOPMENT NEEDS This section offers statistical and analytical information that provides an overall picture of Auburn's housing- community development needs. It lays the foundation for the Chapter 4: Housing and Community Development Strategies. . _ GENERAL POPULATION AND HOUSEHOLD CHARACTERISTICS Population In April, 2004, Auburn had- an estimated population of 46,500 People., Recent growth, as well as projected growth, is attributable mainly to annexations and/or the construction of new housing in the recently annexed areas. If Auburn continues to grow at its current rate, and if it incorporates its potential annexation areas as planned, then by year 2020 its population will be approximately 80,000 people. Figure 3.1 Auburn's Population Ethnic and Racial Trends The 1990 Census indicates 91 % of Auburn's residents were Caucasian. In year 2000 the Census reports 79% of Auburn's residents were Caucasian and the remaining 21% were people of color. Auburn's net migration did a complete flip-flop over the past 20 years. Between 1980 and 1990, nearly 80% of Auburn's new residents were Caucasian and 20% were people of color. From 1990 to 2000, approximately 28% of Auburn's new residents were Caucasian and the remaining 72% were people of color. Approximately 42% of Page 3A.1 PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only) Auburn's new residents between 1990 to 2000 were Latinos. Another racial group that increased its population in Auburn over the past 10 years was Native Americans. Figure 3.3 Fimire 3 4 POM*W of Ef nk Pop Eton U ing "i *51i am Sinoe IM 83% — —_ s4% 50% 40% 38% 33% 309E 20% 1raX W/6 _ .. 10% O% (!C C �P C ���C � \4 'Il l Household Characteristics Change in Ethnic Population {a�r«m.9. tow ohans.} 60% 70% 67% 60% 50% 40% 30% 28% 20% 109E 0% 1990-2000 1980-1990 OCairseian - Non HiepaM •People Of COW Plus H*mniO In the Year 2000 Census, Auburn had a total of 16,108 households. Families with children comprise less than one-third of Auburn's total households. Single parents, mostly women, head approximately 12% of family households with children. A nearly equal number of households are people living alone or married couples with no children. Figure 3.5 Types of Auburn Households Non -Family 8% Married w/ Children 20% a; s sass' living Alone, 29%; Married w/out Children 31% Single Parent 12% Page 3A.2 PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only) Age of Population The median age of the Auburn resident has increased from 31.6 years in 1990 to 34.1 years of age in year 2000, which is slightly less than the King County median age of 35.7 years. Figure 3.5 illustrates the change in Auburn's age groups between 1990 and 2000. All of the age groups experienced positive growth except the 25-34 year age group. The percentage of Auburn residents in this age group decreased compared to 1990. At the same time, the age groups between 35-60 years increased. The average age of a new resident in Auburn is 42 years of age. Approximately 22% of Auburn's population is school-age c$ildren 5-19 years. Seniors age 60 years or old account for 15% of Auburn's total population — which is about the same as 1990 and slightly higher than King County average (13%). Figure 3.6 Auburn's Population Sorted by AQP f ruin Income Characteristics Low-income is defined as a household that earns less than 80% of the King County median household income (KCMI). In the year 2000, the King County median household income increased to $53,000 per year. The definition of low income subsequently increased to include those households earning less than $42,000 per year. In the .year 2000, 53% of Auburn's households earned less than $42,000 per year and, therefore, are low income. Figure 3.7 Auburn's Median Incomes Page 3A.3 Aubum n COMy 0% 2000 %C 2W 1990 2000 1 %Crane PerCVitahmw $13,866 $19,630 42% $18,587 $29„521 59% Medan Hwse old Inc m $30,007 $39,208 31% $36,179 $53,157 470/, Median Fw;dy lnco m $35,198 $45,426 29% $44,555 $66,035 48% Page 3A.3 PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only) Poverty Created in 1955, the poverty threshold assumes that families who spend a third or more of their gross income on four basic and essential food groups, as determined by the Dept. of Agriculture, are living in poverty. The poverty threshold amount varies by family size. It does not vary geoMphically across the nation. If the family's total income is less than the "poverty threshold", then the entire family is considered as in poverty. In the Year 2000, the poverty threshold for an individual was $8,794, for two persons it was $11,239 -and for a four -person household it was $17,603 per year. Between 1990 and 2000, the number of Auburn residents living in poverty increased 43%. It is unclear how much of this increase is due to poverty-stricken people moving into Auburn or existing low-income households losing ground and slipping into poverty. In any event, it is one of the reasons Auburn's median income levels remained comparatively lower than the rest of King County. In the year 2000, roughly 5,000 Auburn residents, or 12% of its total population, live in poverty. Employment In 1990 one out of four of Auburn's residents worked in the manufacturing industries. Between Year 1990 and Year 2000 Auburn's resident labor force lost 1,000, or approximately one-fourth, of these manufacturing workers. Although Auburn's resident labor force increased by 2,540 workers, nearly 70% of these new jobs were in hospitality and entertainment industries. Figure 3.8 Change in Jobs Located in Auburn Page 3A.4 PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only) Auburn's economy presents an interesting conundrum — namely how to connect the people who live on the east side of Auburn to the jobs located on the west side of Auburn. The City of Auburn's Comprehensive Land Use Plan divides the city into three parts. The west Auburn is designed to serve the Central Puget Sound region. East Auburn contains the majority of residential areas and downtown Auburn connects the two. According to the Puget Sound Regtrnial Council, approximately 38,058 jobs are located in Auburn. More than half of these jobs are located on its west side. The Census indicates Aubw residents fill approximately 5,811 (15%) of these. Roughly 69% of Auburn's adult labor force work outside of Auburn. Their average commute time in Year 2000 was 23 minutes compared to 19 minutes in Year 1990. Educational Attainment Figure 3.5 compares the educational attainment of Auburn's adult population to King County. It indicates that the adults in Auburn over 25 years of age who have less than twelve years of education are twice as high compared to the King County average. Auburn has a few Census block groups where one out three adults have less than 12 years of education. These block groups tend to have a large number of very low-income households and high percentage of immigrant families. South King County in general tends to lag behind east and north King County relative to the number of adult residents who are college graduates. The Census indicates 16% of Auburn's adult population over 25 years of age has bachelor or postgraduate degree compared to a King County average of 40% for the same age cohort. Among the south King County cities, only three cities -- Algona (7%), Pacific (9%) and SeaTac.(15%) — have fewer college graduates. Figure 3.9 Educational Attainment of Auburn's Adult Population HOUSING CONDITIONS AND MARKET ANALYSIS Number and Type of Housing Both the number and the price of housing continues to increase in Auburn. Figure 3.2 represents the wide variety of housing available in Auburn. The number of housing units Page 3A.5 1990 2000 2000 Number % Total Number % Total King Co. % KC Total Total Persons 25+ Years Old: 21,099 100% 25,569 100% 1188740 100% Years of school completed ... <9th grade 1,118 5% 1,253 5% 40,702 3% 9-121h, no diploma 2,685 13% 3,139 12% 75,026 6% High school graduate 7,207 340/6 8,172 320/6 227,931 190/0 Some College, No Degree 5,658 27% 6,832 27% 280,812 240/6 Associate Degree 1,710 8% 2,176 9% 89,321 8% ` Bachelor's Degree 2,053 10% 2,874 11% 316,451 27% Post Graduate Degree 668 3% 1,123 4% 158,497 13% HOUSING CONDITIONS AND MARKET ANALYSIS Number and Type of Housing Both the number and the price of housing continues to increase in Auburn. Figure 3.2 represents the wide variety of housing available in Auburn. The number of housing units Page 3A.5 PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only) increased 31% from 14,786 in 1994 to 19,420 in 2004. A large number of these new homes were the result of recent annexations. The City of Auburn recently annexed Southwest Lea Hill and portions of Pierce County. Both of these annexation areas are growing at a substantially higher rate than the areas within Auburn's city limits prior to year 2000. Single-family housing remaining the predominant type of housing at 46% of the total compared -to -42% for multi -family housing and 12% for mobile homes. Figure 3.10 Auburn's Housing Supply: 1990-2004 Type 1990 1994 2000 1 2004 % Total 10 yr Diff % Diff 1 -unit 6,117 6,366 7,913 8,990 46% 2,624 41% 2 -units 781 813 916 976 5% 163 20% 3&4 units 1,366 1,485 1,670 1,717 9% 232 16% 5+ units 3,751 3,916 4,782 5,385 28% 1,469 38% MH units 1 -2,041 1 2,106 2,359 1 2,298 12% 192 90/10 SP -units 100 100 44 54 0% na na totals 14,156 14,786 17,684 19,420 100% 4,634 31% Renters and Homeowners and Tenure More than half (53%) of the housing units in Auburn are owner -occupied. The median year in which both rental and homeowner housing units were built was 1976 or 24 years ago. The average length of tenure of an Auburn homeowner is six years; whereas the average tenure of a renter is one year. Figure 3.11 Comparison of Tenure {sorted by % Owner Occupied) Page 3A.6 Owner Renter Total % Owner % Renter Pierce Co. 165598 95202 260800 63% 37% Bellevue 28189 17647 45836 61% 39% King Co. 425436 285480 710916 60% 40% Burien 7552 5847- 13399 560/6 - 44% --- Federal Way 17612 13825 31437 56% 44% Redmond 10520 8582 19102 55% 45% Puyallup 7064 5806 12870 55% 45% Tacoma 41676 34476 76152 55% 45% Auburn 8731 7377 16108 54% 46% SeaTac 5281 4427 9708 54% 46% Renton 10848 10860 21708 50% 50% Kent 15178 15935 31113 49% 51% Seattle 125165 133334 1 258499 48% 52% Lakewood 11357 12435 1 23792 48% 52% Page 3A.6 PY2005-2008 Consolidated Plan Housing Market Analysis: Preliminary Draft /for discussion purposes only} In the year 2000, the median sales price of a home was $161,950 and the median value of a home was $153,400. Compared to the rest of King County, the cost of housing was a bargain. In year 2000 the median sales price of a home in King County was @289,800 and the median value--Ww $236,000. Four years later the median sales price of a home in Auburn has increased to $262,000 and the median value of homes is $176,000. The cost of housing in Auburn is still considerably less than the rest of King County, but it is quickly catching up. Just within a two year period, the price of housing increased over $20,000: The following table represents a snapshot of the housing market on two separate dates. Several of the homes for sale that are less than $100,000 are mobile homes in designated manufactured home parks. Figure 3.12 Homes for Sale in Auburn Housing Affordability Affordability concerns all households, regardless of income. It pertains to a household's attempt to reach a balance between its financial means and its desire for decent housing and amenities. The accepted definition of affordability is based on the percentage of household income spent on dwelling costs. Dwelling costs for an owner occupied unit include principal and interest payments, taxes, insurance and public utilities. A housing unit is considered affordable if monthly dwelling costs are less than 30% of the household's gross income. If a larger share of household income is spent on dwelling costs, then the household is probably sacrificing money that would normally be spent for other basic needs such as food, health care, childcare, education, etc. The term "affordability gap" refers to the difference between the average price of housing — either rented or owned —.and the recommended, affordable price of housing. A positive gap means the price of housing is less than the recommended amount that a household could afford to pay. Households with positive affordability gaps have several choices of Page 3A.7 5/18/2004 6/2/2002 Total Number of SF Houses 429 474 Median Price: 262,000 $239,950 Number of Units ... Over $325,000 98 93 ... $250,000 to $325,000 146 118 ... $175,000 to $250,000 115 186 ... $100,000 to $175,000 32 72 ... Less than $100,000 38 5 Housing Affordability Affordability concerns all households, regardless of income. It pertains to a household's attempt to reach a balance between its financial means and its desire for decent housing and amenities. The accepted definition of affordability is based on the percentage of household income spent on dwelling costs. Dwelling costs for an owner occupied unit include principal and interest payments, taxes, insurance and public utilities. A housing unit is considered affordable if monthly dwelling costs are less than 30% of the household's gross income. If a larger share of household income is spent on dwelling costs, then the household is probably sacrificing money that would normally be spent for other basic needs such as food, health care, childcare, education, etc. The term "affordability gap" refers to the difference between the average price of housing — either rented or owned —.and the recommended, affordable price of housing. A positive gap means the price of housing is less than the recommended amount that a household could afford to pay. Households with positive affordability gaps have several choices of Page 3A.7 PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only) affordable housing. A negative gap indicates the price of housing exceeds the recommended amount for housing. Households with a negative affordability gap have fewer housing choices. According to the Year 2000 Census, the median household income in King County was $53,157 per year.—dor half of the households in King County, housing costs of less than $1,330 per month would be affordable. The Census indicated the median rent paid by Auburn residents was $639 per month and the median mortgage payment was $1,061 per month. Subsequently, Auburn has a number of affordable housing choices relative to King County in general. Figure 3.13 - Housing Affordability -by Income Level Cost Burden The following figure shows the percentage of total households in Auburn and King County relative the amount of their household income spent on housing costs. Approximately one out of four of Auburn's households pay 35% or more of their household income for housing costs. Approximately 75% of Auburn households who earn less than $20,000 per year pay more than 30% for their housing costs. An even greater percentage of King County low-income households have unaffordable housing. In other words, these low income households would pay even more of their income for housing outside of Figure 3.14 Households Paying More Than 30% for Housing Costs By Income Group FmA,b— 0 K Co. Yr 2000 Monthly Affordable % Auburn Income Group $75,000 to W9.9W. .. Household Income Housing Costs Households Very Low Income less than $1,285 $0 to $385 16% 0-29% of KCMI less than $8 per hour $10.000 W $19,999: Low Income $1,286 to $2,215 $386 to $664 24% 30-490/6 of KCMI $8 - $13 per hour Moderate Income $2,216 to $3,544 $665 to $1,060 16% (50-79% of KCMI) ($13 - $20 per hour Low -Median Income $3,545 to $4,430 to $1,330 14% (80-99% of KCMI {$20-$25 hour)$1,061 High -Median Income $4,431 to $5,270 $1,331 to $1,580 9% (101-119%ofKCMI) $25-$30 per hour) Upper Income more than $5,270 $1581 or more 21% 1201/o or more of KCMI) more than $35 per hour Cost Burden The following figure shows the percentage of total households in Auburn and King County relative the amount of their household income spent on housing costs. Approximately one out of four of Auburn's households pay 35% or more of their household income for housing costs. Approximately 75% of Auburn households who earn less than $20,000 per year pay more than 30% for their housing costs. An even greater percentage of King County low-income households have unaffordable housing. In other words, these low income households would pay even more of their income for housing outside of Figure 3.14 Households Paying More Than 30% for Housing Costs By Income Group FmA,b— 0 K Co. $100,000 m m $75,000 to W9.9W. .. $50.000 W 574.999: - $35,OW a $49,999: M.OW a $34.999: $10.000 W $19,999: Lees Men $10.000: Page 3A.8 PY2005-2008 Consolidated Plan Preliminary Draft (or discussion purposes only) Auburn. A smaller percentage of Auburn's more affluent households have unaffordable housing compared to the rest of King County. Public Housing Needs KCHA administemYf,626 units of housing dispersed among 23 suburban cities and unincorporated areas of King County. Housing programs include: public housing for families, senior citizens and people living with disabilities; affordable work force housing; emergency and transition facilities for homeless and special needs populations; homeownership initiatives; _. Section 8 certificate and voucher programs, as well. as home repair and weatherization for private dwellings. As of April 1999 KCHA manages 3,384 public housing units for families, seniors, and people with special needs in the county outside Seattle and Renton. The stock of public housing is quite diverse, ranging from single family to townhouse to multifamily developments. Most family developments are small, having 30 units or less. The populations served by the KCHA include families, the elderly, chronically mentally ill, developmentally disabled, victims of domestic violence, youth, and persons with AIDS. Eligible families earn no more than 50% of the King County median income. Rents are not more than 30% of the tenant's net income. Approximately 678 units, which is 20% of KCHA total units, are located in Auburn. Figure 3.15 KCHA Rental Units Located in Auburn Development Name Number Type of of Units Housing Green River Homes I 60 F/S/D Green River Homes II 60 F/S/D Wayland Arms 67 S/D Bumdale 50 F Firwood Circle 50 F Plaza Seventeen 70 S/D Gustaves Manor 35 S/D Auburn Square 160 F Tall Cedars Mobile Home Park 126 F Totals 678 D: Disabled F: Family S:Senior Assisted Housin>; King County Housing Authority administers the Section 8 Housing Assistance Program which subsidizes the rental payments of low income households. Approximately 8.7% of King County's vouchers and certificates are issued to Auburn landlords and tenants. Page 3A.9 PY2005-2008 Consolidated Plan Preliminary Draft discussion purposes only} According to information provided by KCHA, Auburn currently has 1,246 Section 8 assisted housing units. The King County Consolidated Plan states that in 1999 Auburn had 999 housing units funded through Section 8. Apparently the number of Section 8 units has increased 25% over the past five years. Public Housing -Nreds The need for public housing exceeds the supply of available public housing and/or Section 8 housing vouchers. As of April 1999, approximately 2,400 applicants were on the waiting - list for public housing. Among these applicants, 62% qualify for federal preference for admission. Applicants in the federal preference category are given the highest priority on the waiting list based on need. Once preference is assigned, they are given housing according to the date and time of their qualification._ The average -waiting time for assisted housing is about two years. Five Year Projections The City of Auburn's "2020 Population Projection" forecast that Auburn will experience greater than average growth over the next 20 years. Housing developments in the Pierce County portion of Auburn, combined with annexations of Lea Hill and West Hill, will drive Auburn's growth over the next twenty years. Figure 3.17 represents the projected housing growth indicated in the City's "Year 2020 Population Estimate". Among the 16,200 projected increase in housing units, roughly one-fourth of the new housing units (5,267 housing units) will be built outside of the annexation areas. Approximately 40% of Auburn's new housing units will be built in the Lakeland PUD located in the Pierce County portion of Auburn and the remaining 35% will located in the Lea Hill annexation areas. Figure 3.16 Housing Growth Projections Distribution of Housing Among Income Groups King County's growth management policies recommend Auburn plan for 37% of its projected new housing units be affordable to low and moderate income households as Page 3A.10 40000 3500• 30000 25600 26000 15000 10000 sees 0 1970 1900 1990 2000 2010 2026 Distribution of Housing Among Income Groups King County's growth management policies recommend Auburn plan for 37% of its projected new housing units be affordable to low and moderate income households as Page 3A.10 PY2005-2008 Consolidated Plan Preliminary Draft (for discussion purposes only) follows: 20% for low income and 17% for moderate income households. The King County Planning Policies state that in areas identified as city expansion areas, King County and the respective cities should plan cooperatively for affordable housing development and preservation. Figure 3.18 represents the projected distribution of new housing units relative to respective income groups over the next six years. It does not include any of the proposed annexa-ftns-areas since these areas are addressed in the King County or Pierce County Consolidated Plan. The distribution between single family and multi -family dwelling units is consistent with the mix of types of housing units reported in the Year 2000 Census. Figure 3.17 Auburn's Year 2010 Housing Target Recommended by King County Barriers to Affordable Housing With its consistently lower rents, Auburn's rental housing market continues to offer some of the most affordable rental opportunities within the county. In addition, the median cost for purchasing a home in Auburn continues to be lower than the King County median cost for home ownership. Auburn remains one of the leading cities in the county for providing affordable home ownership opportunities. However, given the high concentration of low income people in Auburn, home ownership is less likely an option for many Auburn residents. Auburn residents with very low incomes (less than 50% of the King county- median ountymedian income) are likely to have excessive housing costs. Since Auburn currently has one of the highest concentrations of affordable housing for low and moderate income groups in the county, continued emphasis will be placed on the preservation, maintenance and improvement of this existing stock and -nn improving the. living environment of predominantly low income neighborhoods. Future housing needs will be addressed primarily through market forces. The City will continue to assist in the development of affordable housing alternatives for households not reached by the market (e.g., emergency shelter, transitional housing, etc.) in accordance with Auburn's fair share of the region's need for such housing. Over the past twenty years, Auburn responded positively to the housing needs of low and moderate income groups. Over the next twenty years, Auburn will attempt to economically integrate its community by diversifying its housing stock to include all income groups. Auburn currently has a relatively small portion of households consisting of middle and Page 3A.11 Total 2000 SF 2010 MF 2010 Total New HU Total HU Yr 2010 % Total Yr 2020 Less than 50% 5347 0 777 777 6124 23% 50°/6-80% 4841 100 407 507 5348 20% 80°/6-120% 3944 1224 816 2040 5984 23% 120%+ 3552 4500 769 5269 8821 34% Totals 17684 5824 2769 8593 26277 100% Barriers to Affordable Housing With its consistently lower rents, Auburn's rental housing market continues to offer some of the most affordable rental opportunities within the county. In addition, the median cost for purchasing a home in Auburn continues to be lower than the King County median cost for home ownership. Auburn remains one of the leading cities in the county for providing affordable home ownership opportunities. However, given the high concentration of low income people in Auburn, home ownership is less likely an option for many Auburn residents. Auburn residents with very low incomes (less than 50% of the King county- median ountymedian income) are likely to have excessive housing costs. Since Auburn currently has one of the highest concentrations of affordable housing for low and moderate income groups in the county, continued emphasis will be placed on the preservation, maintenance and improvement of this existing stock and -nn improving the. living environment of predominantly low income neighborhoods. Future housing needs will be addressed primarily through market forces. The City will continue to assist in the development of affordable housing alternatives for households not reached by the market (e.g., emergency shelter, transitional housing, etc.) in accordance with Auburn's fair share of the region's need for such housing. Over the past twenty years, Auburn responded positively to the housing needs of low and moderate income groups. Over the next twenty years, Auburn will attempt to economically integrate its community by diversifying its housing stock to include all income groups. Auburn currently has a relatively small portion of households consisting of middle and Page 3A.11 PY2005-2008 Consolidated Plan Preliminary Draft (for discussion purposes only) higher income groups. By striving to bring its number of low and moderate income households in line with the rest of King County, while increasing the growth rate of households with more affluent incomes, Auburn should achieve a more even distribution and diversity of socio-economic groups. The City of Aube m% --Comprehensive Land Use Plan includes policies and recommendations to develop Auburn into a collection of culturally diverse and economically integrated neighborhoods consisting predominantly of single family residences, joined together by a pedestrian oriented transportation system, along with. complementary public spaces, educational facilities, recreational and social services sufficient to promote and sustain an amenable quality of life. Development activities will cultivate a sustainable community wherein: • Home buyers and renters of all income groups have sufficient opportunities to procure affordable housing. • Existing neighborhoods along with properties of special and/or historic value are preserved for enjoyment and enhancement of future generations. • A balanced mix of affordable housing types exist in order to meet the needs of all economic segments of the population. • Public and private agencies implement policies and offer programs or projects that help alleviate physical and economic distress; conserve energy resources; improve the quality and quantity of community services; and eliminate conditions that are detrimental to health, safety and public welfare. • Residential developments are monitored for purpose of reducing the isolation of income groups and groups with special needs; the determination of existing and future housing needs; better utilization of land and other resources that enhance the availability of affordable housing opportunities. Fair Housing: The City of Auburn is committed to providing equal access and opportunity to housing choices for all people. The Fair Housing Act prohibits discrimination in housing because of race or color, national origin, religion, gender, familial status and/or physical disabilities. Complaints received by the City pertaining to alleged violations of the Fair Housing Act are referred to: Seattle District Office Washington State Human Rights Commission 1511 3rd Street, Seattle Washington 98101 phone #206-464-6500 or 1-800-233-3247 When a complaint is filed, the Commission acts as a neutral fact -finder. It gathers facts about the situation and then determines whether there is cause to believe that discrimination occurred. The Commission will send a written notice to the person(s) Page 3A.12 PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only) alleged to have committed the act of discrimination. The Commission will ask for a written response to the charge. A Commission Investigator will investigate the complaint by gathering more evidence, interviewing witnesses, or conducting site visits. Whenever appropriate, the Commission will meet with both sides to explore resolving the issues. Upon completion of the investigation, the Commission will issue a finding. If the evidence does not support-dre-charge of discrimination, the Commission will issue a finding of "no reasonable cause" to believe discrimination occurred. If the Commission finds that there is reasonable cause to believe discrimination occurred, it will seek conciliation of the complaint. Appropriate remedies in the conciliation process may include back pay, reinstatement, rent refunds, or training to eliminate the unfair practice. If conciliation fails, the complaint may be turned over to the Attorney General's office for hearing before an Administrative Law Judge.. The :, Commissioners may grant reconsideration if the party can show that there was a misapplication of the law, or that relevant information provided during the investigation was not considered in the finding. Impediments to Fair Housing: Auburn is becoming more racially and ethnically diverse. Approximately 11 % of its population was born in foreign countries. Over one-third of its households have children. Auburn also has a large population of people with physical disabilities. Approximately 9% of Auburn's adult population have a physical disability. All of these .are factors for which the potential for housing discrimination may occur. Several years ago the King County HOME Consortium, which includes the City of Auburn, conducted an "Analysis of Impediments to Fair Housing Choices in King County." This analysis found that the most common cited basis for complaints involved "refusal to rent" and "coercion". Thirty-four percent of the cases filed alleged discrimination based upon disability status. People of color or other national origins Oiled 50% of the cases. Successful conciliation or settlement occurred in 44% of the cases while "no cause" was determined in 32% of the cases. The rest were either withdrawn or had another form of disposition. One of the conditions to receiving a Community Development Block Grant is to periodically analyze local impediments to fair housing. The City uses this information to determine actions to overcome the effects of any impediments identified through that analysis. The City of Auburn plans to update its analysis of impediments to fair housing during the 2004 program year. The results of this analysis will be included in the annual update of this Consolidated Plan. Copies of the report presenting the findings from the analysis of fair housing impediments will be available at City Hall for public review. Affirmative Marking Plan to Promote Fair Housing: The City of Auburn administers all its programs and activities related to housing and community development in a manner to affirmatively further the policies of the Fair Page 3A.13 PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only) Housing Act. It requires that all contractors, subcontractors, sub -recipients, owners, landlords, and vendors will not discriminate against any person on the basis of their race, color, ethnicity, religion, gender, familial status or physical abilities. Towards these ends, the City proposes to implement the following affirmative marketing strategy: • Recipients oTpublic funds administered or provided by the City of Auburn for housing and community development activities must agree to comply and promote the Fair Housing Act. Certification of their agreement to comply and promote the Fair Housing Act will be a condition to a grant - recipient's eligibility for City funds. • Brochures and flyers regarding the provisions of the Fair Housing Act will be distributed to social service agencies, business firms engaged in activities associated with housing, and the local library. • Community service announcements and press releases will be placed on public access cable television channels. • All announcements, program advertisements, solicitations, brochures and flyers prepared and distributed by the City of Auburn for housing and community development activities will display the Equal Housing Opportunity logo or slogan. • Fair Housing and Equal Opportunity posters in Spanish, Ukraine and English will be displayed at City Hall and at the public library. Records will be maintained regarding the actions taken by the City of Auburn and its grant recipients for a period of five years following the end of each program year. These records will be available for public and HUD review. Updating the analysis of fair housing impediments will become part of the planning process for the Consolidated Plan. The City of Auburn will annually access the success of its affirmative marketing actions and determine if any corrective or additional strategies are needed to better inform people about their equal rights to housing choices. Lead Based Paint Over the past 100 years, the percentage of lead in paint has varied from 50%, common in the 1940's to 6/10% after the Consumer Product Safety Commission ban in 1978. Older housing, particularly housing built before 1940, is at highest risk for containing lead-based paint. Using an estimation technique developed by The National Center For Lead -Safe Housing, a rough estimate of the number of housing units at highest risk for lead based paint hazards was developed. The percentage of housing units occupied by very low- income renters is used by HUD as an indicator of highest risk. Auburn may have approximately 1,659 housing units with a potentially high risk of lead-based paint somewhere within the particular housing unit. Page 3A.14 PY2005-2008 Consolidated Plan Preliminary Draft discussion purposes only) CHAPTER 313: HOUSING & COMMUNITY DEVELOPMENT NEEDS Homeless and Special Needs Populations:. Homeless Populations: _ The lack_ of -reliable, non -duplicative data makes estimating the homeless population in Auburn impossible. For instance, some of the homeless families served by the YWCA shelters in Auburn were transient and had never lived in Auburn until they were placed in the shelter. On the other hand, some families residing in shelters located in other cities had previously lived in Auburn. At best estimates of Auburn's "at -risk" can be measured relative to characteristics and trends of King County's homeless population in general. Regional Characteristics and Trends The "One Night Count of Homeless People in Seattle/King County" has been conducted annually for the past 24 years. The Seattle/King County Coalition for the Homeless (SKCCH), a partnership of not-for-profit and government agencies that collaborates to address the needs of homeless people, assumes oversight of this event. The 2002 Annual One Night Count was conducted on October 17, 2002. It estimated that a total of 7,980 people are homeless on any given night. The survey of shelters and transitional programs found 4,675 people utilizing services on the One Night County. The street count portion of the count found 2,040 people surviving outside without shelter. In addition, it is estimated that at least 1,265 people are living unsheltered in the balance of King County. The increase in homeless individuals counted over the past three years corresponds to a 23% increase since 1999. Figure 3.21 2002 One -Night Count Seattle King Co Total Street Count 2,040 1,265 3,305 Shelters & Transitional Housing 3,674 1,001 4,675 Totals 5,714 2,266 7,980 Among the individuals in shelters, the majority of the population outside of Seattle were women with children. In Seattle single men accounted for 45% of the survey population. Outside of Seattle, families with children account for 75% of the survey population. Approximately 51 % of the survey population was single parents with children and 24% were couples with children. Approximately 31 % of the homeless population were children under the age of 17 years. The median age of these children is 9 years. Page 3B.1 PY2005-2008 Consolidated Plan Preliminary Draft /for discussion purposes only) The One Night Count survey asks participants to list the last permanent address of people utilizing their services. A permanent address is defined as a place occupied for at least two months, excluding shelter and transitional housing. This information was collected for over 70% of the households who were accessing services. The following table summarizes the results. The total number of survey respondents who indicated South King County as their last permanaft-address was 9% to 10%. Figure 3.23 Last Permanent Address of Households Surveyed Factors Contributing, to Homelessness When the survey was conducted, the King County median household income was $54,401 per year. Of the households served on the night of the survey, 95% had incomes below 30% of the KCMI. Among the homeless people surveyed outside of Seattle, 34% of them received income from employment, 43% received public assistance, 8% met the federal disability requirements to receive Supplemental Security Income (SSI), and 15% had no income at all. Of the total individuals who were counted, approximately 3,180 provided information relating to contributing factors. The survey allowed for more than one factor to be attributed to an individual. Among the factors identified, economic or financial loss and domestic violence were most frequently cited. Figure 3.24 Factors Contributing to Homelessness Factors Contributing Economic or Financial Loss % Change 2002/2001 % Total Count 2002 2002 % Total Count 2001 2001 Seattle -7% 36% 1131 50% 1220 Out of State -26% 12% 367 20% 495 South King County 19% 9% 292 10% 245 WA State {outside of King Co} 3% 7% 232 9% 226 North or East King County -21% 6% 200 10% 253 Unknown na 6% 177 0% 0 Information not monitored na 24% 738 0% 0 Factors Contributing, to Homelessness When the survey was conducted, the King County median household income was $54,401 per year. Of the households served on the night of the survey, 95% had incomes below 30% of the KCMI. Among the homeless people surveyed outside of Seattle, 34% of them received income from employment, 43% received public assistance, 8% met the federal disability requirements to receive Supplemental Security Income (SSI), and 15% had no income at all. Of the total individuals who were counted, approximately 3,180 provided information relating to contributing factors. The survey allowed for more than one factor to be attributed to an individual. Among the factors identified, economic or financial loss and domestic violence were most frequently cited. Figure 3.24 Factors Contributing to Homelessness Factors Contributing Economic or Financial Loss 19% Domestic Violence 19% Transience 13% Eviction or Displacement 12% Family Crisis (divorce, widowed, etc) 12% Physical/Emotional Abuse 10% Other 9% Did not meet housing criteria 3% Racism 1% Minor Asked to Leave Home 1 % Page 313.2 PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only) Auburn's At -Risk Homeless Population: Among the several factors that contribute to homeless, only a few of them are measurable. Nonetheless, HUD requires the Consolidated Plan include a description and estimate of individuals who are currently housed but threatened with homelessness. For the purposes of meeting these- Tuidelines, Auburn's "at -risk" homeless population is defined as a percentage of households that are overcrowded and/or significantly unafford4ble. It also includes a percentage of victims of domestic violence who are fleeing physical or emotional abuse. (a) Overcrowded Households Overcrowded conditions may indicate a "hidden homeless population of families who might be doubling up with other families. The Census Bureau defines overcrowding as more than one person per room. Rooms include all livable subunits within the housing unit including bathrooms, kitchens, enclosed porches suitable for year-round use, and basements. For example, a family of four in a one -bedroom apartment would be overcrowded. Overcrowding is an indicator for homelessness because some or all of the occupants are at risk of displacement or eviction for instance, if the overcrowded conditions violate the rental agreement The 2002. One- Night Count found that 12% of the population surveyed were homeless due to eviction and/or displacement. The Year 2000 Census found 446 households, with a total population of approximately 1,560 people, met the Census Bureau's definition of overcrowded. Approximately three-fourths of these households were rental units. (b) Significantly Unaffordable Another potential indicator of homelessness are households with "significantly unaffordable" housing costs. "Significantly Unaffordable" is defined as households that pay 50% or more of their household income for housing. Any number of unexpected expenses or a financial crisis puts at jeopardy the household's ability to pay their rent or mortgage. The 2002 One -Night Count found 19% of the survey population was homeless due to financial and/or economic loss. In the year 2000, the Census found 1,878 households who paid 50% or more for their household income for housing. Three-fourths of them are rental units. In the event of a financial crisis, a homeowner has options that a renter does not have; for instance, they can sell their home and/or refinance their mortgage. For this reason, only the "significantly unaffordable" rental units are included in the estimation of Auburn's at -risk homeless population. The total population of these "significantly unaffordable" rental units is approximately 3,595 people. (c) Victims of Domestic Violence: Police Incidents from the Auburn Police Department indicate an average of 384 incidents of domestic violence per year. Assuming each incident is a separate Page 3B.3 PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only) household, and based on the average household size provided by the U.S. Census, less one perpetrator; the estimated population is approximately 576 victims. The 2002 One -Night Count found that 38% of the survey population were homeless due to domestic violence. In order to convert -the above at -risk populations into an estimated need for both facilities and services, the above at -risk populations are converted into the estimated number of beds necessary to accommodate the homeless population at one -point in time. The estimate assumes that the entire at -risk population will not need services all at the same time; but rather, services will be parceled -out over the period of a year. The "Homeless Continuum of Care Plan" developed by the King County Homelessness Housing and Services Program states the average length of stay at an emergency shelter is 14 nights. Using this average, the following estimate was developed regarding the level of service that might be required to accommodate Auburn's at -risk homeless population. Figure 3.25 Estimate of Auburn's At -Risk Homeless Population Depended Variables: #HH Est Po victims of domestic violence 384 576 -- significantly unaffordable housing costs 1438 3595 — overcrowding 446 1 1561 Homeless Continuum of Care Estimated At -Risk Propensity Population 38% 219 19% 683 13% 203 Total At -Risk Population 1105 Average Bednights 14 Total Bednights Per Year 15470 Total Bednights Per DaM 42 b c=(a*b) d=(c/365) The City of Auburn cooperates with King County and other local jurisdictions to plan services and facilities for homelessness and homeless prevention. The County applies annually for McKinney grant funds to serve the homeless and at -risk populations; agencies in Auburn are eligible to apply for these funds much as they apply for HOME funds through the consortium. (a) Emergency Shelter Auburn has two shelters -- one shelter is operated by the YWCA and the other is operated by Auburn Youth Resources (AYR). The YWCA shelter consist of two 2 - bedroom units that contain approximately six total beds. The shelter primarily serves one and two parent families with children. Occupants can stay in the shelter for up to two weeks. While in shelter, the YWCA refer the tenants to appropriate health and social services. The AYR shelter has approximately six total beds. It Page 3B.4 PY2005-2008 Consolidated Plan Preliminary Draft (or discussion purposes only) serves primarily runaway and abandoned youth. Counseling, education, information and referral services along with foster home placement are provided. (b) Transitional Housing The YWCA -has eight units of transitional housing in Auburn. These eight units serve primarily homeless families. Tenants may stay in the transitional housing for up to six months. There is an additional single-family home in which tenants may stay for up to two years while paying only 30% of their income for rent. Half of this payment goes into a savings account for use when the household moves on to permanent housing. The YWCA provides counseling and referral services for these shelters. (c) Daytime Facilities Auburn currently does not have any day shelters, soup kitchens or other daytime only facilities. The Auburn Community Supper program offers a free supper once a week at a local church. Other Facilities, Social and Supuortive Services ■ St. Vincent de Paul coordinates a hotel voucher program for the homeless. The Salvation Army has recently opened a South King County office to provide emergency assistance for individuals and families. ■ In addition to providing shelter for homeless youth, Auburn Youth Resources offers other services including individual, group and family counseling; support groups for teen parents and victims of sexual abuse; alcohol/drug evaluations, counseling and education services; employment services; and 24 hour crisis intervention and foster home placement. ■ The Auburn Food Bank provides emergency assistance with rent and utility bills. It also administers the local food and clothing bank. ■ Auburn's churches provide social services in the amount of $150,000 - $200,000 annually in the form of emergency rental assistance, food, shelter, and clothing, among other basic survival needs. ■ The City's Finance Department administers a utilities (water and sewer) reimbursement program for low income Auburn senior citizens. ■ In addition to the services mentioned above, several agencies outside of Auburn serve Auburn residents. Agencies which receive financial support from the City include the following: The Domestic Abuse Women's Network (DAWN) provides shelter and services for victims for domestic abuse; Washington Womens' Employment and Education (WWEE) provides employment training and placement services to low income and unemployed persons; Catholic Community Services provides a number of support services to low income and homeless persons including emergency housing Page 3B.5 PY2005-2008 Consolidated Plan Preliminary Draft (for discussion purposes only) assistance; YWCA provides emergency assistance to the homeless and victims of domestic violence. Victims of Domestic Violence Victims of domestic violence is another subpopulation group that requires special attention. Each year the City of Auburn allocates nearly $100,000 or more for services to victims of domestic violence. Regional Characteristics and Trends Statistics about domestic violence speaks volumes about the serious nature of this national epidemic. In the United- States, a woman is beaten every 15 seconds by her intimate partner. Each year 2,000 to 4,000 women are killed as a result of domestic violence. Between 1997 and 2002 an average of 60 people died in domestic violence -related activities in Washington State. By the age of 20, one third of all young women will experience dating violence. Domestic violence tends to escalate during pregnancy. As many as 60% of battered women experience abuse during their pregnancy. Auburn is no exception to these national trends. Police reports indicate an average of 384 - incidences of domestic violence each year. These figures are conservative. Many reports of assault are connected to domestic violence and are not included in these numbers. In any event, Auburn police officers are responding to one or more reports of domestic violence each day. The total number of domestic violence related incidences for South King County increased 13.2% from 1,193 in year 2000 to 1,250 in year 2001. The impact of domestic violence on children must not be overlooked. During PY2001 approximately 1,355 South King County women received services; out of which, these victims had a total of 1,761 children. National statistics indicate over half of men who abuse their female partners also abuse children. In homes with four or more children, the figure leaps to over 90%. For the children whose mothers are abused, they are six times more likely to attempt suicide and 50% more likely to abuse drugs and alcohol. For every single victim of domestic violence served by local shelters, eleven other victims are turned away. Each year, in King County, more than 11,000 women- and children fleeing violent homes are turned away from shelter because of lack of space Domestic violence is the leading cause of homelessness in King County outside of Seattle. During the 2002 head count by the Seattle/King County Coalition for the Homeless, approximately 38% of the homeless clients in shelters gave domestic violence as the cause. These figures do not include the many more women and children who are sleeping in their cars or farmed -out to friends and relatives. Page 3B.6 PY2005-2008 Consolidated Plan Factors Contributing to Domestic Violence: Preliminary Draft discussion purposes only) There is no clear method or list of characteristics that determine who will be likely victims of domestic violence, aside from the fact that it is most likely to be a woman (95% of batterers are reported to be male). Domestic violence crosses all socio-economic boundaries, affectingwomen of every age, race, religion, ethnicity, and sexual orientation, regardless of marital status. Although women at every income level might experience domestic violence, the majority of welfare recipients have experienced domestic violence in their adult lives and a high percentage are currently abused. For women of color, immigrant and refugee women, bisexual, lesbian and transgender women, and women with disabilities; they encounter many additional barriers when they seek help. As described in a study by the Seattle/King County Department of Public Health, key barriers include. lack, of knowledge about the law, lack of knowledge about the availability of available services, and lack of safe, affordable housing. Existing Services and Facilities: In FY2004 the City of Auburn provided. approximately $90,000 in General Fund and CDBG grants to provide services to approximately 102 victims of domestic violence. The funds are allocated among five agencies. The following outlines appropriations and outcomes for FY2004. Agency Amount Auburn Program Outcomes Clients Description YWCA $28,000 30 0.50 FTE DV Provide advocacy based counseling Advocate along with through weekly group sessions. Raise supervision and office public awareness about domestic support violence through community events YWCA 5,000 6 Counseling for Six children will each receive 10 children of victims of counseling sessions (at least one . domestic violence session will be with the parent(s)) DAWN 14,000 10 DAWN's 25 bed Safe haven for 10 Auburn clients who confidential shelter- stay an average of 25. nights VCCC 20,000 25 Survivor's Support & 750 hrs of counseling to 100 clients Therapy Services City of Auburn 12,690 51 Victim Support Team Parenting classes and family support to (VST) approximately 51 clients KCCADV 8,000 na Regional Planner In conjunction with Tukwila, provide 0.50 FTE planner to develop a unified approach regarding the delivery of DV services in South King County. Page 313.7 PY2005-2008 Consolidated Plan Preliminary Draft {far discussion purposes only) In 2001 representatives from agencies in South King County that serve victims of domestic violence met to prioritize the service needs. The service needs that emerged as priorities are listed below according to their priority. Priority #1: More culturally competent and accessible services for refugee and immigrant DV survivors. Priority #2: More services to children who are experiencing domestic violence. Priority #3: Coordinated delivery of sub -regional services. Priority #4: More confidential shelter beds and/or safe havens. English Proficiency Around 14% of Auburn's population speaks a language other than English in their homes. Among these households, a total of 750 households {5% of total households} identify themselves as "linguistically isolated". In other words, households in which no person 14 years of age or older speak only English or speak English very well. The principal household languages other than English are Spanish, Ukraine, Vietnamese and Russian. Auburn has a higher percentage of linguistically isolated households among Spanish and other European languages than the rest of King County. The following chart compares the percentage of linguistically isolated households by language group. For instance, among all the households in Auburn in which Spanish is spoken, approximately 25% do not have anybody over the age of 14 years that speak English. Figure 3.9 Linguistically Isolated Households Page 313.8 PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only) Residents with Disabilities Regional Characteristics and Trends: According to a U.S. Census, approximately 15% of King County's adult population between 21 to 64 -years of age has a disability. Among the County's disabled population, nearly two-thirds of them are employed. The Washington State Independent Living Council reports that 9 % are considered are considered "severely" disabled or approximately 112,000 residents. As the population ages over the next 20 years, this percentage is likely to increase. Auburn's Ponulation The 2000 Census reports that Auburn had 14,445 over 5 years of age that are living with a disability. The Census defines a disability as a long-lasting physical, mental, or emotional condition. The Census divides disabilities into the following six categories. "Sensory Disabilities" pertain to long-lasting conditions such as blindness, deafness, or a severe vision or hearing impairment. "Physical disabilities" include people with a condition that substantially limits one or more basic physical activities, such as walking, climbing stairs, reaching, lifting, or carrying. The remaining four categories include people with physical, mental, or emotional conditions lasting six months or longer that make it difficult to perform certain activities. The four activity categories were: (a) learning,, remembering, or concentrating (mental disability); (b) dressing, bathing, or getting around inside the home (self-care disability); (c) going outside the home alone to shop or visit a doctor's office (going outside the home disability); and (d) working at a job or business (employment disability). The data includes some duplication; for instance, somebody with a sensory disability may also have an employment disability. Figure 3.10 Residents with Disabilities Type of Disability 5-15 yrs 16-64 yrs 65 yrs + Totals Sensory disability 101 875 932 1908 Physical disability 41 1977 1617 3635 Mental disability 312 1256 653 2221 Self-care disability 0 473 658 1131 Go -outside -home disability na 1,496 1211 2707 Employment disability na 2,843 0 2843 Totals 454 8920 5071 14445 Page 3B.9 PY2005-2008 Consolidated Plan Preliminary Draft ffor discussion purposes only) Hunger Regional Characteristics and Trends: Washington State has the fifth worst hunger level in the national according to the U.S. Department of A$ricu}ture. "Food Insecurity", or not knowing from where your next meal will come, is approximately 40% higher in Western Washington than the rest of the nation. Approximately 75% of the residents in Western Washington who use food banks are employed or have some source of income. One main reason Western Washington has a high rate of hunger is the high cost of housing. Increased housing costs consume a larger percentage of housing income leaving less money available for food. Auburn's Population Food banks in south King county report that the requests for food bank assistance is continuing to grow, with the greatest increase in working families with children. Food banks are now providing on-going support to low-income working households instead of periodic distributions of emergency food rations. The Auburn Food Bank serves a total of 10,500 clients per year, out of which 9,500 are Auburn residents. It distributes an average of 70 pounds of food to 1,657 families per month and 27 shut-ins per month. Staff at the. Food Bank estimate the amount of food they are distributing is approximately 25% more than in year 2000. The number of clients served by the Food Bank is roughly equivalent to the number of low-income households in Auburn. Senior Citizens Regional Characteristics and Trends: From 1990 to 2000 the number of senior citizens over the age of 60 years increased from . 225,000 to 242,000 people. The largest growth occurred among seniors over the age of 75 years. By 2010, the number of elderly 65 years and older in King County who experience difficulties with activities of daily living is expected to increase by 38% to 36,370 residents. The 1999 update to the 1996-1999 Area Plan on Aging identified 28,000 elderly households — including both renters and homeowners — as having excess housing costs. This number is exclusive of those living in congregate care facilities. The availability of affordable housing will continue to not keep pace with demand. The Area Plan on Aging identified an immediate need for an additional 1,475 units of affordable housing for seniors in King County. Auburn's Population: Approximately 15% of Auburn's total population are seniors age 60 years or older. Senior women significantly out -number men. Roughly 20% of Auburn's total households have individuals over the age of 65 years. The average size of the senior household is 1.45 Page 3B.10 PY2005-2008 Consolidated Plan Preliminary Draft discussion purposes only] persons, which means the majority of them leave alone. The median income of a senior household is $30,000 per year, which is 25% less than the Auburn median household income of $39,208 per year and less than half of the King County median household income of $53,157 per year. Approximately 60% of Auburn's senior households are very - low income and 20% are low -moderate income. The Year 2000 Census indicates 70% of Auburn's seniorslvein owner -occupied housing. In a survey of area seniors, affordable housing and transportation were identified as the two greatest needs; followed by in-home care and home repairs. Chemical Dependencies Regional Characteristics and Trends: According to the King County Consolidated Plan, an estimated 28,650 low income adults in King County are chemically dependent and in need of treatment in any given year in King County. Among these adults, approximately 1,000 are classified as chronically publicly inebriated — most located in the City of Seattle, particularly its downtown core. Approximately 9% of the County's rural population is in need of treatment, while a higher proportion —11 % — of urban residents are in need of treatment. The continuum of care developed by the King County Division of Alcohol and Substance Abuse Services strongly contends that housing is a vital component to the treatment and recovery of people with chemical dependences. A number of barriers inhibit the development and/or provision of housing for chemically dependent individuals and their children. Among low-income persons, continued chemical dependency threatens their housing stability because it can affect employment and income stability and their ability to be good tenants. Finding a site for housing for people with chemical dependences is difficult. Communities react strongly to what they perceive as dangerous individuals in the vicinity of their children, community safety and property. According to information from the Crisis Clinic, the following agencies provide housing for people with chemical dependences in South King. • Always Hope -- nine locations throughout South King County • Catholic Community Services — Katherine House: confidential location • Conquest Center — Tukwila • Multi -Service Center — Kent and Federal Way • Vine Maple Place — Maple Valley Auburn's Population: Estimating Auburn's population of people with chemical dependences is difficult to impossible to determine. Using the estimated provided by the King County Consolidated Page 313.11 PY2005-2008 Consolidated Plan Preliminary Draft (for discussion purposes only} Plan (11 % of the total population); Auburn could have as many as 5,000 people with chemical dependences. In year 2002 the Auburn Police Department reports indicate that roughly 10% of the total police incidents involved drugs or alcohol. These figures are very conservative because they do not include traffic violations. Auburn has sevgencies that provide treatment and support recovery for people with chemical dependences. Among them these agencies are the following: • Police Department: Drug Abuse Education • Auburn Youth Resources: Chemical Dependency Services • Childhaven: Drug -Affected Infant Program Encourage Counseling Services: Christian counseling program • Future Visions: DUI Court Related Services • Miliam Recorver Centers: Outpatient Addiction Treatment Services Muckleshoot Nation: Muckleshoot Tribal Alcohol Porgram Auburn Municipal Court: Alternatives to Incarceration and Treatment Release Programs Youth and Children Regional Characteristics and Trends: The King County Consolidated Plan reports that cities in south King County identified prevention of child abuse and neglect as a priority need in their communities. The Washington State Child Protective Services reported a total of 5,209 accepted cases of physical and mental child abuse in 1998 for King County, which is an increase of 130% from 1995. A total of 7,443 cases of physical, medical and pre -natal child neglect were reported in 1998, an increase of 157% from 1995. Abused and neglected children are a higher risk for doing poorly in school, suffering from emotional problems, and abusing alcohol and other substance. According to a survey conducted by the United Way of King County in 1997, youth crime is another regional concern. Other concerns uncovered in area surveys include an increase in number of children not being ready to learn when they attend school, youth substance abuse problems, and lack of services for children and youth involved in domestic violence or abuse. Federal data indicates 37% of children from working families are in self-care situations before and after school. The King County Consolidated Plan estimates that 60% of all children need child care services. It estimates a demand for 75,000 childcare slots; whereas King County has only 42,300 licensed childcare slots. Demand for childcare is slightly less than twice as high as the number of childcare slots available. For low-income working families, finding affordable childcare is almost impossible without some kind of subsidy. Service providers have seen an increased demand for before and after school Page 3B.12 PY2005-2008 Consolidated Plan Preliminary Draft discussion purposes only) scholarships, childcare subsidies, child care for special needs children and child care especially for infant care, evening, part-time and weekend hours. Among youth arrested for crimes, approximately 40% are under 15 years of age or less and 60% are between 15 to 18 years of age. The majority of the crimes committed by youth occur between 3 ?1VI-and 5 PM. Numerous studies indicate the rate of crimes committed by youth are significantly less in school attendance areas with after -programs that provide 12 hours or more of supervised activities. Among older children, out-of-school programs create pathways for academic support, service learning, youth empowerment, youth leadership, employment, career development, culture, arts, media, recreation and crime prevention. Auburn's Population: Poverty is particularly harmful for children as they grow up. Approximately 14% of Auburn's children under the age of 18 years live in poverty. In South King County, approximately 71 % of the clients who use local food banks are families with children. Poverty typically means a family and neighborhood environment with limited opportunities for quality experiences that help a young child grow into resilient and independent adults. Family poverty often entails reduced monitoring, parent psychological distress and substance abuse, punitive parenting and less parental support for child's early learning skills. There is considerable evidence indicating programs that deliver carefully designed interventions with well-defined goals can affect both the parenting behavior and the development trajectories of children who are threatened by socioeconomic disadvantage. Programs that combine child -focused educational activities with explicit attention to parent-child interaction patterns and relationship -building have the greatest effects. Anecdotal reports from truancy officers and other school personnel indicate a connection between self-care before school and truancy issues. Schools providing before and after school tend to have a lower truancy rate than schools without similar programs. Among youth arrested for crimes, approximately 40% are under 15 years of age or less and 60% are between 15 to 18 years of age. The majority of the crimes committed by youth occur between 3 PM and 5 PM. Numerous studies indicate the rate of crimes committed by youth are significantly less in school attendance areas with after -programs that provide 12 hours or more of supervised activities. Page 3B.13 PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only) Chapter 4A: Auburn's Human Service Strategy for PY2005-2008 Introduction This section summarizes the City of Auburn's housing and community development strategy. It begins with an overview of federal, regional and city objectives. It proceeds to outline goals and objectives to achieve the strategy. These goals and objectives are used to review grant applications and determine which grants the City ought to award. The next section will outline the activities, outcomes and outputs proposed by grant recipients selected for funding. Federal, Regional and City Priorities Auburn's municipal code establishes that the primary responsibility of the city is to provide for the health, safety and welfare of its citizens. While these services are important to all citizens, low-income residents are particularly affected by these services to maintain their quality of life. The City of Auburn supports national, regional and local efforts to address the social service needs of both the region and the city. Federal Agenda: The federal Department of Housing and Urban Development (HUD) provides cities, such as the City of Auburn, financial assistance to help them meet certain national objectives. Regional and federal policies advance the accomplishment of three basic goals. First, programs are to provide decent housing. Second, programs are to provide a suitable living environment. Third, programs are to expand economic opportunities. Provide Decent Housing: Decent housing includes helping homeless persons obtain appropriate housing and preventing persons from becoming homeless. It includes retention of affordable housing stocks and increasing the availability of permanent housing, in standard condition and affordable cost, to low-income and very low-income families. Federally funded programs put particular emphasis on providing assistance to members of disadvantaged minorities without discrimination due to race, color, religion, sex national origin, familial status, or disability. Decent housing also includes increasing the supply of supportive housing which combines structural features and services needed to enable persons with special needs to live with dignity and independence. Establish and Maintain a Suitable Living Environment: A suitable living environment includes improving the safety and livability of neighborhoods. Improvements involve access to quality public and private facilities and services. It includes reducing the isolation of income groups within the community through Page 4A.1 PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only) the spatial deconcentration of housing opportunities for persons of lower income and revitalizing the deteriorating or deteriorated neighborhoods. Programs geared toward suitable living environment include the restoration and preservation of properties of special historic, architectural or aesthetic value and conservation of energy resources. Expanded Economic Opportunities: Expanded economic opportunities includes the provision of jobs to low-income persons and the availability of mortgage financing for low-income persons at reasonable rates using nondiscriminatory lending practices. Programs entail access to capital and credit for development activities that promote the long-term economic and social viability of the community, and the empowerment and self-sufficiency of low-income persons so as to reduce generational poverty. Regional Agenda: Both the demand and supply of human services is not limited or restrained by jurisdictional boundaries. A conglomeration of regional funding sources typically supports the delivery of human services by regional agencies. In 2002 the Regional Policy Committee of the Metropolitan King County Council provided a framework for developing countywide partnerships for provision of human services. Human services were grouped into five regional goals. The United Way, King County, Seattle, Bellevue, and the South King County Human Services Forum, which includes the City of Auburn, adopted these goals. The services related to these goals are not mandated services and, as such, are particularly vulnerable to funding reductions during revenue shortfalls. These regional goals can be summarized as follows. The goal statements are not listed in any order of priority. • Food to eat and a roof overhead: Pertains to basic human essentials as food and shelter. • Supportive relationships within families, neighborhoods, and communities: Pertains to opportunities for social bonding and providing a network of support for those in need. • Safe haven from all forms of violence and abuse: Assurance that people are safe and feel secure in their communities, including school, home and work. • Health care to be as physically and mentally fit as possible: Preventing catastrophic consequences, such as death or permanent disability, from curable illnesses and injuries. • Education and iob skills to lead an independent life: Developing the capacity of residents to acquire and maintain a living wage job is dependent on having the education and job skills that match the needs of employers. These regional goals are not inclusive of all human services. In particular, they do not include services primarily supported by federal and state funding such as housing, Page 4A.2 PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only) employment assistance, criminal justice, mental health, chemical dependency, and developmental disabilities services; nor state managed programs such as foster care, welfare, Medicaid or Medicare. However, the adequacy of these services locally does impact the demand for regional human services, and King County has provided some local funding for mental health and substance abuse services for youth and adults identified in the criminal justice system. City Agenda: In line with the City of Auburn's acquiescence that it is a partner in the regional delivery and provision of human services, the City adopted the community goals developed through the regional human service planning process. Towards this end, the City of Auburn will consider supporting regional human service programs when their services provide a clear and evident benefit to the residents of Auburn. The City's role in funding local human services.strives to enhance the regional delivery of services within the Auburn community. The City may consider local initiatives to provide human services when: • Regional agencies are not responding to the urgent needs of Auburn residents. The demand or need for services requires more attention than what regional agencies can provide without additional subsidies. • Special services are needed to meet specific local needs. City Priorities: Within these agendas is broad range of demands for human services. The local demand for human services greatly exceeds the City's financial capabilities. Among all the competing demands for human services, the following outcomes and output goals are the City of Auburn's priority concerns during the next four years. Summary of National, Regional and Local Goals National Agenda ■ Provide Decent Housing • Establish and Maintain a Suitable Living Environment • Expand Economic Opportunities Regional Agenda • Food to eat and a roof overhead • Supportive relationships within families, neighborhoods and communities • A safe have from all forms of violence and abuse • Health care to be a physically and mentally fit as possible • Education and job skills that lead toward an independent life Local Agenda • Respond to urgent needs that are not addressed by regional agencies. • Increase the level of service provided by regional agencies to meet the demand for services required by local residents. Page 4A.3 PY2005-2008 Consolidated Plan Preliminary Draft {for discussionpurposes only) Regional Goal: Food to Eat and a Roof Overhead: Continue to ensure that people have access to basic necessities of life which, for the purposes of this planning process, are defined as food, clothing and housing. Outcome: Auburn residents will have access to emergency assistance for food. Output Goals: Delivery of services sufficient to distribute assistance to at least 11,000 low-income households per year. . • Keep up with growing demand for emergency food services by increasing storage capacity and coordinating regional partnerships among South King County food banks and food distributors. Outcome: Auburn residents will have access to emergency assistance in the event that they become, or will soon become, homeless. Output Goals: • Maintain the availability of services to prevent approximately 1,000 Auburn residents from becoming homeless each year. • Have available approximately 20 emergency home repair grants for very - low income, single-family homeowners who are at risk of becoming homeless unless repairs are made to keep their home habitable. Outcome: Auburn will continue to have the County's most affordable housing choices for all socioeconomic groups. Output Goals: • Support regional efforts for the fair share distribution of affordable housing for low-income households. • Renovate surplus public or commercial buildings, that have become dilapidated and/or blighted, into affordable housing by regional non- profit agencies with proven experience to professionally manage low-income, multi -family housing. • Encourage mixed-use developments in downtown Auburn. • Create incentives for the development of planned communities that meet the unique needs of retired couples and senior citizens Page 4A.4 PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only) Regional Goal: Supportive Relationships within Families, Neighbor- hoods and Communities: Creating opportunities for social bonding and providing a network of support for those in need is the definition of community. Outcome: Auburn has a network throughout the city of before and after school proarams that provide supervised care; mentors'and tutors for the children of working parents. Output Goals: - Maintain and increase the availability of quality, affordable, accessible out-of-school care by developing partnerships between schools, faith - based organizations and non-profit agencies. • Develop and circulate information about the value of out-of-school programs along with a directory that explains the nature of the offered program and its location. Outcome: An Auburn network of _youth services that provide therapeutic and supportive services to low-income families with children who are at -risk of anti -social, destructive behaviors and/or academic failure. Output Goals: • Support proven services for youth identified as being at -risk of developing criminal careers. • Sustain and expand mental health and substance abuse treatment for low- income young people. • Promote strategies to help parents/caregivers maintain nurturing relationships with children. Outcome: Auburn's senior citizens and people with disabilities have access to the supportive services they may need to live with dignity. Output Goal: • Provide emergency home repairs to very -low income seniors and people with disabilities so that they can remain in their home. • Prevent seniors and people with disabilities from becoming isolated by providing them transportation, respite care, meals along with other types of supportive programs. Outcome: Auburn has affordable childcare for its low-income working families. Output Goal: • Continue to support regional efforts to subsidize the pro Outcomes of childcare services for low-income households. • Help assure the facilities of childcare agencies that serve predominantly low-income households remain in good repair and condition. Page 4A.5 PY2005-2008 Consolidated Plan Preliminary Draft (or discussion purposes only) Regional Goal: Safe haven from all forms of abuse: Freedom from violence and sexual assault is an inalienable human right that should be safeguarded in the community including schools, homes and the work environment. Outcome: Auburn residents who are victims of domestic violence or sexual assault, Output Goals: Provide crisis intervention through the continued support of regional crisis line and teen link services. • Support regional efforts to provide and sustain comprehensive services to victims of domestic violence and sexual assault, including the provision of confidential shelters, advocates and therapy. • When incidents occur on weekends when few resources are available; offer supportive services to victims of abuse and sexual assault until appropriate referrals to regional services can be made. • Develop and provide culturally competent services for refugee and immigrant domestic violence survivors. • Mobilize community resources to advocate against domestic violence and sexual assault, including community education, assistance to the children of victims, and the creation of a community fund to sustain services and meet unique needs. Regional Goal: Health care to be physically and mentally fit: Good physical and mental health are recognized as both critical to the individual and an indicator regarding the quality of life a community provides its residents. Outcome: Within the city limits of Auburn are located non-profit agencies that provide health care to its low-income residents. Output Goals: • Support a regional network of community health services that provide basic health care to low-income residents. • Maintain a network of agencies providing services and therapy to residents with chemical dependencies. • Assure the availability of services to residents trying to manage chronic diseases and losses caused by death. • Family counseling and support groups for children, youth and/or parents at -risk of academic failure, anti -social, suicide, chemical dependences and/or criminal careers. Page 4A.6 PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only) Regional Goal: Education and job skills to lead an independent life: The capacity to acquire and maintain a living wage job is dependent on having the education and job skills that match the needs of the employer. Outcome: Auburn has a central location that makes available a variety of services and assistance to individuals who are starting a business. Output Goals: _ Help potential entrepreneurs obtain the business skills they need to start and sustain a business. Provide potential entrepreneurs research and technical assistance on potential businesses in Auburn and means to finance them. Outcome: A collaborative relationship exist in Auburn between non-profit and educational organizations that strives to increase the average educational attainment of Auburn's adult labor force. Output Goals: Help low-income residents increase their level of employment by focusing on their literacy and mathematics skills. Provide low-income Auburn residents technical assistance and support to increase or improve their employability. Outcome: Strengthen downtown Auburn as a city focal point by building on existing assets, facilitating catalyst projects in key locations, stimulating infill and redevelopment, and constructing high-quality public infrastructure. Output Goals: Advance the implementation of Auburn's downtown plan. Develop linkages between downtown Auburn and adjacent neighborhoods. Research and technical assistance to expand employment opportunities in downtown Auburn. Page 4A.7 PY2005-2008 Consolidated Plan Preliminary Draft (or discussion purposes only) Chapter 4B: Auburn's Human Service Strategy for PY2005-2008 Neighborhood Revitalization Over the past decade, the City of Auburn has experienced sustained demographic and economic growt-h- he core area of the city and selected residential areas have shared some of this past growth, but the majority of growth has occurred in areas on the periphery of Auburn. Urban planners refer to this phenomena as the "rotten donut" effect where the inner city neighborhoods decline as growth moves to the urban fringes. In response to the desire to protect the City's investment in these areas, as well as to enhance their economic vitality and physical appearance, the City includes this "Neighborhood Revitalization" element in its Consolidated Plan. The Plan establishes procedures for the selection of target neighborhoods so that CDBG funds, along with other federal funds, may be used to preserve and/or revitalize the targeted neighborhood. Selection of Target Neighborhoods Target neighborhoods must be selected to meet the regulatory requirements of the HUD Community Development Block Grant Program. In particular, the neighborhood must satisfy the definition of an "area benefits". Area benefits are activities in locations where at least 51 percent of the residents are low- and moderate -income persons. Such an area need not be coterminous with census tracts or other officially recognized boundaries but must be the entire area served by the activity. An activity that serves an area that is not primarily residential in character shall not qualify under this criterion. Neighborhood Plan: HUD CDBG regulations require a written process used to develop a neighborhood revitalization strategy. The "Neighborhood Plan" must be developed in consultationwith members of the target neighborhood. Furthermore, the plan needs to contain the following components: • Economic conditions of the neighborhood including levels of employment, number of businesses located in the neighborhood, condition of housing and public infrastructure. • Describe opportunities for development including the demand and types of public facilities and/or services needed in the neighborhood. • Describe the problems that the neighborhood is likely to face as it attempts to implement activities to meet its area wide needs. • Performance measurements that include goals and anticipated results caused by implementing the Neighborhood Plan. Page 4B.1 PY2005-2008 Consolidated Plan Local Investment Area: Preliminary Draft (for, discussion purposes only} "Locally Investment Areas" are defined as neighborhoods within the city limits of Auburn that meet the criteria for activities funded by the CDBG program. At this time, the Terminal Park neighborhood, located near downtown Auburn, is the only neighborhood that would meet.tkese criteria. The Terminal Park Neighborhood Plan was completed approximately a year ago after several months of consultation with neighborhood residents. Other neighborhoods may become the beneficiaries of a CDBG funded project. However, ` the eligibility to expend CDBG funds on these activities is contingent. upon the individual activity instead of its location. City Priorities: Among the many activities that would be eligible for CDBG funding in neighborhoods that become local investment areas, the following are priority considerations for the City of Auburn's CDBG funding. (a) Public Infrastructure: Deferred maintenance on City streets, sidewalks and greenbelts has resulted in a crumbling infrastructure in many neighborhoods. Streets typically have a 15 -year life and sidewalks have a life cycle of around 50.. . years. Auburn's inner city neighborhoods are between 50 to 100 years. old. Most of the streets and sidewalks in these neighborhoods have never rehabilitated. Additional resources may still be needed to address local neighborhood needs, (for example, traffic calming projects), and the City needs to continue its efforts to make all pedestrian walkways accessible to persons with disabilities. (b) Parks and Recreational Facilities: Residents continue to express a need for improved recreational space and facilities. Outdoor space and facilities are typically in need of rehabilitation. The City of Auburn's Department of Parks and Recreation are preparing a comprehensive park plan. Additional resources will probably be needed to address these improvements and local neighborhood needs. (c) Environmental Protection: A priority for any City -is to -preserve -protect and. enhance its environment assets for the health and enjoyment of residents and visitors. Auburn recently became a designated "Tree City USA". It is also a. . regional hub for mass transit. Improving the walkability of inner-city neighborhoods and reducing the reliance of its residents on single -vehicle automobiles is a priority consideration; including funds for planting trees, code compliance, installing bicycle paths along with other pedestrian amenities. Page 413.2 PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only) Auburn's Neighborhood Revitalization Strategy Goal: Implement neighborhood plan recommendations to preserve and/or revitalize targeted low and moderate -income neighborhoods. Outcome: Implement the City's growth management strategy by carrying out recommendations in adopted neighborhood plans. • Support the Department of Public Works' capital improvements of streets and sidewalks. • Support the Department of Parks and Recreation's master urban reforestation plan and its comprehensive park plan, especially for low- income youth. Support traffic calming in residential neighborhoods. Increase the number of places where families without backyards can play with young children. Encourage the expanded use of schools as community centers. Outcome: Connect the inner-city neighborhoods to downtown Auburn. • Support improved pedestrian and bicycle connections between neighborhoods and downtown Auburn. • Install pedestrian crossing and other types of amenities, such as pocket parks, to make walking to downtown enjoyable. • Analyze potential neighborhoods as potential for designated home - occupation land uses along with the amenities and parking necessary to maintain their residential character. Outcome: Increase the number of low-income neighborhoods eligible for consideration as local investment areas. • Complete the neighborhood plan for the Southeast Main Street neighborhood. • Continue to work with neighborhood groups to identify local needs (including street improvements, neighborhood clean-ups, traffic calming, accessible sidewalks and recreational facilities) and develop strategies responsive to those needs. Page 413.3 PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only) Terminal Park Neighborhood Terminal Park is one of Auburn's oldest neighborhoods. Located just south of downtown Auburn, it extends south of Highway 18 to 17th Street S.E. and from A Street S.E. to Auburn Way South. It encompasses all of Census Tract 307, Block Group 3, and the upper half of Census Tract 307, Block Group 4. The neighborhood has an area of approximately 350 acres and is &55_6 to 1,500 residents. Terminal Park has a relatively young population. The median age of a Terminal Park resident is about 27 years, which is significantly lower than the city median age of 34 years. Approximately 37% of Terminal Park's residents are under 18 years of age. In year 2000 the neighborhood had approximately 692 housing units, out of which 7.3% were vacant. Approximately 57% of the households did not have children. A large number of households (31 %) are non -families. Non -family households have one or more people residing in a household who are not related to each other by birth, marriage or adoption. Approximately 43% of the households are families with children. Among these families, 75% are married couples with children and 25% are single parents. The median household income in Terminal Park was $31,650 which was significantly less than the King County median household income of $53,157. Approximately 62% of Terminal Park's households- earned ouseholdsearned less than 80% of the King County median, which means they fit the Federal definition of low and moderate income. Roughly 27% of the households earn less than 50% of the King County median household income. A survey found 65 businesses employing approximately 450 people and with a combined annual payroll of approximately $9.2 million is located in the neighborhood. Most of the businesses surveyed were small and independently owned; many of the businesses (about 22) employed only one or two people. The two largest employers are Auburn Multi -Care Clinic (56 employees) and Terminal Park Elementary School (45 employees), which also have the largest payrolls. In year 2003 the City prepared a neighborhood plan for Terminal Park. The planning process included the formation of group of stakeholders that included both residents of the neighborhood along with owners of businesses located in it. The stakeholders met once a month for nearly nine months. Two neighborhood meetings were held that was well attended by neighborhood residents. A list of priorities were prepared and-, voted upon by the participating residents. The top five priorities were the following: 1 - Improve the neighborhood park. 2- Increase street lighting and improve sidewalks and curbs. 3- Prospect for businesses that offer places for people to meet. 4- Increase public safety and the abatement of public nuisances. 5- Preserve existing open spaces. The Terminal Park Neighborhood Plan was completed in January, 2004. Page 4BA PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only) Chapter 4C: Auburn's Human Service Strategy for PY2005-2008 Auburn's Homeless Prevention Strategy A regional and local need that will remain a high priority relative to human services supported byAhg_City of Auburn will be the prevention of homelessness. The City has historically provided funding to several regional and local agencies that provide assistance to homeless families. Through their cooperation, the City strives to maintain the following continuum of care for homeless families: ■ Homeless prevention through the intervention of social service agencies offering food, clothing and financial assistance for rent and utilities and emergency home repairs. ■ Temporary assistance offered by emergency shelters. ■ Transitional housing used to begin stabilizing the family. ■ Longer-term supportive housing to provide the family a stable environment and sufficient time for them to benefit from the social, educational, vocational and supportive services offered by local and regional agencies. ■ Transition into affordable, permanent housing. Auburn's Housing Repair Program Emergency home repairs are provided by the City of Auburn's Housing Repair Program. Over the past two years, 132 households participated in the City's Home Repair Program. Among these 132 households, 104 (77%) of the units were mobile homes. The median annual income of the participants was $14,807 per year. The lowest annual income was zero and the highest was $48,807 per year. Approximately 70% of the participants were essentially living in poverty. Approximately 65 clients were served during PY2003. The cost of repairs varied between $30 to $11,840. The median cost of repairs was $1,313. The most common types of repairs are roofs, water heaters and furnaces. The majority of the program participants are senior citizens. Approximately 50 participalki-s were disabled.,.-_. Auburn's Housing Repair Program provides a grant of $5,000 to eligible applicants. When circumstances require more expensive home repairs in order to keep the residence habitable, the grant may be increased to $7,500 or, with the approval of the Planning Director, more if the nature of the repairs require it. All applicants for the Housing Repair Program must meet HUD's income eligibility guidelines. In addition, the following selection criteria will apply: Page 4C.1 PY2005-2008 Consolidated Plan Preliminary Draft (for discussion purposes only) Eligibility will be limited to repairs to single family residences at imminent risk of becoming uninhabitable. Repairs will include, but are not limited to, roofs, famances, hot water tanks, plumbing and electrical. • Grants are limited to single family residences, including mobile homes in designated parks, located within the city limits of Auburn. Eligibility will be limited to applicants that earn less than 50% of the King County median household income. Applicants who are senior citizens over the age of 65 years may have no more than $50,000 in liquid assets. Applicants under the age of 65 years may have no more than $10,000 in liquid assets. The estimated value of the dwelling unit to be repaired must be at least three times more than the cost of the emergency home repairs. • All repairs must be completed within twelve months from the date of the grant award. Selected applicants will not be eligible for another housing repair grant for the next five years. City staff plan to explore the feasibility of relocating residents who live in mobile homes that are uninhabitable and do not meet the above criteria; in particular, residences with a value of less than $15,000. In addition to relocation assistance to the homeowner and their family, the program to be developed would need to include the demolition and removal of the dilapidated residence. Auburn's Anti -Poverty Strategy: Over half of Auburn's households would qualify under federal guidelines as low/moderate income households. Auburn has the highest poverty rate among all the King County cities. These low-income households have limited financial resources at their disposal to use when faced with normal fluctuations in daily expenses and more serious life crises. Many of these households are precariously housed and several of them become homeless. Helping these residents remain or obtain housing, along with other supportive services that will help them get out of poverty, remain priority issues relative to the City's consideration for grant awards. The City of Auburn's Department of Planning and Community Development (DPCD) is its lead agency to coordinate the City's efforts to reduce poverty: DPCD adrIiffsters the City's general fund appropriation for human services and its Community Development Block Grant program. It works in partnership with citizens, non-profit agencies,: and_.., other city departments to: • develop housing opportunities, particularly affordable housing; • maintain and improve the vitality of Downtown Auburn. • foster job growth and employment opportunities; • encourage a thriving business sector; Page 4C.2 PY2005-2008 Consolidated Plan support the delivery of human services; Preliminary Draft {for discussion purposes only} • strengthen the quality of life in Auburn's neighborhoods; and increase civic engagement and citizen participation. The ultimate goal of the City's Consolidated Plan is to reduce the number of people living in poverty.w th the City of Auburn. Toward this end, the City will give funding priority to programs which - in addition to complying with federal regulations and addressing a priority outlined in the Consolidated Plan - are consistent with the following anti -poverty strategy for resource allocation. 1. Each project must satisfy one of the three following overriding goals: The project must help people move out of poverty. The project must prevent people from entering poverty. The project must address the basic needs of people living in poverty. 2. In making funding decisions, the City will give priority to programs that: Support, complement or are consistent with other current City plans; Are sustainable over time; • Have demonstrated cooperation and collaboration among government, private nonprofit agencies and the private sector to maximize impacts and reduce administrative costs; • Do not have a more appropriate source of funds. 3. A priority population for CDBG-funded services is individuals (especially people of color and people with disabilities) who are denied, by poverty and historical institutional practices, the opportunity to develop their full potential and to enjoy the benefits of community participation. The City will give priority to programs. provided through organizations or agencies that demonstrate a commitment to making their services accessible to people through diversity training of staff and Boards, through recruitment and hiring of minority staff and Board members, and through efforts to provide services in an accessible and culturally sensitive manner. 4. A priority population for CDBG-funded services is female -headed households with children, who are currently, and have been historically, disproportionately impacted by poverty. 5. CDBG funded services must, to the fullest extent possible, be appropriate and accessible to people with disabilities, people of color, people with limited or no proficiency in English, and other eligible individuals and families who may face special barriers in accessing services. The City recognizes that while progress is being made in improving access to services and activities, specialized access Page 4C.3 PY2005-2008 Consolidated Plan Preliminary Draft {for discussion purposes only) services are likely to continue to be required in certain instances to ensure that priority populations receive the services they need. 6. The CDBG program was built on a premise of citizen participation in the formation of policies, including funding decisions, which address neighborhood and community needs. The City will give priority to programs that promote community initiatives to identify priority needs and to address those needs. Recognizing the limits on the ability of service systems to meet all needs, the City will seek to leverage resources to promote comprehensive, long-term responses chat promote neighborhood self-sufficiency. 7. The City will give priority to programs that provide services addressing the basic needs of Auburn's most at -risk populations. 8. The City will give priority to programs that build and support the capacity of local organizations to address the needs of Auburn residents. 9. The City will give priority to programs that support economic development and promote access to quality jobs - positions that pay well enough to support an adequate standard of living, allow the purchase of housing and other basic necessities, offer stability and decent working conditions, and provide opportunities for advancement. Page 4CA PY2005-2008 Consolidated Plan Preliminary Draft (for discussion purposes only) Chapter 5: PY2005 Annual Action Plan Introduction H.U.D. regulations for the Consolidated Plan require the City describe activities it plans to undertake during the forthcoming program year (24 CFR 91.220). The information about activities must include sufficient detail, including location, to allow citizens to determine the degree to which they are affected. This section of the Consolidated Plan strives to meet those requirements. It outlines activities the City of Auburn proposes to fund during Program Year 2005. Two -Year Funding Cycle With the exception of capital improvement projects, the description of activities involving public services and project administration will be cover two program years. In other words, the activities described for Program Year 2005 will the same as Program 2006. However, funding for the subsequent program year is contingent upon the agency meeting its output goals during Program Year 2005. The City reserves the right to terminate funding during the second program year if the project is not making satisfactory progress during the first program year. One of the purposes of the Annual Action Plan is review, amend and/or re -affirm funding of projects for subsequent program years. Capital projects are not included in the two-year funding cycle. Capital projects are awarded annually; however, the solicitation for grant applications for capital projects will occur every two years, in conjunction with the solicitation for public service grant proposals. In between grant solicitation periods, the City will appropriate its capital funds for annual, non-competitive projects such as the emergency housing repair program and/or neighborhood revitalization projects. In the event that the City has surplus appropriation authority, it may choose to solicit grant proposals for capital projects for the interim year between its normal grant solicitation periods. Obviously not all of the strategies listed in Chapter 4, Auburn's Housing. and Community Development Strategy, can be accomplished within a single program year. Some strategies must wait on the development of other events. These strategies will not be included in the Annual Plan. Other strategies are strictly policy statements. They too will not be included in the Annual Plan; instead, they will be included in other reports and advocated by City officials as opportunities arise. The remaining strategies are addressed as opportunities present themselves. As developments occur and new or dormant strategies begin, they will be added to the Annual Action Plan Page 5 - 1 PY2005-2008 Consolidated Plan Revenue Outlook Preliminary Draft {for discussion purposes only) The City does not anticipate that its entitlement grant from the CDBG program will change significantly over the next four years. The program is subject to minor changes due to the Federal budgeting process; however, entitlement amounts should remain fairly consistent. Therefore, the City will continue to base its funding recommendations and annual plan on an anticipated annual grant of $482,000 per year. In addition, the City also designates a percentage of its general fund each year to support housing and social service programs. For the purposes of this plan, the current level of funding provided by the City of Auburn general fund is not expected to change significantly over the next four years. Logic Model At the end of the chapter is a summary represented on the Plan's logic model. The activities and projected outputs were derived from the grant applications. The resources allocated to the agency is based on the recommendations of the City of Auburn's Human Service Committee. Regional Goal: Food to Eat and a Roof Overhead: Outcome: Auburn residents will have access to emergency assistance for food. Output Goal: Delivery of services sufficient to distribute assistance to at least 11,000 low-income households per year. Agency: Auburn Food Bank Activity: Provide food, referrals and emergency financial assistance to residents living within the Auburn School District twice a month. Deliver food supplies to seniors who are medically not able to access the Food Bank. Location: 930 18th Place NE, Auburn, Washington Output: 10,000 clients per year. Resources: $30,000 per year (General Fund) Page 5-2 PY2005-2008 Consolidated Plan Preliminary Draft (for discussion purposes only) Agency: Emergency Feed Program Activity: Provide two-day supply of nutritionally balanced food in a quantity and diet appropriate to client's needs along with referrals to other community resources to help address deeper issues that precipitated the hunger crisis. Location: Four Auburn Sites: Auburn Health Dept, 20 Auburn Avenue; Grace Community Church, 1320 Auburn Way South; Children's Home Society, 4338 Auburn Way North; Valley Cities Counseling, 27041 NE I Street Output: 1,800 clients per year. Resources: $7,800 per year (General Fund) Agency: Senior Services: Congregate Meals Activity: Provide nutritious meals that meet one-third of the RDA for seniors, age 60 and up, five days per week. Location: Senior Center, 808 9th Street S.E. Output: 650 clients per year. Resources: $4,500 per year (General Fund) Outcome: Auburn residents will have access to emergency assistance in the event that they become, or will soon become, homeless. Output Goals: Support regional efforts for a continuum of care for homeless families that includes emergency assistance, shelters and transitional housing_ Agency: Multi -Service Center: Emergency and Transitional Housin Activity: Place homeless families and individuals in housing and provide them comprehensive case management services. Location: Kent & Federal Way Output: 88 clients per year Resources: $8,200 per year (General Fund) Agency: Catholic Community Services: Emergency Assistance Activity: Provide case management and direct financial assistance for basic needs including rent, food, utility assistance, and transportation. Location: 1229 West Smith, Kent Washington Output: 375 clients per year. Resources: $12,000 per year (CDBG) Page 5 - 3 PY2005-2008 Consolidated Plan Preliminary Draft (for discussion purposes only) Agency: YWCA: Homeless Housing Activity: Emergency housing for up to three months and transitional housing for up to two years. Location: various locations in Auburn Output: 16 clients per year Resources: $17,600 per year (CDBG — Public Service) Agency: H.O.M.E. Activity: Coalition of local churches who operate a shelter for homeless men. Location: Kent, Washington Type: Public Service Output: 183 clients per year Resources: $16,000 per year (General Fund) Agency: City of Auburn DPCD: Housing Repair Program Activity: Provide emergency housing repairs to very low- income Auburn homeowners at risk of becoming homeless. Location: various locations within city limits of Auburn Output: 45 clients or grants consisting of 10 major repairs of $5000 each and 20 minor repairs of $2,500 each. Resources: $154,000 $429-,QWper year (CDBG-Capital) Outcome: Auburn will continue to have the County's most affordable housing choices for all socioeconomic groups. Output Goal: Support regional efforts for the fair share distribution of affordable housing for low-income households. Agency: KCHA: Green River & Terminal Park: Activity: Rehabilitation of 60 housing units in Auburn used to house very -low income residents, residents with special needs, and transitional housing for homeless families. Location: two locations in South Auburn Output: 60 housing units Resources: $49,900 (CDBG - Capital) Output Goal: Renovate surplus public or commercial buildings into affordable housing by regional non-profit agencies with proven experience to professionally manage low-income, multi -family housing. Activity: No grant applications were received at this time. Page 5 - 4 PY2005-2008 Consolidated Plan Preliminary Draft [for discussion purposes only) Output Goal: Encourage mixed-use developments in downtown Auburn. Activity: No grant applications were received at this time. Output Goal: Create incentives for the development of planned communities that meet t ffie unique needs of retired couples and senior citizens Activity: No grant applications were received at this time. Regional Goal: Supportive Relationships within Families, Neighbor -hoods and Communities Outcome: The existence of a network of before and after school programs at various location in Auburn that provide supervised care, mentors and tutors for the children of working parents. Output Goal: Maintain and increase the availability of quality affordable accessible out- of-school care by developing partnerships between schools faith -based organizations and non-profit agencies. Agency: Boys and Girls Club of King County: Activity: An after-school and summer full day program for school age children from 1 st to 8th grade. Location: 314 37th Place, Auburn, Washington Output: 180 children Resources: $25,000 (General Fund) Output Goal: Develop and circulate information about the value of out-of-school programs along with a directory that explains the nature of the offered program and its location. Agency: City of Auburn DPCD: Activity: Develop and circulate flyers and information about before and after school programs in Auburn. Location: Auburn, Washington Output: NA Resources: $5,000 {CDBG Administration} Page 5-5 PY2005-2008 Consolidated Plan Preliminary Draft [for discussion purposes only) Outcome: Auburn has a network of youth services that provide therapeutic and supportive services to low-income families with children who are at -risk of anti -social, destructive behaviors and/or academic failure. Output Goals: Support proven services for youth identified as being at -risk of developing criminal careers. Sustain and expand mental health and substance abuse tree -a -Faint for low-income young people. Agency: Auburn Youth Resources: Activity: Outpatient child, youth and family counseling and case management services provide to clients and their families. Location: 816 F Street N.E. Output: 563 clients (279 from Auburn) Resources: $60,900 (General Fund) Output Goal: Promote strategies to help parents/caregivers maintain nurturing relationships with children. Agency: Children's Home Society: Auburn Family Resource Center: Activity: Provide families peer support, parent information and education, and one-stop connections to vital services. Location: 4338 Auburn Way North, Auburn, Washington Output: 1,900 clients (600 from Auburn) Resources: $29,000 (General Fund) Outcome: Auburn's senior citizens and persons with disabilities have access to the supportive services they may need to live with dignity. Output Goal: Prevent seniors from becoming isolated by providing them transportation, respite care, meals along with other types of supportive programs. Agency: Senior Services: Volunteer Transportation Activity: Provide personalized, escorted, free transportation services. Location: office is located in Seattle but it uses volunteers located throughout King County Output: 2,080 clients (100 from Auburn) Resources: $5,000 (General Fund) Page 5 - 6 PY2005-2008 Consolidated Plan Preliminary Draft [for discussion purposes only) Agency: Senior Services: Meals on Wheels Activity: Nutritious home -delivered meals and liquid supplements delivered to the homes of eligible seniors. Location: Auburn Senior Center: 808 9th Street S.E. Output: 3,160 clients (90 from Auburn) Resources: $7,000 (General Fund) Agency: Catholic Community Services: Volunteer Chore Services: Activity: Provides assistance to elders and adults with disabilities to help them remain living independently. Location: 1229 West Smith, Kent Washington Output: 657 clients (32 from Auburn) Resources: $5,000 (General Fund) Outcome: Auburn has affordable childcare for its low-income working families. Output Goal: Continue to support regional efforts to subsidize the pro Outcomes of childcare services for low-income households. Heln assure the facilities of childcare agencies that serve predominantly low-income households remain in good repair and condition. Agency: ACAP Child and Family Services . Activity: Subsidized childcare and related services for low and moderate income families. Location: 1102 J Street S.E., Auburn, Washington Output: 171 clients (100 from Auburn) Resources: $22,500 (General Fund) Regional Goal: Safe haven from all forms of abuse Outcome: Auburn residents who are victims of domestic violence or sexual assault, including the children of victims, have access to appropriate services that will protect them and help them heal. Output Goal: Provide crisis intervention through the continued support of regional crisis line and teen link services. Page 5-7 PY2005-2008 Consofidated Plan Agency: Crisis Clinic: Preliminary Draft [for discussion purposes only) Activity: Provides a 24 hour Crisis Line and Community Information Line that provides referrals and crisis intervention. Location: 1515 Dexter Avenue North, Seattle, Washington Output: 144,462 clients per year (3,696 from Auburn) Resources: $1,500 (General Fund) Output Goals Support regional efforts to provide and sustain comprehensive services to victims of domestic violence and sexual assault, including the provision of confidential shelters, advocates and therapy. Agency: D.A.W.N. Activity: Confidential shelter and extended stay housing (up to 90 days), motel vouchers, DV education/advocacy, meals, mental health services, support groups, health screening, advocacy, transportation, information and other services. Location: confidential shelter in Tukwila / Renton Output: 565 clients per year (25 from Auburn) Resources: $14,000 (General Fund) Agency: YWCA DV Services: Activity: Advocacy based counseling to adults, teens and children who have been affected by domestic violence. Location: Main office is located at 1010 South 2nd St., Renton, Washington; services provided in Auburn. Output: 944 clients (144 from Auburn) Resources: $33,000 (General Fund) Agency: Valley Cities Counseling: Survivors Therapy: Activity: Comprehensive support and therapeutic services for survivors of domestic violence (primarily adults). Location: 27041 NE I Street, Auburn, Washington Output: 368 clients (137 from Auburn) Resources: $12,000 (General Fund) Pages -8 PY2005-2008 Consolidated Plan Preliminary Draft (for discussion purposes only) Agency: Girl Scouts: Foster a Future: Activity: Help girls ages 5-17 years in foster care due to abuse and neglect overcome their history of violence and achieve personal success by promoting continuity of friendships, meaningful adult support, and self- confidence. Location: 27020 45th Place South, Kent, Washington Output: 30 clients (12 from Auburn) Resources: $5,000 (General Fund) Output Goal: Offer supportive services to victims of abuse and sexual assault that occurred during the weekend to safeguard them until appropriate referrals to regional services can be made. Agency: City of Auburn Legal Dept: Victim Support Team: Activity: Group of volunteers who receive training to provide supportive services to victims of domestic violence on the weekends. Location: 25 West Main Street, Auburn, Washington Output: 51 clients (all from Auburn) Resources: $12,690 (General Fund) Output Goal: Mobilize community resources to advocate against domestic violence and sexual assault, including community education, assistance to the children of victims, and the creation of a community fund to sustain services and meet unique needs. Agency: King County Sexual Assault Resource Center: Activity: Advocacy and education about the sexual assault and prevention along with a resource line for immediate response and a conduit to other services. Location; 200 Mill Avenue South, Renton, Washington Output: 10,610 clients (476 from Auburn) Resources: $26,500 (General Fund) Page 5 - 9 PY2005-2008 Consolidated Plan Preliminary Draft [for discussion purposes only) Regional Goal: Health care to be physically and mentally fit Outcome: Within the city limits of Auburn are located non-profit agencies that provide health care to its low-income residents. Output Goal: .Support a regional network of community health services that provide basic health care to low-income residents. Agency: Community Health Centers of King County: — Activity: Provide primary medical / dental care to low-income, uninsured residents at facilities located in Auburn. Location: Medical: 126 Auburn Avenue, Auburn, Washington Dental: 1 A Street N.W., Auburn, Washington Outputs: Medical = 5,210 clients Dental = 1,591 clients Total = 6,801 clients Resources: $32,000 (General Fund) $30,010 (CDBG — Public Services) $62,010 (Total: General Fund + CDBG) Output Goal: Maintain a network of agencies providing services and therapy to residents with chemical dependencies. Agency: Pediatric Interim Care Center: Activity: Construct a new care facility for drug -exposed, medically fragile newborns. Location: corner of 4th Ave S & Saar Street in Kent Output: 161 infants (9 from Auburn) Resources: $25,000 (CDBG - Capital) Output Goal: Assure the availability of services to residents trying to manage chronic diseases and losses caused by death. Agency: Auburn Respite Program: Activity: Adult daycare designed for seniors over the age of 60 years who are unable to care for themselves. Location: 808 9th Street S.E., Auburn, Washington Output: 13 clients (all from Auburn) Resources: $10,000 (General Fund) Page 5 - 10 PY2005-2008 Consolidated Plan Preliminary Draft [for discussion purposes only) Agency: Griefworks: Activity: Provide counseling, support groups, and grief counseling to families, children, teens, adults and seniors who are grieving a death or other loss. Location: 702 Auburn Way North, Auburn, Washington -Output: 1,550 clients (300 from Auburn) Resources: $5,000 (General Fund) Output Goal Family counseling and support groups for children, youth and/or parents at - risk of academic failure, anti -social, suicide, chemical dependences and/or criminal careers. Agency: ACAP APPLE Parenting Program: Activity: Parenting classes for families with children ranging from infants to teenagers. Location: 1102 J Street S.E., Auburn, Washington Output: 1663 clients (130 from Auburn) Resources: $5,000 (General Fund) Regional Goal: Education and job skills to lead an independent life: Outcome: Auburn has a central location that makes available a variety of services and assistance to individuals who are starting a business. Output Goals: Help potential entrepreneurs obtain the business skills they need to start and sustain a business. Provide potential entrepreneurs research and technical assistance on potential businesses in Auburn and means to finance them. Agency: GRCC Small Business Assistance Center Activity: Provide small business training and counseling to enable businesses and individuals starting business to survive and grow their businesses. Location: 108 South Division Street, Auburn, Washington Outputs: 301 clients per year (72 from Auburn) Resources: $37,500 (CDBG - Capital) Outcome: A collaborative relationship exist in Auburn between non-profit and educational organizations that strives to increase the average educational attainment of Auburn's adult labor force. Output Goals: Help low-income residents increase their level of employment by focusing on their literacy and mathematics skills. Provide low-income Auburn Page 5 - 11 PY2005-2008 Consolidated Plan Preliminary Draft [for discussion purposes only) residents technical assistance and support to increase or improve their employability. Agency: W.W.E.E. Reach Plus Program Activity: Five-week job -readiness and computer training class designed to upgrade work habits, attitudes, computer `- knowledge and overall employability of welfare recipients and other low income individuals. Location: 1209 Central Avenue, Kent, Washington _ Outputs: 135 clients per year (30 from Auburn) Resources: $6,000 (General Fund) Outcome: Strengthen downtown Auburn as a city focal point by building on existing assets, facilitating catalyst projects in key locations, stimulating infill and redevelopment, and constructing high-quality public infrastructure. Output Goals: Advance the implementation of Auburn's downtown plan. Develop linkages between downtown Auburn and adjacent neighborhoods. Research and technical assistance to expand employment opportunities in downtown Auburn. Agency: City of Auburn DPCD Activity: Conduct a market analysis of Downtown Auburn to identify potential business along with their space, parking and employment needs. Location: City Hall, 25 West Main Street, Auburn, Washington Output: NA Resources: $25,000 (PY2006 CDBG - Administration) Goal: Implement neighborhood plan recommendations to preserve and/or revitalize targeted low and moderate -income neighborhoods. Outcome: Implement the City's growth management strategy by carrying out recommendations in adopted neighborhood plans. Agency: City of Auburn Dept of Public Works Activity: Rehabilitate the curbs and sidewalks in the Terminal Park Neighborhood. Location: Neighborhood in south Auburn between Highway 18 and 17th Street S.E. and A Street S.E. and Auburn Way South Page 5 - 12 PY2005-2008 Consolidated Plan Preliminary Draft [for discussion purposes only} Output: Increased property values, increase the length of time residents reside in neighborhood, increase number of owner -occupied units and improved sustainability of then entire neighborhood. Resources: $100,000 (CDBG - Administration) Outcome: Connect the inner-city neighborhoods to downtown Auburn. The City of Auburn received a grant to connect the Interurban Trail to Downtown Auburn; however, it not part of the City's human service budget and, therefore, not listed here. Outcome: Increase the number of low-income neighborhoods eligible for consideration as local investment areas. Agency: City of Auburn DPCD Activity: Complete the SE Main Street Neighborhood Plan. Location: South of Main Street to Highway 18 and east of A Street SE to M Street SE Output: A low-income neighborhood eligible of local investment of CDBG funds. Resources: $15,000 (CDBG - Administration) Page 5- 13 Aa3.ii 4y MC)�i-q O C O (OS fie 601, Ok O 0 O O O 00 C O N C' N N N �D t _D\ k � t 69 . 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Q 0 . >;o w Cd M N V H 7 y N O v; o _C> p O OCIF 4 C) o °� a64q 60 ami 4 0 0 0 C 69 0 M A N O v; o 4 o °� '� `� o o ww o- 0 o V 10. a 74 o N U � � a 0 0 C 69 0 M A ria w W V O O O c W o z 0 a O o k Ua P. .a Wa '..5 O 10 uz 4 a o 4. o a U a a-6 o a o o� ao U 2 a� 0 b o v o a� � �0 N 0 CIS F City of Auburn's Consolidated Plan for Years 2005 to 2008 and PY 2005 Action Plan Appendix #1 HUD Required -Tables 1 and 2 Appendix #1 HUD Required Tables 1 and 2 Although HUD providesa-great deal of latitude to jurisdictions for them to develop Consolidated Plans that best serve their human service and housing planning needs, HUD regulations require the Plan include the attached tables. The information these tables propose to offer would be helpful in the formation of human service policies and allocation of scare funding resources. Unfortunately, they require a level of detail that is impossible to provide; for either the information is simply not available or it is too spurious and/or speculative to serve any useful purpose. More specific information about Auburn's human service and housing needs are addressed in the previous chapters of the Consolidated Plan: Several subjects identified in the tables are regional concerns. Estimated needs, current inventories and unmet needs may be found in the King County Consolidated Plan. For information or copies of the King County Consolidated Plan, contact: King County Department of Community and Human Services Community Services Division — CDBG Program 821 Second Avenue, Suite 500 Seattle, WA 98104 Phone: 206-205-6431 Copies of King County's Consolidated Plan is available online at the following website: http://www.metrokc.gov/dchs/csd/housing/ U.S. Department of Housing and Urban Development Table 1A Homeless and SDecial Needs Population OMB Approval No. 2506-0117 (Exp. 8/31/2005) Individuals Estimated Current Unmet Relative Emergency Shelter 40 Need Inventory Need / Priority 20 Unknown Unknown Permanent Housing 10 Unknown Ga Total 70 Unknown Individuals Persons in Families with Children Beds / Units Emergency Shelter 40 Unknown Unknown Beds / Units Transitional Housing 20 Unknown Unknown Permanent Housing 10 Unknown Unknown Total 70 Unknown Unknown Estimated Supportive Services Slots Job Training 70 Unknown Unknown Case Management 70 Unknown Unknown Substance Abuse Treatment Housing Placement 100 Unknown Mental Health Care Life Skills Training Housing Placement 70 Unknown Unknown Life Skills Training Estimated Sub- populations Other Estimated Sub- populations Chronic Substance Abusers Seriously Mentally III Dually - Diagnosed Seriously Mentally Ill Veterans Dually - Diagnosed Persons with HIV/AIDS Veterans Victims of Domestic Violence Persons with HIV/AIDS Youth Victims of Domestic Violence Other Youth Other Persons in Families with Children Beds / Units Emergency Shelter 100 Unknown Unknown Transitional Housing 80 Unknown Unknown Permanent Housing 20 Unknown Unknown Total 200 Unknown Unknown Estimated Supportive Services Slots Job Training 100 Unknown Unknown Case Management 100 Unknown Unknown Substance Abuse Treatment Mental Health Care Housing Placement 100 Unknown Unknown Life Skills Training Other Estimated Sub- populations Chronic Substance Abusers Seriously Mentally III Dually - Diagnosed Veterans Persons with HIV/AIDS Victims of Domestic Violence Youth Other U.S. Department of Housing and Urban Development TABLE 1B OMB Approval No. 2506-0117 (Exp- 8/31/2005) SPECIAL NEEDS SUBPOPULATIONS Priority Need Level High, Medium, Low, No Such Need Unmet Need Dollars to Address Unmet Need Goals Elderly medium Frail Elderly medium Severe Mental Illness medium Developmentally_ Disabled medium Physically Disabled medium Persons w/ Alcohol/Other Drug Addictions medium Persons w/HIV/AIDS medium Other TOTAL Table 1C Summary of Specific Homeless/Special Needs Objectives (Table 1A/1B Continuation Sheet) Obj # Specific Objectives Performance Measure Expected Units Actual Units Homeless Objectives— Maintain the availability of services and facilities to prevent homelessness and provide emergency assistance if homelessness occurs Beds 40 Special Needs Objectives Provide a variety of appropriate housing options for individuals and families with special needs Housing Units TABLE 2A Priority Needs Summary Table Medium 100 0-30% Small Related Medium 100 31-50% e High 100 — 51-80% Medium 100 0-30% Large Related Medium 230 31-50% High 225 51-80% Renter Medium 100 0-30% Elderly High 150 31-50% Medium 75 51-80% Medium 0-30% All Other Medium 31-50% Medium 51-80% Low NA 0-30% Owner Low NA 31-50% Medium 100 51-80% Special Needs Medium 0-80% Total Goals Total 215 Goals Total 215 Renter Goals Total 215 Owner Goals TABLE 2B COMMUNITY DEVELOPMENT NEEDS PRIORITY COMMUNITY DEVELOPMENT NEEDS Priority Need Level High, Medium, Low, No Such Need Unmet Priority Need Dollars to Address Unmet Priori Need Goals PUBLIC FACILITY NEEDS (projects) Senior Centers High Handicapped Centers High Homeless Facilities High Youth Centers High Child Care Centers High Health Facilities High Neighborhood Facilities High Parks and/or Recreation Facilities High Parking Facilities High Non -Residential Historic Preservation Unknown Other Public Facility Needs High INFRASTRUCTURE (projects) Water/Sewer Improvements High Street Improvements High Sidewalks High Solid Waste Disposal Improvements High Flood Drain Improvements High Other Infrastructure Needs High PUBLIC SERVICE NEEDS (people) Senior Services High Handicapped Services High Youth Services High Child Care Services High Transportation Services High Substance Abuse Services High Employment Training High Health Services High Lead Hazard Screening Medium Crime Awareness High Other Public Service Needs High TABLE 2B COMMUNITY DEVELOPMENT NEEDS PRIORITY COMMUNITY DEVELOPMENT NEEDS Priority Need Level High, Medium, Low, No Such Need Unmet Priority Need Dollars to Address Unmet Priority Need Goals ECONOMIC DEVELOP10EM ED Assistance to For-Profits(businesses) High ED Technical Assistance(businesses) High Micro -Enterprise Assistance(businesses) High Rehab; Publicly- or Privately -Owned Commercial/Industrial (projects) High C/I* Infrastructure Development (projects) High Other C/I* Improvements(projects) High PLANNING Planning High TOTAL ESTIMATED DOLLARS NEEDED: * Commercial or Industrial Improvements by Grantee or Non-profit Table 2C Summary of Specific Housing/Community Development Objectives (Table 2A/2B Continuation Sheet) Obj # Specific Objectives Performance Measure Expected Units Actual Units Rental Housin tives Preserve the supply of affordable housing for low and moderate income households. Support a broad mix of housing choices designed to increase the supply of affordable housing. Owner Housing Objectives Preserve the supply of affordable housing for low and moderate income households. Provide emergency home repairs to low income owners of family residences. —single Community Development Objectives Implement neighborhood plan recommendations to preserve and/or revitalize low and moderate income neighborhoods. Infrastructure Objectives Rehabilitate and/or install streets, curbs and sidewalks in predominantly low income neighborhoods. Public Facilities Objectives Acquire and/or preserve public and non-profit facilities that serve predominantly low income residents. Public Services Objectives Enhance the quality of life for families and individuals by supporting health and human service that serve predominantly low income residents. Economic Development Objectives Maintain a collaborative relationship with local schools and colleges to help low income residents increase their educational attainment or start/ reserve businesses. Other Objectives City of Auburn's Consolidated Plan for Years 2005 to 2008 and PY 2005 Action Plan Appendix #2 HUD Required Table # 3 Listing of CDBG-Funded Projects U.S. Department of Housing and Urban Development OMB Approval No. 2506-0117 (Exp. 8/31/2005) Table 3.1 Consolidated Plan Listing of Projects Applicant's Name: City of Auburn / City of Kent Priority Need: Project Title Project Description Location Emergency Home Repairs Emergency repairs to single families residents owned by very low income residents. Various locations within the city limits of Auburn. Objective Number Project ID' TBD HUD Matrix Code CDBG Citation 14A 570.202 Type of Recipient CDBG National Objective Very -Low Income LMH Start Date (mm/dd/yyyy) Completion Date (mm/dd/yyyy) 01/01/2005 12/31/2005 Performance Indicator Annual Units Housing Units 25 Local ID 1 Units Upon Completion TBD 25 Funding Sources: CDBG ESG HOME HOPWA Total Formula Prior Year Funds Assisted Housing PHA Other Funding Total $129,000 The primary purpose of the project is to help: prevent Homeless❑Persons with HIV/AIDSaPersons with Disabilities ❑Public Housing Needs U.S. Department of Housing and Urban Development Table 3-3 Consolidated Plan Listing of Projects Applicant's Name: King County Housing Authority Priority Need: Project Title Green River and Terminal Park Housing Rehab Project Description OMB Approval No. 2506-0117 (Exp. 8/31/2005) Rehabilitate housing used for special needs population including emergency/transitional housing for the homeless. Location Objective Number Project ID TBD HUD Matrix Code CDBG Citation 14B 570.202 Type of Recipient CDBG National Objective Very -Low Income Low Moderate Households Start Date (mm/dd/yyyy) Completion Date (mm/dd/yyyy) 01/01/2005 12/31/2005 Performance Indicator Annual Units Housing Units 1 Local ID Units Upon Completion " TBD 1 Funding Sources: CDBG ESG HOME. HOPWA Total Formula Prior Year Funds Assisted Housing PHA Other Funding Total $25,000 The primary purpose of the project is to help❑prevent Homeless❑Persons with HIV/AIDS❑Persons with Disabilities ❑Public Housing Needs U.S. Department of Housing OMB Approval No. 2506-0117 and Urban Development (Exp. 8/31/2005) Table 3-4 Consolidated Plan Listing of Projects Applicant's Name: Catholic Community Services Priority Need: Project Title Emergency Assistance Project Description Case management and direct financial aid for basic needs including rent, shelter, food, utility assistance and transportation to low-income families and individuals in crisis. Location Services are provided through CCS's Kent Family Center located at 1229 West Smith, Kent WA Objective Number Project ID TBD HUD Matrix Code CDBG Citation 05 270.201 Type of Recipient CDBG National Objective LI LMC Start Date (mm/dd/yyyy) Completion Date (mm/dd/yyyy) 01/01/2005 12/31/2005 Performance Indicator Annual Units Housing Units 375 Local ID Units Upon Completion TBD 375 Funding Sources: CDBG $12,000 ESG HOME HOPWA Total Formula �----_.__...._....__.._._..._._.......___. Prior Year Funds Assisted Housing PHA___._....._......_.._.._._...._...._........ Other Funding Total The primary purpose of the project is to helpl&revent Homeless❑Persons with HIWAIDSOPersons with Disabilities Public Housing Needs U.S. Department of Housing and Urban Development Table 3-5 Consolidated Plan Listing of Projects Applicant's Name: City of Auburn's Legal Department Priority Need: Project Title Project Description Domestic Violence Victim Support Team OMB Approval No. 2506-0117 (Exp. 8/31/2005) Operational support including contracted services for interpreters and investigators for detailed, follow-up investigate that will lead to the successful prosecution of domestic violence cases along with family support and advocacy to protect the victims of domestic violence and help ,.them secure a safe home environment. The grant will support the Team while they develop a dedicatedl revenue source for long-term operational support and organizational development. Location Services provided through the City of Auburn's Legal Department located at 25 W Main Street in downtown Auburn. Objective Number Project ID TBD HUDMatrix Code CDBG Citation 05 G 270.201 Type of Recipient CDBG National Objective Victims of DV LMC Start Date (mm/dd/yyyy) Completion Date 01/01/2005 (mm/dd/yyyy) 12/31/2005 Performance Indicator Annual Units Clients 51 Local ID Units Upon Completion TBD 51 Funding Sources: CDBG ESG HOME HOPWA Total Formula Prior Year Funds Assisted Housing PHA Other Funding Total $12,690 The primary purpose of the project is to help11prevent Homeless❑Persons with HIV/AIDS❑Persons with Disabilities []Public Housing Needs U.S. Department of Housing and Urban Development Table 3-6 Consolidated Plan Listing of Projects Applicant's Name: G.R.C.C. Small Business Assistance Center Priority Need: Project Title Small Business Assistance Center OMB Approval No. 2506-0117 (Exp. 8/31/2005) Project Description GRCC Small Business Assistance Center provides small business training and counseling to enable business and individuals starting businesses to start, survive and grow their businesses during challenging economic times. Location 108 South Division Street, Auburn, WA 98001 Objective Number Project ID TBD HUD Matrix Code CDBG Citation 18C 570.201(0) Type of Recipient CDBG National Objective Low Income LMC Start Date (mm/dd/yyyy) Completion Date 01/01/2005 (mm/dd/yyyy) 12/31/2005 Performance Indicator Annual Units Clients 300 Local ID Units Upon Completion TBD 300 Funding Sources: CDBG ESG HOME HOPWA Total Formula Prior Year Funds Assisted Housing PHA Other Funding Total $37,500 The primary purpose of the project is to help❑prevent Homeless❑Persons with HIV/AIDS❑Persons with Disabilities Public Housing Needs U.S. Department of Housing and Urban Development Table 3-7 Consolidated Plan Listing of Projects Applicant's Name: Community Health Centers of King County Priority Need: Project Title Primary Health / Dental Care Project Description OMB Approval No. 2506-0117 (Exp. 8/31/2005) Provide comprehensive medical and dental care to low income, uninsured families and individuals living in King County communities outside of Seattle. Location Primary Medical Care: 126 Auburn Avenue, Suite 300, Auburn Wa Primary Dental Care: 1 A Street N.W., Auburn, Wa Objective Number Project ID TBD HUD Matrix Code CDBG Citation 05M 570.208(A)(2) Type of Recipient CDBG National Objective Low Income LMC Start Date (mm/dd/yyyy) Completion Date 01/01/2005 (mm/dd/yyyy) 12/31/2005 Performance Indicator Annual Units Clients 6,800 Local ID Units Upon Completion TBD 6,800 Funding Sources: CDBG $30,010 ESG HOME HOPWA Total Formula Prior Year Funds Assisted Housing PHA ___....___... Other Funding $32,000 Total Y $62,010µ The primary purpose of the project is to help❑prevent HomelessaPersons with HIV/AIDS❑Persons with Disabilities ❑Public Housing Needs U.S. Department of Housing OMB A and Urban Development Approval No. 2506-011700 (Exp. 8/31lZ005) Table 3-8 Consolidated Plan Listing of Projects Applicant's Name: YWCA Priority Need: Project Title Emergency and Transitional Housing Project Description Case management and supportive services to families who are homeless. Location Green River Homes in Auburn Objective Number Project ID TBD HUD Matrix Code CDBG Citation 05 570.201 Type of Recipient CDBG National Objective Low Income LMC Start Date (mm/dd/yyyy) Completion Date 01/01/2005 (mm/dd/yyyy) 12/31/2005 Performance Indicator Annual Units Clients 16 clients Local ID Units Upon Completion TBD 16 clients Funding Sources: CDBG ESG HOME HOPWA Total Formula Prior Year Funds Assisted Housing PHA Other Funding Total $17,600 IThe primary purpose of the project is to helpoprevent Homeless❑Persons with HIV/AIDSF]Persons with Disabilities aPublic Housing Needs U.S. Department of Housing OMB Approval No. 2506-0117 and Urban Development (Exp. 8/31/2005) Table 3-9 Consolidated Plan Listing of Projects Applicant's Name: Pediatric Interim Care Center Priority Need: Project Title Newborn Nursery Project Description Construct a new care facility for drug -exposed and medically fragile newborns. Location Corner of 4th Avenue South and Saar Street in Kent, WA Objective Number Project ID TBD HUD Matrix Code CDBG Citation 03P 570.201(C) Type of Recipient CDBG National Objective Low Income LMC Start Date (mm/dd/yyyy) Completion Date (mm/dd/yyyy) 01/01/2005 12/31/2005 Performance Indicator Annual Units Clients 161 Local ID Units Upon Completion TBD 161 Funding Sources: CDBG ESG HOME HOPWA Total Formula Prior Year Funds Assisted Housing PHA Other Funding Total $25,000 The primary purpose of the project is to heipwrevent HomelessnPersons with HIV/AIDS❑Persons with Disabilities ❑Public Housing Needs U.S. Department of Housing and Urban Development Table 3-10 Consolidated Plan Listing of Projects OMB Approval No. 2506-0117 (Exp. 8/31/2005 Applicant's Name: City of Auburn Dent of Public Works Priority Need: Project Title Terminal Park Neighborhood Curb and Sidewalk Improvements Project Description Construct new curbs and sidewalks along streets in the Terminal Park neighborhood. Location Immediately south of Downtown Auburn between A Street S.E. and Auburn Way South and Highway 18 and 17th Street S.E. Funding Sources: CDBG ESG HOME HOPWA Total Formula Prior Year Funds Assisted Housing PHA Other Funding Total $100,000 The primary purpose of the project is to help❑prevent Homeless❑Persons with HIV/AIDS❑Persons with Disabilities ❑Public Housing Needs U.S. Department of Housing and Urban Development Table 3-11 Consolidated Plan Listing of Projects Applicant's Name: City of Auburn Dept of Planning & Community Development Priority Need: Project Title Program Administration OMB Approval No. 2506-0117 (Exp. 8/31/2005) Project Description General program planning and administration. Location Services provided through the City of Auburn's Department of Planning and Community Development located at 25 W. Main Street, Auburn, WA Objective Number Project ID TBD HUD Matrix Code CDBG Citation 21A 570.206 Type of Recipient CDBG National Objective NA NA Start Date (mm/dd/yyyy) Completion Date (mm/dd/yyyy) 01/01/2005 12/31/2005 Performance Indicator Annual Units households NA Local ID Units Upon Completion TBD NA Funding Sources: CDBG ESG HOME HOPWA Total Formula Prior Year Funds Assisted Housing PHA Other Funding Total _.......__.. $43,300......_.__.._. The primary purpose of the project is to help❑prevent HomelessElPersons with HIV/AIDS❑Persons with Disabilities Public Housing Needs City of Auburn's Consolidated Plan for Years 2005 to 2008 and PY2005 Annual Action Plan Appendix #3 Comments from Public Meeting of November 20, 2003 * Dept of Planning & Community Development CTTY OF - * 25 West Main Street Auburn, Washington 98001 WASHINGTON From: Bill Mandeville, Planner Subject: Notes from Human Service Committee "Just One" Forum on November 20, 2003 at the Messiah Lutheran Church Meeting started at approximately 6:35 PM. City Planner Shirley Aird welcomed the guest and introduced the first panel of speakers: Mayor Pete Lewis; David Osaki, City of Auburn's Community Development Administrator; Trish Borden, City Councilmember and chair of the City Council's Planning and Community Development Committee; Peter Maurer, King County Housing Authority's Director of Resident Services. They were asked to talk about the City's Housing and Community Development needs. Mayor Lewis: Recognized the City has many needs but noted it also has many opportunities as well. Mayor Lewis said the needs of the community require something more than money -- it involves citizens getting involved. Mayor Lewis asked the audience for their thoughts, ideas, plans and hopes. He closed by saying, "You are the solution". David Osaki: Described Auburn as an old city that has developed into a diverse community. Mr. Osaki present statistical information about Auburn. He concluded by stating that Auburn was going to grow and it is going to get.. increasingly diverse, both economically and culturally. Trish Borden: Said if she had to highlight "just one" of Auburn's community development needs, it would be — "the need to develop a community perspective". She highlighted several of projects over the years where citizens took the initiative to address community needs. Council Borden closed by urging the audience to "get to know your community, develop relationships and get involved." Peter Mourer: Explained the high price of housing within the near vicinity'of Seattle is causing lower income families to move to South King County. He said it is not uncommon to find many households in Auburn paying 50% of their income for housing. Mr. Mourer pointed out that it is not enough to provide a roof overhead. He said wrap-around services are needed. He particularly noted the need to provide affordable childcare. Page 1 of 4 Human Service Committee Forum November 20, 2003 Audience Response: "Why can't they build housing that we can afford." Mr. Mourer responded that a variety of factors determine the price of homes. He said more housing choices would help. Page 2 of 4 Member of the audience noted that two blocks from the church is vacant building that was used to provide housing for developmentally disabled adults:—He asked what was going to happen to that building. David Osaki stated permits have been filed to rehabilitate the building into a 12 unit apartment complex. Mr. Osaka said he does not have any information about the future tenants. Member of the audience stated she felt the need to maintain a balance whereby Auburn has more homeowners than renters. She noted that in another community in which she lived, the number of renters began to outnumber the number of homeowners. She said crime rates increased. She claims there is a correlation between the increase in crime and the increase in rental units. Member of the audience talked about the need to provide housing for retiring baby boomers. He noted that approximately 25% or more of Auburn's housing is currently occupied by baby boomers. Within the next 20 years, they are going to retire and downsize. Unless Auburn provides them some housing choices, they are going to head south {past Fife } . Mayor Lewis spoke to this comment because he considers himself one of those baby boomers who recently downsized. He described the housing market is apparently responding to this trend. They are building single story homes on smaller lots or single family homes with common areas in lieu of large back yards. Mayor Lewis said there remains a need to locate these homes closer to the downtown. Member of the audience spoke about the need for stable, well paying employment. She noted housing would be more affordable if people had better paying jobs and/or jobs that stick around over the long term. Member of the audience spoke about the need to provide housing for offenders. He said many of the people who enter the criminal justice system suffer from drug or alcohol abuse and/or mental illness. They have no place to live after they leave jail and/or their treatment programs. He said the lack of housing available to them greatly limits opportunities for recovery and increases the probability that they will re -offend. He contends it is much more expensive to keep these offenders in jail than in transitional housing where they have an opportunity stabilize their lives. Human Service Committee Forum November 20, 2003 Following a short break, Shirley Aird introduced the next panel: Jack Laverty, Administrator of Auburn's Food Bank; Christina Enriquez, Public Health Nurse from the Seattle -King County Dept of Public Health; Diane Aid, Hispanic Minister of St Matthew's Episcopal Church. They were asked to talk about Aubum's social service needs. Jack Laverty: Said the Auburn Food Bank had 16,900 clients and handed out 51,000 fo—o6baskets. He said 40% of their customers are families with children. More than half of them have jobs. Only 40% of their clients use the Food Bank five or more times. Mr. Laverty said a recent survey of Auburn residents found that 22% of them are not certain how they are going to provide their meals from one month to the next. He said a regional study found that chronic hunger is attributable to three factors: mobility, unemployment and percentage of income spent on rent. Mr. Laverty thinks Auburn should try to bolster the knowledge residents have about the resourcesavailable to them in the community. He said putting many of these services at one location, even temporarily on a periodic basis, might help. Christina Enriquez: Told the audience about one of her clients. Her client was mother of two children and the victim of domestic abuse. She described all the phone calls and agencies that she had to contact to find somebody capable of helping her. Ms. Enriquez describe this woman as a typical client that they routinely encounter who needs help. She said the Auburn community needs ready access to an advocate for victims of domestic violence. She also said the community needs respite childcare and emergency motel vouchers. Mr. Enriquez spoke in favor of a "one-stop service center" where many of these vital social services are accessible at one location. Diane Aid: Talked about the need to provide services that lead to empowerment. Ms. Aid spoke about the immigrant community. She said oftentimes we invite them to participate in a community in which they feel that they have no part. For example, she notes the flyer for the forum was in English and Spanish. However, there were no arrangements for a Spanish interpreter at the forum. Ms. Aid spoke about the need to focus on the celebration and tradition of immigrants. She introduced Adelaida Prado, instructor. of St. Matthew's after-school program. Adelaida Prado: Said her after-school program serves a variety of functions. It helps the parents understand what their children are experiencing. It also helps the children become better students. She pointed out that Mexico requires only six years of compulsory education. This cultural difference is one of the reasons some parents do not encourage their teenage children to remain in school. Ms. Prado said many of the parents need assistance as well to get the minimum education required for entry-level jobs. Page 3 of 4 Human Service Committee Forum November 20, 2003 Audience Response: Member of the audience spoke about the -need to have a community bulletin board for local non-profit agencies. Mayor Lewis noted a similar directory is currently getting developed for youth services. Somebody spoke in favor a 'one-stop service center". She spoke about better, more convenient access to social service providers. Member of the audience spoke about the need for increased police presence. Spoke about a fundamental step to encourage community _ involvement is to make people feel safe. Member of the audience spoke about the need for affordable housing. She noted the high cost of housing appears to be a common theme in the presentations. Another member of the audience spoke about the need for Auburn to develop a vision that appreciates the old traditions of Auburn while, at the same time, welcoming the new and culturally diverse visions and traditions that its immigrants are bringing into the community. A member encouraged the community to address the need for affordable child-care. She particularly noted the need for pre-school programs that help get children ready for school. She explained this issue is linked to the lack of affordable housing. Audience member spoke about forming a micro -loan fund or a credit union designed for low income households. Page 4 of 4 Human Service Committee Forum November 20, 2003 City of Auburn's Consolidated Plan for Years 2005 to 2008 and PY2005 Annual Action Plan Appendix #4 Public Comments {will be inserted at end of planning process} 4WWASPHINGTON oF* * Dept of Planning & Community Development 25 West Main Street, Auburn, WA 98001 phone: 253.804.5029 email: bmandeville@ci.auburn.wa.us PUBLIC NOTICE AVAILABLE FOR PUBLIC REVIEW AND COMMENT CITY OF AUBURN'S CONSOLIDATED PLAN FOR YEARS 2005 — 2008 INCLUDING 2005-2006 ACTION PLAN The City of Auburn has prepared the 2005-2008 Consolidated Plan, which includes the Action Plan for the 2005/2006 program years, and Auburn's Neighborhood Revitalization Plan. The proposed 2005-2008 Consolidated Plan is a requirement for the Department of Housing and Urban Development's (HUD) Community Development Block Grant (CDBG) Program. The Consolidated Plan describes housing and community development needs as well as activities to address those needs. The Consolidated Plan brings together, in one consolidated submission, the planning and funding recommendations for human services, neighborhood revitalization and capital improvements funded by the Community Development Block Grant program. The Consolidated Plan includes a needs assessment, four-year strategy and a two-year action plan. Project descriptions, recommended funding and proposed accomplishments for the 2005- 2006 program years are also included. Citizens are provided 30 days to comment on the proposed 2005-2008 Consolidated Plan and 2005/2006 Action Plan. Written comments may be sent to the City of Auburn's Department of Planning and Communitv Development at 25 West Main Street, Auburn, Washington 98001 until Friday, October 1, 2004. A summary of comments received will be provided to the City Council for consideration prior to the public hearing before the City Council scheduled for Monday, September 20, 2004. The City Council will take final action on the Consolidated Plan at their regularly scheduled meeting on Monday, October 18, 2004. Copies of the Consolidated Plan are available for public review and inspection at the City of Auburn's Planning Department located on the second floor of City Hall at 25 West Main Street in downtown Auburn. For more information or to request a copy of the Plan, please contact Bill Mandeville at 253-814- 5029 or email bmandeville@ci.aubum.wa.us. Email is preferred. Page 1 of 1 AUBURN * MORE THAN YOU IMAGINED City of Auburn's Consolidated Plan for Years 2005 to 2008 and PY2005 Annual Action Plan Appendix #5 Certifications {will be signed at end of planning process} CERTIFICATIONS In accordance with the applicable statutes and the regulations governing the consolidated plan regulations, the jurisdiction certifies that: Affirmatively FurtherFair-Housing — The jurisdiction will affirmatively further fair housing, which means it will conduct an analysis of impediments to fair housing choice within the jurisdiction, take appropriate actions to overcome the effects of any impediments identified through that analysis, and maintain records reflecting that analysis and actions in this regard. Anti -displacement and Relocation Plan — It will comply with the acquisition and relocation requirements of the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, as amended, and implementing regulations at 49 CFR 24; and it has in effect and is following a residential antidisplacement and relocation assistance plan required under section 104(d) of the Housing and Community Development Act of 1974, as amended, in connection with any activity assisted with funding under the CDBG or HOME programs. Drug Free Workplace — It will or will continue to provide a drug-free workplace by: 1. Publishing a statement notifying employees that the unlawful manufacture, distribution, dispensing, possession,.or use of a controlled substance is prohibited in the grantee's workplace and specifying the actions that will be taken against employees for violation of such prohibition; ` 2. Establishing an ongoing drug-free awareness program to inform employees about - (a) The dangers of drug abuse in the workplace; (b) The grantee's policy of maintaining a drug-free workplace; (c) Any available drug counseling, rehabilitation, and employee assistance programs; and (d) The penalties that may be imposed upon employees for drug abuse violations occurring in the workplace; Making it a requirement that each employee to be engaged in the performance of the grant be given a copy of the statement required by paragraph 1; 4. Notifying the employee in the statement required by paragraph 1 that, as a condition of employment under the grant, the employee will - (a) Abide by the terms of the statement; and (b) Notify the employer in writing of his or her conviction for a violation of a criminal drug statute occurring in the workplace no later than five calendar days after such conviction; Notifying the agency in writing, within ten calendar days after receiving notice under subparagraph 4(b) from an employee or otherwise receiving actual notice of such conviction. Employers of convicted employees must provide notice, including position title, to every grant officer or other designee on whose grant activity the convicted employee was working, unless the Federal agency has designated a central point for the receipt of such notices. Notice shall include the identification number(s) of each affected grant; 6. Taking one of the following actions, within 30 calendar days of receiving notice under subparagraph 4(b), with respect to any employee who is so convicted - (a) Taking appropriate personnel action against such an employee, up to and including termination, consistent with the requirements of the Rehabilitation Act of 1973, as amended; or (b) Requiring such employee to participate satisfactorily in_a drug abuse assistance or rehabilitaon program approved for such purposes by a Federal, State, or local health, law enforcement, or other appropriate agency; 7. Making a good faith effort to continue to maintain a drug-free workplace through implementation of paragraphs 1, 2, 3, 4, 5 and 6. Anti -Lobbying — To the best of the jurisdiction's knowledge and belief- 1; elief 1: No Federal appropriated funds have been paid or will be paid, by or on behalf of it, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement; 2. If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, it will complete and submit Standard Form -LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions; and 3. It will require that the language of paragraph 1 and 2 of this anti -lobbying certification be included in the award documents for all subawards at all tiers (including subcontracts, subgrants, and contracts under grants, loans, and cooperative agreements) and that all subrecipients shall certify and disclose accordingly. Authority of Jurisdiction — The consolidated plan is authorized under State and local law (as applicable) and the jurisdiction possesses the legal authority to carry out the programs for which it is seeking funding, in accordance with applicable HUD regulations. Consistency with plan -- The housing activities to be undertaken with CDBG, HOME, ESG, and HOPWA funds are consistent with the strategic plan. Section 3 — It will comply with section 3 of the Housing and Urban Development Act of 1968, and implementing regulations at 24 CFR Part 135. Signature/Authorized Official Date Title Specific CDBG Certifications The Entitlement Community certifies that: Citizen Participation — It is in full compliance and following a detailed citizen participation plan that satisfies the requirements of 24 CFR 91.105. Community Development Plan — Its consolidated housing and community development plan identifies community development ani -housing needs and specifies both short-term and long-term community development objectives that provide decent housing, expand economic opportunities primarily for persons of low and moderate income. (See CFR 24 570.2 and CFR 24 part 570) - Following a Plan = It is following a current consolidated plan (or Comprehensive Housing Affordability Strategy) that has been approved by HUD. Use of.Funds — It has complied with the following criteria: Maximum Feasible Priority. With respect to activities expected to be assisted with CDBG funds, it certifies that it has developed its Action Plan so as to give maximum feasible priority to activities which benefit low and moderate income families or aid in the prevention or elimination of slums or blight. The Action Plan may also include activities which the grantee certifies are designed to meet other community development needs having a particular urgency because existing conditions pose a serious and immediate threat to the health or welfare of the community, and other financial resources are not available); 2. Overall Benefit. The aggregate use of CDBG funds including section 108 guaranteed loans during program year(s) (a period specified by the grantee consisting of one, two, or three specific consecutive program years), shall principally benefit persons of low and moderate income in a manner that ensures that at least 70 percent of the amount is expended for activities that benefit such persons during the designated period; 3. Sperial Assessments. It will not attempt to recover any capital costs of public improvements assisted with CDBG funds including Section 108 loan guaranteed funds by assessing any amount against properties owned and occupied by persons of low and moderate income, including any fee charged or assessment made as a condition of obtaining access to such public "improvements. However, if CDBG funds are used to pay the proportion of a fee or assessment that relates to the capital costs of public improvements (assisted in part with CDBG funds) financed from other revenue sources, an assessment or charge may be made against the property with respect to the public improvements financed by a source other than CDBG funds. The jurisdiction will not attempt to recover any capital costs of public improvements assisted with CDBG funds, including Section 108, unless CDBG funds are used to pay the proportion of fee or assessment attributable to the capital costs of public improvements financed from other revenue sources. In this case, an assessment or charge may be made against the property with respect to the public improvements financed by a source other than CDBG funds. Also, in the case of properties owned and occupied by moderate -income (not low-income) families, an assessment or charge may be made against the property for public improvements financed by a source other than CDBG funds if the jurisdiction certifies that it lacks CDBG funds to cover the assessment. Excessive Force — It has adopted and is enforcing: A policy prohibiting the use of excessive force by law enforcement agencies within its jurisdiction against any individuals engaged in non-violent civil rights demonstrations; and 2. A policy of enforcing applicable State and local laws against physically barring entrance to or exit from a facility or location which is the subject of such non-violent civil rights demonstrations within its jurisdiction; Compliance With Anti -discrimination laws — The grant will be conducted and administered in conformity with title VI of the Civil Rights Act of 1964 (42 USC 2000d), the Fair Housing Act (42 USC 3601-3619), and implementing regulations. Lead -Based Paint — Its activities concerning lead-based paint will comply with the requirements of 24 CFR Part 35, subparts A, B, J, K and R; Compliance with Laws — It will comply with applicable laws. Signature/Authorized Official Date Title OPTIONAL CERTIFICATION CDBG Submit the following certification only when one or more of the activities in the action plan are designed to meet other community development needs having a particular urgency as specified in 24 CFR 570.208(c): The grantee hereby certifies that the Annual Plan includes one or more specifically identified CDBG-assisted activities which are designed to meet other community development needs having a particular urgency because existing conditions pose a serious and immediate threat to the health or welfare of the community and other financial resources are not available to meet such needs. Signature/Authorized Official Title Date Specific HOME Certifications The HOME participating jurisdiction certifies that: Tenant Based Rental Assistance — If the participating jurisdiction intends to provide tenant -based rental assistance: The use of HOM�ds for tenant -based rental assistance is an essential element of the participating jurisdiction's consolidated plan for expanding the supply, affordability, and availability of decent, safe, sanitary, and affordable housing. Eligible Activities and Costs — it is using and will use HOME funds for eligible activities and costs, as described in 24 CFR § 92.205 through 92.209 and that it is not using and will not use HOME funds for prohibited activities, as described in § 92.214. Appropriate Financial Assistance — before committing any funds to a project, it will evaluate the project in accordance with the guidelines that it adopts for this purpose and will not invest any more HOME funds in combination with other Federal assistance than is necessary to provide affordable housing; Signature/Authorized Official Date Title ESG Certifications The Emergency Shelter Grantee certifies that: Major rehabilitation/conversion — It will maintain any building for which assistance is used under the ESG program as a shelter for homeless individuals and families for at least 10 years. If the jurisdiction plans to use funds for purposes less than tenant -based rental assistance, the applicant will maintain any building for which assistance is used under the ESG program as a shelter for homeless individuals and families for at least 3 years. Essential Services — It will provide services or shelter to homeless individuals and families for the period during which the ESG assistance is provided, without regard to a particular site or structure as long as the - _ same general population is served. Renovation — Any renovation carried out with ESG assistance shall be sufficient to ensure that the building involved is safe and sanitary. Supportive Services — It will assist homeless individuals in obtaining appropriate supportive services, including permanent housing, medical and mental health treatment, counseling, supervision, and other services essential for achieving independent living, and other Federal State, local, and private assistance. Matching Funds — It will obtain matching amounts required under §576.71 of this title. Confidentiality — It will develop and implement procedures to ensure the confidentiality of records pertaining to any individual provided family violence prevention or treatment services under any project assisted under the ESG program, including protection against the release of the address or location of any family violence shelter project except with the written authorization of the person responsible for the operation of that shelter. Homeless Persons Involvement — To the maximum extent practicable, it will involve, through employment, volunteer services, or otherwise, homeless individuals and families in constructing, renovating, maintaining, operating facilities, and providing services assisted through this program. Consolidated Plan — It is following a current HUD -approved Consolidated Plan or CHAS. Signature/Authorized Official Date Title HOPWA Certifications The HOPWA grantee certifies that: Activities — Activities funded under the program will meet urgent needs that are not being met by available public and private sources. Building — Any building or structure assisted under that program shall be operated for the purpose specified in the plan: 1. For at least 10 years in the case of assistance involving new construction, substantial rehabilitation, or acquisition of a facility, 2. For at least 3 years in the case of assistance involving non -substantial rehabilitation or repair of a building or structure. signature/Authorized Official Title Date APPENDIX TO CERTIFICATIONS INSTRUCTIONS CONCERNING LOBBYING AND DRUG-FREE WORKPLACE REQUIREMENTS: A. I.nhhying Certifiratinn This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for-Maldng or entering into this transaction imposed by section 1352, title 31, U.S. Code. Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. By signing and/or submitting this application or grant agreement, the grantee is providing the certification. The certification is a material representation of fact upon which reliance is placed when the agency awards the grant. If it is later determined that the grantee knowingly rendered a false certification, or otherwise violates the requirements of the Drug -Free Workplace Act, HUD, in addition to any other remedies available to the Federal Government, may take action authorized under the Drug - Free Workplace Act. Workplaces under grants, for grantees other than individuals, need not be identified on the certification. If known, they may be identified in the grant application. If the grantee does not identify the workplaces at the time of application, or upon award, if there is no application, the grantee must keep the identity of the workplace(s) on file in its office and make the information available for Federal inspection. Failure to identify all known workplaces constitutes a violation of the grantee's drug-free workplace requirements. 4. Workplace identifications must include the actual address of buildings (or parts of buildings) or other sites where work under the grant takes place. Categorical descriptions may be used (e.g., all vehicles of a mass transit authority or State highway department while in operation, State employees in each local unemployment office, performers in concert halls or radio stations). If the workplace identified to the agency changes during the performance of the grant, the grantee shall inform the agency of the change(s), if it previously identified the workplaces in question (see paragraph three). 6. The grantee may insert in the space provided below the site(s) for the performance of work done in connection with the specific grant: Place of Performance (Street address, city, county, state, zip code) Check _ if there are workplaces on file that are not identifier here. The certification with regard to the drug-free workplace is required by 24 CFR part 21. 7. Definitions of terms in the Nonprocurement Suspension and Debarment common rule and Drug -Free Workplace common rule apply to this certification. Grantees' attention is called, in particular, to the following definitions from these rules: "Controlled substance" means a controlled substance in Schedules I through V of the Controlled Substances Act (21 U.S.C. 812) and as further defined by regulation (21 CFR 1308.11 through 1308.15); "Conviction" means a finding of guilt (including a plea of nolo contendere) or imposition of sentence, or both, by any judicial body charged with the responsibility to determine violations of the Federal or State criminal drug statutes; "Criminal drug statute" means a Federal or non -Federal criminal statute involving the manufacture, distribution, dispensing, use, or possession of any controlled substance; "Employee" means the employee of a grantee directly engaged in the performance of work under a grant, including: (i) All "direct charge" employees; (ii) all "indirect charge" employees unless their impact or involvement is insignificant to the performance of the grant; and (iii) temporary personnel and consultants who are directly engaged in the performance of work under the grant and who are on the grantee's payroll. This definition does not include workers not on the payroll of the grantee (e.g., volunteers, even if used to meet a matching requirement; consultants or independent contractors not on the grantee's payroll; or employees of subrecipients or subcontractors in covered workplaces). City of Auburn's Consolidated Plan for Years 2005 to 2008 and PY2005 Annual Action Plan Appendix #6 CDBG Budget Ordinance {will be inserted at end of planning process) RESOLUTION NO. 3772 A RESOLUTION OF THE CITY OF AUBURN, WASHINGTON, IMPLEMENTING THE CITY'S CDBG FUNDING FOR PROGRAM YEAR 2005 IN TOTAL AMOUNT OF FOUR HUNDRED EIGHTY- TWO THOUSAND DOLLARS ($482,000). WHEREAS, the City Council of the City of Auburn must adopt and approve all appropriations by resolution pursuant to Chapter 35A RCW; and WHEREAS, the City is an entitlement recipient for Community Development Block Grant (CDBG) funds under the Housing and Community Development Act of 1974 (the Act), Pub L 93-383 as amended, and will receive CDBG funds for the purpose of carrying out eligible community development and housing activities under the Act and under regulations promulgated by the Department of Housing and Urban Development (HUD) at 24 CFR Part 570; and WHEREAS, according to RCW 35A.33.150 special fund appropriations do not lapse but carry forward from year to year until fully expended or.the purpose has. been accomplished or abandoned without necessity of re -appropriation; and WHEREAS, it is in the best interest of the City of Auburn and its citizens to set forth a contingency plan to take into consideration the possibility of changes in the anticipated CDBG entitlement amount; and WHEREAS, the City desires to award certain funds for use as described within this Resolution, for the purpose of implementing eligible activities under the Act and HUD regulations; and WHEREAS, the Legislature has declaredthat carrying out" the purposes of federal grants or programs is both a public purpose and an appropriate function for a city, town, county, or public corporation; NOW THEREFORE THE CITY COUNCIL OF THE CITY OF AUBURN, WASHINGTON, DOES HEREBY RESOLVE AS FOLLOWS: Resolution #3772 October 18, 2004 Page 1 SECTION 1. CDBG Budget for 2005 Program Year. The City Council of the City of Auburn hereby approves the PY2005 CDBG program of Four Hundred Eighty -Two Thousand Dollars ($482,000) for programs, projects, and administrative costs recommended by the Human Services Committee, as amended and approved by the Planning and Community Development Committee, for the 2005 CDBG Program Year. Specific expenditures for the 2005 Program Year are itemized in Exhibit "A", attached hereto and incorporated herein by this reference. A sample contract to govern these expenditures is represented by Exhibit "B". Disbursement of CDBG funds for a specific program or project shall not exceed the amount appropriated, as indicated on the itemized budget set forth in Exhibit "A" to this Resolution No. 3772, for that particular program or project. SECTION 2. Prerequisites for use of CDBG Funds. Grant recipients must certify that their planned use of CDBG funds complies with the following: (a) Compliance with national objectives. Grant recipients must -certify that their use of CDBG funds gives maximum feasible priority to activities that benefit low and moderate income residents or aid in the prevention or elimination of slums or blight. (b) Compliance with environmental review procedures. Grant recipients must certify that compliance with environmental review procedures set forth in 24 CFR, part 58, for each activity as applicable. SECTION 3. Contingency Plan No appropriation shall be made in excess of actual revenues and no liability is to be incurred in excess of appropriations. In the event that actual revenues are different than the revenues estimated by the CDBG budget, the following actions shall be taken: Resolution #3772 October 18, 2004 Page 2 (a) Public Service Programs: In the event the City receives a lesser amount of funding than its budgeted CDBG entitlement, each appropriation for public services will receive a proportionately equal reduction in its appropriation relative to the total decrease in total revenues. In the case of an increase in available funding, the final award will be calculated based on the increase in funds available subject to the CDBG 15% Public Services Gap. (b) Capital -Funds Programs: Appropriations for capital projects, including the Housing Repair Program, shall be released only when actual revenues are sufficient to fully fund the appropriation unless both the recipient Agency and the City mutually agree to a partial funding of the Agency's original appropriation. Partial funding of an appropriation will release the City from further obligations to fund that particular appropriation and, thereby, allow the City to consider funding either all or part of another appropriation. In the event that the City receives more than its budgeted CDBG entitlement, the non -budgeted portion of the appropriation not available for public service activities will be allocated to the Housing Repair Program up to an additional $50,000. Additional funds received will be allocated in the 2006 program year. Funds budgeted to capital projects which are reduced in costs, thus returning funds to the CDBG program during the Program Year, will be reallocated to the Housing Repair Program. SECTION 4. Implementation. The Mayor is hereby authorized to implement such administrative procedures as may be necessary to carry out the directives of this legislation. Resolution #3772 October 18, 2004 Page 3 SECTION 5. Severability. The provisions of this Resolution are declared to be separate and severable. The invalidity of any clause, sentence, paragraph, subdivision, section or portion of this Resolution, or the invalidity of the application thereof to any person or circumstance shall not affect the va i i of the remainder of this Resolution, or the validity of its application to other persons or circumstances. SECTION -6 Effective Date This Resolution shall be in force and take effect five (5) days from and after its passage, approval and publication, as provided by law. INTRODUCED: PASSED: APPROVED: ATTEST: Danielle E. Daskam City Clerk APPROVED AS TO FORM: Daniel B. Heid City Attorney Resolution #3772 October 18, 2004 Page 4 PETER B. LEWIS MAYOR PUBLISHED: EXHIBIT 'A' 2005 Community Development Block Grant Budget (CDBG) PUBLIC SERVICE PROGRAMS Community Health Centers , _ Provide comprehensive medical and dental care to low income, uninsured families and individuals living in King County communities outside of Seattle. {CDBG eligible under 24CFR570.201(e)) YWCA: Emergency Shelters and Transitional Housing Operational support for emergency shelters and transitional housing units provided by the YWCA of Seattle, King and Snohomish Counties for homeless people at several locations throughout Auburn. {CDBG eligible under 24CFR570.201(e)) CCS: Emergency Services Operational support for the Catholic Community Services' Emergency Assistance Program that provides case management and fmancial assistance to residents of Auburn for emergent needs such as rent/shelter, food, clothing, utilities, gas, medicines, households goods, furniture and referral to other social service agencies and community providers. {CDBG eligible under 24CFR570201(e)) City of Auburn: Domestic Violence Victim Support Team Operational support, including contracted services for interpreters and investigators for detailed, follow-up investigations, that will lead to the successful prosecution of domestic violence cases along with family support and advocacy to protect the victims of domestic violence and help them secure a safe home environment. The grant will support the Team while they develop a dedicated revenue source for long-term operational support and organizational development. {CDBG eligible under 24CFR570.201(e)) NEIGHBORHOOD REVITALIZATION City of Auburn's Housing Repair Program Grants of less than $5,000 for necessary repairs and renovation of single family homes owned and occupied by low and moderate income households at various locations throughout Auburn. {CDBG eligible under 24CFR570.202) Ordinance : Exhibit A October 18, 2004 Page 1 $30,010 $17,600 $12,000 $12,690 $154,000 Terminal Park Neighborhood Improvements $100,000 Construct new curbs and sidewalks along streets in the Terminal Park neighborhood. {CDBG eligible under 24CFR570.208(a)(1)) HOMELESS/SPECIAL NEEDS FACILITIES King County Housing Authority: Green River and Terminal Park Housing Rehab: $49,900 Rehabilitate housing used for special needs population including emergency/transitional housing for the homeless. {CDBG eligible under 24CFR570.2021 Pediatric Interim Care Center Funds to construct a new care facility for drug -exposed and medically fragile newborns. (CDBG eligible under 24CFR570.201(c)) ECONOMIC DEVELOPMENT Green River Community College Micro -Loan Program Funds will support staff time to provide counseling and technical assistance to micro - business development and/or expansion. {CDBG eligible under 570.201(0)} PLANNING AND PROGRAM ADMINISTRATION $25,000 $37,500 Program Administration $43,300 Salary, benefits and program materials necessary to implement, monitor and administer eligible CDBG activities. {CDBG eligible under 24CFR570.206) Total CDBG Funds Allocated for the 2005 Program Year: $482,000 Ordinance : Exhibit A October 18, 2004 Page 2 EXHIBIT "B" AGREEMENT Between The CITY OF AUBURN, WASHINGTON AND (INSERT NAME OF AGENCY HERE) SAMPLE CONTRACT THIS AGREEMENT, entered into this day of , 2003, between the City of Auburn, State of Washington (hereinafter referred to as the "City") and JINSERT NAME OF AGENCY HERE) (hereinafter referred to as the "Agency"). WHEREAS, The City is an entitlement applicant for Community Development Block Grant (CDBG) funds under the Housing and Community Development Act of 1974 (the Act), Pub. L. 93-383 as amended, and will receive CDBG funds for the purpose of carrying out eligible community development and housing activities under the Act and under regulations promulgated by the Department of Housing and Urban Development (HUD) at 24 CFR Part 570; and WHEREAS, The City desires to award certain funds to the Agency for use as described within this Agreement, for the purpose of implementing eligible activities under the Act and HUD regulations; and WHEREAS, It is appropriate and mutually desirable that the Agency be designated by the City to undertake the aforementioned eligible activities, so long as the requirements of the Act, HUD Regulations, State law and local law are adhered to, as provided for herein; and WHEREAS, The purpose of this Agreement is to provide for cooperation between the City and the Agency, in implementing such eligible activities in the manner described herein; and WHEREAS, The Legislature has declared that carrying out the purposes of federal grants or programs is both a public purpose and an appropriate function for a city, town, county, or public corporation; and WHEREAS, the provisions of RCW 35.21.730 through RCW 35.21.755 and RCW 35.21.660 and 35.21.670 and the enabling authority as herein conferred to implement these provisions are hereby construed to accomplish the purpose of RCW 35.21.730 through RCW 35.21.755; NOW, THEREFORE, for and in consideration of payments, covenants, and agreements hereinafter mentioned, to be made and performed by the parties hereto, the parties mutually covenant and agree as provided for in this Agreement. PART I GENERAL CONDITIONS: 1. Scope of Agreement 2. Scope of Project 3. Commencement and Termination of Projects 4. Administration EXHIBIT "B" 5. Compensation and Method of Payment 6. Failure to Perform 7. Operating Budget 8. Funding Alternatives and Future Support 9. Amendments 10. Assignment and Subcontracting 11. Hold Harmless and Indemnification 12. Insurance -- 13. Conflict of Interest 14. Termination 15. Reversion of Assets SAMPLE CONTRACT PART II FEDERAL, STATE AND LOCAL PROGRAM REQUIREMENTS: 1: Procurement Standards 2. Environmental Review 3. Nondiscrimination 4. Labor Standards 5. Property Management 6. Acquisition and Relocation 7. National Flood Insurance 8. Lead -Based Paint Poisoning 9. Administrative Requirements and Cost Principles 10. Other Federal Requirements 11. Non -substitution for Local Funding 12. Public Ownership 13. Public Information 14. Lobbying 15. Religious Organizations PART III EVALUATION AND RECORD KEEPING: 1. Evaluation 2. Audits and Inspections 3. Records 4. Retention of Records 5. Reports PART IV EXHIBITS PART V ACCEPTANCE AND SIGNATURES ATTACHMENTS: ATTACHMENT #1: General Information ATTACHMENT #2: Project Budget ATTACHMENT #3: Special Conditions ATTACHMENT #4: Records and Reporting ATTACHMENT #5: Project Timeline/Performance Measurements 2 F00910#0 PART I. GENERAL CONDITIONS: SAMPLE CONTRACT 1. SCOPE OF AGREEMENT: The Agreement between the parties shall consist of the signature page; the general conditions; the Federal, State and local program requirements; the evaluation and record keeping requirements; each and every project Exhibit and Attachment incorporated into the Agreement; all matters and laws incorporated by reference herein; and any written amendments made according to the general conditions. This Agreement supersedes any and all former agreements applicable to projects governed by this Agreement. ` 2. SCOPE OF PROJECT: The Agency shall use funds only to perform the activities set forth in the Attachments hereto. In the case of multiple projects, each project shall correspond to a separate set of Attachments. This Agreement may be amended from time to time, in accordance with the general conditions, for the purpose of adding new projects, amending the scope of work, or for any other lawful purpose. 3. COMMENCEMENT AND TERMINATION OF PROJECTS: A. Upon release of project -related funds by HUD pursuant to 24 CFR Part 58, the City shall furnish the Agency with written notice to proceed. No work on a project shall occur prior to the notice to proceed without written approval from the City. Termination dates for individual projects shall be specified in the appropriate Attachments. Costs incurred after the termination date will not be reimbursed. The termination date may be changed through amendment of this Agreement. B. Upon termination of individual projects covered by this Agreement, the Agency shall transfer to the City any CDBG funds on hand at the time of termination and any accounts receivable attributable to the use of CDBG funds. 4. ADMINISTRATION: The Agency shall appoint a liaison who shall be responsible for overall administration of CDBG funded project(s) and coordination with the City of Auburn's Department of Planning and Community Development. The Agency shall also designate one or more representatives who shall be authorized to sign the Voucher Reimbursement Requests and Program Accomplishments Forms. The names of the liaison and representatives shall be specified in the Attachment(s). 5. COMPENSATION AND METHOD OF PAYMENT: A. The City shall reimburse the Agency only for the activities specified in the Attachments in an amount not to exceed the amount specified on Attachment #1 -- "CDBG APPROPRIATION." Reimbursement shall be based on a CDBG Voucher Reimbursement Request and Program Accomplishments Form submitted and signed by the Agency's authorized representative. Reimbursement is subject to the terms of Section 6 of this Part I. B. The Agency shall submit a properly executed Voucher Reimbursement Request and Program EXHIBIT "B" SAMPLE CONTRACT Accomplishments Form as frequently as desired, but at a minimum no later than fifteen (15) working days after the close of each calendar quarter throughout the term of the project. The City will make payment to the Agency not more than forty-five (45) working days after said Reimbursement Request is received and approved by the City. The City will issue a statement of correction in the event that the Voucher Reimbursement Request is erroneous. Payment does not constitute absolute approval. C. Any reimbursement must comply with conditions of Letter of Credit Procedure Regulations 1900.23 (Revised) in that funds on hand should not exceed $5,000 if retained beyond three (3) days and that any reimbursement in excess of the amount required shall be returned to the City. 6. FAILURE TO (PERFORM: In the event of a failure to comply with any terms or conditions of this Contract or to provide in any manner the activities or other performance as agreed to herein, the City reserves the right, following written notice to the Agency, to withhold all or any part of payment, suspend all or part of the contract, or prohibit the Agency from incurring additional obligations of funds until the City is satisfied that corrective action has been taken or completed as more specifically outlined in the Exhibit(s) and Attachment(s) to this contract. The option to withhold funds is in addition to, and not in lieu of, the City's right to termination as provided in Section 14 of the General Conditions of this Agreement. 7. OPERATING BUDGET: The Agency shall apply the funds received from the City under this Agreement in accordance with the Budget Summary found on Attachment #2. No line item expense thereunder shall cause total expenditures charged to this Agreement to exceed the total amount appropriated to the Agency by the City as indicated in Attachment #1 -- "CDBG APPROPRIATION." 8. FUNDING ALTERNATIVES AND FUTURE SUPPORT: A. The Agency shall report all project income generated under this Agreement for the purposes specified herein or generated through the project(s) funded under this Agreement. Income which is not used to continue or benefit such project(s) shall revert to the CDBG Fund for reallocation by the City. The City shall determine whether income is being used to continue or benefit a project or projects authorized by this Agreement. If the City should authorize, the Agency will comply with all provisions of this Agreement in expending such project income. B. The City makes no commitment to future support and assumes no obligation for future support of the activities contracted herein, except as expressly set forth in this Agreement. C. Should anticipated sources of revenue become unavailable to the City for use in the Community Development Block Grant Program, the City shall immediately notify the Agency in writing and the City will be released from all contracted liability for that portion of the Agreement covered by funds not yet received by the City. 9. AMENDMENTS: Either party may request modifications in the scope of permissible activities, terms, or 4 EXHIBIT "B" SAMPLE CONTRACT conditions of this Agreement. Proposed modifications which are mutually agreed upon shall be incorporated by written amendment to this Agreement. A written amendment may affect a project or projects authorized by this Agreement or may be of general application. 10. ASSIGNMENT AND SUBCONTRACTING: A. The Agency shall not assign any portion of this Agreement without the written consent of the City, and it is further agreed that said consent must be sought in writing by the Agency not less than fifteen (I5)'ftays prior to the date of any proposed assignment. B. Any work or services assigned or subcontracted hereunder shall be subject to `each provision of this Agreement and proper bidding procedures contained herein. The Agency agrees that it is as fully responsible to the City for the acts and omissions of its subcontractors and their employees and agents, as it is for the acts and omissions of its own employees and agents, as provided in paragraph 1 I.B. 11. HOLD HARMLESS AND INDEMNIFICATION: A. The Agency agrees that it is financially responsible (liable) for any audit exception or other financial loss to the City which occurs due to its negligence or its failure to comply with the terms of this Agreement. B. The Agency further agrees to defend, indemnify and hold harmless the City, its elected and appointed officials, employees and agents from and against any and all claims, demands and/or causes of action of any kind or character whatsoever arising out of or relating to services provided under this Agreement by the Agency, its employees, subcontractors, or agents for any and all claims by any persons for alleged personal injury, death, or damage to their persons or property to the extent caused by the negligent acts, errors or omissions of the Agency, its employees, agents, subcontractors or representatives. In the event that any suit or claim for damages based upon such claim, action, loss, or damages is brought against the City, the Agency shall defend the same at its sole cost and expense; provided that the City retains the right to participate in said suit if any principle of governmental or public law is involved; and if final judgment be rendered against the City and/or its officers, agents, and/or employees or any of them or jointly against the City and the Agency and its respective officers, agents, subcontractors, employees or any of them, the Agency agrees to fully satisfy the same and the Agency shall reimburse the City for any cost and expense which the City has incurred as a result of such claim or suit. The provisions of this section shall survive the expiration or termination of this Agreement. 12. INSURANCE: A. Public Liability Insurance: The Agency shall, at all times during the term of this Agreement, at its cost and expense, carry and maintain general public liability insurance against claims for bodily injury, personal injury, death or property damage occurring or arising out of services provided under this Agreement, which insurance shall cover such claims as may be occasioned by any act, omission, or negligence of the Agency or its officers, agents, representatives, assigns or servants. The limits of liability insurance, which may be increased from time to time as deemed necessary by the City with the approval of the Agency which shall not be unreasonably withheld, shall not be less than one million dollars ($1,000,000) combined single limit personal injury and property EXHIBIT "B" SAMPLE CONTRACT damage insurance. The insurance required above shall be issued by an insurance company or companies authorized to do business within the State of Washington and must be acceptable to the City. The City shall be specifically named as an additional insured on all such policies, and all such policy or policies shall be primary to any other valid and collectible insurance. B. Building Risk Insurance: The Agency shall cause to be maintained, during the period that any construction work is in progress, All-Ri'sk-Builder's Insurance (including fire, vandalism, malicious mischief and extended coverage), in an amount not less than the value of destructible contract work in place. C. Proof of Insurance: Certificate or certificates or other evidence satisfactory to the City evidencing the existence and terms and conditions of all insurance required above shall be delivered to the City within five days of the Agency's receipt of the Authorization to Proceed. The policy or policies of insurance required to be maintained in accordance with this Agreement shall not be canceled or given notice of non -renewal nor shall the terms or conditions thereof be altered or amended without sixty (60) days written notice being given to the City. 13. CONFLICT OF INTEREST: A. Interest of Officers, Employees, or Agents: No officer, employee, or agent of the City or Agency who exercises any functions or responsibilities in connection with the planning and carrying out of the City of Auburn CDBG Program, or any other person who exercises any functions or responsibilities in connection with the City, shall have any personal financial interest, direct or indirect, in this Agreement, and the Agency shall take appropriate steps to assure compliance. B. Interest of Contractor(s) and Their Employees: The Agency agrees that it will incorporate into every subcontract required to be in writing, and made pursuant to this Agreement, the following or equivalent provisions: The Contractor covenants that no person who presently exercises any functions or responsibilities in connection with the CDBG Program, has any personal financial interest, direct or indirect, in this Contract. The Contractor further covenants that he or she presently has no interest and shall not acquire any interest, direct or indirect, which would conflict in any manner or degree with the performance of services hereunder. The Contractor further covenants that in the performance of this Contract no person having any conflicting interest shall be employed. Any such interest on the part of the Contractor or the Contractor's employees must be disclosed to the Agency and the City. 14. SUSPENSION AND TERMINATION: A. This Agreement is subject to suspension or termination upon 30 days written notice by the City should: 1. The Agency mismanage or make improper or unlawful use of CDBG funds; 2. The Agency fail to comply with the terms and conditions expressed herein or the applicable regulations and directives of the Federal Government, State, or City; 3. CDBG funds become no longer available from the .Federal.Government.or.through.xhe City; 6 EXHIBIT "B" SAMPLE CONTRACT 4. The Agency fail to carry out activities expressed by this Agreement; or S. The Agency fail to submit reports or submit incomplete or inaccurate reports in any material respect. B. This Agreement is subject to suspension or termination upon 30 days written notice by the Agency should: 1. The City fail in its commitment under this Agreement to provide funding for services rendered, as_ =ein provided; or 2. CDBG funds become no longer available from the Federal Government or through the City. C. This Agreement may be suspended or terminated at any time, in whole or in part, upon the written agreement of the City and the Agency. D. Otherwise this Agreement shall terminate on the termination date specified on Attachment #1 attached hereto and shall be subject to extension only by mutual agreement and amendment in accordance with paragraph 9, Amendments, of this Part. E. Upon termination of this Agreement, any unexpended balance of the CDBG funds awarded through this Agreement shall lapse and remain in the City of Auburn's CDBG fund. F. In the event that termination occurs under paragraph A(1) of this section, the Agency shall return to the City all funds which were expended in violation of the terms of this Agreement. 15. REVERSION OF ASSETS: Upon expiration of this Agreement, the Agency shall transfer to the City any City CDBG funds on hand at the time of expiration any accounts receivable attributable to the use of City CDBG funds. In the event that the Agency ceases to use any asset acquired or improved with CDBG funds for the purpose described in this Agreement, within five years following the termination of this agreement, the Agency shall pay to the City the fair market value of the asset less any portion of the value attributable to expenditures of non-CDBG funds. PART II FEDERAL, STATE AND LOCAL PROGRAM REQUIREMENTS: 1. PROCUREMENT STANDARDS: In awarding contracts pursuant to this Agreement, the Agency shall -comply with all applicable requirements of local and State law for awarding contracts, including but not limited to procedures for competitive bidding, contractor's bonds, and RCW60.28.010, which addresses retained percentages. In addition, the Agency shall comply with the requirements of the U.S. Office of Management and Budget Circular A-110 and/or A-102 and/or A-133, as applicable, relating to bonding, insurance and procurement standards; and with Executive Order 11246 regarding nondiscrimination in bid conditions for projects over $100,000. Where Federal standards differ from local or State standards, the stricter standards shall apply. The Federal standard of $100,000 for competitive bidding shall apply only if the applicable State or local standard for competitive bidding is greater than $100,000. EXHIBIT "B" SAMPLE CONTRACT 2. ENVIRONMENTAL REVIEW: A. National Environmental Policy Act: The City retains environmental review responsibility for purposes of fulfilling requirements of the National Environmental Policy Act as implemented by HUD Environmental Review Procedures (24 CFR Part 58). The City may require the Agency to furnish data, information and assistance for the City's review and assessment in determining whether an Environmental Impact Statemmt-must be prepared. B. Other Federal Environmental Laws: In decision-making and action pursuant to NEPA, and otherwise under this Agreement the standards, policies, and regulations of the following laws and authorities shall be followed: The National Historic Preservation Act of 1966 (16 U.S.C. 470 et seq.) as amended, particularly section 106 (16 U.S.C. 470(f)); Executive Order 11593, Protection and Enhancement of the Cultural Environment, May 13, 1971 (36 FR 8921 et seq.), particularly section 2(c); The Reservoir Salvage Act of 1960 (16 U.S.C. 469 et seq.), particularly section 3 (16 U.S.C. 469a- 1), as amended by the Archaeological and Historic Preservation Act of 1974; Flood Disaster Protection Act of 1973 (42 U.S.C. 4001 et seq.) as amended, particularly sections 102(a) and 202(a) (42 U.S.C. 4012a(a) and 4106(a)); Executive Order 11988, Floodplain Management, May 24, 1977 (42 FR 26951 et seq.), particularly section 2(a); Executive Order 11990, Protection of Wetlands, May 24, 1977 (42 FR 26961 et seq.), particularly sections 2 and 5; The Coastal Zone Management Act of 1972 (16 U.S.C. 1451 et seq.) as amended, particularly section 307(c) and (d) (16 U.S.C. 1456(c) and (d)); The Safe Drinking Water Act of 1974 (42 U.S.C. 201, 300(f) et seq., and 21 U.S.C. 349) as amended, particularly section 1424(e) (42 U.S.C. 300h -303(e)); The Endangered Species Act of 1973 (16 U.S.C. 1531 et seq.) as amended, particularly Section 7 (16 U.S.C. 1536); The Wild and Scenic Rivers Act of 1968 (16 U.S.C. 1271 et seq.) as amended, particularly section 7(b) and (c) (16 U.S.C. 1278(b) and (c)); The Clean Air Act (42 U.S.C. 7401 et seq.) as amended, particularly section 176(c) and (d) (42 U.S.C. 7506(c) and (d)); and HUD environmental standards (24 CFR Part 51, Environmental Criteria and Standards (44 FR 40860-40866, July 12, 1979). C. State Environmental Policy Act: Agencies which are branches of government under RCW 43.21 C.030 retain responsibility for fulfilling the requirements of the State Environmental Policy Act, RCW chap. 43.21 C, and regulations and ordinances adopted thereunder. If the Agency is not a branch of government under RCW 43.21 C.030, the City may require the Agency to furnish data; information and assistance as necessary to enable the City to comply with the State Environmental Policy Act. D. Satisfaction of Environmental Requirements: Project execution under this Agreement by either the City or the Agency shall not proceed until satisfaction of all applicable requirements of the National and State Environmental Policy Acts. A written notice to proceed will not be issued by the City until all such requirements are complied with. 3. NONDISCRIMINATION: A. General: IM0111,310e� SAMPLE CONTRACT The Agency shall comply with all Federal, State and`local laws prohibiting discrimination on the basis of age, sex, marital status, race, creed, color, national origin or the presence of any sensory, mental or physical handicap. These requirements are specified in RCW chapter 49.60; Section 109 of the Housing and Community Development Act of 1974; Civil Rights Act of 1964, Title VI; Civil Rights Act of 1968, Title VIII; Executive Order 11063; Executive Order 11246; Section 3 of the Housing and Urban Development Act of 1968; Section 504 of the Rehabilitation Act of 1973; and, the Age Discrimination Act of 1975. Specifically, the Agency is prohibited from -taking any discriminatory actions defined in the HUD Regulations at 24 CFR 570.602 (b) (1) and shall take such affirmative and corrective actions as are required by the Regulations at 24 CFR 570.602 (b)(4). - B. Specific Discriminatory Actions Prohibited: 1. The Agency may not, under any program or activity to which this Agreement may apply, directly or through contractual or other arrangements, on the grounds of race, color, national origin, or sex: (i) Deny any person facilities, services, financial aid or other benefits provided under the program or activity. (ii) Provide any person with facilities, services, financial aid or other benefits which are different, or are provided in a different form from that provided to others under the program or activity. (iii) Subject any person to segregated or separate treatment in any facility or in any matter or process related to receipt of any service or benefit under the program or activity. (iv) Restrict in any way access to, or in the enjoyment of, any advantage or privilege enjoyed by others in connection with facilities, services, financial aid or other benefits under the program or activity. (v) Treat any person differently from others in determining whether the person satisfies any admission, enrollment, eligibility, membership, or other requirement or condition which individuals must meet in order to be provided any facilities, services or other benefit provided under the program or activity. (vi) Deny any person any opportunity to participate in a program or activity as an employee. 2. The Agency shall not utilize criteria or methods of administration which have the effect of subjecting individuals to discrimination on the basis of race, color, national origin, or sex, or have the effect of defeating or substantially impairing accomplishment of the objectives of the program or activity with respect to individuals of a particular race, color, national origin, or sex. 3. The Agency, in determining the site or location of housing or facilities provided in whole or in part with funds under this part, may not make selections of such site or location which have the effect of excluding individuals from, denying them the benefits of, or subjecting them to discrimination on the grounds of race, color, national origin, or sex; or which have the purpose or effect of defeating or substantially impairing the accomplishment of the objectives of the Act or of the HUD Regulations. C. Fair Housing: The Agency shall take necessary and appropriate actions to prevent discrimination in Federally assisted housing and lending practices related to loans insured or guaranteed by the Federal EXHIBIT "B" SAMPLE CONTRACT government. (Civil Rights Act of 1968, Title VII; Executive Order 11063). D. Employment: 1. In all solicitations under this Agreement, the Agency shall state that all qualified applicants will be considered for employment. The words "equal opportunity employer" in advertisements shall constitute compliance with this section. 2. The Agency shall not discriminate against any employee or applicant for employment in connection- witlrthis Agreement because of age, sex, marital status, race, creed, color, national origin, or the presence of any sensory, mental, or physical handipap, except when there is a bona fide occupational limitation. Such action shall include, but not be limited to, the following: employment, upgrading, demotion or transfer, recruitment or recruitment advertising, layoff or termination, rates of pay or other forms of compensation, and selection for training. (RCW chap. 49.60; Executive Order 11246 as amended). 3. To the greatest extent feasible, the Agency shall provide training and employment opportunities for lower income residents within the area served by CDBG assisted projects (Section 3, Housing and Urban Development Act of 1968, as amended). E. Contractors and Suppliers: 1. No contractor, subcontractor, union or vendor engaged in any activity under this Agreement shall discriminate in the sale of materials, equipment or labor on the basis of age, sex, marital status, race, creed, color, national origin, or the presence of any sensory, mental, or physical handicap. Such practices include: employment, upgrading, demotion, recruiting, transfer, layoff, termination, pay rate, and advertisement for employment. (RCW chap. 49.60; Executive Order 11246 as amended). 2. All firms and organizations described above shall be required to submit to the Agency certificates of compliance demonstrating that they have, in fact, complied with the foregoing provisions; provided, that certificates of compliance shall not be required from firms and organizations with fewer than 25 employees or on contracts and/or yearly sales of less than $10,000. 3. To the greatest extent feasible, the Agency shall purchase supplies and services for activities under this Agreement from vendors and contractors whose businesses are located in the area served by CDBG funded activities or owned in substantial part by project area residents. (Section 3, Housing and Urban Development Act of 1968, as amended.) 4. CDBG funds shall not be used directly or indirectly to employ, award contracts to, or otherwise engage the services of, or fund any contractor or subrecipient during any period of debarment, suspension, or placement in ineligibility status under the provisions of 24 CFR Part 24. F. Notice: 1. The Agency shall include the provisions of the appropriate subsections A, B, C, D, and E of this section 3 entitled "Nondiscrimination" in every contract or purchase order for goods and services under this Agreement and shall send to each labor union or representative of workers with which it has a collective bargaining agreement or other contract or understanding a notice advising the said labor union or worker's representative of the commitments made in these subsections. 2. In advertising for employees, goods or services for the activities under this Agreement, the Agency shall comply with Attachment O to OMB Circular A-102 or A-110, as applicable, 10 EXHIBIT "B" SAMPLE CONTRACT Procurement Standards, paragraph 9, Contracting with Small and Minority Firms, Women's Business Enterprise and Labor Surplus Area firms. Agencies shall be considered to be in compliance with this provision if at least one of the following steps is taken: (a) advertise in a minority publication in addition to publication of general circulation; (b) utilize a minority contractors bidding center; and (c) utilize the King County Affirmative Action Office Certified Minority/Women's Business Enterprise Directory. 4. LABOR STANDARDS: The Agency shall require that project construction contractors and subcontractors pay their laborers and mechanics at wage rates in accordance with the Davis -Bacon Act, as amended (40 U.S.C. sections 276(a) -276(a)(5)), and that they comply with the Copeland "Anti -Kickback" Act (40 U.C. 276(c)) and the Contract Work Hours and Safety Standards Act (40 U.S.C. 327 et seq.) as prescribed at 29 CFR Parts 1,3,5,6 and 7;ro'p vided that this section shall not apply to rehabilitation of residential property designed for residential use by fewer than eight families. 5. PROPERTY MANAGEMENT: A. The Agency agrees that any non -expendable personal property (capital equipment), purchased wholly or in part with project funds at a cost of $300 (three hundred dollars) or more per item, is upon its purchase or receipt the property of the City and/or Federal government. Final ownership and disposition of such property shall be determined under the applicable provisions of Attachment N to the U.S. Office of Management and Budget Circular No. A-102, and/or Attachment N to the U.S. Office of Management and Budget Circular No. A-110. B. The Agency shall be responsible for all such property, including its care and maintenance at the Agency's expense. C. The Agency shall admit the City's property management officer to Agency's premises for the purpose of marking such property, as appropriate, with City property tags. D. The Agency shall meet the following procedural requirements for all such property: 1. Property records shall be maintained accurately and provide for: a description of the property; manufacturer's serial number or other identification number; acquisition date and cost; source of the property; percentage of CDBG funds used in the purchase of property; and location, use, and condition of the property. 2. A physical inventory of property shall be taken and the results reconciled with the property records at least once every two (2) years to verify the existence, current utilization, and continued need for the property. 3. A control system shall be in effect to insure adequate safeguards to prevent loss, damage, or theft of the property. Any such loss, damage or theft of property shall be investigated and fully documented. 4. Adequate maintenance procedures shall be implemented to keep the property in good condition. 6. ACQUISITION AND RELOCATION: A. Any acquisition of real property by a State Agency for any activity assisted under this Agreement shall comply with the Federal Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970 (hereinafter referred to as the Uniform Act) (42 U.S.C. 4601 11 Wfiffillysim et seq.) and the Regulations at 24 CFR Part 42. SAMPLE CONTRACT B. Implementation of any project provided for in this Agreement will be undertaken so as to minimize involuntary displacement of persons, businesses, nonprofit organizations, or farms to the greatest extent feasible. C. Any displacement of persons, businesses, nonprofit organizations, or farms occurring as the result of acquisition_ of real property assisted under this Agreement shall comply with the Uniform Act, the Regulations at 24 CFR Part 42, and the City of Aubunfs Displacement Policy required by Federal CDBG regulations at 24 CFR 570.305. The Agency shall comply with the Regulations pertaining to costs of relocation and written policies, as specified by 24 CFR 570.602 (c) and (d). 7. NATIONAL FLOOD INSURANCE: To the extent indicated by 24 CFR 570.605, the Agency shall comply with the flood insurance purchase requirements of Section 202(a) of the Flood Disaster Protection Act of 1973. (42 U.S.C. 4001 et seq. and the Federal regulations issued thereunder). The Agency shall comply with the Regulations at 24 CFR section 570.605. 8. LEAD-BASED PAINT POISONING: The Agency shall comply with the HUD Lead -Based Paint Regulations (24 CFR Part 35) issued pursuant to the Lead -Based Paint Poisoning Prevention Act (42 U.S.C. sections 4831 et sea.) requiring prohibition of the use of lead-based paint (whenever funds under this Agreement are used directly or indirectly for construction, rehabilitation, or modernization of residential structures) and notification of the hazards of lead-based paint poisoning to purchasers and tenants of residential structures constructed prior to 1950. 9. ADMINISTRATIVE REQUIREMENTS AND COST PRINCIPLES: A. If the Agengy is a governmental entity, the Agency shall comply with the requirements and standards of OMB Circular A-128, "Audits of State and Local Government," and Circular A- 87, "Principles for Determining Costs Applicable to Grants and Contracts with State, Local and Federally recognized Indian Tribal Governments," and with the following Attachments to OMB Circular No. A-102: 1. Attachment A, "Cash Depositories," except for Paragraph 4 concerning deposit insurance; 2. Attachment B, "Bonding and Insurance;" 3. Attachment C, "Retention and Custodial Requirements for Records;" 4. Attachment G, "Standards for Grantee Financial Management Systems;" 5. Attachment I, "Monitoring and Reporting Program Performance," Paragraph 2; 6. Attachment J, "Grant Payment Requirements;" 7. Attachment N, "Property Management Standards," except for Paragraph 3 concerning the standards for real property; 8. Attachment O, "Procurement Standards;" and 9. Attachment P, "Audit Requirements." B. If the Agency is not a governmental entity, the Agency shall comply with the requirements and standards of OMB Circular No. A-133, "Audits of Institutions of -Higher Learning and Other 12 EXHIBIT "B" SAMPLE CONTRACT Non -Profit Institutions," and No. A-122, "Cost Principles for Non -Profit Organizations," and the following Attachments to OMB Circular No. A-110: 1. Attachment A, "Cash Depositories," except for Paragraph 4 concerning deposit insurance; 2. Attachment B, "Bonding and Insurance;" 3. Attachment C, "Retention and Custodial Requirements for Records;" 4. Attachment H, "Monitoring and Reporting Program Performance," Paragraph 2; 5. Attachment N, "Property Management Standards," except for Paragraph 3 concerning the standards forte property; and 6. Attachment O, "Procurement Standards." 10. OTHER FEDERAL REOUIREMENTS: The absence of mention in this Agreement of any other Federal requirements which apply to the award and expenditure of the Federal funds made available by this Agreement is not intended to indicate that those Federal requirements are not applicable to Agency activities. The Agency shall comply with all other Federal requirements relating to the expenditure of Federal funds, including but not limited to: The Architectural Barriers Act of 1968 (42 U.S.C. 4151), and the Hatch Act (5 U.S.C. Chapter 15). Additionally, the Agency shall comply with the Federal requirements described by 24 CFR Part 570, Sections 600 through 603; Section 605; and Sections 607 through 612. 11. NONSUBSTITUTION FOR LOCAL FUNDING: The CDBG funding made available under this Agreement shall not be utilized by the Agency to reduce substantially the amount of local financial support for community development activities below the level of such support prior to the availability of funds under this Agreement. 12. PUBLIC OWNERSHIP: For Agencies which are not municipal corporations organized under the laws of the State of Washington, it may become necessary to grant the City a property interest where the subject project calls for the acquisition, construction, reconstruction, rehabilitation, or installation of publicly owned facilities and improvements. The Agency shall comply with current City requirements regarding transfer of a property interest sufficient to meet any public ownership requirement imposed by law. 13. PUBLIC INFORMATION: A. In all news releases and other public notices related to projects funded under this Agreement, the Agency shall include information identifying the source of funds as the City of Auburn CDBG Program. B. For all construction projects the Agency shall erect a sign to City specifications at the construction site, identifying the source of funds, except that this requirement may be waived for construction projects of $100,000 or less. C. The Agency acknowledges that this Agreement and any other information provided by it to the City and/or relevant to the Project(s) described in the Exhibit(s) and Attachment(s) are subject to the Washington State Public Disclosure Act, Chapter 42.17 RCW. 13 EXHIBIT "B" SAMPLE CONTRACT 14. LOBBYING: The Agency certifies, to the best of his or her knowledge and belief, that: A. No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any Agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement. B. If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any Agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form -LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions. C. The Agency shall require that the language of this certification, or equivalent language, be included in the award documents for all subawards at all tiers (including subcontracts, subgrants, and contracts under grants, loans, and cooperative agreements) and that all subrecipients shall certify and disclose accordingly. This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by section 1352, title 31, U.S. Code. Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. 15. RELIGIOUS ORGANIZATIONS: The Agency will comply with all federal requirements concerning religious organizations and the use of Community Development Block Grant funds. All services delivered must be dispensed in a clearly non-sectarian manner, devoid of any religious influence. PART III. EVALUATION AND RECORD KEEPING 1. GENERAL: The Agency agrees to maintain records and provide reports as listed in Attachment #4 of this Contract, and as defined in this Part, below. 2. EVALUATION: The Agency agrees to participate with the City in any evaluation project or performance report, as designed by the City or the appropriate Federal Agency, and to make available all information required by any such evaluation_ process_ 14 EXHIBIT "B" 3. AUDITS AND INSPECTIONS: SAMPLE CONTRACT The records and documents with respect to all matters covered by this Agreement shall be subject at all times to inspection, review or audit by the City, Federal or State officials so authorized by law during the performance of this Agreement and during the period of retention specified in this Part III. A. Audits: The Agency will provide at or before the contract signing a copy of the Agency's most recent audit. The Agency will provide to the City a copy of the Agency's most recent audit for each year in which a contract for the use of funds exists with the City. Failure to provide such audit - will be considered a material breach of the contract and result in a refund to the City of all moneys paid or due under the contract. B. Audit Requirements: Agencies receiving $300,000 or more in federal funds will provide to the City the above required audits conducted in a manner pursuant to OMB Circular A-133. 4. RECORDS: All Agencies receiving Community Development Block Grant funds from the City shall maintain a certified public audit for the City Community Development Block Grant year in which the funds are awarded and through each Community Development Block Grant year or portion thereof, in which the funds are used or a contract exists between the Agency and the City. As required by HUD Regulations, 24 CFR Part 570, the Agency shall compile and maintain the following records: A. Financial Mana ement: Such records shall identify adequately the source and application of funds for activities within this Agreement, in accordance with the applicable provisions of Attachment G to the U.S. Office of Management and Budget Circular A-110. These records shall contain information pertaining to grant awards and authorizations, obligations, unobligated balances, assets, liabilities, outlays, and income. B. Relocation: Agency record keeping must comply with the Uniform Act implementing regulations at 24 CFR . Part 42. Indication of the overall status of the relocation workload and a separate relocation record for each person, business, organization, and farm operation displaced or in the relocation workload must be kept. C. Property Acquisition: Agency files must contain a separate acquisition file for each acquisition process documenting compliance with the implementing regulations for the Uniform Act at 24 CFR Part 42. Major requirements include: (a) invitation to owner to accompany appraiser during inspection, (b) at least one property appraisal, (c) statement of basis for determination of just compensation, (d) written offer of just compensation, (e) all documents involving conveyance, (f) settlement cost 15 EXHIBIT "B" SAMPLE CONTRACT reporting statement, and (g) notice to surrender possession of premises. D. Equal Opportunity: The Agency shall maintain racial, ethnic, and gender data showing the extent to which these categories of persons have participated in, or benefited from, the activities carried out under this Agreement. The Agency shall also maintain data which records its affirmative action in equal opportunity employment, and its good -faith efforts to identify, train, and/or hire lower-income residents of the reject area and to utilize business concerns which are located in or owned in substantial part by persons residing in the area of the project. E. Labor Standards: Records shall be maintained regarding compliance of all contractors performing construction work under this Agreement with the labor standards made applicable by 24 CFR 270.603 and any State labor standards, as applicable. F. Miscellaneous Records: The Agency shall maintain such other records as may be required by HUD or the City. Such records shall include, but shall not be limited to, a separate and current file for each separate CDBG funded project (as represented by separate Exhibits and Attachments to this Agreement), containing copies of originals of the following: 1. Original Funding Application. 2. Grant Award Letter. 3. Notice to Proceed and/or equivalent written approval from City. 4. Project or program related authorizations, motions, resolutions or meeting minutes of the Agency's governing body. 5. Contract Attachments, Exhibits and any amendments thereto. 6. This Agreement and any amendments thereto. 7. Voucher reimbursement requests and program accomplishment forms. 8. Bills for payment. 9. Approved vouchers and warrants. 10. Where CDBG funds will support Agency staff salary and/or fringe benefit costs, payroll time sheets signed by the employee and the employee's supervisor, annotated to document percent of time charged against the project if less than full time. 11. Where CDBG funds will be used to offset the cost of communications, travel and office supplies, and where these costs are. shared with -other programs, and no invoice is available, documentation such as log sheets (for copy machine use, odometer readings, etc.). As an alternative, annotated invoices may be used to document charges as appropriate. 12. In capital projects where CDBG funds will be used to hire physical laborers and/or tradespeople (regardless of Davis -Bacon applicability to the project), hours that these employees worked, and their rate of pay per hour. Additionally, each project file shall include documentation on all persons who have benefited from the project, as follows: residence status (Auburn resident, non -Auburn resident); income status (below 30% of County Median, below 50% of County median, below 80% of County median, above 80% of county median); ethnic status (white, black, American Indian or Alaskan Native, Hispanic, Asian or Pacific Islander); and whether or not beneficiary is a member of a 16 EXHIBIT "B" female -headed household. 5. RETENTION OF RECORDS: SAMPLE CONTRACT Required records shall be retained for a period of three (3) years after termination of this Agreement, except as follows: (1) Records that are the subject of audit findings shall be retained for three (3) years after such findings have been resolved. (2) Records for nonexpendable property shall be retained for three (3) years after its final disposition. Nonexpendable property is defined in Attachment N to U.S. Office of Management and Budget Circular No. A-102, for governmental entities, and Circular No. A-110 for nom -governmental organizations. 6. REPORTs The Agency shall submit such reports as required by the City at such times as required by the City. Notwithstanding any other provision of this Agreement to the contrary, the reports required by the City shall be submitted by the Agency no less than on an annual basis. Such reports shall also be submitted prior to project completion. PART IV. EXHIBITS The following exhibits are incorporated herein by reference A. Original Grant Application as submitted May 2, 2002. B. Environmental Determination. C. Contract Scope of Work, Completion Date, and Contact Information 17 EXHIBIT "B" PART V. ACCEPTANCE AND SIGNATURES: SAMPLE CONTRACT The parties hereto agree and accept the terms, conditions, covenants and all matters and laws incorporated by reference herein and therefore cause their hands to affix their signatures as evidence to their acceptance of this Agreement before their designated witnesses and/or notaries. __ ATTEST: Danielle Daskam, City Clerk CATHOLIC COMMUNITY SERVICES TITLE: CITY OF AUBURN aMI I&iI1 APPROVED AS TO FORM: Daniel B. Heid, City Attorney STATE OF WASHINGTON ) ) ss COUNTY OF KING ) On this day of , 2003, before me, the undersigned, a Notary Public in and for the State of Washington, personally appeared the to me known to be of «Agency Name», the non-profit corporation referenced as Agency within the foregoing instrument, and acknowledged said instrument to be the free and voluntary act and deed of said non- profit corporation for the uses and purposes therein mentioned, and on oath stated that he/she is authorized to execute said instrument on behalf of said non-profit corporation. IN WITNESS WHEREOF, I have hereunto set my hand and affixed my official seal the date hereinabove set forth. NOTARY PUBLIC in and for the State of Washington, residing in MY COMMISSION expires: 18 Exhibit "B" ATTACHMENT #1 — BGXXXX Community Development Block Grant Contract General Information PROJECT NO.: TITLE: PROJECT SUMMARY;-- ELIGIBILITY: UMMARY`— ELIGIBILITY: NATIONAL OBJECTIVE: CDBG APPROPRIATION: TYPE OF PROJECT: PROJECT LOCATION: BG {INSERT NAME OF AGENCY) {INSERT BUDGET AMOUNTI {CAPITAL / PUBLIC SERVICE I IINSERT ADDRESS OF PROJECT SITE) Sample CDBG Contract SPECIAL CONDITIONS: See EXHIBIT #3: Special Conditions TERMINATION DATE: 112/31/2005 FOR PUBLIC SERVICE PROJECTS & 5 YRS FOR CAPITAL PROJECTS) CONTACT PERSON: TITLE: MAILING ADDRESS: PHONE/FAX NUMBER: E-MAIL: PERSON(S) AUTHORIZED TO SIGN VOUCHER REIMBURSEMENT REQUEST AND PROGRAM ACCOMPLISHMENTS FORM: NAME/TITLE SIGNATURE (optional) NAME/TITLE SIGNATURE BG XXXX 1 Exhibit "B" ATTACHMENT #2 — BGXXXX Community Development Block Grant Contract Project Budget PROJECT NO.: BGXXXX TITLE: {INSERT NAME OF AGENCY) Sample CDBG Contract SUMMARY OF TASKS AND COSTS Column A Column B Column C Cost Categories Total Budget Item CDBG Other Non-CDBG Funds Funds -- Personnel Costs -- Office/Operating Supplies -- Consultant or Purchased Services — Construction Contracts/ Real Property Acquisition -- Communications -- Travel and/or Training -- Intra -Agency Support {i.e. administrative overhead ■ Capital Outlay — Construction Includes Const. Contingency) Architecture, Engineering, Permits Fixtures, Furn. & Equipment Move and Temp Expenses Total Project Costs {Note : Column A must equal sum of Column B and C} Column A Column B Column C Source of Funds Total City of Auburn Other Sources -- City of Auburn CDBG Funds King County CDBG City of Kent CDBG Foundations Individuals Corporations Service Organizations Grand Total (Note: Column A must equal sum of Column B and C} Exhibit "B" ATTACHMENT #3 — BGXXXX Community Development Block Grant Contract Special Conditions Sample CDBG Contract 1. Resolution #3772: In accordance with the legislative intent of the City Council as expressed in CDBG Budget Resolution #3772, the Agency must: Use funds for..capWal costs associated with addition to facility to enable CTC to serve more children. {CDBG Eligible under 24CFR570.208(a)(2) 2. Timely Progression of Project: The Agency agrees that it will complete the above project ina timely manner, and comply with the time line as set forth in Attachment #4, Project Time Line. 3. Limitations en Expenditures and Adjustments: In the event that the City receives less CDBG revenues than originally estimated in the CDBG budget ordinance, the Agency will receive a proportionately equal reduction in its appropriation relative to the total decrease in total CDBG revenues. The amount of CDBG funds available to the Agency is stipulated in the "Notice of Grant Award." If the amount CDBG funds available to the Agency is less than appropriated; then the City will notify the Agency in writing when additional CDBG funds become available. 4. Termination of the Contract: This Agreement between the CITY OF AUBURN and the AGENCY shall terminate on December 31, 2005. In accordance with the terms of the Agreement, all unspent CDBG funds at the time of termination shall lapse and return to the City of Auburn's CDBG fund. 5. Public Information: The stipulations of Section 13(13) of the Agreement regarding the erection of sign identifying the source of funds is hereby waived. 6. Reversion of Assets: In the event that the activity or use conducted upon the premises acquired or improved by the Agency with the City's CDBG funds changes within twenty (20) years from the date of this Agreement; then the City of Auburn shall be entitled to reimbursement from the Agency. The amount of reimbursement shall be equal to the current market value of the property, less any portion of the value attributable to expenditures from non-CDBG funds for the acquisition or improvement to the property, multiplied by the following ratios for each respective year. No reimbursement is required if the use or ownership of the asset changes after twenty (20) years from above termination date. BG XXXX 0 - 5 years 100% 6 years 90% 7 years 80% 8 years 70% 9 years 60% 10 years 50% 11-12 years 40% 13-14 years 30% 15-16 years 20% 17-18 years 10% 19-20 years 1 5% BG XXXX Exhibit "B" EXHIBIT #4 , PROJECT TIME LINE BGXXXX Part 1. Schedule by Task Milestones 1. Design Begun 2. —Design Complete 3. Bid Specs Approved (By King County) 4. Bid Opening 5. Notice to Proceed 6. Construction 50% Complete (for projects over $50,000) 7. Construction Complete 8. Release Retainage Part 2. CDBG Expenditure Rate 1 st Quarter 2°d Quarter 3rd Quarter 4'hQuarter 5`' Quarter 6`h Quarter 7`h Quarter 8" Quarter BG XXXX 4 Sample CDBG Contract Completion Date Projected Actual CDBG Funds Vouchered Projected Actual Exhibit "B" ATTACHMENT #5 — BGXXXX Reporting Requirements and Recordkeeping 1. Reimbursement Schedule: Sample CDBG Contract (a) The Agency must submit a request for reimbursement at least once a quarter and may submit such a request on a monthly basis, beginning with the date of this Agreement, and applicable to all costs incurred -toward this grant beginning January 1, 2005. (b) Failure to submit a quarterly request for reimbursement in accordance with Part 1, Section 5 of this Agreement may cause the City to consider the Project abandoned and the CDBG funds _ made available for re -appropriation. Continued failure to request reimbursement and submit required performance reports will cause the City to take corrective action as it deems necessary. (c) The City shall reimburse the Agency for its expenses incurred implementing this Agreement within the forty-five (45) days following the receipt of a Voucher Reimbursement Request. 2. Required Contents of Reimbursement Request: (d) Reimbursement Cover Sheet as supplied, showing Agency name, address, contact information, and budget information; (a) Accomplishments data sheet as supplied for the Agency, showing how the Agency has progressed toward its goals as set forth in Attachment #4. (b) Failure to properly submit a reimbursement request, through the omission of the above -required items or through material omissions within those documents, will cause the request to be returned to the Agency and will cause a delay in the disbursement of funds. BG XXXX 5