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HomeMy WebLinkAbout51371 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 ORDINANCE NO. 5 1 3 7 AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF AUBURN, WASHINGTON, AUTHORIZING THE ACCEPTANCE OF A GRANT OF ONE HUNDRED EIGHTY THOUSAND ONE HUNDRED TEN DOLLARS ($180,110) FROM THE WASHINGTON SERVICE CORPS FOR THE CONTINUED OPERATION OF THE AUBURN AMERICORPS TEAM; PROVIDE AN IN-KIND MATCH OF FIFTY-SEVEN THOUSAND THREE-HUNDRED SEVENTY-TWO DOLLARS ($57,372) ; AND AUTHORIZE THE MAYOR TO IMPLEMENT THE NECESSARY ADMINISTRATIVE PROCEDURES TO EXECUTE A CONTRACT BETWEEN THE STATE OF WASHINGTON EMPLOYMENT SECURITY DEPARTMENT AND THE CITY OF AUBURN. WHEREAS, the City Council of the City of Auburn must adopt and approve all appropriations by Ordinance pursuant to Chapter 35A.33 RCW; and NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF AUBURN, WASHINGTON, DO ORDAIN AS FOLLOWS: Section 1. Pursuant to Chapter 35A.33 RCW, the City Council hereby accepts a grant of $180,110 from the State of Washington Employment Security Department's Washington Service Corps to continue the operation of the Auburn AmeriCorps Team and deposits said grant funds into the City of Auburn's general fund. Section 2. Out of the above grant, approximately $86,955 is personnel costs for the AmeriCorps members which is administered by the Washington Service Corps. The remaining 93,155 is operational costs administered by the City of Auburn out of which the Washington Service Corps contributes $35,783 and the City of Auburn, along with its partners in the ------------------------- Ordinance No. 5137 August 13, 1998 Page 1 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 Neighborhood Program, contributes the remaining $57,372 as an in-kind match. Section 3. Approximately $20,048 of the City of Auburn's in-kind match will come from supervision, transportation and supplies provided to Auburn's AmeriCorps members by participating non-profit agencies in the City's Neighborhood Program. The remaining $37,324 will be absorbed by the City of Auburn's Department of Planning and Community Development and the Auburn Police Department in the form of in-direct administrative support ($20,000) and in-kind personnel costs ($17,324) paid to City staff participating in the program. Section 4. The Mayor is hereby authorized to implement such administrative procedures as may be necessary to carry out the directions of this legislation. Section 5. This Ordinance shall take effect and be in force five (5) days from and after its passage, approval and publication, as provided by law. INTRODUCED: September 8, 1998 PASSED: September 8, 1998 APPROVED: September 8, 1998 Cu,)1tu CHARLES A. BOOTH MAYOR ------------------------- Ordinance No. 5137 August 13, 1998 Page 2 1 2 3 4 5 6 7 8 9 10 11 12 1 13 14 15 16 17 18 19 20 21 I 22 23 24 25 26 ATTEST: L2,Ld?La,.I?- Danielle E. Daskam, City Clerk APPROVED AS TO FORM: f f ; 1c Michael J. Reynolds, City Attorney Published: ------------------------- Ordinance No. 5137 August 13, 1998 Page 3 Grant Number: 99-083 Grant Amount: $35,783 Funding Source: CNCS GRANT AGREEMENT BETWEEN STATE OF WASHINGTON Employment Security Department And City of Auburn This Agreement is made and entered into by and between the Washington State Employment Security Department (hereinafter called the "DEPARTMENT"), located at 605 Woodland Square Loop SE, Lacey, Washington, and the City of Auburn (hereinafter called the "GRANTEE"), located at: 25 W. Main Auburn, WA 98001. The GRANTEE staff member responsible for management of this agreement is: Name: Bill Mandeville Phone Number: 253-804-5029 It is the purpose of this agreement to operate a team-based AmeriCorps national service program in partnership with the Washington Service Corps, a member of the AmeriCorps National Service Network. In consideration of the terms and conditions contained herein, or attached and incorporated and made a part hereof, the parties agree as follows: STATEMENT OF WORK The GRANTEE shall fulfill the objectives and carry out the components of each objective as outlined in Exhibit "A". The GRANTEE shall furnish the necessary personnel and services and otherwise do all things necessary for or incidental to the performance of the work set forth in the Exhibit "A" and the Program Budget and Budget Narrative attached hereto as Exhibit "B" and incorporated by reference herein. The GRANTEE will ensure. attendance of team members and supervisor(s) at member development institutes, and cooperate with evaluation and continuous improvement efforts. Prior to any AmeriCorps member being enrolled and starting. their term of service, the GRANTEE shall have an Evaluation Plan approved by the Director of the Washington Service Corps and it is incorporated as a part of this agreement by this reference and shall be appended as Exhibit "D." TERMS AND CONDITIONS All rights and obligations of the parties to this Contract shall be subject to and governed by the Special Terms and Conditions contained in the text of this Contract instrument, AmeriCorps Grant Provisions (and as they may be amended by the Corporation for National and Community Service) attached hereto as Exhibit "C" and the Employment Security Department General Terms and Conditions attached hereto as Exhibit "E" and incorporated by reference herein. PERIOD OF PERFORMANCE Subject to its other provisions, the period of performance of this agreement shall commence on September 1, 1998 or the date signed by the DEPARTMENT, whichever is sooner, and be completed on September 30, 1999 unless terminated sooner as provided herein. REPORTING The GRANTEE will comply with requests from the DEPARTMENT including but not limited to status report(s) on activity on a quarterly basis or as requested by the Corporation for National and Community Service and/or the Washington Commission for National and Community Service, as well as timely submission of reports including documenting member attendance and hours of service. PAYMENT SCHEDULE The DEPARTMENT shall pay an amount not to exceed $35,783 for the performance of all things necessary for or incidental to the performance of work as set forth in Exhibit "A". The GRANTEE will be reimbursed for subsistence, lodging and point to point mileage at rates not to exceed those shown in Schedule A and Schedule B attached hereto as Exhibit "F", unless the governing body of the GRANTEE has, prior to the effect of this grant agreement, adopted other standards. Reimbursement by DEPARTMENT for other travel expenses such as parking, taxis etc. will be in accordance with applicable receipts and justifications submitted to DEPARTMENT. All travel expenses and receipts are to be included in the invoices submitted by the GRANTEE to DEPARTMENT for payment for performance of the grant agreement. BILLING PROCEDURE The GRANTEE shall submit match reports and invoices on at least a quarterly basis for services performed under this Contract on an Invoice Voucher (Form A-19) prepared in duplicate (original and one copy). Invoices shall include such information as is necessary for the DEPARTMENT to determine the exact nature of all expenditures. The final invoice must be received by the DEPARTMENT by November 15, 1999. Each invoice will clearly indicate that it is "FOR SERVICES RENDERED IN PERFORMANCE UNDER ESD GRANT NUMBER 99-083." The original and one copy of each invoice voucher shall be submitted to: . Employment Security Department Attention: Washington Service Corps P.O. Box 9046 Olympia, Washington 98507-9046 GRANT MANAGEMENT The DEPARTMENT's Program Manager, Nancy Pringle, or her successor shall provide the GRANTEE the assistance and guidance necessary for the performance of this agreement. The Program Manager shall be responsible for the review and acceptance of the GRANTEE's performance and invoices. ORDER OF PRECEDENCE In the event of an inconsistency in this agreement, unless otherwise provided herein, the inconsistency shall be resolved by giving precedence in the following order: 1) 2) 3) 4) 5) 6) Applicable Federal and State Statutes and Regulations; Those Special Terms and Conditions as contained in the basic agreement instrument; AmeriCorps Terms and Conditions attached hereto and incorporated by reference herein; The General Terms and Conditions attached hereto and incorporated by reference herein; The Statement of Work attached hereto and incorporated by reference herein; and Any other provisions of the Contract whether incorporated by reference or otherwise. DEBARMENT AND SUSPENSION By executing this Contract, the GRANTEE certifies to the DEPARTMENT that it is not debarred, suspended, or otherwise excluded from or ineligible for, participation in Federal Assistance programs under Executive Order 12549 "Debarment and Suspension." The GRANTEE certifies that it will not contract with a subcontractor that is debarred or suspended. ALL WRITINGS CONTAINED HEREIN This agreement contains all the terms and conditions agreed upon by the parties. No other understandings, oral or otherwise, regarding the subject matter of this agreement shall be deemed to exist or to bind any of the parties hereto. IN WITNESS WHEREOF, the parties have executed this agreement. City of Auburn STATE OF WASHINGTON EMPLOYMENT SECURITY DEPARTMENT Date Date APPROVED AS TO FORM ONLY IRS#/SSA# 91-6001228 Attachments: Assistant Attorney General STATE OF WASHINGTON EMPLOYMENT SECURITY DEPARTMENT Program Objectives Program Budget AmeriCorps Grant Provisions Evaluation Plan (To be added prior to start of Members) ES General Terms and Conditions Travel Expense Payment Schedule Exhibit "A" Exhibit "B" Exhibit "C" Exhibit "D" Exhibit "E" Exhibit "F" EXHIBIT "A" CORPORATION AMERICORPS OBJECTIVE WORKSHEET FOR NATIONAL Getting Things Done * SERVICE Objective # I Legal Applicant: City of Auburn Program Name: Auburn Neighborhood Program Component 1: ACTIVITY (Describe briefly the activity you will be evaluating.) Organize or reactivate block watch and apartment watch programs and present crime prevention workshops. Component 2: RESULT (Explain what change the described activity will produce.) Reduce the rate of crime in block and apartment watch areas and provide residents with information about crime prevention. Component 3: MEASURE (Describe the method you will use to determine if change occurs.) A comparison of neighborhood police reports on serious crimes in South Auburn before, during and after the AmeriCorps program. Reported change in knowledge and sense of safety/security by block watch participants. Component 4: STANDARD (Try to define a level of success you hope to achieve.) 25% reduction in serious crimes reported in the targeted neighborhoods and 70% of the participants reporting that they learned something and/or feel more safe/secure in their neighborhoods. Component 5: BENEFICIARIES (Estimate the number of people this activity will serve.) Approximately 400 residents. Objective Statement: Combine 1-5 into a single statement of objective. Members will organize or reactivate several block/apartment watches and present a series of crime prevention workshops that will keep citizens vigilant against crime and thereby reduce crime rates and increase residents' sense of safety and security within their own neighborhoods. CORPORATION A -FiCORPS OBJECTIVE WORKSHEET FOR NATIONAL Getting Things Done * SERVICE Objective #2 Legal Applicant: City of Auburn Program Name: Auburn Neighborhood Program Component 1: ACTIVITY (Describe briefly the activity you will be evaluating.) Provide one-on-one tutoring and mentoring to 20 at-risk students per trimester at the Muckleshoot Tribal School. Component 2: RESULT (Explain what change the described activity will produce.) Each student will improve their daily school attendance and basic skills in reading, math computation and writing. Component 3: MEASURE (Describe the method you will use to determine if change occurs.) Survey teachers to determine changes in a student's academic performance, behavior, and attendance. Component 4: STANDARD (Try to define a level of success you hope to achieve.) Approximately 25% of the students will increase their attendance and 80% of the students will demonstrate an increase in basic skills. Component 5: BENEFICIARIES (Estimate the number of people this activity will serve.) Approximately 20 students per trimester will demonstrate improved attendance and academic performance. Objective Statement: Combine 1-5 into a single statement of objective. Members will mentor and tutor approximately 20 at-risk students per trimester resulting in 25% increase in attendance and an 80% increase in the student's performance of basic reading, writing and mathematical skills as measured by a teacher survey. CORPORATION FOR NATIONAL * SERVICE AMERICORPS OBJECTIVE WORKSHEET Getting Things Done Objective # 3 Legal Applicant: City of Auburn Program Name Auburn Neighborhood Program Component 1: ACTIVITY (Describe briefly the activity you will be evaluating.) Organize programs and events, with partners of City's Neighborhood Family Center, to train young people how to develop effective leadership skills and organize community service projects. Component 2: RESULT (Explain what change the described activity will produce.) Improved neighborhood organization and interaction demonstrated by an increase in locally initiated community service projects. Component 3: MEASURE (Describe the method you will use to determine if change occurs.) Completion of project portfolios by AmeriCorps Members and participants. Component 4: STANDARD (Try to define a level of success you hope to achieve.) Attendance at Neighborhood Family Center will increase 25% from the previous year and at least five youth groups will address youth needs and provide approximately 100 hours of community service. Component 5: BENEFICIARIES (Estimate the number of people this activity will serve.) Approximately 360 youth and adults. Objective Statement: Combine 1-5 into a single statement of objective. (Example: Participants will tutor 500 students, resulting in 75% of those students receiving tutoring demonstrating improved reading ability equivalent to one-half a grade level, as measured by a diagnostic reading administered prior to and following the program) CORPORATION AMERICORPS OBJECTIVE WORKSHEET FOR NATIONAL Community Strengthening * SERVICE Objective# I Legal Applicant: Washington Service Corps Program Name City of Auburn Component 1: ACTIVITY (Describe briefly the activity you will be evaluating.) Members will plan, prepare and implement, reflect and celebrate various types of service-learning projects while at the same time, recruit and train residents to perform similar projects. Component 2: RESULT (Explain what change the described activity will produce.) Increase in the number of youth and civic groups participating in projects that provide organized activities for youth in a drug- and violence-free environment. Component 3: MEASURE (Describe the method you will use to determine if change occurs.) Completion of project portfolios by AmeriCorps members and participants. Component 4: STANDARD (Try to define a level of success you hope to achieve.) 80% of the participants will indicate a change in knowledge of service-learning and an increase in satisfaction with their participation in service-learning projects. Component 5: BENEFICIARIES (Estimate the number of people this activity will serve.) Estimated 300 youth and adults. Objective Statement: Combine 1-5 into a single statement of objective. (Example: The program will develop and implement a volunteer initiative to increase the numbers of community volunteers involved with the program, resulting in an estimated 300 hours of volunteer time donated, as tracked by weekly logs) Members will organize a series of short-term projects that introduce approximately 300 youth and/or adults to the community benefits and personal satisfaction gained from community service. CORPORATION AMERICORPS OBJECTIVE WORKSHEET FOR NATIONAL Community Strengthening * S E R V I C E Objective # 2 Legal Applicant: Washington Service Corps Program Name: City of Auburn Component 1: ACTIVITY (Describe briefly the activity you will be evaluating.) Recruit non-AmeriCorps Member volunteers to participate in local and national service efforts that will bond volunteers to the community. Component 2: RESULT (Explain what change the described activity will produce.) A pool of volunteers is available to support local and national service projects in education, environment, human service or public safety issue areas. Component 3: MEASURE (Describe the method you will use to determine if change occurs.) We will record the number of volunteers and the hours of service they contribute by using a Volunteer Sign-In Sheet. Component 4: STANDARD (Try to define a level of success you hope to achieve.) The standard of success is 50 volunteers contributing 100 hours of service. Component 5: BENEFICIARIES (Estimate the number of people this activity will serve.) 50 non-AmeriCorps Member volunteers, service recipients, and the community at-large. Objective Statement: Combine 1-5 into a single statement of objective. (Example: The program will develop and implement a volunteer initiative to increase the numbers of community volunteers involved with the program, resulting in an estimated 300 hours of volunteer time donated, as tracked by weekly logs) AmeriCorps Members will recruit 50 non-AmeriCorps Member volunteers to participate in local and national service projects in education, environment, human service or public safety issue areas that will result in 100 hours of service, as measured by a Volunteer Sign-In Sheet. CORPORATION AMEmCORPS OBJECTIVE WORKSHEET FOR Community Strengthening NATIONAL * Objective # 3 SERVICE Legal Washington Service Corps Applicant: Program City of Auburn Name: Component 1: ACTIVITY (Describe briefly the activity you will be evaluating.) Collaborate with other National Service Programs and traditional volunteer organizations to improve the local, regional or statewide capacity to provide service, develop Members, or share resources. Component 2: RESULT (Explain what change the described activity will produce.) Reduced duplication of services, enhanced service delivery and economies of scale, and stronger ties among National Service Programs and traditional volunteer organizations. Component 3: MEASURE (Describe the method you will use to determine if change occurs.) We will document collaboration activities using an Organization Contact Sheet. Component 4: STANDARD (Try to define a level of success you hope to achieve.) We will participate in two or more collaborative activities with other National Service Programs or traditional volunteer organizations each quarter. Component 5: BENEFICIARIES (Estimate the number of people this activity will serve.) AmeriCorps Members, programs and organizations involved in the collaboration, and the community at-large. Objective Statement: Combine 1-5 into a single statement of objective. (Example: The program will develop and implement a volunteer initiative to increase the numbers of community volunteers involved with the program, resulting in an estimated 300 hours of volunteer time donated, as tracked by weekly logs) To reduce duplication of services, enhance service delivery, and build stronger ties, we will collaborate with National Service Programs and traditional volunteer organizations at least twice each quarter to improve the local, regional or statewide capacity to provide service, develop Members, or share resources, as recorded on Organization Contact Sheets. CORPORATION FOR NATIONAL * SERVICE AMERICORPS OBJECTIVE WORKSHEET Member Development Objective # I Legal Applicant: Washington Service Corps Program Name: City of Auburn Component 1: ACTIVITY (Describe briefly the activity you will be evaluating.) Members will receive training on community mobilization and neighborhood development strategies to create neighborhood action plans and a resource inventory of selected neighborhoods. Component 2: RESULT (Explain what change the described activity will produce.) Members will gain skills to organize and revitalize neighborhoods. Component 3: MEASURE (Describe the method you will use to determine if change occurs.) Records that show successful completion of training and/or through completion of member Development Feedback forms. Component 4: STANDARD (Try to define a level of success you hope to achieve.) 90% of members will indicate an enhanced awareness of neighborhood development and organization. Component 5: BENEFICIARIES (Estimate the number of people this activity will serve.) 10 AmeriCorps members. Objective Statement: Combine 1-5 into a single statement of objective. (Example: 50 members will participate in a variety of problem solving exercises and reflection, resulting in at least 80% of members exhibiting a notable increase in skills, as measured through a set ofpre- and post- exercises) Members will learn community mobilization and neighborhood development strategies such that at least 90% of them will have an enhanced awareness and the confidence necessary to address future neighborhood issues or problems. CORPORATION AMERICORPS OBJECTIVE WORKSHEET FOR NATIONAL Member Development * SERVICE Objective # 2 Legal Applicant: Program Name: Washington Service Corps City of Auburn Component 1: ACTIVITY (Describe briefly the activity you will be evaluating.) AmeriCorps Members will participate in training, hands-on experiences and reflection activities that will strengthen or reinforce their ethic of service. Component 2: RESULT (Explain what change the described activity will produce.) Members will strengthen their ethic of service, develop a lifelong commitment to service, and bond to their community. Component 3: MEASURE (Describe the method you will use to determine if change occurs.) Members will be given a Pre- and Post-Service Survey. Component 4: STANDARD (Try to define a level of success you hope to achieve.) Of the AmeriCorps Members successfully completing their term of service, 80% will indicate that their ethic of service has strengthened or reinforced, developed a lifelong commitment to service and bonded to their community. Component 5: BENEFICIARIES (Estimate the number of people this activity will serve.) 10 AmeriCorps Members. Objective Statement: Combine 1-5 into a single statement of objective. (Example: 50 members will participate in a variety of problem solving exercises and reflection, resulting in at least 80% of members exhibiting a notable increase in skills, as measured through a set of pre- and post- exercises) AmeriCorps Members will participate in training and hands-on experiences that will result in 80% of all Members completing their term of service indicating that they have strengthened or reinforced their ethic of service, developed a life long commitment to service and bonded to their community, as measured by a Pre- and Post-Service Survey. CORPORATION AlVIERICORPS OBJECTIVE WORKSHEET FOR NATIONAL Member Development * SERVICE Objective #3 Legal Applicant: Washington Service Corps Program Name: City of Auburn Component 1: ACTIVITY (Describe briefly the activity you will be evaluating.) Members will complete training activities in the following areas during their term of service: 1) risk prevention and enhancement of protective factors as a strategy to improve themselves and communities; 2) conflict resolution; 3) communication skills; 4) first aid and CPR; 5) career development; 6) service-learning and reflection; 7) leadership development; and 8) teambuilding. Component 2: RESULT (Explain what change the described activity will produce.) Members will become more effective at their service sites and enhance their personal skills set for future career development. Component 3: MEASURE (Describe the method you will use to determine if change occurs.) Members will demonstrate completion of training by submitting evidence of completion/certification and comment on the relevancy of the training using the Member Development Feedback Form. Component 4: STANDARD (Try to define a level of success you hope to achieve.) All Members successfully completing their term of service will demonstrate completion of 75% of training components (six of eight components). Component 5: BENEFICIARIES (Estimate the number of people this activity will serve.) 10 AmeriCorps Members. Objective Statement: Combine 1-5 into a single statement of objective. (Example: 50 members will participate in a variety of problem solving exercises and reflection, resulting in at least 80% of members exhibiting a notable increase in skills, as measured through a set of pre- and post- exercises.) All Members completing their term of service will submit evidence of training completion or certifications to demonstrate that they have participated six of eight (75%) training components that helped them be more effective at their service site or enhanced future career development, as measured by a Member Development Feedback Form. Exhibit"B" - AMERICORPS - Applicant Name: City of Auburn Program Name: Auburn Neighborhood Program -K.- MEMBER SUPPORT COSTS Number of Corporation Share Grantee Share' Total Members Living Allowance Type Hours 1 Year FT Leader 1,700 1 7,128 1,672 $8,800 1 Year FT Member 1,700 9 58,905 10,395 $69,300 1 Year PT 900 0 0 $0 2 Year PT (450 each) 900 0 0 $0 Summer 300 0 0 $0 Subtotal 10.00 $66,033 $12,067 $78,100 FICA (3°/a) 10 1,992 351 $2,343 Workers' Compensation (29/6) 10 1,328 234 $1,562 Health Care ($45 per month) 10 4,208 743 $4,950 Subtotal 10 $73,560 $13,395 $86,955 (max. 85°/") (min. 151/o) 100% B. OTHER MEMBER SUPPORT COSTS Training and Education $2,175 $825 $3,000 Uniforms $235 $116 $351 (please specify in budget narrative) Other $0 Subtotal ::E,4 10 IIII $941 F ????? $3,351 C. STAFF Salaries $16,568 26,160 $42,728 Benefits $335 4,611 54,946 Training $0 (please specify in budget narrative) Other $0 Subtotal $16,903 $30,771 $47,674 D. OPERATING COSTS Travel $1,246 $614 $1,860 Corporation sponsored meeting $0 Supplies $3,597 $1,782 $5,379 Transportation $3,000 $3,000 (no greater than 10% of A through F) Equipment $2,000 $2,000 (please specify in budget narrative) Other $0 Subtotal $9,843 $2,396 $12,239 E. INTERNAL EVALUATION 6,627 3,264 $9,891 F. ADMINISTRATION Corporation Share Grantee Share Total Program/Operating Site $20,000 $20,000 Subtotal $0 $20,000 $20,000 G. TOTAL PROGRAM OPERATING COSTS (B - F) I - $35,783 + $57,372 = $93,155 H. TOTAL OPERATING SITE BUDGET (A+G) $109,343 + $70,767 = $180,110 Transfer to title page Exhibit"B" Applicant Name: City of Auburn Program Name: Auburn Neighborhood Program Explain how amounts were arrived at; show budget calculations for each expenditure as clearly as BUDGET NARRATIVE possible. A. MEMBER SUPPORT COSTS 73,560 13,395 2 86,955 800 8 -- 1.00 FTE Team Leader $800 $7,128 $1,67 395 10 , 69,300 -- 9.00 FTE Members $700 58,905 992 1 , 351 2,343 -- FICA 3.00% 2% , 1,328 234 1,562 Workers Comp -- $45 208 4 743 4,950 -- Health Care (5 AMC) , 560 73 13,395 86,955 subtotal ounts will be paid directly by the WSC and will no Th , budget. bl t be included in Auburn's re-imbursa ese am B. OTHER MEMBER SUPPORT COSTS 2,410 9 ; 3,351 -- Training and Education 175 2 825 3,000 ... $300 per member CNCS Share is 73% , -- Uniforms 235 116 350 ... $35 per member -- Other subtotal 2,410 941 3,350 16,903 30,771 47,674 C. STAFF -- Salaries 60 FTE Planner @ $42,000/yr 0 16,568 8,160 24 728 . ... ... School Distr. Supervisory Match 0 8,400 8,400 2 880 ... KCHA Superviosry Match 0 0 2,880 880 2 2,880 ... AYR Superviosry Match 0 , 3,840 3,840 ... APD Superviosry Match 335 611 4 4,946 -- Benefits (@20% * 0.60 FTE Planner) , -- Training -- Other subtotal 16,903 30,771 47,674 D. OPERATIONAL 9,843 2,396 12,239 -- Travel 000 miles * $0.31/mile 6 1,246 614 1,860 , ... -- Corporation sponsored meeting 0 p 0 -- Supplies 350 per site 4 sites * $1 3,597 1,782 5,379 , ... 0 0 0 -- Transportation ... 3 MD conferences * $1000/each 3,000 3,000 -- Equipment 000 2 0 2,000 ... 1 computer *$2,000 , -- Other subtotal 9,843 2,396 12,239 Exhibit"B" E. INTERNAL EVALUATION 6,627 3,264 9,891 Salary and benefits for 20% of planner. F. ADMINISTRATION 0 20,000 20,000 -- Planning Director 1,832 -- Senior Planner 3,170 -- Secretarial Support 1,694 -- Indirect Costs ... Communication 3,500 ... Advertising 2,000 ... Insurance 4,500 ... Other City Depts. 3,304 subtotal 20,000 AMC/W SC City / Partners Total G. Summary of Total Costs 0 955 86 -- Member Support 86,955 941 , 351 3 -- Other Member Support 2,410 903 16 30,771 , 47,674 -- Staff , 843 9 2,396 12,239 -- Operational Costs , 627 6 3,264 9,891 -- Internal Monitoring , 0 20,000 20,000 -- Administration 783 35 35,783 -- Reimbursable Budget (B - F) , 372 57 57,372 -- Local match provided by Auburn and partners , 372 57 110 180 -- Grand Totals 122,738 , , tic AmeriCorps® Provisions For the purposes of these Provisions, AmeriCorps refers to AmeriCorps*State, AmeriCorps*National and AmeriCorps*Tribes and Territories Programs only. The term Cooperative Agreement is used interchangeably with the term Grant or Grant Award. All applicable Provisions of the Cooperative Agreement shall apply to sub- Grantee AmeriCorps Programs and other awards. - A. DEFINITIONS 1. Definitions B. AMERICORPS SPECIAL PROVISIONS 2. Purposes of the Award 3. AmeriCorps Affiliation 4. Local and State Consultation 5. Prohibited Program Activities 6. Fund Raising 7. Member Eligibility, Recruitment and Selection 8. Member Training, Supervision and Support 9. Terms of Service . 10. Release from Participation 11. Minor Disciplinary Actions 12. Living Allowances, In-Service Benefits and Taxes 13. Post-service Educational Awards 14. Matching Requirements 15. Member Records and Confidentiality 16. Budget and Programmatic Changes 17. Reporting Requirements 18. Renewal of the Award G GENERAL PROVISIONS 19. Terms of Acceptance 20. Legislative and Regulatory Authority 21. Other Applicable Statutory and Administrative Provisions 22. Responsibilities Under Grant Administration 23. Financial Management Provisions 24. Administrative Costs 25. Equipment and Supplies Costs 26. Project Income 27. Payments under the Award FINAL - August 1, 1997 A. DEFINITIONS 1. Definitions. For purposes of this Cooperative Agreement, the following definitions apply: a. Act means the National and Community Service Act of 1990, as amended (42 U.S.C. §12501 et seq.) ;. b. Administrative costs are expenses associated with the overall administration of a Program, and are defined in the General Provisions, Clause 24, Administrative Costs. c. AmeriCorps National Service Network means AmeriCorps'`State, AmeriCorps*National, AmeriCorps*Tribes and Territories, Volunteer in Service to America (VISTA), and National Civilian Community Corps (NCCC) Programs taken together as programs dedicated to national service. VISTA is authorized under the Domestic Volunteer Service Act (42 U.S.C. §4950 et seq.). NCCC is authorized under the National and Community Service Act (42 U.S.C. §12611 et seq.). d. Approved national service position means a national service position for which the Corporation has approved the provision of a national service educational award as one of the benefits to be provided for successful service in the position. e. Cognizant agency means the Federal agency coordinating audit and other fiscal requirements for those organizations with grants from multiple Federal agencies. f. Cooperative Agreement is a type of Federal award with substantial Corporation involvement during the Project performance period, used in these provisions interchangeably with the term Grant or Grant Award. g. Corporation means the Corporation for National and Community Service established under of the Act (42 U.S.C. § 12651). h. Educational Award means an award provided to a Member who has completed a required term of service in an approved national service position successfully and who otherwise meets the eligibility criteria set forth in the Act. An educational award may be used: (1) to repay qualified student loans, as defined in the Act; (2) toward the cost of attendance at an institution of higher education, as those terms are defined in the Act; and FINAL - August 1, 1997 3 iv. has a high school diploma or an equivalency certificate for agrees to obtain a high school diploma or its equivalent before using an educational award] and who has not dropped out of elementary or secondary school in order to enroll as an AmeriCorps Member (unless enrolled in an institution of higher education on an ability to benefit basis and is considered eligible for funds under section 484 of the Higher Education Act of 1965, 20 U.S.C. §1091), or who has been determined through an independent assessment conducted by the Program to be incapable of obtaining a high school diploma or its equivalent (provided that= the Corporation has waived the educational attainment requirement for the individual). n. Parent Organization means a single entity, including an Indian tribe, that is responsible for implementing and managing a National Direct AmeriCorps Program. o. Program means a national service Program, described in the Act (42 U.S.C. §12572(a)), carried out by the Grantee through funds awarded by the Corporation and carried out in accordance with Federal requirements and the Provisions of this Grant. p. Project means an activity or set of activities carried out by a Program that results in a specific, identifiable community service or improvement: i. that otherwise would not have been made with existing funds; and ii. that does not duplicate the routine services or functions of the organization to whom the Members are assigned. q. Project sponsor means an organization or other entity that has been selected to provide a placement for a Member. r. Service recipient means a community beneficiary who receives a service or benefit from the service of AmeriCorps Members. s. State Commission means, for the purposes of these Grant Provisions, the Commission on National and Community Service established by a State pursuant to the Act (42 U.S.C. § 12638), including an authorized alternative administrative entity to administer the State's national service plan and national service programs and to perform such other duties prescribed by law. t. Sub-Grantee refers to an organization receiving an AmeriCorps Grant from a Grantee of the Corporation. FINAL - August 1, 1997 5 ii. permitting donors to use the AmeriCorps name or logo in promotional materials. c. AmeriCorps service gear. The Grantee is encouraged to provide the Core AmeriCorps Service Gear Package for each Member. The Grantee should direct Members to wear their service gear at officially-designated . AmeriCorps events and may allow Members to wear their service gear at other times consistent with Corporation guidelines. The Grantee may not use Corporation funds to purchase local Program service gear. d. Participation in AmeriCorps events. The Grantee agrees, within reasonable limits, to participate in AmeriCorps events and activities sponsored by the Corporation, such as the National Opening Ceremonies, conferences and national service days. 4. LOCAL AND STATE CONSULTATION. a. Community consultation. The Grantee must design, implement and evaluate the funded project with extensive and broad-based community involvement, including consultation with representatives from the community served, Members and potential Members, community-based agencies with a demonstrated record in providing services, foundations and businesses. b. Labor union concurrence. Prior to the placement of Members, the Grantee must consult with local labor organizations representing employees of project sponsors or representing employees in the area to be served by the Program This includes people engaged in the same or similar work as that proposed to be carried out by the Program, and is required to ensure compliance with the non-displacement requirements contained in these Grant Provisions. C. State Commission consultation. In coordination with the Corporation, AmeriCorps*National and AmeriCorps'Tribes and Territories Grantees are strongly encouraged to consult on a regular basis with the State Commission in each State that a Program operates. Such communications build upon existing programs throughout the State while avoiding the duplication of efforts in other AmeriCorps Programs. S. PROHIBITED PROGRAM ACTIVITIES. While charging time to the AmeriCorps Program, accumulating service/ training hours or otherwise engaged in activities associated with the AmeriCorps FINAL - August 1, 1997 7 Individuals may exercise their rights as private citizens and may participate in the above activities on their initiative, on non- Corporation time, and using non- Corporation funds. The AmeriCorps logo should not be worn while doing so. 6. FUND RAISING a. Members. A Member's service activities may not include organized fund raising, including financial campaigns, endowment drives, solicitation of gifts and bequests, and similar activities designed for the sole purpose of raising capital or obtaining contributions for the organization. Service activities that raise funds or in-kind contributions while generating, involving and/or encouraging community support may be considered appropriate and allowable, such as serve-a-thons, to the extent they are in direct and immediate support of an acceptable direct service and provided that they are not the Program's primary activity or involve significant amounts of an individual Member's time. Prohibited activities for Members include preparing grant proposals, performing other fund raising activities to help the Grantee achieve its matching requirements or to support an organization's general operating expenses, and providing fund raising assistance to other community- based organizations that do not provide immediate and direct support to a Grantee's approved direct service activity. b. Staff. An AmeriCorps staff member's time and related expenses may not be charged to the Corporation or Grantee share of the Grant while engaged in organized fund raising, including financial campaigns, endowment drives, the general solicitation of gifts and bequests, door-to- door solicitations, direct mail, or similar activities for which the sole purpose is raising capital or obtaining contributions for the organization. Experises incurred to raise funds may be paid out of the funds raised. Development officers and fund-raising staff are not allowable expenses. Staff time and effort spent on raising the match requirements should be incidental to the overall management of the Program, and should be focused primarily on developing and disseminating information to potential funders on the AmeriCorps Program and its achievements. Staff can make presentations and educate funders on objectives, goals and accomplishments. Efforts to involve the community in support of the AmeriCorps program, such as obtaining medical contributions or assistance at a health fair; donations of building supplies for an AmeriCorps construction project; and coordinating community FINAL - August 1, 1997 9 fair, non-partisan, non-political and non-discriminatory manner, without regard to the Member's need for reasonable accommodation or child care, without displacing paid employees, and in accordance with its approved application. The Grantee is encouraged to select Members who possess a commitment to the goals of AmeriCorps. d. Reasonable accommodation. The Grantee must provide reasonable accommodation to the known mental or physical disabilities of otherwise qualified Members and all selections and project assignments must be made without regard to the need to provide reasonable accommodation. There is a limited amount of money available through the State Commissions to enable individuals with disabilities to participate as AmeriCorps*State Competitive (as opposed to State Formula Programs) or AmeriCorps*National Members in certain Programs. The Grantee is not required to accommodate a Member if that Member poses a direct threat to the health or safety of others where that threat cannot be eliminated by reasonable accommodation Accommodations which impose an undue financial or administrative burden on the operation of the Program or fundamentally alter the nature of the Program are not considered reasonable accommodations. If a Grantee determines that an accommodation would impose an undue burden, it must document its determination and must notify the Corporation promptly. The factors to be considered in determining whether an accommodation would impose an undue burden include: i. the overall size of the Program, with respect to the number of staff and Members, the number and type of facilities, and the size of the budget; ii. the nature of the project, including its structure, staffing composition and activities; and M. the nature and cost of the required accommodation e. Level of participation. The Grantee must seek to enroll the number of full-tune and part-time Members agreed upon in its approved application A Program should make every effort to begin "classes" or terms of service in January, June or September, with September serving as the primary class or beginning of the Program year. Programs have the option of filling the vacated slots at any time; however, the Corporation specifically discourages rolling admissions. Should a Program not be renewed, Members who were scheduled to continue in their terms of service either may be placed in other Programs where feasible, or can receive a pro- rated educational award if the Member has completed at least 15% of the necessary hours. FINAL - August 1, 1997 11 i. the minimum number of service hours and other requirements (as developed by the Program) necessary to successfully complete the term of service and to be eligible for the educational award; ii. acceptable conduct; iii. prohibited activities; iv. requirements under the Drug-Free Workplace Act (41 U.S.C. §701 et seq.); v. suspension and termination rules; vi. the specific circumstances under which a Member may be released for cause; vii. grievance procedures; and viii. other requirements as established by the Program. c. Training. Consistent with the approved budget, the Grantee must provide Members with the training, skills, knowledge and supervision, necessary to perform the tasks required in their assigned project positions, including specific training in a particular field and background information on the community served. The Grantee must conduct an orientation for Members and comply with any pre-service orientation or training required by the Corporation. This orientation should be designed to enhance Member security and sensitivity to the community. Orientation should cover Member rights and responsibilities, including the Program's code of conduct, prohibited activities, requirements under the Drug-Free Workplace Act (41 U.S.C. §701 et seq.), suspension and termination from service, grievance procedures, sexual harassment, other non-discrimination issues, and other topics as necessary. d. Service-learning. The Grantee agrees to use service experiences to help Members achieve the skills and education needed for productive, active citizenship, including the provision, if appropriate, of structured oppor6m-dties for Members to reflect on their service experiences. e. Limit on education and training activities. No more than 20% of the aggregate of all AmeriCorps Member service hours in a Program may be spent in education, training or other non-direct activities without specific written permission from the Corporation. f. Supervision. The Grantee must provide Members with adequate supervision by qualified supervisors in accordance with the approved application. The Grantee must establish and enforce a code of conduct for Members. FINAL - August 1, 1997 13 enrolled in an institution of higher education must serve at least 900 hours during a period of not more than three years. b. Service in a second term. Programs are under no obligation to enroll Members for a second term of service. To be eligible for a second term, Members must receive a satisfactory performance review for the first term of service. In any event, Members may receive in-service and post-service benefits funded by the Corporation for the first two terms of service. c. Notice to the Corporation's National Service Trust. The Grantee must notify the Corporation's National Service Trust immediately in writing upon a Member's enrollment in, completion of, lengthy or indefinite suspension from, or release from a term of service. Lengthy or indefinite suspension of service is defined as any extended period during which the Member is not serving service hours or receiving AmeriCorps benefits because it is unclear when the Member might return to the Program. The Grantee also must notify the Trust when a Member's status is approved and changed (i.e. from full-time to part-time or vice versa). Forms for this filing will be provided to the Grantee. Any questions regarding the Trust may be directed to (202) 606-5000 ext. 347. d Notice to Child Care and Health Care providers. The Grantee must notify the Corporation's designated agents immediately in writing when a Member's status changes such that it would affect eligibility for child care or health care. Examples of changes in status are converting a full-time Member to part-time Member, the termination of or release from service, and suspensions for cause or which are lengthy or indefinite. Program directors should contact AmeriCorpsOCare at 1-500-570-4543 on child care related changes, and if using the Corporation's Allianz health care policy, should contact SRC at 1-800-788-6557. e. Changing Member Status. Circumstances may arise within a program that necessitate converting full-time Members to part-time or vice versa. The following distinguishes between converting unfilled AmeriCorps Member positions and converting currently enrolled Members from their enrolled status. Note that once a Member is given a partial educational award, the remaining portion of that educational award is not available for use. i. Unfilled Positions. State Commissions and Parent Organizations are hereby delegated authority to approve or authorize the conversion of unfilled full-time Member positions to part-time within the following parameters. The number of unfilled positions that may be converted may not exceed 15% of the Parent Organization's or specific State Commission Program's awarded FINAL - August 1, 1997 15 State Commissions and Parent Organizations must forward all changes and appropriate forms to the Corporation after approval. Any requests for changes that fall outside of the parameters set forth above must come to the Corporation for approval with concurrence from the State Commission or Parent Organization. 10. RELEASE FROM PARTICIPATION. Grantee may release Members for two reasons: (1) for compelling personal • circumstances; and (2) for cause in accordance with 45 C.F.R. § 2522.230. a. Compelling circumstances. The Grantee is responsible for determining whether a Member's personal circumstances are sufficiently compelling to justify release on this basis. If a Grantee releases a Member for compelling personal circumstances, the Grantee may elect either to authorize a pro-rated educational award or temporarily to suspend service for up to two years. If a term of service is temporarily suspended, the Member will not accrue service hours or receive benefits during this time period. In order to be eligible for a pro-rated educational award, a Member must have served a minimum of 15% of his or her term of service. If a Grantee releases a Member on the grounds that an accommodation of a disability would impose an undue burden, the Grantee must document its determination and notify the Corporation Such circumstances are to be considered "compelling" for purposes of this sub-clause. The Corporation for National Service allows each program to decide on a case-by-case basis whether the situation warrants a Member receiving a partial award. However, the Corporations policy is that generally the compelling circumstance must be beyond the Member's control. The following are examples of reasons which could justify the early release of a Member and entitle the person to a portion of an award. • Sickness or critical illness of the Member. • Death or critical illness of a member of the Member's immediate family (spouse, parent, sibling, child, or guardian). • Termination of project site, if reassignment to another project is not possible. If a Member leaves AmeriCorps service for any of the reason noted above, and has served at least 15% of his or her service (or 255 hours for full-time service), the Member would be eligible for a portion of the educational award corresponding to the period served. FINAL - August 1, 1997 17 controlled substance may resume service by demonstrating that the Member has enrolled in an approved drug rehabilitation Program. A Member convicted of a second or third offense of possession of a controlled substance may resume services by demonstrating successful completion of a rehabilitation Program. In addition, any individual released for cause who wishes to reapply to the Program from which he or she was released or to any other AmeriCorps Program is required to disclose the release to that Program. Programs should inform Members that failure to disclose to an AmeriCorps Program any history of having been released for cause from another AmeriCorps Program will render an individual ineligible to receive the AmeriCorps educational award, whether or not that individual successfully completes the term of service. 11. MINOR DISCIPLINARY ACTIONS The Grantee may temporarily suspend or impose a fine on a Member for minor disciplinary reasons, such as chronic tardiness, as outlined in the conditions of the Member contract. a. Temporary Suspension of Service. The period of suspension does not count toward a Member's required service hours. Further, Members who are suspended for minor disciplinary reasons may not receive a living allowance for the suspension period. b. Fines. If determined to be necessary for improvements in Member performance or attendance, the Grantee may impose a reasonable fine on Members for minor disciplinary problems consistent with the Member contract. The fines may not be calculated on an hourly basis. For example, a Member who is an hour late may not be fined an hour's worth of living allowance. Instead, the Grantee shall establish a written policy on fines, which is not linked to an hourly rage. 12. LIVING ALLOWANCES, OTHER IN-SERVICE BENEFITS AND TAXES. The living allowance match must come from non-Federal sources, unless an exception for lack of available financial resources at the local level under 42 US.C. §12594 (g) is specifically approved in Section VII. Special Conditions of the Award document Programs that want to provide a living allowance in excess of $8,340 must provide a Grantee match for all funds over $7,089. Programs may not provide a living allowance benefit above $16,680 unless it meets the conditions of a professional corps as FINAL - August 1, 1997 19 c. Waiving the living allowance. A Member may waive all or part of the payment of a living allowance if he or she believes his or her public assistance may be lost because of the living allowance, with the following caveats: i. Even if a Member waives his or her right to receive the living allowance, it is possible-depending on the specific public assistance program rules -that the amount of the living allowance that the Member is eligible to receiy_e.Hr4l be deemed available; ii. Members may revoke the waiver at any time during the course i of the program; iii. if a Member revokes the waiver, he or she may begin receiving the living allowance only from the date on which the waiver was revoked; the Member may not receive any portion of the living allowance that accrued during the waiver period. - d. Taxes and Insurance i. FICA. Unless the Grantee obtains a ruling from the internal Revenue Service that specifically exempts its AmeriCorps Members from FICA requirements, the Grantee must pay FICA for any Member receiving a living allowance. The Grantee also must withhold 7.65% from the Member's living allowance. u. Income Taxes. The Grantee must withhold personal income taxes from Member living allowances, requiring each Member to complete a W4 form at the beginning of the term of service and providing a W-2 form at the close of the tax year. iii. Unemployment insurance. The U.S. Department of Labor ruled on April 20,1995 that Federal unemployment compensation law does not require coverage for Members because no employer- employee relationship exists. The Grantee cannot charge the cost of unemployment insurance taxes to the Grant unless mandated by State law. Programs are responsible for determining what State law requires via their State Commission, legal counsel or the applicable State agency. AmeriCorps*National and AmeriCorps'Tribes and Territories Grantees must coordinate with their State Commissions to determine a consistent State treatment of unemployment insurance requirements. State Commissions must coordinate the determination of the State's legal requirements to pay unemployment insurance for Members with the Corporation's General Counsel. The Grantee must receive written approval from FINAL - August 1, 1997 21 agent, Strategic Resource Company (SRC). Programs that have not received information, or that have additional questions, may contact SRC at 1-804-788-6557. It is the Program Director's responsibility to enroll Members into the policy at the beginning of the service term and to notify SRC of any changes in the group enrollment during the program year. iii. Use of an existing health care policy. If a Grantee is going to use an existing health care policy that charges more tin $150 per month per Member to the Corporation, a copy of the policy along with a summary of its coverage and costs must be sent to the Corporation's Grants Office. Grantees with a National Association of Service Conservation Corps (NASCC) policy at the time of their initial application for the AmeriCorps Grant only need to notify the Grants Office. iv. Part-time Members. Although no portion of health insurance expenses for part-time Members may be paid from Corporation funds, Programs may choose to provide health care to part-time Members from other sources. v. Part-time Members serving in a full-time capacity. Part-time Members who are serving in a full-time capacity for a sustained period of time (such as a full-time summer project) may be eligible for health care benefits supported with Corporation funds, although that coverage must be approved in the Grant or via prior written approval from the Corporation. f. Child care. The Grantee must ensure that child care is made available to those full-time Members who need such assistance in order to participate. Members are not eligible to receive child care from AmeriCorps while they are receiving other child care subsidies. L Member eligibility. A Member is considered to need child care in order to participate in the Program & (a) he or she is the parent or legal guardian (or acting in loco parentis ) for a child under the age of 13 who resides with the Member, (b) he or she has a family income that does not exceed the state's income eligibility guidelines for a family of the same size. At a maximum, family income can be no more than 75% of the state's median income; and (c) at the time of acceptance into the Program, he or she is not receiving child care from another available source. ii. Qualified providers. To be eligible for payment with AmeriCorps funds, a child care provider must qualify under the Child Care and Development Block Grant Act of 1990 (42 U.S.C. § FINAL - August 1, 1997 23 AmeriCorps Member was ineligible, or if the provider was not qualified under the State guidelines. g. Family and Medical Leave. AmeriCorps Members who have served for at least 12 months and 1250 hours can take family and medical leave in accordance with the Family and Medical Leave Act of 1993 (FMLA), provided the sponsoring institution, if non-Federal, employs staff of more than 50 people. (See the Corporation's Regulations at 45 C.E R. § 2540.220) Under FMLA, Members may take up to 12 weeks of unpaid leave during a 12 month period for the following reasons: i. the birth of a child; ii. the placement of a child with an AmeriCorps Member through adoption or foster care; iii. serious illness of an AmeriCorps Member's spouse, child or parent; or iv. serious illness preventing the AmeriCorps Member from performing his or her essential service duties. According to Corporation regulations, a serious health condition is an illness requiring in-patient care or continuing treatment by a health care provider. Grantees may continue to provide health care coverage to Members on family and medical leave. If at the end of the leave, a Member decides not to rejoin the program, FMLA allows grantees to recover their health premium payments, unless the reason for not returning is the continuation of the serious health condition or other circumstances beyond the Member's control. However, given the small amounts involved (in most cases less than $300 per AmeriCorps Member), Grantees may elect not to adopt this recovery policy. Family and medical leave does not count toward the requisite service hours and Members may not receive a living allowance during this period. h. Federal Work Study. Upon Corporation approval, Work Study students may be enrolled as AmeriCorps Members. AmeriCorps Member benefits are reserved to those individuals who enroll in an AmeriCorps position in a program that has been approved by the Corporation. Except as required by Federal Work Study regulations, AmeriCorps Members may not be paid on an hourly basis. Federal Work Study funds are treated as any other Federal funds and do not affect Grantee matching requirements. Programs that use Federal FINAL - August 1, 1997 25 b. Cash match for Member Support Costs. The Grantee's matching contributions for Member Support Costs (excluding health care) must be in non-Federal cash, unless otherwise authorized in accordance with AmeriCorps Special Provision 12, Living Allowance. Tribal funds acquired through P.L. 93-638 are considered non-Federal and may be used to match Member Support Costs. Unless otherwise agreed upon by the Corporation, programs must meet the grantee share of Member Support Costs, as indicated in the approved budget, during each repDirting quarter. c. Cash or in-kind match for Program Operating Costs. Contributions, including cash and third party in-kind, will be accepted as part of the Grantee's matching share for Program Operating Costs (defined as those other than the Member Support Costs) when such contributions meet all of the following criteria: i. They are verifiable from the Grantee's records; ii. They are not included as contributions for any other Federally- assisted Program; iii. They are necessary and reasonable for the proper and efficient accomplishment of Program objectives; and iv. They are allowable under applicable cost principles. d. Exception for volunteer community service. Because the purpose of this Grant is to enable and stimulate volunteer community service, the Grantee may not include the value of direct community service performed by volunteers. However, the Grantee may include the value of volunteer services contributed to the organization for organizational functions such as accounting, audit, training of staff and AmeriCorps Programs. e. Administrative costs. The maximum Corporation share of Administrative costs cannot exceed 5% of total Corporation funds actually expended. Administrative costs which exceed the Corporation's maximum administrative cost limit of 5% but which otherwise would have been allocable to the Grant, are allowable as the matching share under the Administrative costs budget line item. See General Provisions, Clause 24, Administrative Costs. f. Valuation The value of Grantee contributions of services and property will be determined in accordance with applicable cost principles set forth in OMB Circulars A-21, A-87 and A-122, and the approved budget. FINAL - August 1, 1997 . 27 i. Changes in the scope, objectives or goals of the Program, whether or not they involve budgetary changes; ii. Substantial changes in the level of participant supervision; iii. Entering into sub-Grants or contracting out any AmeriCorps Program activities funded by the Grant and not specifically identified in the approved application and grant. b. Changes in the budget. The Grantee must obtain the prior written approval of the Corporation before deviating from the approved budget in any of the following ways: i. Budgetary transfers to absorb administrative costs above the amount specified in the approved budget, if below the 5% maximum limit. i.i. Reallocation of funds from the "Member Support Cost" category to other categories of the approved budget. However, the Grantee may reallocate funds within the line items in this category, except for increases in health care cost per Member, which must be approved. The specific line items covered by this subclause are: (a) Living allowance, (b) FICA, worker's compensation, and unemployment insurance and (c) Health care (or alternative health care). iii. Within the "Other Member Costs" category, the Grantee may not decrease funds budgeted for training and education without prior Corporation approval. iv. Specific Costs requiring prior approval before incurrence under OMB Circulars A-21, A-87 or A-122 For certain cost items, the cost circulars require approval of the awarding agency for the cost to be allowable. Examples of these costs are: overtime pay, rearrangement and alteration costs, and preaward costs. v. Purchases of equipment over $1,000 (One thousand) using Grant funds, unless specified in the approved application and budget. c. Approvals of Programmatic and Budget Changes. The Corporation's Grants Officers are the only officials who have the authority to alter or change the provisions or requirements of the Grant. The Grants Officers will execute written amendments or changes to the Grant, and Grantees should not assume approvals have been granted unless documentation from the Grants Office has been received. FINAL - August 1, 1997 29 iv. Final Financial Status Reports. States Commissions and Parent Organizations completing the final year of their grant must submit, in lieu of the last quarterly FSR, a final FSR that is cumulative over the entire grant period. This FSR is due 90 days after the close of the grant. b. AmeriCorps Member-Related Forms. The following documents are required from the Grantee: _ i. Enrollment Forms. State Commissions and Parent Organizations must submit Member Enrollment Forms to the Corporation no later than 30 days after a Member is enrolled. ii. Change of Status Forms. State Commissions and Parent Organizations must submit Member Change of Status Forms to the Corporation no later than 30 days after a Member's status is changed. By forwarding Member Change of Status Forms to the Corporation, State Commissions and Parent Organizations signal their approval of the change. iii. ExiVEnd-of-Term-of-Service Forms. Programs must submit Member Exit/ End-of-Term-of-Service Forms to the Corporation no later than 15 days after a Member exits the program or finishes his/her term of service. c. Accomplishment Surveys. The Annual Accomplishments Report is a survey used to compile all AmeriCorps achievements during the program year. During the course of the year, a contractor will contact programs regarding details and the administration of the survey. For Fall start-ups, these are due October 31,1998; for January start-ups, they are due January 31, 1999. d. Benefit Provider Documentation Programs are responsible for contacting applicable benefit providers immediately and directly (AmeriCorpsOCare, Allianz, and others) when a change of status affects the eligibility of a Member or when a Member leaves the program early. 18. RENEWAL OF GRANT. Unless otherwise specified, the Grant is made for the period specified in the Grant to cover one Program year. The Corporation will provide further guidance on any renewal processes in the coming fiscal year. FINAL - August 1, 1997 31 iii. OMB Circular A-133, Audits of States, Local Governments and Non-Profit Organizations. c. Educational institutions. The following circulars and their implementing regulations apply to educational institutions: i. Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals and Other Nonprofit Organizations - 45 C.F.R. Part 2543=, ii. OMB Circular A-21, Cost Principles for Educational Institutions. iii. OMB Circular A-133, Audits of States, Local Governments and Non-Profit Organizations. d. Other applicable statutes and regulations. The Grantee must comply with all other applicable statutes, executive orders, regulations and policies governing the Program, including but not limited to those cited in these Grant Provisions, the Grant Assurances and Certifications, and those cited in 45 C.F.R. Parts 2541 and 2543. 22- RESPONSIBILITIES UNDER GRANT ADMINISTRATION a. Accountability of Grantee. The Grantee has full fiscal and programmatic responsibility for managing all aspects of grant and grant- supported activities, subject to the oversight of the Corporation. The Grantee is accountable to the Corporation for its operation of the AmeriCorps Program and the use of Corporation grant funds. It must expend grant funds in a judicious and reasonable planner. Although Grantees are encouraged to seek the advice and opinion of the Corporation on special problems that may arise, such advice does not diminish the Grantee's responsibility for making sound judgments and does not mean that the responsibility for operating decisions has shifted to the Corporatiom b. Notice to Corporation The Grantee will notify the appropriate Corporation's Program or Grants Officer immediately of any developments or delays that have a significant impact on funded activities, any significant problems relating to the administrative or financial aspects of the Grant, or any suspected misconduct or malfeasance related to the Grant or Grantee. The Grantee will inform the Corporation official about the corrective action taken or contemplated by the Grantee and any assistance needed to resolve the situation. c. Notice to the Corporation's Office of Inspector General. The Grantee must notify the Office of Inspector General immediately of losses of Federal funds or goods/services supported with Federal funds, or when FINAL - August 1, 1997 33 Recently revised OMB Circular A-133, Audits of States, Local Governments and Non-Profit Organizations., provides guidance on new audit requirements pursuant to Public Law 104-156 (The Single Audit Act Amendments of 1996, enacted July 5,1996). The 1996 Amendment established a $300,000-threshold of annual Federal expenditures for these audits for fiscal year ending June 30, 1997 or later. e. Consultant services. As required by law, payments to individuals for consultant services under this Grant will not exceed the daily equivalent of the maximum rate (exclusive of any indirect expenses, travel, supplies and so on) allowed by Federal law. As of January, 1995, this rate is $443.00 per day. 24. ADMINISTRATIVE COSTS. a. Definitions. Administrative costs relate to the support of the program's general operations and not to expenses identified with a particular Program or project Certain costs, such as costs of staff who perform both administrative and Program functions, may be prorated between administrative costs related to the organization and costs directly related to the Program if they are included in the budget and approved by the Corporation. Administrative costs include: i. indirect costs (e.g. costs identified with the program's overall operation as described in the applicable provisions of the OMB circulars); ii. costs for financial, accounting, auditing, contracting or legal functions not in support of a specific project; iii. internal evaluation costs, including overall organizational management improvement costs (except for independent evaluations and internal evaluations of the Program or project that are specifically related to creative methods of quality improvement); iv. insurance costs for the entity that operates the Program; and v. that portion of the salaries and benefits of the Program's director and other administrative staff not attributable to the time spent in support of a specific Program or project. Administrative costs do not include the following allowable costs directly related to Program or project operations, such as: i. allowable direct charges for Members, including living allowances, insurance payments made on behalf of Members, training and travel; FINAL - August 1, 1997 35 25. EQUIPMENT AND SUPPLIES COSTS. a. Definition of equipment. For the purposes of this clause, "equipment" is defined as tangible non-expendable personal property having a useful life of more than one year and an acquisition cost of $5,000 (five thousand) or more per unit (including accessories, attachments and modifications). b. Definition of supplies. For the purpose of this clause, "supplies" means all personal property excluding equipment. c. Allowable purchases. Equipment and supplies are allowable as a direct cost under the Grant provided that the purchase of equipment or supplies with a unit acquisition cost of $1,000 or more has written prior approval by the Corporation or was specifically included in the approved budget. d. Prior approval for equipment or supplies purchases. In requesting prior approval from the Corporation, the Grantee will assure that each purchase of equipment or supplies: i. Is necessary, reasonable, and cost-effective in meeting the Grant objectives; ii. Does not duplicate other equipment or supplies that are reasonably available and accessible to the Grantee; and iii. Is purchased in accordance with the Grantee's standard practices. e. Title to equipment. Unless otherwise specified, title to equipment acquired by the Grantee with Grant funds vests in the Grantee, subject to the conditions specified in this clause and applicable OMB circulars. The Corporation reserves the right to transfer title to the Federal government or to a third party named by the Corporation upon completion of the Corporation Grant. The Corporation will issue disposition instructions within 120 calendar days after the end of the Corporation's support of the project for which it was acquired. If the Corporation does not act within this timeframe, title vests with the Grantee. f. Conditions of use. The Grantee will use the equipment in the Program for as long as it is needed, whether or not the Program continues to be supported with Federal funds. If multiple uses will not interfere with the Program's needs, the Grantee will make the equipment available for use in other activities supported by the Corporation, or by other Federal agencies. When no longer needed for the Program, the Grantee may use the equipment in connection with other activities sponsored by FINAL - August 1, 1997 37 b. Fees for service. When using assistance under this Grant, the Grantee may not enter into a contract for or accept fees for service performed by Members when: i. the service benefits a for-profit entity; ii. the service falls within the other prohibited Program activities set forth in Clause 5 of these Grant Provisions; or iii. the service violates the non-displacement ProyisiQtis of the Act, set forth in Clause 33 of these Grant Provisions. 27. PAYMENTS UNDER THE GRANT. a. Advance payments. The Grantee may receive advance payments of Grant funds, provided the Grantee meets the financial management standards specified in OMB Circular A-102 and its implementing regulations (45 C.F.R. 2541) or A-110 and its implementing regulations (45 C.F.R. 2543), as applicable. b. Immediate cash flow needs. The amount of advance payments requested by the Grantee must be based on actual and immediate cash needs in order to minimize Federal cash on hand in accordance with policies established by the U.S. Department of the Treasury in 31 C.F.K Part 205. c. Discontinuing advance payments. If a Grantee does not establish procedures to minimize the time elapsing between the receipt of the cash advance and its disbursement, the Corporation may, after providing due notice to the Grantee, discontinue the advance payment method and allow payments in advance only by individual request and approval or by reimbursement. d. InteFest-bearing accounts. The Grantee must deposit advance funds received from the Corporation in Federally-insured, interest-bearing accounts. The exceptions to this requirement follow: i. Institutions of higher education and other non-profit organizations. If a Grantee is covered by OMB Circular A-110, it must maintain advance funds in interest-bearing accounts unless: (a) it receives less than $120,000 in Federal funds per year; (b) the best reasonably available account would not be expected to earn interest in excess of $250 per year on Federal cash balances; or (c) the required minimum balance is so high that it would not be feasible within expected Federal and non-Federal cash resources. FINAL - August 1, 1997 39 31. DRUG-FREE WORKPLACE. a. Notice to employees and Members. In accordance with the Drug-Free Workplace Act, 41 U.S.C. § 701 et seq., implementing regulations, 45 C.F.R. Part 2542, and the Grantee's certification, the Grantee must publish a statement notifying employees and Members that- i. the unlawful manufacture, distribution, dispensation, possession or use of a controlled substance is prohibited in the Grantee's workplace and Program; ii. conviction of any criminal drug statute must be reported = immediately to the Grantee; iii. that the employee's employment or Member's participation is conditioned upon compliance with the notice requirements; and iv. certain actions will be taken against employees and Members for violations of such prohibitions. b. Criminal drug convictions. The Grantee's employees and Members must notify the Grantee in writing of any criminal drug convictions for a violation occurring in the workplace or during the performance of project activities no later than 5 days after such conviction. The Grantee must notify the Corporation within 10 days of receiving notice of such conviction. The Grantee must take appropriate action against such employee or Member up to and including termination or Member release for cause consistent with the Corporation's rules on termination and suspension of service, or require the employee or Member to satisfactorily participate in an approved drug abuse assistance or rehabilitation Program c. Drug-Free awareness Program. The Grantee must establish a drug-free awareness Program to inform employees and Members about the dangers of drug abuse in the workplace, the Grantee's policy of maintaining a Drug-Free workplace, any available drug counseling, rehabilitation, and employee assistance and Member support services, and the penalties that may be imposed for drug abuse violations. d. Grantee non-compliance. The Grantee is subject to suspension, termination or debarment proceedings for failure to comply with the Drug-Free Workplace Act. e. Non-discrimination and confidentiality laws. In implementing the Drug-Free Workplace Act, the Grantee must adhere to Federal laws and its Grant assurances related to alcohol and substance abuse non- discrimination and confidentiality. FINAL - August 1, 1997 41 public expenditure for that Program or project in the fiscal year that support is to be provided is not less than the previous fiscal year. b. Non-duplication. Grant funds may not be used to duplicate services that are available in the locality of a Program or project. The Grantee may not conduct activities that are the same or substantially equivalent to activities provided by a State or local government agency in which the Grantee entity resides. c. Non-displacement. i. Prohibition on displacing an employee or a position. The Grantee may not displace an employee or position, including partial displacement such as reduction in hours, wages or employment benefits, as a result of the use by such employer of a Member in a Program or project. ii. Prohibition on selecting an employee for participation. The Grantee may not select a Member who is employed by the Grantee or who was employed by the Grantee in the previous six months, unless the Corporation waives this requirement upon a sufficient demonstration of non-displacement. iii. Prohibition on promotional infringement. The Grantee may not create a community service opportunity that will infringe in any manner on the promotional opportunity of an employed individual. iv. Prohibition on displacing employee services, duties or activities. A Member in a Program or project may not perform any services or duties, or engage in activities that would otherwise be performed by an employee, as part of the assigned duties of such employee. v. Prohibition on supplanting, hiring or infringing on recall rights. A Member in a Program or project may not perform any services or duties, or engage in activities, that: (a) Will supplant the hiring of employed workers; or (b) Are services, duties or activities with respect to which an individual has recall rights pursuant to a collective bargaining agreement or applicable personnel procedures. vi. Other prohibitions. A Member in a Program or project may not perform services or duties that have been performed by or were assigned to any: (a) Presently employed worker; (b) Employee who recently resigned or was discharged; (c) Employee who is subject to a reduction in force or who has recall rights pursuant to a collective bargaining agreement or applicable personnel procedures; FINAL - August 1, 1997 43 acknowledgment and disclaimer appears in any external report or publication of material based upon work supported by this Grant. "This material is based upon work supported by the Corporation for National Service under AmeriCorps Grant No. . Opinions or points of view expressed in this document are those of the authors and do not necessarily reflect the official position of the Corporation or the AmeriCorps Program." b. Materials provided to Corporation. The Grantee is responsible for 17 assuring that two copies of any such material are sent to the Corporation's Office of Public Affairs and Program Office. 37. EVALUATION. a. Internal evaluations. The Grantee must track progress toward achievement of their Program objectives. The Grantee also must monitor the quality of service activities, the satisfaction of both service recipients and Members, and management effectiveness. Internal evaluation and monitoring should be a continuous process, allowing for frequent feedback and the quick correction of weaknesses. b. Independent evaluations. The Grantee may obtain an independent evaluation if provided for in the approved budget. c. External evaluation and data collection. The Grantee must cooperate with the Corporation and its evaluators in all monitoring and evaluation efforts. As part of this effort, the Grantee must collect and submit certain Member data, including the total number of Members in the Program, and the number of Members by race, ethnicity; gender, age, economic background, educational level, disability classification and geographic region. The Corporation will provide forms for collecting Member data. 38. SUSPENSION OR TERMINATION OF GRANT. a. Suspension of the Grant. In emergency situations, the Corporation may suspend a Grant for not more than 30 calendar days. Examples of such situations may include, but are not limited to: i. Serious risk to persons or property; ii. Violations of Federal, State or local criminal statutes; and iii. Material violation(s) of the Grant or contract that are sufficiently serious that they outweigh the general policy in favor of advance notice and opportunity to show cause. FINAL - August 1, 1997 47