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HomeMy WebLinkAbout3439 RESOLUTION NO. 3 4 3 9 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF AUBURN, WASHINGTON, AUTHORIZING THE MAYOR AND CITY CLERK TO SIGN A LOCAL AGENCY AGREEMENT BETWEEN THE CITY AND THE WASHINGTON STATE DEPARTMENT OF TRANSPORTATION, APPROVING FEDERAL HAZARD ELIMINATION & SAFETY FUNDS TO PREPARE AND IMPLEMENT THE IMPROVEMENT OF EAST VALLEY HIGHWAY AND LAKELAND HILLS WAY INTERSECTION. WHEREAS, the State Department of Transportation has awarded a Federal Hazard Elimination and Safety grant in the total amount of $180,000 to the City of Pacific for the improvement of installation of a Traffic Signal at East Valley Highway and Lakeland Hills Way the purpose of reducing accidents at the T-intersection; and WHEREAS, on March 4, 2002, Auburn City Council adopted Resolution No. 3407, authorizing an interlocal agreement between the City of Auburn and the City of Pacific to have Auburn assume lead agency responsibility for the design and construction of the Project and provide operation and maintenance for the completed traffic signal; and WHEREAS, the State has agreed to amend the 2000-01 Hazard Elimination Safety (HES) Program to recognize the City of Auburn as lead agency for this project; and Resolution No. 3439 March 8, 2002 Page 1 WHEREAS, the City Council of the City of Auburn must adopt and approve all appropriations by Ordinance pursuant to Chapter 35A.33 RCW. THE CITY COUNCIL OF THE CITY OF AUBURN, WASHINGTON, IN A REGULAR MEETING DULY ASSEMBLED, HEREWITH RESOLVES AS FOLLOWS: Section 1. The Mayor and City Clerk of the City of Auburn are hereby authorized to execute the agreement with the Washington State Department of Transportation, to approve Federal Hazard Elimination and Safety Funds to prepare and implement the improvement of East Valley Highway and Lakeland Hills Way Intersection. A copy of said Agreement is attached hereto and designated Exhibit "A" and is incorporated by reference in the Resolution. Section 2. The Mayor is hereby authorized to implement such administrative procedures as may be necessary to carry out the directions of this legislation, including providing for the expenditure and appropriation therefore in appropriate budget documents. Section 3. This Resolution shall be in full force and effect upon passage and signatures hereon. d/!~;!<jl. ")~l 'I ~ I v \,t ~', ~h, ! - d'I' ....' t. '~,i \ CITY OF AUBURN ~:'S ~- MAYOR , .,i Resolution No. 3439 March 8, 2002 Page 2 ATTEST: ! l' .~. 'J' ("; /,. '. ,-,' ; f'\ ,',/;' ~'. , ,j. j. S'-.k n~/i (, h,./)'" 'I/J:' Danielle E. Daskam, City Clerk iel B. Heid, City Attorney Resolution No. 3439 March 8, 2002 Page 3 Project No.: STPH -1069(005) U.S. Department of Transportation Federal-Aid Project Agreement Federal Highway Adminstration Agency: Auburn Modification No.: 0 Project Title:E. Valley/Lakeland Signal District No.: 1 From: lis Length of Project: To: 0.150 lis PE Authorized: RW Authorized: eN Authorized: SWIBS Bridge #: Current Former Change Total $35,000 Federal $31,500 $35,000 $31,500 Federal Funds Pro Rata Q21 Requested Former PE 90.00 % $31,500 RW CN CE Total Appn: InclDec $31,500 $31,500 Total Requested $31,500 $31,500 $31,500 Appropriate Requirements Met on Dates Shown 23 CFR 771: RW Certified: STIP Reference No.: SAFETY BUCKET Description of Work: Install signal at intersection along with advance inductive traffic loops and re-channelization. Funding Comments: FAPA for PE. RW: not required. ENV: to be met. This Modification is made for the following reasons: Comments by FHWA: ~ 5305 TA- - 2..7. '2>'l w:i\lN~ f\lt ~ The State stipulates as a condidtion to payment of the federal funds obligated, it accepts and will comply with the provisions set forth in 23 CFR Part 630.112 which is incorporated herein by reference. Further, the State stipulates that its signatures on the project agreement constitute the making of the certifications set forth in 23 CFR Part 630. 112. . n ..d . \~ (Highways ~~ P2"5,002 U.S. Department of Transportation Federal Highway Administration ~ '~4 (Division Administ'(JJ Date: <//;.'1 ~Z By: By: Date: WSOOT Hi hwa s & Local Pr ramsSTAR PR1 rev 12/97 - ~ ~ E~:IIIl2iIT II :a-~ Washington StOlte Department 01 Transportation Local Agency Agreement Agency City of Auburn Address 25 West Main Street Auburn, WA 98001-4998 CFDA No, 20.205 (Catalog of Federal Domestic Assistance) Project No. -S ,PH - \0 (0"\ Agreement No. For OSC WSDOT Use Only ( 00"7) --*A 5305 The Local Agency having complied, or hereby agreeing to comply, with the tenns and conditions set forth in (1) Title 23, U.S. Code Highways, (2) the regulations issued pursuant thereto, (3) Office of Management and Budget Circulars A~102, A-8? and A-133, (4) the policies and procedures promulgated by the Washington State Depanment of Transportation, and (5) the federal aid project agreement entered into between the State and Federal Government, relative to the above project, the Washington State Department of Transportation will authorize the Local Agency to proceed on the project by a separate notification. Federal funds which are to be obligated for the project may not exceed the amount shown herein on line r, column 3, without written authority by the State, subject to the approval of the Federal Highway Administration. All project costs not reimbursed by the Federal Government shall be the responsibility of the Local Agency. Project Description Name East Valley Highway & Lakeland Hills Way Traffic Signal (C214A) Length 0.15 miles Termini T -intersection of East Valley Highway & Lakeland Hills Way Description of Work Hazard Elimination by construction of a new signal, advanced Inductive Traffic Loops and re-channelization. Estimate of Funding Type of Work (1) (2) (3) Estimated Total Estimated Agency Estimated Project Funds Funds Federal Funds PE a, Aqencv i 8,000.00 800.00 7,200.00 90 % b, Other Consultants I 25,000.00 2,500.00 22,500.00 - c. Other i Federal Aid d, State , 2,000.00 200.00 1,800.00 Participation e. Total PE Cost Estimate (a+b+c+dl i 31,500.00 Ratio for PE I 35,000.00 3,500.00 Right of Way f, Aoencv - % a. Other h. Other , Federal Aid i. State , Participation 1 Ratio for RW i. Total R/W Cost Estimate (f+o+h+j) ._~I)o ~ Construction k. Contract I - pi I. Other i r1 r.. , T .. m. Other i n. Other I - % 0, Aqencv Federal Aid p. State Participation Ratio for eN n. Total CN Cast Estimate Ik+l+m+n+o+a\ r. Total Project Cost Estimate (e+j+q) I 35,000.00 I 3,500.00 31,500.00 / ,/ ./ / ./' """TIP -:0 By , washiJ.{;; State ,~:partme}jof :ransportation By -:d;.Lhn ,r/.. J feZ: x._ Title PptPT R T p:wic:: M~ynr Assistant Secretaty for Highways and Local Programs Date Executed APR 2 5 2002 DOT Fonn 140-039 EF ,~, Revised 2101 ~N r ... w ImUIBI'I' "A~' , Washington State Department of Transportation AGENCY oorv. Local Agency Agreement Agency City of Auburn Address 25 West Main Street Auburn, WA 98001-4998 CFDA No. 20.205 (Catalog of Federal Domestic Assistance) sTf'H - \0(0"\ Project No. ( 00<7) -----iA 53 0 5 Agreement No. For ase WSDOT Use Only The Local Agency having complied, or hereby agreeing to comply, with the terms and conditions set forth in (1) Title 23, U.S. Code Highways, (2) the regulations issued pursuant thereto, (3) Office of Management and Budget Circulars A-I02, A-87 and A-133, (4) the policies and procedures promulgated by the Washington State Department of Transportation, and (5) the federal aid project agreement entered into between the State and Federal Government, relative to the above project, the Washington State Department of Transportation will authorize the Local Agency to proceed on the project by a separate notification. Federal funds which are to be obligated for the project may not exceed the amount shown herein on line r, column 3, without wTiUen authority by the State, subject to the approval of the Federal Highway Administration. All project costs not reimbursed by the Federal Go....ernment shall be the responsibility of the Local Agency. Project Description Name East Valley Highway & Lakeland Hills Way Traffic Signal (C2l4A) Length 0.15 miles Termini T-intersection of East Valley Highway & Lakeland Hills Way Description of Work Hazard Elimination by construction of a new signal, advanced Inductive Traffic Loops and re-channelization. Estimate of Funding Type of Work (1) (2) I. (3) Estimated Totai Estimated Agency Estimated Project Funds Funds Federal Funds PE a. Agency 8,000.00 800.00 7,200.00 90 % b. Other Consultants 25,000.00 2,500.00 22,500,00 ~ c. Other I Federal Aid d. State 2,000,00 ! 200.00 1,800.00 Participation Ratio for PE e. Total PE Cost Estimate la+b+c+dl 35,000.00 ' 3,500.00 31,500.00 Right of Way f, Aaencv . % n. Other i ~ -- h. Other ! Federal Aid i. State Participation Ratio for RW i. Total R1W Cost Estimate (f+n+h+il Construction k. Contract I. Other m. Other n. Other I ~ % 0, Aoencv i Federal Aid D. State Participation Ratio for eN a. Total CN Cost Estimate (k+l+m+n+o+n\ r. Total Project Cost Estimate (e+j+q) 35,000.00 . 3,500.00 31,500.00 / ./ /' ,.-- ./ .."oy~ (? -0 By ~ ' , waShingrn State Departme'Jl\of Transportation 6c-:r:tC rX\\, . By J,' ~o J((!(.t..._ Title PptPT R T .p.wi~ M~Y(lT Assistant Secretary for Highways and Local Programs Date Executed APR 2 5 2002 DOT Form 140'()39EF I~- Revised 2/01 ~7~ " 1 (" .... Construction Method of Financing (Check Me/hod Selected) State Ad and Award o Method A - Advance Payment - Agency Share of total construction cost (based on contract award) o Method B - Withhold from gas tax the Agency's share of total construction cost (line 4, column 2) in the amount of $ at$ Local Force or Local Ad and Award 181 Method C - Agency cost incurred with partial reimbursement per month for months, The Local Agency further stipulates that pursuant to said Title 23, regulations and policies and procedures, and as a condition to payment of the federal funds obligated, it accepts and wiil comply with the applicable provisions set forth below. Adopted by official action on Re 1 t' N SO U lOIl O. March 18 2002 ,'li'Ile:lmdIdil~ 3439 Provisions I. Scope of Work The Agency shall provide all the work, labor, materials, and services necessary to perform the project which is described and set forth in detail in the "Project Description" and "Type of Work." When the State acts for and on behalf of the Agency, the State shall be deemed an agent of the Agency and shall perform the services described and indicated in "Type of Work" on the face of this agreement, in accordance with plans and specifications as proposed by the Agency and approved by the State and the Federal Highway Administration. "When the State acts for the Agency but is not subject to the right of control by the Agency, the State shall have the right to perform the work subject to the ordinary procedures of the State and Federal Highway Administration. II. Delegation of Authority The State is willing to fulfill the responsibilities to the Federal Government by the administration of this project. The Agency agrees that the State shall have the full authority to cany out this administration. The State shall review, process, and approve documents required for federal aid reimbursement in accordance with federal requirements. If the State advertises and awards the contract, the State will further act for the Agency in all matters concerning the project as requested by the Agency. If the Local Agency advertises and awards the project, the State shall review the work to ensure conformity with the approved plans and specifications. III. Project Administration Certain types of work and services shall be provided by the State on this project as requested by the Agency and described in the Type of Work above. In addition, the State will furnish qualified personnel for the supervision and inspection of the work in progress. On Local Agency advertised and awarded projects, the supervision and inspection shan be limited to ensuring all work is in conformance with approved plans, specifications, and federal aid requirements. The salary of such engineer or other supervisor and all other salaries and costs incurred by State forces upon the project will be considered a cost thereof. All costs related to this project incurred by employees of the State in the customary manner on highway payrolls and vouchers shall be charged as costs of the project. IV. Availability of Records All project records in support of all costs incurred and actual expenditures kept by the Agency are to be maintained in accordance with local government accounting procedures prescribed by the Washington State Auditor's Office, the U.S. Department of Transportation, and the Washington State Department of Transportation. The records shall be open to inspection by the State and Federal Government at all reasonable times and shall be retained and made available for such inspection for a period of not less than three years from the final payment of any federal aid funds to the Agency. Copies of said records shall be furnished to the State and/or Federal Government upon request. v. Compliance with Provisions The Agency shall not incur any federal aid participation costs on any classification of work on this project until authorized in writing by the State for each classification. The classifications of work for projects are: DOT Form 140-039 EF Revised 2/01 1. Preliminary engineering. 2. Right of way acquisition. 3. Project construction. In the event that right of way acquisition, or actual construction of the road, for which preliminary engineering is undertaken is not started by the closing of the tenth fiscal year following the fiscal year in which the agreement is executed, the Agency will repay to the State the sum or sums of federal funds paid to the Agency under the terms of this agreement (see Section IX). The Agency agrees that all stages of construction necessary to provide the initially planned complete facility within the limits of this project will conform to at least the minimum values set by approved statewide design standards applicable to this class of highways, even though such additional work is financed without federal aid participation. The Agency agrees that on federal aid highway construction projects, the current federal aid regulations which apply to liquidated damages relative to the basis of federal participation in the project cost shall be applicable in the event the contractor fails to complete the contract within the contract time. VI. Payment and Partial Reimbursement The total cost of the project, including all review and engineering costs and other expenses of the State, is to be paid by the Agency and by the Federal Government. Federal funding shall be in accordance with the Transportation Equity Act for the 21st Century (TEA 21), as amended, and Office of Management and Budget circulars A-I02, A-87 and A-l33. The State shall not be ultimately responsible for any of the costs of the project. The Agency shall be ultimately responsible for all costs associated with the project which are not reimbursed by the Federal Government. Nothing in this agreement shall be construed as a promise by the State as to the amount or nature of federal participation in this project. 1. Preliminary Engineering, Right of Way Acquisition, and Audit Costs The Agency will pay for Agency incurred costs on the project. Following such pa)ments, vouchers shall be submitted to the State in the fonnat prescribed by the State, in duplicate, not more than once per month. The State will reimburse the Agency up to the amount shown on the face of this agreement for those costs eligible for federal participation to the extent that such costs are directly attributable and properly allocable to this project. Expenditures by the Local Agency for maintenance, general administration, supervision, and other overhead shall not be eligible for federal participation unless an indirect cost plan nas been approved by WSDOT. The State will pay for State incurred costs on the project. Following pa)ment, the State shall bill the Federal Government for reimbursement of those costs eligible for federal participation to the extent that such costs are attributable and properly allocable to this project. The State shall bill the Agency for that portion of State costs which were not reimbursed by the Federal Government (see Section IX). 2. Project Construction Costs Project construction fmancing will be accomplished by one of the three methods as indicated in this agreement. 2 \ , . Method A - The Agency will 11lace with the State, within (20) days after the execution of the construction contract, an advance in the amount of the Agency's share of the total construction cost based on the contract award. The State will notify the Agency of the exact amount to be deposited with the State. The State will pay all costs incurred under the contract upon presentation of progress billings from the contractor. Following such payments, the State will submit a billing to the Federal Government for the federal aid participation share of the cost. When the project is substantially completed and final actual costs of the project can be determined, the State will present the Agency with a fmal billing showing the amount due the State or the amount due the Agency. This billing will be cleared by either a payment from the Agency to the State or by a refund from the State to the Agency. Method B - The Agency's share of the total construction cost as sho\\'Tl on the face of this agreement shall be withheld from its monthly fuel tax allotments. The face of this agreement establishes the months in which the withholding shaH take place and the exact amount to be withheld each month. The extent of withholding will be confinned by letter from the State at the time of contract award. Upon receipt of progress billings from the contractor, the State will submit such billings to the Federal Government for payment of its participating portion of such billings. Method C - The Agency may submit vouchers to the State in the format prescribed by the State, in duplicate, not more than once per month for those costs eligible for Federal participation to the extent that such costs are directly attributable and properly allocable to this project. Expenditures by the Local Agency for maintenance, general administration, supervision, and other overhead shall not be eligible for Federal participation unless claimed under a previously approved indirect cost plan. The State shall reimburse the Agency for the Federal share of eligible project costs up to the amount shown on the face of this agreement. At the time of audit, the Agency will provide documentation of all costs incurred on the project. The State shall bill the Agency for all costs incurred by the State relative to the project. The State shall also bill the Agency for the federal funds paid by the State to the Agency for project costs which are subsequently determined to be ineligible for federal participation (see Section IX). VII. Audit of Federal Consultant Contracts The Agency, if services of a consultant are required, shall be responsible for audit of the consultant's records to determine eligible federal aid costs on the project. The report of said audit shall be in the Agency's files and made available to the State and the Federal Government. An audit shall be conducted by the WSDOT Internal Audit Office in accordance with generally accepted governmental auditing standards as issued by the United States General Accounting Office by the Comptroller General of the United States; WSDOT Manual M 27-50, Consultant Authorization, Selection, and Agreement Administration; memoranda of understanding between WSDOT and FHW A; and Office of Management and Budget Circular A-133. If upon audit it is found that overpa:yment or participation of federal money in ineligible items of cost has occurred, the Agency shall reimburse the State for the amount of such overpayment or excess participation (see Section IX). VIII. Single Audit Act The Agency, as a subrecipient of federal funds, shall adhere to the federal Office of Management and Budget (OMS) Circular A-133 as well as all applicable federal and state statutes and regulations. A subrecipient who expends $300,000 or more in federal awards from all sources during a given fiscal year shall have a single or program-specific audit performed for that year in accordance with the provisions of OMS Circular A-133. Upon conclusion of the A-I33 audit, the Agency shall be responsible for ensuring that a copy of the report is transmitted promptly to the State. IX. Payment of Billing The Agency agrees that if payment or arrangement for payment of any of the State's billing relative to the project (e.g., State force work., project cancellation, overpa:yment, cost ineligible for federal participation, etc.) is not made to the State within 45 days after the Agency has been billed, the State shall effect reimbursement of the total sum due from the regular monthly fuel tax allotments to the Agency from the Motor Vehicle Fund. No additional Federal project funding will be approved until full payment is received unless otherwise directed the Assistant Secretary for Highways and Local Programs. DOT Form 140-039 EF Revised 2/01 X, Traffic Control, Signing, Marking, and Roadway Maintenance The Agency will not permit any changes to be made in the provisions for parking regulations and traffic control on this project without prior approval of the State and Federal Highway Administration. The Agency will not install or permit to be installed any signs, signals, or markings not in conformance with the standards approved by the Federal Highway Administration and MUTeD. The Agency will, at its ovm expense, maintain the improvement covered by this agreement. XI. Indemnity The Agency shall hold the Federal Government and the State harmless from and shall process and defend at its own expense all claims, demands, or suits, whether at law or equity brought against the Agency, State, or Federal Government, arising from the Agency's execution, performance, or failure to perform any of the provisions of this agreement, or of any other agreement or contract connected with this agreement, or arising by reason of the participation of the State or Federal Government in the project, PROVIDED, nothing herein shall require the Agency to reimburse the State or the Federal Government for damages arising out of bodily injury to persons or damage to property caused by or resulting from the sole negligence of the Federal Government or the State. No liability shall attach to the State or Federal Government except as expressly provided herein. XII. Nondiscrimination Provision The Agency shall not discriminate on the basis of race, color, national origin, or sex in the award and performance of any USDOT-assisted contract and/or agreement or in the administration of its DBE program or the requirements of 49 CFR Part 26. The Agency shall take all necessary and reasonable steps under 49 CFR Part 26 to ensure nondiscrimination in the award and administration of USDOT-assisted contracts and agreements. The WSDOT's DBE program, as required by 49 CFR Part 26 and as approved by USDOT, is incorporated by reference in this agreement. Implementation of this program is a legal obligation and failure to carry out its terms shall be treated as a violation of this agreement. Upon notification to the Agency of its failure to carry out its approved program, the Department may impose sanctions as provided for under Part 26 and may, in appropriate cases, refer the matter for enforcement under 18 U.S.c. 1001 and/or the Program Fraud Civil Remedies Act of 1986 (31 U.S.c. 3801 et seq.). The Agency hereby agrees that it will incorporate or cause to be incorporated into any contract for construction work, or modification thereof, as defined in the rules and regulations of the Secretary of Labor in 41 CFR Chapter 60, which is paid for in whole or in part with funds obtained from the Federal Government or borrowed on the credit of the Federal Government pursuant to a grant, contract, loan, insurance, or guarantee or understanding pursuant to any federal program involving such grant, contract, loan, insurance, or guarantee, the required contract provisions for Federal.Aid Contracts (FHWA 1273), located in Chapter 44 of the Local Agency Guidelines. The Agency further agrees that it will be bound by the above equal opportunity clause with respect to its own employment practices when it participates in federally assisted construction work: Provided, that if the applicant so participating is a State or Local Government, the above equal opportunity clause is not applicable to any agency, instrumentality, or subdivision of such government which does not participate in work on or under the contract. The Agency also agrees: (1) To assist and cooperate actively with the State in obtaining the compliance of contractors and subcontractors with the equal opportunity clause and rules, regulations, and relevant orders of the Secretary of Labor. (2) To furnish the State such information as it may require for the supervision of such compliance and that it will otherwise assist the State in the discharge of its primary responsibility for securing compliance. (3) To refrain from entering into any contract or contract modification subject to Executive Order 11246 of September 24, 1965, with a contractor debarred from, or who has not demonstrated eligibility for, government contracts and federally assisted construction contracts pursuant to the Executive Order. (4) To carry out such sanctions and penalties for violation of the equal opportunity clause as may be imposed upon contractors and subcontractors by the State, Federal Highway Administration, or the Secretary of Labor pursuant to Part II, subpart D of the Executive Order. 3 . .' . '" In addition, the Agency agrees that jf it fails or refuses to comply with these undertakings, the State may take any or all of the foHawing actions: 1 (a) Cancel, terminate, or suspend this agreement in whole or in part; (b) Refrain from extending any further assistance to the Agency under the program with respect to which the failure or refusal occurred until satisfactory assurance of future compliance has been received from the Agency; and (c) Refer the case to the Department of Justice for appropriate legal proceedings. XIII. Liquidated Damages The Agency hereby agrees that the liquidated damages provisions of 23 CFR Part 630, Subpart 305, as supplemented, relative to the amount of Federal participation in the project cost, shall be applicable in the event the contractor fails to complete the contract within the contract time. Failure to include liquidated damages provision will not relieve the Agency from reduction of federal participation in accordance with this paragraph. XIV. Termination for Public Convenience The Secretary of the Washington State Department of Transportation may terminate the contract in whole, or from time to time in part, whenever: (I) The requisite federal funding becomes unavailable through failure of appropriation or otherwise. (2) The contractor is prevented from proceeding with the work as a direct result of an Executive Order of the President with respect to the prosecution of war or in the interest of national defense, or an Executive Order of the President or Governor of the State with respect to the preservation of energy resources. (3) The contractor is prevented from proceeding with the work by reason of a preliminary, special, or permanent restraining order of a court of competent jurisdiction where the issuance of such order is primarily caused by the acts or omissions of persons or agencies other than the contractor. (4) The Secretary determines that such termination is in the best interests of the State. XV. Venue for Claims and/or Causes of Action For the convenience of the parties to this contract, it is agreed that any claims and/or causes of action which the Local Agency has against the State of Washington, growing out of this contract or the project with which it is concerned, shall be brought only in the Superior Court for Thurston County. XVI. Certification Regarding the Restrictions of the Use of Federal Funds for Lobbying The approving authority certifies, to the best of his or her knowledge and belief, that: (1) No federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any federal agency, a member of Congress, an officer or employee of Congress, or an employee of a member of Congress in connection with the awarding of any federal contract, the making of any federal grant, the making of any federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any federal contract, grant, loan, or cooperative agreement. (2) If any funds other than federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any federal agency, a member of Congress, an officer or employee of Congress, or an employee of a member of Congress in connection with this federal contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit the Standard Form - LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions. (3) The undersigned shall require that the language of this certification be included in the award documents for all subawards at all tiers (including subgrants, and contracts and subcontracts under grants, subgrants, loans, and cooperative agreements) which exceed $100,000, and that all such subrecipients shall certify and disclose accordingly. This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification as a prerequisite for making or entering into this transaction imposed by Section 1352, Title 31, U.S. Code. Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than S lOO,OOO for each such failure. Additional Provisions DOT FOO11 140-039 EF Revised 2/01 4 ~,. w Washington State ,Oepar',ment of Transportation Ar,rNCY Local Agency Agreement Supplement Agency City of Auburn Federal Aid Project Number STPH-l069(005) Agreement Number LA-5305 Supplement Number 1 CFDA No. 20.205 (Catalog of Federal Domestic Assistance) The Local Agency desires to supplement the agreement entered into and executed on April 25, 2002 All provisions in the basic agreement remain in effect except as expressly modified by this supplement. The changes to the agreement are described as follows: Project Description Name East Valley Highway & Lakeland Hills Way Traffic Signal (C2l4A) Length 0.15 miles Termini Description of Work 181 No Change Reasen for Supplement Authorization for construction JUN 1 7 2003 CI1Y OF AUBURN rrt\f (": r:'r)kf~~ Estimate of Funding Type of Work I (1) (2) (3) (4) (5) Previous Supplement Estimated Total Estimated Agency Estimated AareemenUSunnl. Proiect Funds Funds Federal Funds PE a. Agency , 8,000.00 2,000.00 10,000.00 1,000.00 9,000.00 90 % b. Other Consultants 25,000,00 25,000.00 2,500.00 22,500.00 ~ c. Other ! Federal Aid d. State 2,000.00 2,000.00 200.00 1,800.00 Participation Ratio for PE e. Total PE Cost Estimate (a+b+c+d) 35,000.00 2,000.00 ! 37,000.00 3,700.00 33,300.00 Right of Way I. Agency ~ % ". Other Federal Aid h. Other Participation i. State Ratio for RW i. Total R/W Cost Estimate (f+a+h+i) Construction k. Contract ]46,540.00 146,540.00 14,654.00 131,886.00 I. Other I 14,460.00 14,460.00 1,446.00 13,014,00 m. Other n. Other , I 90 % Q. Agency ~ Federal Aid p. State 2,000.00 I 2,000.00 200.00 1,800.00 Participation Ratio for CN a. Total CN Cost Estimate (k~->m,","<l+n\ 163,000.00 163,000.00 16,300.00 146,700.00 r. Total Proiect Cost Estimate le+i+t:l\ 35,000.00 165,000.00 200,000.00 20,000.00 180,000.00 ./' ,/ /' /' ,// ,/ The Local Agency further stipulates that pursuant to said Title 23, regulations and policies and procedures, and as a condttion to payment of the Federal funds obligated, it accepts and will comply with the applicable provisions. AgenCY\(I<'l'~_, Washington State Department of Transportation ~ ~ I''), ( . ,/) By By '--.J;T / ,.";1-1. I g /~::Ji1r^-./J Title May.ill.......-_ Assistant Secretary for Highways aJUNcOpggZOm03 Date Executed ~,/ DOT Form 140-041 EF Revised 4/2000