HomeMy WebLinkAbout2908 1 RESOLUTION NO 2 9 0 8
2
3 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF AUBURN,
WASHINGTON, AUTHORIZING THE MAYOR AND CITY CLERK TO EXECUTE AN
4 AGREEMENT FOR PROFESSIONAL SERVICES FOR 1998 WITH PENTEC
ENVIRONMENTAL, INC TO PROVIDE ON-CALL WETLAND SERVICES FOR
5 THE CITY OF AUBURN
6
7 THE CITY COUNCIL OF THE CITY OF AUBURN, WASHINGTON, IN A
8 REGULAR MEETING DULY ASSEMBLED, HEREWITH RESOLVES AS FOLLOWS
9 Section 1. The Mayor and City Clerk of the City of
10 Auburn are hereby authorized to execute an Agreement for
11 Professional Services for 1998 with PENTEC ENVIRONMENTAL, INC
12 to provide on-call wetland services for the City of Auburn A
13 copy of said Agreement is attached hereto, designated as
14 Exhibit "A" and incorporated by reference in tnis Resolution
15 Section 2 The Mayor is hereby authorized to implement
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such administrative procedures as may be necessary to carry
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out the directives of this legislation
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Resolution No 2908
January 8, 1998
Page 1
1 DATED and SIGNED this 20th day of January, 1998
2
3
CITY OF AUBURN
4
6 CHARLES A BOOTH
MAYOR
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8
ATTEST
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10
11 //l
ac
(9 andeli
Danielle E Daskam,
12 City Clerk
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15
APPROVED AS TO FORM
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18 QA
Michael J Reynolds,
19 City Attorney
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Resolution No 2908
January 8, 1998
Page 2
STANDARD CONSULTANT coNSULTANT/ADDRESSIIELEPHONE
AGREEMENT
AGREEMENT NUMBER " C.-39 Pent Environmental.Inc.
120 Third Avenue S. Suite 1 t0
FEDERAL AID NO. Edmonds.Washington 98020
(425)775-4682
LUMP SUM PROJECT TITLE AND WORK DESCRIPTION
On-call wetland services for City of Auburn
LUMP SUM AMOUNT$
COST PLUS FIXED FEE DBE PARTICIPATION
OVERHEAD PROGRESS Yes No 0
PAYMENT RATE
OVERHEAD COST METHOD
ACTUAL COST NOT WBE PARTICIPATION
TO EXCEED
Yes No 0 %n
FIXED RATE
FIXED FEE $
SPECIFIC RATES OF PAY FEDERAL ID Do you require a 1099 for IRS?
NO./S.S.N.
91-1351983
X NEGOTIATED HOURLY RATE YES NO X
PROVISIONAL HOURLY RATE
COMPLETION DATE MAXIMUM AMOUNT PAYABLE
COST PER UNIT OF WORK $
12 / 31 /98
THIS AGREEMENT made and entered into this a2� day of .499i/between the Local Agency of
G / B 14'6u rvt ,Washington.hereinafter called the /GENCY' and the above organization hereinafter called
the `CONSULTANT'
WITNESSETH THAT
Local Agency Guidelines Page 1 of 21
May 1994 Exhibit "A"
Resolution No 2908
WHEREAS, the AGENCY desires to accomplish the above-referenced project. and
WHEREAS. the AGENCY does not have sufficient staff to meet the required commitment and therefore deems it advisable and
desirable to engage the assistance of a CONSULTANT to provide die necessary services for the PROJECT and
WHEREAS,the CONSULTANT represents that he/she is in compliance with the Washington State Statutes relating to professional
registration, if applicable,and has signified a willingness to furnish Consulting services to the AGENCY
NOW THEREFORE, in consideration of the terms, conditions, covenants and performance contained herein, or attached and
incorporated and made a part hereof,the parties hereto agree as follows.
I officials, groups or individuals as may be requested by
GENERAL DESCRIPTION OF WORK the AGENCY The AGENCY will provide the
CONSULTANT sufficient notice prior to meetings
The work under this AGREEMENT shall consist of the requiring CONSULTANT participation. The minimum
above-described work and services as herein defined number of hours or days notice--required shall be
and necessary to accomplish the completed work for agreed to between the AGENCY and the
this PROJECT The CONSULTANT shall furnish all CONSULTANT and shown in Exhibit"B" attached
services, labor and related equipment necessary to hereto and made part of this AGREEMENT The
conduct and complete the work as designated CONSULTANT shall prepare a monthly progress
elsewhere in this AGREEMENT report, in a form approved by the AGENCY that will
outline in written and graphical form the various phases
II and the order of performance of the work in sufficient
SCOPE OF WORK detail so that the progress of the work can easily be
evaluated. Goals for Disadvantaged Business
The Scope of Work and project level of effort for this Enterprises (DBE) and Women Owned Business
project is detailed in Exhibit"B' attached hereto, and Enterprises (WBE) if required shall be shown in the
by this reference made a part of this AGREEMENT heading of this AGREEMENT
III All reports, PS &E materials, and other data furnished
GENERAL REQUIREMENTS to the CONSULTANT by the AGENCY shall be
resumed. All designs, drawings, specifications,
All aspects of coordination of the work of this documents, and other work products prepared by the
AGREEMENT with outside agencies, groups or CONSULTANT prior to completion or termination of
individuals shall receive advance approval by the this AGREEMENT are instruments of service for this
AGENCY Necessary contacts and meetings with PROJECT and are property of the AGENCY Reuse
agencies, groups or individuals shall be coordinated by the AGENCY or by others acting through or on
through the AGENCY behalf of the AGENCY of any such instruments of
service, not occurring as a part of this PROJECT, shall
The CONSULTANT shall attend coordination, be without liability or legal exposure to the
progress and presentation meetings with the AGENCY CONSULTANT _
or such Federal, Community State, City or County
Exhibit "A"
Resolution No 2908
IV SUBCONTRACTING
TIME FOR BEGINNING AND COMPLETION
The AGENCY permits subcontracts for those items of
The CONSULTANT shall not begin any work under work as shown in Exhibit "G"to this Agreement.
the terms of this AGREEMENT until authorized in
writing by the AGENCY All work under this Compensation for this subconsultant work shall be
AGREEMENT shall be completed by the date shown based on the cost factors shown on Exhibit "G"
in the heading of this AGREEMENT under completion attached hereto and by this reference made a part of
date. this AGREEMENT
The established completion time shall not be extended The work of the subconsultant shall not exceed its
because of any delays attributable to the maximum amount payable unless a prior written
CONSULTANT but may be extended by the approval has been issued by the AGENCY
AGENCY in the event of a delay attributable to the
AGENCY or because of unavoidable delays caused by All reimbursable direct labor overhead, direct non-
an act of GOD or governmental actions or other salary costs and fixed fee costs for the subconsultant
conditions beyond the control of the CONSULTANT shall be substantiated in the same manner as outlined in
A prior supplemental agreement issued by the Section V All subcontracts exceeding $10,000 in cost
AGENCY is required to extend the established shall contain all applicable provisions of this
completion time. AGREEMENT
V The CONSULTANT shall not subcontract for the
PAYMENT performance of any work under this AGREEMENT
without prior written permission of the AGENCY No
The CONSULTANT shall be paid by the AGENCY for permission for subcontracting shall create, between the
completed work and services rendered under this AGENCY and subcontractor any contractor or any
AGREEMENT as provided in Exhibit"C" attached other relationship.
hereto, and by this reference made part of this
AGREEMENT Such payment shall be full VII
compensation for work performed or services rendered EMPLOYMENT
and for all labor materials, supplies, equipment, and
incidentals necessary to complete the work specified in The CONSULTANT warrants that he/she has not
Section II,"Scope of Work." The CONSULTANT employed or retained any company or person, other
shall conform with all applicable portions of 48 CFR than a bona fide employee working solely for the
31 CONSULTANT to solicit or secure this contract, and
that it has not paid or agreed to pay any company or
person, other than a bona fide employee working solely
VI for the CONSULTANT any fee, commission,
Local Agency Guidelines Page 3 of 21
May 1994 Exhibit "A"
Resolution No. 2908
percentage, brokerage fee, gift, or any other demotion or transfer recruitment or any recruitment
consideration, contingent upon or resulting from the advertising, a layoff or terminations, rates of pay or
award or making of this contract For breach or other forms of compensation, selection for training,
violation of this warrant, the AGENCY shall have the rendition of services. The CONSULTANT
right to annul this AGREEMENT without liability or in understands and agrees that if it violates this provision,
its discretion,to deduct from the AGREEMENT price this AGREEMENT may be terminated by the
or consideration or otherwise recover the full amount AGENCY and further that the CONSULTANT shall be
of such fee, commission, percentage, brokerage fee, bared from performing any services for the AGENCY
gift, or contingent fee. now or in the future unless a showing is made
satisfactory to the AGENCY that discriminatory
Any and all employees of the CONSULTANT or other practices have terminated and that recurrence of such
persons while engaged in the performance of any work action is unlikely
or services required of the CONSULTANT under this
AGREEMENT shall be considered employees of the During the performance of this AGREEMENT the
CONSULTANT only and not of the AGENCY and CONSULTANT for itself, its assignees and successors
any and all claims that may or might arise under any in interest agrees as follows:
Workmen's Compensation Act on behalf of said
employees or other persons while so engaged, and any A. COMPLIANCE WITH REGULATIONS The
and all claims made by a third party as a consequence CONSULTANT shall comply with the
of any act or omission on the part of the Regulations relative to non discrimination in the
CONSULTANT's employees or other persons while so same manner as in Federal-assisted programs
engaged on any of the work or services provided to be of the Department of Transportation, Title 49
rendered herein, shall be the sole obligation and Code of Federal Regulations, part 21 as they
responsibility of the CONSULTANT may be amended from time to time,
(hereinafter referred to as the Regulations),
The CONSULTANT shall not engage, on a full or part which are herein incorporated by reference and
time basis, or other basis, during the period of the made a part of this AGREEMENT The
contract, any professional or technical personnel who consultant shall comply with the American
are, or have been, at any time during the period of the Disabilities Act of 1992, as amended.
contract, in the employ of the United States Department
of Transportation, the STATE, or the AGENCY, B. NONDISCRIMNATION The
except regularly retired employees, without written CONSULTANT, with regard to the work
consent of the public employer of such person. performed by it during the AGREEMENT
shall not discriminate on the grounds of race,
VIII creed, color, sex, age, marital status, national
NONDISCRIMINATION origin or handicap except for a bona fide
occupational qualification in the selection and
The CONSULTANT agrees not to discriminate against retention of subconsultants, including
any client, employee or applicant for employment or for procurements of materials and leases of
services because of race,creed, color national origin, equipment. The CONSULTANT shall not
marital status, sex, age or handicap except for a bona participate either directly or indirectly in the
fide occupational qualification with regard to, but not discrimination prohibited by Section 21.5 of the
limited to the following: employment upgrading, Regulations, including employment practices
Exhibit "A"
Resolution No. 2908
when the contract covers a program set forth in noncompliance with the nondiscrimination
Appendix II of the Regulations. provisions of this AGREEMENT the
AGENCY shall impose such sanctions as it or
C. SOLICITATIONS FOR the Federal Highway Administration may
SUBCONSULTANTS, INCLUDING determine to be appropriate, including, but not
PROCUREMENTS OF MATERIALS AND limited to-
EQUIPMENT In all solicitations either by
competitive bidding or negotiation made by the I Withholding of payments to the
CONSULTANT for work to be performed CONSULTANT under the
under a subcontract, including procurements of AGREEMENT until the
materials or leases of equipment. each potential CONSULTANT complies, and/or
subconsultant or supplier shall be notified by
the CONSULTANT of the CONSULTANT'S 2. Cancellation, termination or
obligations under this AGREEMENT and the suspension of the AGREEMENT in
Regulations relative to nondiscrimination on the whole or in part.
grounds of race,creed, color, sex, age, marital
status, national origin and handicap. F INCORPORATION OF PROVISIONS The
CONSULTANT shall include the provisions of
D INFORMATION AND REPORTS The paragraphs (A) through (G) in every
CONSULTANT shall provide all information subcontract, including procurements of
and reports required by the Regulations, or materials and leases of equipment, unless
directives issued pursuant thereto, and shall exempt by the Regulations or directives issued
permit access to its hooks, records, accounts, pursuant thereto. The CONSULTANT shall
other sources of information, and its facilities take such action with respect to any
as may be determined by the AGENCY to be subconsultant or procurement as the AGENCY
pertinent to ascertain compliance with such or the Federal Highway Administration may
Regulations or directives. Where any direct as a means of enforcing such provisions,
information required of the CONSULTANT is including sanctions for noncompliance;
in the exclusive possession of another who fails provided, however,that, in the event a
or refuses to furnish this information the CONSULTANT becomes involved in, or is
CONSULTANT shall so certify to the threatened with, litigation with a subconsultant
AGENCY, or the United States Department of or supplier as a result of such direction, the
Transportation as appropriate, and shall set CONSULTANT may request the AGENCY to
forth what efforts it has made to obtain the enter into such litigation to protect the interests
information. of the AGENCY and in addition, the
CONSULTANT may request the United States
E. SANCTIONS FOR NONCOMPLIANCE. In to enter into such litigation to protect the
the event of the CONSULTANT's interests of the United States.
Local Agency Guidelines Page 5 of 21
May 1994 Exhibit"A"
Resolution No. 2908
G. UNFAIR EMPLOYMENT PRACTICES. The time which may be required to do so, and other factors
CONSULTANT shall comply with RCW which affect the value to the AGENCY of the work
49.60.180 and Executive Order number E.0 performed at the time of termination. Under no
77-13 of the Governor of the State of circumstances shall payment made under this
Washington which prohibits unfair employment subsection exceed the amount which would have been
practices. made using the formula set forth in the previous
paragraph.
IX
TERMINATION OF AGREEMENT If it is determined for any reason that the
CONSULTANT was not in default or that the
The right is reserved by the AGENCY to terminate this CONSULTANT's failure to perform is without it or it s
AGREEMENT at any time upon ten days written employee's fault or negligence, the termination shall be
notice to the CONSULTANT deemed to be a termination for the convenience of the
AGENCY in accordance with the provision of this
In the event this AGREEMENT is terminated by the AGREEMENT
AGENCY other than for default on the part of the
CONSULTANT a final payment shall be made to the In the event of the death of any member partner or
CONSULTANT as shown in Exhibit 'F"for the type of officer of the CONSULTANT or any of its supervisory
AGREEMENT used. personnel assigned to the project, or, dissolution of the
partnership, termination of the corporation, or
No payment shall be made for any work completed disaffiliation of the principally involved employee,the
after ten days following receipt by the CONSULTANT surviving members of the CONSULTANT hereby
of the Notice to Terminate. If the accumulated agree to complete the work under the terms of the
payment made to the CONSULTANT prior to Notice AGREEMENT, if requested to do so by the AGENCY
of Termination exceeds the total amount that would be The subsection shall not be a bar to renegotiation of the
due computed as set forth herein above, then no final AGREEMENT between the surviving members of the
payment shall be due and the CONSULTANT shall CONSULTANT and the AGENCY if the AGENCY
immediately reimburse the AGENCY for any excess so chooses.
paid.
In the event of the death of any of the parties listed in
If the services of the CONSULTANT are terminated by the previous paragraph, should the surviving members
the AGENCY for default on the part of the of the CONSULTANT with the AGENCY's
CONSULTANT, the above formula for payment shall concurrence, desire to terminate this AGREEMENT,
not apply In such an event, the amount to be paid shall payment shall be made as set forth in the second
be determined by the AGENCY with consideration paragraph of this section.
given to the actual costs incurred by the
CONSULTANT in performing the work to the date of Payment for any part of the work by the AGENCY
termination, the amount of work originally required shall not constitute a waiver by the AGENCY of any
which was satisfactorily completed to date of remedies of any type it may have against the
termination, whether that work is in a form or a type CONSULTANT for any breach of this AGREEMENT
which is usable to the AGENCY at the time of by the CONSULTANT or for failure of the
termination; the cost to the AGENCY of employing CONSULTANT to perform work required of it by the
another firm to complete the work required and the AGENCY Forbearance of any rights under the
Exhibit "A"
Resolution No 2908
AGREEMENT will not constitute waiver of entitlement In the event that either party deems it necessary to
to exercise those rights with respect to any future act or institute legal action or proceeding to enforce any right
omission by the CONSULTANT or obligation under this AGREEMENT the parties
hereto agree that any such action shall be initiated in the
X Superior court of the State of Washington, situated in
CHANGES OF WORK the county the AGENCY is located in. The parties
hereto agree that all questions shall be resolved by
The CONSULTANT shall make such changes and application of Washington law and that the parties to
revisions in the complete work of this AGREEMENT such action shall have the right of appeal from such
as necessary to correct errors appearing therein, when decisions of the Superior court in accordance with the
required to do so by the AGENCY, without additional laws of the State of Washington. The CONSULTANT
compensation thereof. Should the AGENCY find it hereby consents to the personal jurisdiction of the
desirable for its own purposes to have previously Superior court of the State of Washington, situated in
satisfactorily completed work or parts thereof changed the county in which the AGENCY is located in.
or revised, the CONSULTANT shall make such
revision as directed by the AGENCY This work shall XIII
be considered as Extra Work and will be-paid for as LEGAL RELATIONS AND INSURANCE
herein provided under Section XIV
The CONSULTANT shall comply with all Federal,
XI State, and local laws and ordinances applicable to the
DISPUTES work to be done under this AGREEMENT This
AGREEMENT shall be interpreted and construed in
Any dispute concerning questions of fact in connection accord with the laws of Washington.
with the work not disposed of by AGREEMENT
between the CONSULTANT and the AGENCY shall The CONSULTANT shall indemnify and hold the
be referred for determination to the Director of Public AGENCY and the STATE, and their officers and
Works or AGENCY Engineer whose decision in the employees harmless from and shall process and defend
matter shall be final and binding on the parties of this at its own expense all claims, demands, or suits at law
AGREEMENT provided however that if an action is or equity arising in whole or in part from the
brought challenging the Director of Public Works or CONSULTANT's negligence or breach of any of its
AGENCY Engineer's decision, that decision shall be obligations under this AGREEMENT provided that
subject to de novo judicial review nothing herein shall require a CONSULTANT to
indemnify the AGENCY and the STATE against and
XII hold harmless the AGENCY and the STATE from
VENUE, APPLICABLE LAW AND PERSONAL claims, demands or suits based solely upon the conduct
JURISDICTION of the AGENCY and the STATE, their agents, officers
and employees and provided further that if the claims
or suits are caused by or result from the concurrent
Local Agency Guidelines Page 7 of 21
May 1994 Exhibit "A"
Resolution No 2908
negligence of(a) the CONSULTANT's agents or A. Worker's compensation and employer s
employees and (b) the AGENCY and the STATE, their liability insurance as required by the STATE.
agents, officers and employees,this indemnity
provision with respect to (1) claims or suits based upon B. General commercial liability insurance in an
such negligence, (2) the costs to the AGENCY and the amount not less than a single limit of one
STATE of defending such claims and suits, etc. shall be million and 00/100 Dollars ($1,000,000.00) for
valid and enforceable only to the extent of the bodily injury including death and property
CONSULTANT's negligence or the negligence of the damage per occurrence.
CONSULTANT's agents or employees.
Excepting the Worker s Compensation insurance and
The CONSULTANT's relation to the AGENCY shall any professional liability insurance secured by the
be at all times as an independent contractor CONSULTANT the AGENCY will be named on all
certificates of insurance as an additional insured. The
The CONSULTANT specifically assumes potential CONSULTANT shall furnish the AGENCY with
liability for actions brought by the CONSULTANT's verification of insurance and endorsements required by
own employees against the AGENCY and, solely for this AGREEMENT The AGENCY reserves the right
the purpose of this indemnification and defense, the to require complete, certified copies of all required
CONSULTANT specifically waives any immunity insurance policies at any time.
under the state industrial insurance law, Title 51 RCW
The CONSULTANT recognizes that this waiver was All insurance shall be obtained from an insurance
specifically entered into pursuant to the provisions of company authorized to do business in the State of
RCW 4.24 115 and was the subject of mutual Washington. The CONSULTANT shall submit a
negotiation. verification of insurance as outlined above within 14
days of the execution of this AGREEMENT to the
Unless otherwise specified in the AGREEMENT, the AGENCY
AGENCY shall be responsible for administration of
construction contracts, if any on the project. Subject No cancellation of the foregoing policies shall be
to the processing of an acceptable, supplemental effective without thirty(30) days prior notice to the
agreement, the CONSULTANT shall provide on-call AGENCY
assistance to the AGENCY during contract
administration. By providing such assistance, the The CONSULTANT's professional liability to the
CONSULTANT shall assume no responsibility for AGENCY shall be limited to the amount payable under
proper construction techniques,job site safety, or any this AGREEMENT or one million dollars, whichever is
construction contractor s failure to perform its work in the greater unless modified by Exhibit"H" In no case
accordance with the contract documents. shall the CONSULTANT's professional liability to
third parties be limited in any way
The CONSULTANT shall obtain and keep in force
during the terms of the AGREEMENT, or as otherwise The AGENCY will pay no progress payments under
required, the following insurance with companies or Section V until the CONSULTANT has fully complied
through sources approved by the State Insurance with this section. This remedy is not exclusive; and the
Commissioner pursuant to RCW 48. AGENCY and the STATE may take such other action
as is available to them under other provisions of this
Insurance Coverage AGREEMENT, or otherwise in law
Exhibit "A"
Resolution No 2908
XIV amount payable for this AGREEMENT shall
EXTRA WORK not be increased or considered to be increased
except by specific written supplement to this
A. The AGENCY may at any time, by written AGREEMENT
order, make changes within the general scope
of the AGREEMENT in the services to be XV
performed. ENDORSEMENT OF PLANS
B. If any such change causes an increase or The CONSULTANT shall place his endorsement on all
decrease in the estimated cost of, or the time plans, estimates or any other engineering data furnished
required for performance of any part of the by him.
work under this AGREEMENT whether or not
changed by the order, or otherwise affects any XVI
other terms and conditions of the FEDERAL AND STATE REVIEW
AGREEMENT the AGENCY shall make an
equitable adjustment in the (1) maximum The Federal Highway Administration and the
amount payable; (2) delivery or completion Washington State Department of Transportation shall
schedule, or both; and (3) other affected terms have the right to participate in the review or
and shall modify the AGREEMENT examination of the work in progress.
accordingly
XVII
C. The CONSULTANT must submit its request CERTIFICATION OF THE CONSULTANT AND
for equitable adjustment" (hereafter referred to THE AGENCY
as claim under this clause within 30 days from
the date of receipt of the written order Attached hereto as Exhibit "A-1 are the Certifications
However, if the AGENCY decides that the of the Consultant and the Agency, Exhibit "A-2"
facts justify it. the AGENCY may receive and Certification regarding debarment, suspension and
act upon a claim submitted before final other responsibility matters - primary covered
payment of the AGREEMENT transactions, Exhibit"A-3" Certification regarding the
restrictions of the use of Federal funds for lobbying,
D Failure to agree to any adjustment shall be a and Exhibit "A-4" Certificate of Current Cost or
dispute under the Disputes clause. However, Pricing Data. Exhibits "A-3" and A-4" are only
nothing in this clause shall excuse the required in Agreements over$100,000.
CONSULTANT from proceeding with the
AGREEMENT as changed. XVIII
COMPLETE AGREEMENT
E. Notwithstanding the terms and condition of
paragraphs (a) and (b) above, the maximum
Local Agency Guidelines Page 9 of 21
May 1994 Exhibit "A"
Resolution No 2908
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EXHIBIT "A-I"
CERTIFICATION OF CONSULTANT
Project No.
Local Agency
I hereby certify that I am K. Michael McDowell and duly authorized representative of the firm of Pentec
Enviromental, Inc. whose address is 120 Third Avenue S., Suite 110. Edmonds. Washington 98020 and that
neither I nor the above firm I here represent has.
(a) Employed or retained for a commission, percentage, brokerage, contingent fee or other consideration, any
firm or person (other than a bona fide employee working solely for me or the above CONSULTANT) to
solicit or secure this contract.
(b) Agreed, as an express or implied condition for obtaining this contract, to employee or retain the services of
any firm or person in connection with carrying out the contract.
(c) Paid, or agreed to pay, to any fine. organization or person (other than a bona fide employee working solely
for me or the above CONSULTANT) any fee, contribution, donation or consideration of any kind for, or in
connection with procuring or carrying out the contract; except as here expressly stated (if any):
I further certify that the firm I hereby represent is authorized to do business in the State of Washington and that the
firm is in full compliance with the requirements of the Board of Professional Registration.
I aclmowledge that this certificate is to be available to the State Department of Transportation and the Federal
Highway Administration, U.S. Department of Transportation, in connection with this contract involving
participation of Federal aid funds and is subject to applicable State and Federal laws, both criminal and civil.
Date ___ Signature / 11 11(67-<7
CERTIFICATION OF AGENCY OFFICIAL \
I hereby certify that I am the AGENCY Official of the Local Agency of GiT 4 ere >4't)Qu t Washington
and that the above consulting firm or his representative has not been required, directly or indirectly as an express or
implied condition in connection with obtaining or carrying out this contract to.
Local Agency Guidelines Page 11 of 21
May 1994 Exhibit "A"
Resolution No 2908
(a) Employ or retain, or agree to employ or retain, any firm or person, or
(b) Pay or agree to pay to any firm, person or organization, any fee, contribution, donation or consideration of
any kind, except as here expressly stated (if any).
I acknowledge that this certificate is to be available to the Federal Highway Administration, U.S. Department of
Transportation, in connection with this contract involving participation of Federal aid highway funds and is subject
to applicable State and Federal laws, both criminal and civil.
Date rt, 02/, /lit Signature C 1ta /tS Cc 1�
Exhibit "A"
Resolution No 2908
EXHIBIT "A-2"
CERTIFICATION REGARDING DEBARMENT, SUSPENSION, AND OTHER RESPONSIBILITY
MATTERS-PRIMARY COVERED TRANSACTIONS
The prospective primary participant certifies to the best of its knowledge and belief, that it and its
principals:
(a) Are not presently debarred, suspended, proposed for debarment, declared ineligible, or
voluntarily excluded from covered transactions by any federal department or agency;
(b) Have not within a three-year period preceding this proposal been convicted of or had a civil
judgment rendered against them for commission or fraud or a criminal offense in connection with
obtaining, attempting to obtain, or performing a public (federal, state, or local) transaction or
contract under a public transaction; violation of federal or state antitrust statues or commission of
embezzlement,theft, forgery, bribery, falsification or destruction of records, making false
statements, or receiving stolen property;
(c) Are not presently indicated for or otherwise criminally or civilly charged by a governmental
entity(federal, state, or local) with commission of any of the offenses enumerated in paragraph 1.b.
of this certification; and
(d) Have not within a three-year period preceding this application/proposal had one or more
public transactions (federal, state, or local) terminated for cause or default.
2. Where the prospective primary participant is unable to certify to any of the statements in this certification,
such prospective participant shall attach an explanation to this proposal.
Consultant (Firm): Pentec Environmental, Inc.pJ
/2 ; l4.Gam% ��i�a�y�V( 1�
II ate President or Authorized Official of Consultant
(Signature)
Local Agency Guidelines Page 13 of 21
May 1994 Exhibit "A"
Resolution No. 2908
EXHIBIT "A-3"
CERTIFICATION REGARDING THE RESTRICTIONS
OF THE USE OF FEDERAL FUNDS FOR LOBBYING
The prospective participant certifies, by signing and submitting this bid or proposal, to the best of his or her
knowledge and belief, that:
1 No federal appropriated funds have been paid or will be paid, by or on behalf of the
undersigned, to any person for influencing or attempting to influence an officer or employee of any
federal agency a member of Congress, an officer or employee of Congress, or an employee of a
member of Congress in connection with the awarding of any federal contract, the making of any
federal grant, the making of any federal loan, the entering into of any cooperative agreement, and
the extension, continuation, renewal, amendment, or modification of any federal contract, grant,
loan, or cooperative agreement.
2. If any funds other than federal appropriated funds have been paid or will be paid to any
person for influencing or attempting to influence an officer or employee of any federal agency, a
member of Congress, an officer or employee of Congress, or an employee of a member of
Congress in connection with this federal contract, grant, loan, or cooperative agreement, the
undersigned shall complete and submit Standard Form-LLL,"Disclosure Form to Report
Lobbying," in accordance with its instruction.
This certification is a material representation of fact upon which reliance was placed when this transaction was
made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction
imposed by Section 1352,Title 31, U.S. Code. Any person who fails to file the required certification shall be
subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure.
The prospective participant also agrees by submitting his or her bid or proposal that he or she shall require that the
language of this certification be included in all lower tier subcontracts which exceed $100,000 and that all such
subrecipients shall certify and disclose accordingly
Consultant (Firm): Pentec Enviromental. Inc.
2 : - Zr"r YfildGt wO
Da e President or Authorized Official of Consultant
(Signature)
Exhibit "A"
Resolution No. 2908
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EXHIBIT "C-3"
PAYMENT
(NEGOTIATED HOURLY RATE)
The CONSULTANT shall be paid by the AGENCY for completed work and services rendered under this
AGREEMENT as provided hereinafter Such payment shall be full compensation for work performed or services
rendered and for all labor, materials, supplies,equipment, and incidentals necessary to complete the work. The
CONSULTANT shall conform with all applicable portions of 48 CFR 31
I Hourly Rates
The CONSULTANT shall be paid by the AGENCY for work done, based upon the negotiated hourly rates
shown in Exhibits `D" and "E" attached hereto and by this reference made part of this AGREEMENT
The rates listed shall be applicable for the first 12-month period and shall be subject to negotiation for the
following 12-month period upon request of the CONSULTANT or the AGENCY If negotiations are not
conducted for the second or subsequent 12-month periods within 90 days after completion of the previous
period, the rates listed in this AGREEMENT or subsequent written authorization(s) from the AGENCY
shall be utilized for the life of the AGREEMENT The rates are inclusive of direct salaries, payroll
additives, overhead, and fee.
In the event renegotiation of the hourly rates is conducted, the AGENCY reserves the right to audit for any
change in the overhead rate currently in use by the CONSULTANT and modify the hourly rates to be paid
to the CONSULTANT subsequent to the renegotiation accordingly Any changes in the CONSULTANT's
fixed hourly rates may include salary or overhead adjustments.
2. Direct Nonsalary Costs
Direct nonsalary costs will be reimbursed at the actual cost to the CONSULTANT These charges may
include, but are not limited to the following items: travel,printing, long distance telephone, supplies,
computer charges, and fees of subconsultants. Air or train travel will only be reimbursed to economy class
levels unless otherwise approved by the AGENCY Automobile mileage for travel will be reimbursed as
the current rate approved for AGENCY employees and shall be supported by the date and time of each trip
with origin and designation of such trips. Subsistence and lodging expenses will be reimbursed at the same
rate as for AGENCY employees. The billing for nonsalary cost, directly identifiable with the PROJECT
shall be an itemized listing of the charges supported by the original bills, invoices, expense accounts, and
miscellaneous supporting data retained by the CONSULTANT Copies of the original supporting
documents shall be supplied to the AGENCY upon request. All above charges must be necessary for the
services provided under this AGREEMENT
3. Management Reserve Fund
The AGENCY may desire to establish a Management Reserve Fund to provide the Agreement
Administrator the flexibility of authorizing additional funds to the AGREEMENT for allowable unforeseen
costs, or reimbursing the CONSULTANT for additional work beyond that already defined in this
AGREEMENT Such authorization(s) shall be in writing and shall not exceed the lesser of$50,000 or
10% of the Total Amount Authorized as shown in the heading of this AGREEMENT The amount
included for the Management Reserve Fund is shown in the heading of this agreement. This fund may be
replenished in a subsequent supplemental agreement. Any changes requiring additional costs in excess of
the "Management Reserve Fund" shall be made in accordance with Section XIV, "Extra Work."
4 Maximum Amount Payable
Exhibit "A"
Resolution No. 2908
The maximum amount payable for completion of work under this AGREEMENT shall not exceed the
amount shown in the heading of this AGREEMENT The maximum amount payable includes the
Management Reserve Fund, but does not include payment for extra work as stipulated in Section XIV
"Extra Work. No minimum amount payable is guaranteed under this AGREEMENT
5 Monthly Progress Payments
Progress payments may be claimed on a monthly basis for all costs authorized in 1 and 2 above. The
monthly invoices shall be supported by detailed statements for hours expended at the rates established in
Exhibits "D"and "E' , including names and classifications of all employees, and invoices for all direct
nonsalary expenses. To provide a means of verifying the invoiced salary costs for the consultant s
employees, the agency may conduct employee interviews. These interviews may consist of recording the
names,titles, salary rates, and present duties of those employees performing work on the project at the time
of the interview
6. Inspection of Cost Records
The CONSULTANT and his/her subconsultants shall keep available for inspection by representatives of the
AGENCY, STATE, and the United States, for a period of three years after final payment,the cost records
and accounts pertaining to this AGREEMENT and all items related to or bearing upon these records with
the following exception: if any litigation, claim, or audit is started before the three-year period, the records
shall be retained until all litigation, claims, or audit findings involving the records have been resolved. The
three-year retention period begins when the CONSULTANT receives final payment.
7 Final Payment
Final payment of any balance due the CONSULTANT of the gross amount earned will be made promptly
upon its verification by the AGENCY after the completion of the work under this AGREEMENT,
contingent upon receipt of all PS & E, plans, maps, notes, reports, and other related documents which are
required to be furnished under this AGREEMENT Acceptance of such final payment by the
CONSULTANT shall constitute a release of all claims for payment which the CONSULTANT may have
against the AGENCY unless such claims are specifically reserved in writing and transmitted to the
AGENCY by the CONSULTANT prior to its acceptance. Said final payment shall not, however be a bar
to any claims that the AGENCY may have against the CONSULTANT or to any remedies the AGENCY
may pursue with respect to such claims.
The payment of any billing will not constitute agreement as to the appropriateness of any item and at the
time of final audit, all required adjustments will be made and reflected in a final payment. In the event that
such final audit reveals an overpayment to the CONSULTANT, the CONSULTANT will refund such
overpayment to the AGENCY within ninety(90) days of notice of the overpayment. Such refund shall not
constitute a waiver by the CONSULTANT or any claims relating to the validity of a finding by the
AGENCY of overpayment.
Local Agency Guidelines Page 17 of 21
May 1994
Exhibit "A"
Resolution No 2908
EXHIBIT "D-2"
Pentec Environmental. Inc.
CONSULTANT FEE DETERMINATION - SUMMARY SHEET
(SPECIFIC RATES OF PAY)
1998 FEE SCHEDULE
Hourly Overhead Profit Rate per
Job title rate 166.84% 12.00% hour
Houghton, Jon 41 76 69.68 13.37 124.81
McDowell, Mike 41.99 70.05 13.44 125.48
Sargent, Ken 27.67 46.16 8.86 82.69
Zemke, Lizzie 25.62 42.74 8.20 76.55
Glowacki, Maggie 19.05 31 79 6.10 56.95
Allen, Stephanie 14.99 25.01 4.80 44 79
Mazer Greg 14 44 24.10 4.62 43.16
Technical Editor 17.99 30.01 5.76 53.75
Project Coordinator 17.57 29.32 5.63 52.51
Word Processor 13.63 22.73 4.36 40.72
Drafter/Graphic Designer 14.17 23.64 4.54 42.35
Budget Coordinator 15.50 25.85 4.96 46.31
Project Assistance 12.70 21 19 4.07 37.95
H:sbMkarenbbents\aubum\rate9B xis
Pentec
CONFIDENTIAL INFORMATION FOR CITY OF AUBURN USE ONLY page 1
Exhibit "A"
Resolution No 2908
EXHIBIT "E"
BREAKDOWN OF OVERHEAD COSTS
The detailed direct pay, overhead
and profit information was provided
directly to Les Brattain, engineer,
Public Works,City of Auburn in 1997
1998's rates were based on the same
calculations.
Exhibit "A"
Resolution No 2908
EXHIBIT "F"
PAYMENT UPON TERMINATION OF AGREEMENT
BY THE AGENCY OTHER THAN FOR FAULT OF THE CONSULTANT
(Refer to Agreement, Section IX)
Lump Sum Contracts
A final payment shall be made to the CONSULTANT which when added to any payments previously made
shall total the same percentage of the Lump Sum Amount as the work completed at the time of termination
is to the total work required for the PROJECT In addition,the CONSULTANT shall be paid forany
authorized extra work completed.
Cost Plus Fixed Fee Contracts
A final payment shall be made to the CONSULTANT which when added to any payments previously
made, shall total the actual costs plus the same percentage of the fixed fee as the work completed at the
time of termination is to the total work required for the Project. In addition, the CONSULTANT shall be
paid for any authorized extra work completed.
Specific Rates of Pay Contracts
A final payment shall be made to the CONSULTANT for actual hours charged at the time of termination of
this AGREEMENT plus any direct nonsalary costs incurred at the time of termination of this
AGREEMENT
Costs Per Unit of Work Contracts
A Final payment shall be made to the CONSULTANT for actual units of work completed at the time of
termination of this AGREEMENT
Exhibit "A"
Resolution No. 2908
sB .A EXHIBIT G
SUSAN BLACK &
ASS0CIATES
NR .:x •oN +rr,ac- •I iHL ICS
rAt , L ! ,>. 4 J4 e
� ,
2•n) •, 1.1.A-.M.
EXHIBIT G-2
CONSIJLTANTE FEE DETERMINATION - SUMMARY SHEET
(SPECIFIC RATES OF PAY)
1998 FEE SCHEDULE
Cumulative
Job Title Direct Wage Overhead (163.2%) Profit (10%) Rate per hour
Susan Black $33 00 $53 86 $8.69 $95 55
Robert Harding $33 00 $53 86 $8.69 $95 55
Jay Rood $33 00 $53.86 $8.69 $95.55
Charles Warsinske $33 00 $53.86 $8.69 $95 55
Exhibit "A"
Resolution No. 2908
LANDSCAPE 4ltc!UTFr-TURE ♦ URBAN DESIGN ♦ ENVIRONMENTAL PLANNING
ACORO CERTIFICATE OF LIABILITY INSURANCE DATE(MI"'DD"1
li PnooucEn _ _ ______ 9 /0 1 /9 8
THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION
' ` ) ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE
I S E D G W I C K O F WASHINGTON .= - HOLDER. THIS CERTIFICATE DOES NOT AMEND, EXTEND OR
S E D G W I C K N O B L E L O W N D E S ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW.
2 1 0 1 F O U R T H AVENUE I S E P 0 3 1998 COMPANY COMPANIES AFFORDING COVERAGE
SEATTLE WA 98121 :j
206 441 - 5900 Li-' A Federal Insurance Company
INSURED ' COMPANY
Pentec Environmental 'Inc 8
Karen El nberger COMPANY
120 3rd Avenue S C
Edmonds WA 98020 I COMPANY OCT - 7 1998
COVERAGES
THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN Ii-SpCIIfe f<I
INDICATED, NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT 10' I ,; IO��',,�'�^j�wJIf�+JA/n�ErD1 ABOVE FOR THE POLICY PERIOD
CERTIFICATE MAY BE ISSUED OR MAY PERTAIN THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEFt0-IS SUBJECT TTO ALLHTHE TERMS
EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS.
L TYPE OF INSURANCE POLICY NUMBER POLICY EFFECTIVE POLICY E)QIflAT1ON
DATE(MM/DD/YY) DATE(MW/DD/YY) LIMITS
A, GENERAL UABILIY 3533 - 88 - 92 4 / 26 / 98 4 / 26 / 99 !GENERAL AGGREGATE 15 2000000
X (,COMMERCIAL GENERAL UAEILITV I PRODUCTS COMP/OP AGG 1 5 2 0 0 0 0 0 0
1 I CLAIMS X OCCUR ■ PERSONALSADVIiNJURY I5 n
DE
X OWNER'S 8 CONT PROT EACH OCCURRENCE 5 1 0 0 0 0 0 0
I X I WA STOP GAP ' FIRE DAMAGE(Any one fire)! 5 504_00
I I MED Err P (Any one per-Son) $ 5 0 0 0
A AuroMOBaEUABIUTY 7321 - 61 - 02 4 /26 / 98 4 / 26 / 991
I X I ANY AUTO I COMBINED SINGLE LIMIT 5
I I 1000000
PALL OWNED AUTOS
BODILY INJURY
SCHEDULED AUTOS (Per person) 5
I X !HIRED AUTOS
NON-OWNED AUTO ROPILY INJURY S
(Per accident)
I I
PROPERTY DAMAGE S
r-i GARAGE LIABILITY I AUTO ONLY EA ACCIDENT S
ANY AUTO I OTHER THAN AUTO ONLY
EACH ACCIDENT $
! AGGREGATE 5
! EXCESS LIABILITY
EACH OCCURRENCE 5
1 UMBRELLA FORM ! AGGREGATE $
'OTHER THAN UMBRELLA FOR.
1
WORKMAN'S COMPENSATION AND WC LIMITS OTH-
EMPLOYERS LIABILITY TORY LIMITS I ER I
THE PROPRIETOR/ EL EACH ACCIDENT ! $
PARTNERS/EXECUTIVE INCL I EL DISEASE POLICY LIMn ! $
OFFICERS ARE I EXCL ! EL DISEASE EA EMPLOYEE I S
OTHER
DESCFUPRON OF OPERATIONS/LOCATKASNEHICLE$Pfl ITEMS
CERTHOLDER , ITS OFFICERS EMPLOYEES AND AGENTS ARE ADDITIONAL INSUREDS
AS RESPECTS OPERATIONS OF THE NAMED INSURED THIS INSURANCE IS
PRIMARY
CERTIFICATE HOLDER ' -CiAMCELLATION
SHOULD ANY OF THE ABOVE DESCRIBED POLICES BE CANCELLED BEFORE THE
CITY 0 F AUBURN EXPN ATION DATE THEREOF THE ISSUING COMPANY WILL ENDEAVOR TO MAIL
A T T N C A R O L I N E B E R G T 3 ODAYS WRI TEN NOTICE TO THE cEHfFFcATE HOLDER NAMED TOTHE LEFT
25 W MAIN
A U B U R N W A 9 6 0 0 1 - 4 9 9 8 BLIT NLURE TO MAUL L SUCH NOTICE SHALL IMPOSE NO OBLIGATION OR LIABILITY
KIND UPON THE ' AGENTS OR REPRESENTATIVES
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RECORDS MANAGEMENT
Ordinance No. Resolution No. 02)6
Date Adopted /2 c-2d'
Copies to:
1 ) Department Contact(s). dC /-23�6�
Finance Department �Ca.r-cam It
(Copy if relates to fees, charges, or any accoun mg responsibility)
2.) Code Book:
3.) Recording File.
4 ) Citizen Requests:
NAME Address
cc: City Clerk
ff>?�
Gib't
CHARLES A.BOOTH, MAYOR _ - AUBURN CITY CLERK
Danielle Daskam,City Clerk 25 West Main, Auburn,WA 98001
Cathy Richardson, Deputy City Clerk City Clerk:(253)931-3039
Tamie Bothell, Records/License Clerk Business Registration:(253)931-3007 Fax (253)288-3132
STATE OF WASHINGTON)
ss.
COUNTY OF KING
I, Danielle Daskam, the duly appointed, qualified City Clerk of the City of
Auburn, a Municipal Corporation and Code City, situate in the County of King,
State of Washington, do hereby certify that the foregoing is a full, true and correct
copy of Resolution No. 2908 of the resolutions of the City of Auburn, entitled
"RESOLUTION NO 2908 "
I certify that said Resolution No. 2908 was duly passed by the Council and
approved by the Mayor of the said City of Auburn on the 20th day of January,
1998
Witness my hand and the seal of the City of Auburn this 15th day of April, 1999
Dan Ile Daskam, City Clerk
City of Auburn
CITY OF AUBURN
INTEROFFICE MEMORANDUM
TO Caroline Bergt, Contract Administrator
FROM: Dahi Daskam, City Clerk
SUBJECT Resolution No 2908
Agreement for Professional Services — Pentec Environmental Inc.
DATE. January 22, 1998
The Auburn City Council adopted Resolution No 2908 on January 20, 1998
authorizing an Agreement for Professional Services with Pentec Environmental,
Inc. to provide on-call wetland services during 1998.
Attached is a copy of Resolution No 2908 and two fully-executed originals of the
Agreement for your distribution. I have retained one original for filing with
Resolution No. 2908.
/dd
Attachment
File. A3 16 9, 03 4 1 17
f\clerk\cont\RES2908